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FORM 38.5 (b)
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DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS
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WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS
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BUT NOT DEALING IN A CLIENT-SERVING CAPACITY
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(Rule 38.5(b) of the Takeover Code)
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1. KEY INFORMATION
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Name of exempt principal trader
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Credit Suisse Equities (Australia) Limited
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Company dealt in
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Rio Tinto Limited
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Class of relevant security to which the dealings being disclosed relate (Note 1)
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Ordinary Shares
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Date of dealing
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20-10-2008
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2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE
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(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 2)
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Long
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Short
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Number
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(%)
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Number
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(%)
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(1) Relevant securities
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1889301
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0.414
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(2) Derivatives (other than options)
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(3) Options and agreements to purchase/sell
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Total
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1889301
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0.414
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(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 2)
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Class Of Relevant Security : Ordinary Shares
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Long
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Short
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(1) Relevant Securities
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(2) Derivatives (other than options)
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(3) Options and agreements to purchasesell
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Total
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(c) Rights to subscribe (Note 2)
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Class of relevant security:
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Details
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3. DEALINGS (Note 3)
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(a) Purchases and sales
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Purchase/sale
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Number of securities
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Price per unit (Note 4)
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Purchase
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17,500
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62.62
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Purchase
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8,750
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62.62
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Purchase
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3,505
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66.29
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Purchase
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-1,685
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66.29
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Purchase
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1,685
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66.29
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Purchase
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1,820
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66.29
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Purchase
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1,150
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66.29
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Purchase
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1,654
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66.29
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Purchase
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1,991
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65.92
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Purchase
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2,500
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65.92
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Purchase
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5
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65.92
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Purchase
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1
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65.92
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Purchase
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20
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65.88
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Purchase
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20
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65.88
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Purchase
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144
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65.88
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Purchase
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22
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65.88
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Purchase
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297
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65.88
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Purchase
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3,785
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66.00
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Purchase
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1,351
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66.00
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Purchase
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2,500
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66.00
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Purchase
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2,000
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66.00
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Purchase
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1,992
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66.00
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Purchase
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227
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66.00
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Purchase
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127
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66.00
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Purchase
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127
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66.00
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Purchase
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127
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66.00
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Purchase
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127
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66.00
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Purchase
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127
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66.00
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Purchase
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227
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66.00
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Purchase
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227
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66.00
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Purchase
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227
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66.00
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Purchase
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227
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66.00
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Purchase
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26
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66.00
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Purchase
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88
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66.00
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Purchase
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113
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66.00
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Purchase
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88
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66.00
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Purchase
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88
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66.00
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Purchase
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88
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66.00
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Purchase
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188
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66.00
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Purchase
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12
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66.00
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Purchase
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3,715
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66.00
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Purchase
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2,548
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66.00
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Purchase
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2,731
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66.00
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Purchase
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2,915
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66.00
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Purchase
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2,287
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66.00
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Purchase
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2,600
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66.00
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Purchase
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100
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66.00
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Purchase
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1,000
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66.00
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Purchase
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200
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66.00
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Purchase
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500
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66.00
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Purchase
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100
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66.00
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Purchase
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400
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65.99
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Purchase
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500
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65.99
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Purchase
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60
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65.98
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Purchase
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215
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65.97
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Purchase
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2
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65.90
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Purchase
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135
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65.89
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Purchase
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100
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65.86
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Purchase
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1,500
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65.80
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Purchase
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1,000
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65.80
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Purchase
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200
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65.80
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Purchase
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200
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65.80
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Purchase
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175
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65.80
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Purchase
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57
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65.71
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Purchase
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319
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65.70
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Purchase
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198
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65.65
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Purchase
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18
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65.60
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Purchase
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5,000
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65.60
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Purchase
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60
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65.60
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Purchase
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82
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65.59
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Purchase
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1,707
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65.50
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Purchase
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54
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65.50
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Purchase
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150
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65.50
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Purchase
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25
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65.50
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Purchase
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400
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65.50
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Purchase
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4,658
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65.50
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Purchase
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75
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65.30
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Purchase
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376
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65.19
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Purchase
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47
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65.36
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Purchase
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100
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65.36
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Purchase
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200
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65.36
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Purchase
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189
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65.28
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Purchase
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58
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65.28
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Purchase
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100
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65.28
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Purchase
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347
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65.19
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Purchase
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347
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65.19
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Purchase
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347
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65.02
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Purchase
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226
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65.02
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Purchase
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24
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65.02
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Purchase
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97
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65.02
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Purchase
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347
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65.00
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Purchase
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1
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65.02
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Purchase
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62
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65.02
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Purchase
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388
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65.02
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Purchase
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1
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65.09
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Purchase
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31
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65.09
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Purchase
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12
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65.09
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Purchase
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303
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65.09
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Purchase
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346
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65.07
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Purchase
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1
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65.07
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Purchase
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1,685
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66.29
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Purchase
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17,500
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62.62
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Purchase
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8,750
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62.62
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TOTAL BUYS:121339
TOTAL SELLS: Nil
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(b) Derivatives transactions (other than options)
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Product name, e.g. CFD
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Long/short (Note 5)
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Number of securities (Note 6)
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Price per unit (Note 4)
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(c) Options transactions in respect of existing securities
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(i) Writing, selling, purchasing or varying
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Product name,e.g. call option
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Writing, selling, purchasing, varying etc.
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Number of securities to which the option relates (Note 6)
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Exercise price
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Type, e.g. American, European etc.
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Expiry date
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Option money paid/received per unit (Note 4)
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(ii) Exercising
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Product name, e.g. call option
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Number of securities
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Exercise price per unit (Note 4)
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(d) Other dealings (including new securities) (Note 3)
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Nature of transaction (Note 7)
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Details
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Price per unit (if applicable) (Note 4)
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4. OTHER INFORMATION
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Agreements, arrangements or understandings relating to options or derivatives
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Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.
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Is a Supplemental Form 38.5(b) attached? (Note 8) No
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Date of disclosure
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21-10-2008
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Contact name
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Simon Crawley;
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Telephone number
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44 20 7888 0241
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Name of offeree/offeror with which connected
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Rio Tinto Plc
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Nature of connection (Note 9)
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ADVISOR
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Notes
The Notes on Form 38.5(b) can be viewed on the Takeover Panel's website at www.thetakeoverpanel.org.uk.
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