1st Feb 2008 10:29
Macquarie Group Limited01 February 2008 DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS BUT NOT DEALING IN A CLIENT-SERVING CAPACITY (Rule 38.5(b) of the Takeover Code) Part 2 of 2 1. KEY INFORMATION Name of exempt principal trader Macquarie Bank Limited Company dealt in BHP Billiton Limited Class of relevant security to which the Ordinary shares ISIN: AU000000BHP4dealings being disclosed relate (Note 1) Date of dealing 31 January 2008 2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE (a) Interests and short positions (following dealing) in the class ofrelevant security dealt in (Note 2) Long Short Number Number (%) (%) (1) Relevant securities 7 ,045,713 0.21% (2) Derivatives (other than options) 1,106,493 0.03% (3) Options and agreements to purchase/sell 6,950,712 0.21% Total 1,106,493 0.03% 13,996,425 0.42% (b) Interests and short positions in relevant securities of the company,other than the class dealt in (Note 2) Class of relevant security: Long Short Number Number (%) (%) (1) Relevant securities (2) Derivatives (other than options) (3) Options and agreements to purchase/sell Total (c) Rights to subscribe (Note 2) Class of relevant security: Details 3. DEALINGS (Note 3) (a) Purchases and sales Purchase/sale Number of securities Price per unit (Note 4) See Part 2 - Annexure A (b) Derivatives transactions (other than options) Product name, Long/short (Note 5) Number of securities (Note 6) Price per unit (Note 4)e.g. CFD See Part 2 - Annexure B (c) Options transactions in respect of existing securities (i) Writing, selling, purchasing or varying Product name, Writing, Number of securities Exercise Type, e.g. Expiry Option money selling, to which the option American,e.g. call option purchasing, relates (Note 6) price European etc. date paid/received varying etc. per unit (Note 4) (ii) Exercising Product name, e.g. call option Number of securities Exercise price per unit (Note 4) (d) Other dealings (including new securities) (Note 3) Nature of transaction (Note 7) Details Price per unit (if applicable) (Note 4) Stock Loan 1364Collateral Received 100900Stock Borrow 5300 4. OTHER INFORMATION Agreements, arrangements or understandings relating to options or derivatives Full details of any agreement, arrangement or understanding between the person disclosing and any other person relatingto the voting rights of any relevant securities under any option referred to on this form or relating to the votingrights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form isreferenced. If none, this should be stated. Is a Supplemental Form 38.5(b) attached? (Note 8) YES/NO Date of disclosure 1 February 2008 Contact name Johanna Uy Telephone number +44 (0) 2030374339 Name of offeree/offeror with which connected Rio Tinto PlcNature of connection (Note 9) Connected principal trader SUPPLEMENTAL FORM 38.5(b) FOR BHP BILLITON LIMITED DETAILS OF OPEN POSITIONS (2/2) Call/Put BuySell Quantity Strike Amer/Euro Expiry Put Option SELL -6139 32.452 European 20080620Put Option SELL -4410 34 European 20080630Put Option SELL -3650 31.21 European 20080619Put Option SELL -2883 32.95 European 20080715Put Option SELL -2894 32.7643 European 20080620Put Option SELL -2862 33.17 European 20080715Put Option SELL -7229 32.851 European 20080703Put Option SELL -7307 33.3355 European 20080703Put Option SELL -2850 33.34 European 20080627Put Option SELL -4291 33.1863 European 20080703Put Option SELL -2825 33.611 European 20080703Put Option SELL -7064 33.6395 European 20080703Put Option SELL -8479 33.61 European 20080704Put Option SELL -2825 33.611 European 20080703Put Option SELL -8478 33.611 European 20080703Put Option SELL -11344 34.3883 European 20080703Put Option SELL -4285 33.26 European 20080715Put Option SELL -2861 33.18 European 20080630Put Option SELL -5707 33.193 European 20080630Put Option SELL -8583 34.95 European 20080630Put Option SELL -2861 33.18 European 20080630Put Option SELL -2862 33.19 European 20080627Put Option SELL -8588 33.193 European 20080630Put Option SELL -2862 33.19 European 20080707Put Option SELL -5724 33.193 European 20080630Put Option SELL -2862 33.1863 European 20080703Put Option SELL -2147 34.88 European 20080630Put Option SELL -14677 33.2025 European 20080703Put Option SELL -1432 33.1075 European 20080703Put Option SELL -2871 33.07 European 20080703Put Option SELL -2863 33.18 European 20080630Put Option SELL -1435 33.07 European 20080630Put Option SELL -5810 34.2482 European 20080702Put Option SELL -4368 32.6 European 20080930Put Option SELL -2910 32.62 European 20080630Put Option SELL -2912 32.6 European 20080707Put Option SELL -725 32.775 European 20080703Put Option SELL -2913 32.6 European 20080630Put Option SELL -8996 32.49 European 20080703Put Option SELL -5733 29.07 European 20080630Put Option SELL -10233 32.49 European 20080703Put Option SELL -2916 34.29 European 20080630Put Option SELL -14582 29.07 European 20080630Put Option SELL -7240 32.8035 European 20080703Put Option SELL -4500 34.53 European 20080703Put Option SELL -14442 32.87 European 20080703Put Option SELL -11577 32.78 European 20080630Put Option SELL -2800 34.54 European 20080703Put Option SELL -8923 34.53 European 20080703Put Option SELL -10626 29.07 European 20080630Put Option SELL -3598 32.49 European 20080627Put Option SELL -2904 34.51 European 20080630Put Option SELL -2923 30.78 European 20080630Put Option SELL -2043 32.8225 European 20080703Put Option SELL -1432 33.15 European 20080630Put Option SELL -26086 32.78 European 20080630Put Option SELL -3768 34.5 European 20080702Put Option SELL -43302 32.91 European 20080630Put Option SELL -2865 34.89 European 20080630Put Option SELL -14330 33.15 European 20081001Put Option SELL -14330 33.15 European 20080630Put Option SELL -2897 32.78 European 20080704Put Option SELL -71408 35.01 European 20080703Put Option SELL -1785 35.01 European 20080703Put Option SELL -14331 33.15 European 20080630Put Option SELL -2195 29.78 European 20080630Put Option SELL -5685 33.38 European 20080630Put Option SELL -2854 33.2785 European 20080703Put Option SELL -1703 33.47 European 20080707Put Option SELL -7140 33.2595 European 20080703Put Option SELL -17030 33.459 European 20080703Put Option SELL -1730 33.37 European 20080715Put Option SELL -11718 33.2595 European 20080703Put Option SELL -7136 33.2785 European 20080703Put Option SELL -1428 33.2595 European 20080703Put Option SELL -2856 35.01 European 20080702Put Option SELL -3560 33.383 European 20080703Put Option SELL -2851 35.07 European 20080630Put Option SELL -7140 33.2595 European 20080703Put Option SELL -28449 33.421 European 20080703Put Option SELL -8515 33.46 European 20080630Put Option SELL -5704 35.13 European 20080702Put Option SELL -11402 35.15 European 20080702Put Option SELL -12866 31.66 European 20080709Put Option SELL -1071 33.2595 European 20080703Put Option SELL -7100 33.46 European 20080630Put Option SELL -7140 33.2595 European 20080703Put Option SELL -2851 35.07 European 20080630Put Option SELL -117082 33.3097 European 20080703Put Option SELL -3568 28.13 European 20080630Put Option SELL -3658 33.28 European 20080630Put Option SELL -17424 32.54 European 20080710Put Option SELL -17424 33.29 European 20080710Put Option SELL -3554 36.89 European 20080715Put Option SELL -3786 36.39 European 20080916Put Option SELL -107710 44.1 European 20090421Put Option SELL -43037 44.15 European 20090421Put Option SELL -21598 43.99 European 20081023Put Option SELL -74181 44.82 European 20090421Put Option SELL -37675 44.13 European 20090421Put Option SELL -38589 43.08 European 20090421Put Option SELL -5085 40.12 European 20081120Put Option SELL -19272 41.51 European 20091116Put Option SELL -3005 28.21 European 20081120Put Option SELL -2481 38.29 European 20081126Put Option SELL -3005 32.24 European 20081120Put Option SELL -13151 41.31 European 200811204Call Option BUY 1169 30.78 European 20071217Call Option BUY 4100 28.83 European 20071231Call Option BUY 79894 31.29 European 20080430Call Option BUY 20278 31.63 European 20080103Call Option BUY 27500 32.94 European 20080219Call Option BUY 22219 34.62 European 20080304Call Option BUY 44330 33.4145 European 20080314Call Option BUY 1664 37.55 European 20080627Call Option BUY 17199 37.2875 European 20080410Call Option BUY 64019 38.58 European 20080519Call Option BUY 3225 37.51 European 20080630Call Option BUY 3225 35.65 European 20080630Call Option BUY 19512 39.975 European 20080620Call Option BUY 3186 37.64 European 20080630Call Option BUY 6375 37.64 European 20080701Call Option BUY 5966 35.71 European 20080522Call Option BUY 6374 37.64 European 20080701Call Option BUY 15903 38.6381 European 20080703Call Option BUY 3225 37.2 European 20080630Call Option BUY 18386 37.82 European 20080715Call Option BUY 10035 38.325 European 20080703Call Option BUY 3217 36.97 European 20080630Call Option BUY 3171 37.84 European 20080627Call Option BUY 2589 38.6 European 20080715Call Option BUY 2589 38.6 European 20080715Call Option BUY 3036 38.86 European 20080707Call Option BUY 200000 37.68 European 20080610Call Option BUY 3038 39.44 European 20080701Call Option BUY 15407 38.94 European 20080627Call Option BUY 15194 41.1208 European 20080704Call Option BUY 2997 43.37 European 20080625Call Option BUY 2996 43.37 European 20080625Call Option BUY 2997 40.53 European 20080701Call Option BUY 3049 39.35 European 20080704Call Option BUY 15247 39.35 European 20080625Call Option BUY 6139 42.7 European 20080620Call Option BUY 4410 40.8 European 20080630Call Option BUY 2883 41.62 European 20080715Call Option BUY 2894 41.3864 European 20080620Call Option BUY 2862 41.9 European 20080715Call Option BUY 7229 41.496 European 20080703Call Option BUY 7307 43.8625 European 20080703Call Option BUY 2850 42.11 European 20080627Call Option BUY 4291 41.9195 European 20080703Call Option BUY 2825 42.456 European 20080703Call Option BUY 7064 44.2625 European 20080703Call Option BUY 8479 42.46 European 20080704Call Option BUY 2825 42.456 European 20080703Call Option BUY 8478 42.456 European 20080703Call Option BUY 11344 44.0875 European 20080703Call Option BUY 4285 41.31 European 20080715Call Option BUY 2861 43.66 European 20080630Call Option BUY 5707 43.675 European 20080630Call Option BUY 8583 41.94 European 20080630Call Option BUY 2861 43.66 European 20080630Call Option BUY 2862 41.05 European 20080627Call Option BUY 8588 41.928 European 20080630Call Option BUY 2862 41.23 European 20080707Call Option BUY 5724 45.42 European 20080630Call Option BUY 2862 41.5786 European 20080703Call Option BUY 2147 40.11 European 20080630Call Option BUY 14677 43.6875 European 20080703Call Option BUY 1432 41.82 European 20080703Call Option BUY 2871 41.77 European 20080703Call Option BUY 2863 45.41 European 20080630Call Option BUY 1435 41.77 European 20080630Call Option BUY 5810 39.3854 European 20080702Call Option BUY 4368 41.18 European 20080930Call Option BUY 2910 41.21 European 20080630Call Option BUY 2912 41.18 European 20080707Call Option BUY 725 43.125 European 20080703Call Option BUY 2913 39.47 European 20080630Call Option BUY 8996 42.75 European 20080703Call Option BUY 5733 37.62 European 20080630Call Option BUY 10233 42.066 European 20080703Call Option BUY 2916 39.43 European 20080630Call Option BUY 14582 40.0853 European 20080630Call Option BUY 7240 43.1625 European 20080703Call Option BUY 4500 43.1625 European 20080703Call Option BUY 14442 41.52 European 20080703Call Option BUY 11577 44.86 European 20080630Call Option BUY 2800 43.175 European 20080703Call Option BUY 8923 43.1625 European 20080703Call Option BUY 10626 40.21 European 20080630Call Option BUY 3598 41.04 European 20080627Call Option BUY 2904 42.27 European 20080630Call Option BUY 2923 39.33 European 20080630Call Option BUY 2043 41.46 European 20080703Call Option BUY 1432 41.87 European 20080630Call Option BUY 26086 40.38 European 20080630Call Option BUY 3768 39.68 European 20080702Call Option BUY 43302 40.53 European 20080630Call Option BUY 2865 42.74 European 20080630Call Option BUY 14330 43.61 European 20081001Call Option BUY 14330 41.34 European 20080630Call Option BUY 2897 41.4 European 20080704Call Option BUY 71408 43.7625 European 20080703Call Option BUY 1785 43.7625 European 20080703Call Option BUY 14331 41.34 European 20080630Call Option BUY 2195 38.53 European 20080630Call Option BUY 5685 42.16 European 20080630Call Option BUY 2854 43.7875 European 20080703Call Option BUY 1703 42.28 European 20080707Call Option BUY 7140 43.7625 European 20080703Call Option BUY 17030 42.264 European 20080703Call Option BUY 1730 42.16 European 20080715Call Option BUY 11718 43.7625 European 20080703Call Option BUY 7136 43.7875 European 20080703Call Option BUY 1428 42.012 European 20080703Call Option BUY 2856 42.89 European 20080702Call Option BUY 3560 42.168 European 20080703Call Option BUY 2851 42.96 European 20080630Call Option BUY 7140 43.7625 European 20080703Call Option BUY 28449 43.975 European 20080703Call Option BUY 8515 45.79 European 20080630Call Option BUY 5704 40.4 European 20080702Call Option BUY 11402 40.42 European 20080702Call Option BUY 6433 42.22 European 20080709Call Option BUY 1071 42.012 European 20080703Call Option BUY 7100 44.03 European 20080630Call Option BUY 7140 43.7625 European 20080703Call Option BUY 2851 42.96 European 20080630Call Option BUY 117082 43.8285 European 20080703Call Option BUY 3568 43.95 European 20080630Call Option BUY 3658 40.28 European 20080630Call Option BUY 17424 40.24 European 20080710Call Option BUY 17424 41.38 European 20080710Call Option BUY 3554 46.6 European 20080715Call Option BUY 3786 45.96 European 20080916Call Option BUY 21598 55.56 European 20081023Call Option BUY 5085 54.9 European 20081120Call Option BUY 3005 56.42 European 20081120Call Option BUY 2481 48.76 European 20081126Call Option BUY 3005 56.42 European 20081120Call Option BUY 13151 52.18 European 20081204Put Option BUY 28572.00 70.49 (USD) European 20080215Put Option SELL -28572.00 70.49 (USD) European 20080215 Annexure A Buy Sell Exec Quantity Exec Price BUY 264976.00 00.01 BUY 4500.00 35.55 BUY 01.00 35.55 BUY 499.00 35.55 BUY 116.00 35.99 BUY 4884.00 36.00 BUY 5000.00 35.90 BUY 367.00 36.51 BUY 273.00 36.51 BUY 875.00 36.51 BUY 189.00 36.51 BUY 209.00 36.51 BUY 546.00 36.52 BUY 3087.00 36.51 BUY 4454.00 36.52 BUY 930.00 36.18 BUY 4070.00 36.18 BUY 1878.00 36.40 BUY 3122.00 36.40 BUY 5000.00 65.07 BUY 25000.00 37.50 BUY 30000.00 37.50 BUY 01.00 35.62 BUY 319.00 35.65 BUY 1000.00 35.64 BUY 1341.00 35.44 BUY 243.00 35.92 BUY 237.00 35.90 BUY 373.00 35.91 BUY 257.00 35.91 BUY 1053.00 35.93 BUY 754.00 35.92 BUY 75.00 36.13 BUY 162.00 36.13 BUY 71.00 36.17 BUY 1100.00 36.17 BUY 76.00 36.17 BUY 66.00 36.17 BUY 18.00 36.17 BUY 923.00 36.17 BUY 154.00 36.18 BUY 465.00 36.38 BUY 50.00 36.56 BUY 596.00 36.56 BUY 654.00 36.72 BUY 257.00 36.80 BUY 999.00 36.62 BUY 01.00 36.44 BUY 17.00 36.44 BUY 143.00 36.45 BUY 100.00 36.44 BUY 01.00 36.44 BUY 58.00 36.44 BUY 264.00 36.44 BUY 58.00 36.44 BUY 64.00 36.45 BUY 250.00 36.45 BUY 250.00 36.41 BUY 151.00 36.41 BUY 19.00 36.41 BUY 78.00 36.41 BUY 88.00 36.19 BUY 01.00 36.39 BUY 01.00 36.41 BUY 246.00 36.39 BUY 250.00 36.42 BUY 01.00 36.39 BUY 01.00 36.39 BUY 01.00 36.39 BUY 01.00 36.39 BUY 1226.00 36.34 BUY 987.00 36.30 BUY 242.00 36.30 BUY 474.00 36.38 BUY 746.00 36.38 BUY 250.00 36.72 BUY 749.00 36.70 BUY 250.00 37.05 BUY 1000.00 37.05 BUY 735.00 35.95 BUY 76.00 35.96 BUY 199.00 36.84 BUY 154.00 36.72 BUY 192.00 36.77 BUY 248.00 36.13 BUY 438.00 36.28 BUY 217.00 36.56 BUY 860.00 36.78 BUY 500.00 36.49 BUY 1000.00 35.97 BUY 150.00 35.60 BUY 1000.00 35.53 BUY 2200.00 35.82 BUY 600.00 35.80 BUY 500.00 35.98 BUY 173.00 35.99 BUY 800.00 35.97 BUY 3026.00 35.99 BUY 1001.00 35.99 BUY 100.00 36.08 BUY 400.00 36.08 BUY 1000.00 36.04 BUY 500.00 36.00 BUY 2000.00 36.00 BUY 400.00 36.22 BUY 120.00 36.46 BUY 880.00 36.46 BUY 300.00 36.84 BUY 200.00 36.45 BUY 255.00 36.73 BUY 1228.00 36.73 BUY 1517.00 36.73 BUY 138.00 36.80 BUY 862.00 36.80 BUY 9165.00 36.70 BUY 75.00 36.70 BUY 760.00 36.70 BUY 2000.00 36.64 BUY 675.00 36.64 BUY 325.00 36.64 BUY 3681.00 36.40 BUY 1080.00 36.40 BUY 5239.00 36.40 BUY 1000.00 36.22 BUY 75.00 36.35 BUY 41.00 36.35 BUY 84.00 36.35 BUY 100.00 36.14 BUY 900.00 36.14 BUY 145.00 36.10 BUY 1118.00 36.10 BUY 8737.00 36.10 BUY 1000.00 36.36 BUY 250.00 36.63 BUY 07.00 36.63 BUY 1162.00 36.68 BUY 838.00 36.68 BUY 750.00 36.79 BUY 550.00 37.05 BUY 35.00 37.05 BUY 415.00 37.05 BUY 750.00 37.05 BUY 5000.00 36.35 BUY 70.00 36.00 BUY 9859.00 36.00 BUY 71.00 36.00 BUY 1087.00 35.44 BUY 1000.00 35.44 BUY 848.00 35.44 BUY 01.00 35.44 BUY 2064.00 35.44 BUY 39.00 36.59 BUY 01.00 36.59 BUY 83.00 36.62 BUY 01.00 36.62 BUY 15.00 36.62 BUY 1075.00 36.62 BUY 3786.00 36.62 BUY 200.00 36.30 BUY 257.00 36.30 BUY 1000.00 36.30 BUY 105.00 36.30 BUY 1315.00 36.30 BUY 33.00 36.30 BUY 500.00 36.32 BUY 462.00 36.32 BUY 962.00 36.32 BUY 166.00 36.32 BUY 500.00 36.37 BUY 2454.00 36.37 BUY 2046.00 36.37 BUY 4500.00 36.20 BUY 500.00 36.20 BUY 161.00 37.05 BUY 67205.00 65.74 BUY 800.00 65.78 BUY 100.00 65.78 BUY 100.00 65.78 BUY 300.00 65.78 BUY 100.00 65.78 BUY 800.00 65.78 BUY 300.00 65.78 BUY 800.00 66.68 BUY 100.00 66.68 BUY 100.00 66.68 BUY 100.00 66.68 BUY 100.00 66.68 BUY 100.00 66.70 BUY 300.00 66.70 BUY 600.00 66.70 BUY 100.00 66.70 BUY 200.00 66.70 BUY 200.00 67.87 BUY 900.00 67.87 BUY 400.00 67.87 BUY 400.00 67.87 BUY 500.00 67.75 BUY 20.00 67.75 BUY 400.00 67.76 BUY 500.00 67.76 BUY 710.00 65.63 SELL -134950.00 37.05 SELL -10000.00 36.35 SELL -128.00 36.00 SELL -4872.00 36.00 SELL -3622.00 36.42 SELL -6378.00 36.42 SELL -9165.00 36.70 SELL -644.00 36.70 SELL -52.00 36.70 SELL -19.00 36.70 SELL -120.00 36.70 SELL -2500.00 66.60 SELL -15000.00 37.43 SELL -3607.00 36.78 SELL -393.00 36.78 SELL -1239.00 36.17 SELL -1268.00 36.00 SELL -226.00 35.45 SELL -1281.00 35.91 SELL -1049.00 35.96 SELL -325.00 35.96 SELL -3518.00 36.32 SELL -1612.00 36.32 SELL -693.00 36.63 SELL -529.00 36.44 SELL -07.00 36.44 SELL -459.00 36.44 SELL -63.00 36.44 SELL -353.00 36.44 SELL -186.00 36.65 SELL -985.00 36.76 SELL -469.00 36.78 SELL -695.00 36.78 SELL -50.00 36.72 SELL -99.00 36.72 SELL -1000.00 36.22 SELL -21.00 36.53 SELL -1180.00 36.51 SELL -1911.00 36.50 SELL -1027.00 36.72 SELL -342.00 36.80 SELL -647.00 36.80 SELL -1998.00 36.83 SELL -1500.00 36.35 SELL -1500.00 36.35 SELL -36.00 35.94 SELL -321.00 35.94 SELL -806.00 35.40 SELL -197.00 35.79 SELL -754.00 35.92 SELL -178.00 35.97 SELL -10.00 35.97 SELL -03.00 36.34 SELL -194.00 36.65 SELL -600.00 36.35 SELL -1000.00 36.29 SELL -150.00 35.81 SELL -100.00 35.81 SELL -250.00 35.81 SELL -115.00 35.80 SELL -43.00 35.75 SELL -35.00 35.75 SELL -79.00 35.75 SELL -55.00 35.75 SELL -300.00 35.75 SELL -27.00 35.75 SELL -100.00 35.75 SELL -1361.00 35.75 SELL -655.00 35.51 SELL -199.00 35.61 SELL -199.00 35.61 SELL -1102.00 35.60 SELL -15.00 35.55 SELL -235.00 35.51 SELL -45.00 35.51 SELL -55.00 35.45 SELL -100.00 35.45 SELL -78.00 35.45 SELL -55.00 35.45 SELL -173.00 35.68 SELL -1000.00 35.66 SELL -1000.00 35.65 SELL -01.00 35.69 SELL -199.00 35.69 SELL -01.00 35.66 SELL -01.00 35.65 SELL -3325.00 35.65 SELL -308.00 35.61 SELL -692.00 35.61 SELL -1000.00 35.38 SELL -1087.00 35.44 SELL -1000.00 35.47 SELL -10.00 35.49 SELL -93.00 35.49 SELL -397.00 35.48 SELL -735.00 35.54 SELL -478.00 35.55 SELL -1722.00 35.55 SELL -01.00 35.84 SELL -9999.00 35.84 SELL -1000.00 35.62 SELL -1000.00 35.83 SELL -400.00 35.90 SELL -500.00 35.95 SELL -100.00 35.97 SELL -30.00 35.97 SELL -370.00 35.97 SELL -01.00 35.94 SELL -1662.00 35.94 SELL -10000.00 36.10 SELL -500.00 36.82 SELL -01.00 36.58 SELL -06.00 36.58 SELL -250.00 36.51 SELL -665.00 36.50 SELL -200.00 36.50 SELL -135.00 36.50 SELL -2771.00 36.79 SELL -229.00 36.79 SELL -1000.00 36.79 SELL -534.00 36.66 SELL -06.00 36.66 SELL -99.00 36.66 SELL -99.00 36.66 SELL -1262.00 36.65 SELL -2926.00 36.40 SELL -01.00 36.38 SELL -01.00 36.37 SELL -2939.00 36.36 SELL -98.00 36.35 SELL -4035.00 36.35 SELL -70.00 36.18 SELL -930.00 36.18 SELL -1000.00 36.23 SELL -158.00 36.76 SELL -6442.00 36.78 SELL -1456.00 36.78 SELL -16.00 36.78 SELL -59.00 36.78 SELL -07.00 36.77 SELL -1862.00 36.76 SELL -1000.00 36.79 SELL -1379.00 36.84 SELL -1121.00 36.84 SELL -500.00 37.05 SELL -822.00 36.19 SELL -620.00 35.70 SELL -2000.00 35.70 SELL -2380.00 35.70 SELL -4090.00 35.95 SELL -5000.00 36.24 SELL -559.00 36.55 SELL -4441.00 36.55 SELL -200.00 36.82 SELL -400.00 36.82 SELL -300.00 36.82 SELL -400.00 36.82 SELL -145.00 36.82 SELL -83.00 36.82 SELL -47.00 36.82 SELL -1232.00 36.82 SELL -1989.00 36.82 SELL -01.00 36.81 SELL -06.00 36.81 SELL -1584.00 36.80 SELL -1158.00 36.44 SELL -300.00 36.44 SELL -06.00 36.44 SELL -07.00 36.44 SELL -2400.00 36.42 SELL -40.00 36.42 SELL -37.00 36.42 SELL -150.00 36.42 SELL -902.00 36.42 SELL -231.00 36.73 SELL -595.00 36.74 SELL -2314.00 36.73 SELL -500.00 36.74 SELL -1445.00 36.74 SELL -11.00 36.74 SELL -351.00 36.69 SELL -411.00 36.79 SELL -1204.00 36.83 SELL -315.00 36.75 SELL -317.00 36.79 SELL -88.00 36.19 SELL -1018.00 36.59 SELL -2130.00 36.59 SELL -1852.00 36.59 SELL -10000.00 36.75 SELL -01.00 36.72 SELL -9974.00 36.70 SELL -25.00 36.70 SELL -1983.00 36.80 SELL -680.00 36.80 SELL -47.00 36.80 SELL -300.00 36.80 SELL -5000.00 36.80 SELL -1990.00 36.80 SELL -10000.00 37.05 SELL -5000.00 37.05 SELL -1590.00 37.05 SELL -132488.00 00.01 SELL -100.00 66.47 SELL -100.00 66.47 SELL -200.00 66.47 SELL -1000.00 66.47 SELL -500.00 66.47 SELL -600.00 66.47 SELL -300.00 66.80 SELL -2200.00 66.80 SELL -400.00 65.63 SELL -310.00 65.63 SELL -3320.00 67.82 38621.00 OTC sale to custodian at market. BUY 3320.00 67.82 SELL -710.00 65.63 TOTAL BUY 602451 TOTAL SELL -532075 Annexure B Type BuySell Exec Quantity Exec Price CFDS BUY 600.00 36.35 CFDS BUY 1000.00 36.29 CFDS BUY 45.00 35.51 CFDS BUY 100.00 35.81 CFDS BUY 15.00 35.55 CFDS BUY 150.00 35.81 CFDS BUY 250.00 35.81 CFDS BUY 115.00 35.80 CFDS BUY 43.00 35.75 CFDS BUY 35.00 35.75 CFDS BUY 79.00 35.75 CFDS BUY 55.00 35.75 CFDS BUY 300.00 35.75 CFDS BUY 27.00 35.75 CFDS BUY 235.00 35.51 CFDS BUY 55.00 35.45 CFDS BUY 100.00 35.75 CFDS BUY 1361.00 35.75 CFDS BUY 199.00 35.61 CFDS BUY 199.00 35.61 CFDS BUY 1102.00 35.60 CFDS BUY 55.00 35.45 CFDS BUY 93.00 35.49 CFDS BUY 655.00 35.51 CFDS BUY 100.00 35.45 CFDS BUY 78.00 35.45 CFDS BUY 1000.00 35.65 CFDS BUY 01.00 35.69 CFDS BUY 199.00 35.69 CFDS BUY 01.00 35.65 CFDS BUY 308.00 35.61 CFDS BUY 10.00 35.49 CFDS BUY 173.00 35.68 CFDS BUY 01.00 35.66 CFDS BUY 1000.00 35.66 CFDS BUY 3325.00 35.65 CFDS BUY 692.00 35.61 CFDS BUY 1000.00 35.38 CFDS BUY 1087.00 35.44 CFDS BUY 1000.00 35.47 CFDS BUY 397.00 35.48 CFDS BUY 478.00 35.55 CFDS BUY 1722.00 35.55 CFDS BUY 01.00 35.84 CFDS BUY 9999.00 35.84 CFDS BUY 1000.00 35.62 CFDS BUY 1000.00 35.83 CFDS BUY 400.00 35.90 CFDS BUY 500.00 35.95 CFDS BUY 100.00 35.97 CFDS BUY 30.00 35.97 CFDS BUY 370.00 35.97 CFDS BUY 01.00 35.94 CFDS BUY 1662.00 35.94 CFDS BUY 10000.00 36.10 CFDS BUY 500.00 36.82 CFDS BUY 01.00 36.58 CFDS BUY 06.00 36.58 CFDS BUY 250.00 36.51 CFDS BUY 01.00 36.38 CFDS BUY 1000.00 36.79 CFDS BUY 665.00 36.50 CFDS BUY 135.00 36.50 CFDS BUY 200.00 36.50 CFDS BUY 229.00 36.79 CFDS BUY 2771.00 36.79 CFDS BUY 99.00 36.66 CFDS BUY 99.00 36.66 CFDS BUY 1262.00 36.65 CFDS BUY 06.00 36.66 CFDS BUY 534.00 36.66 CFDS BUY 2926.00 36.40 CFDS BUY 2939.00 36.36 CFDS BUY 98.00 36.35 CFDS BUY 4035.00 36.35 CFDS BUY 70.00 36.18 CFDS BUY 930.00 36.18 CFDS BUY 01.00 36.37 CFDS BUY 1000.00 36.23 CFDS BUY 1862.00 36.76 CFDS BUY 6442.00 36.78 CFDS BUY 07.00 36.77 CFDS BUY 158.00 36.76 CFDS BUY 59.00 36.78 CFDS BUY 16.00 36.78 CFDS BUY 1456.00 36.78 CFDS BUY 1000.00 36.79 CFDS BUY 1379.00 36.84 CFDS BUY 1121.00 36.84 CFDS BUY 500.00 37.05 CFDS SELL -500.00 36.49 CFDS SELL -1000.00 35.97 CFDS SELL -150.00 35.60 CFDS SELL -500.00 35.98 CFDS SELL -1000.00 35.53 CFDS SELL -2200.00 35.82 CFDS SELL -1001.00 35.99 CFDS SELL -880.00 36.46 CFDS SELL -600.00 35.80 CFDS SELL -800.00 35.97 CFDS SELL -3026.00 35.99 CFDS SELL -173.00 35.99 CFDS SELL -100.00 36.08 CFDS SELL -400.00 36.08 CFDS SELL -1000.00 36.04 CFDS SELL -500.00 36.00 CFDS SELL -2000.00 36.00 CFDS SELL -400.00 36.22 CFDS SELL -120.00 36.46 CFDS SELL -300.00 36.84 CFDS SELL -200.00 36.45 CFDS SELL -3681.00 36.40 CFDS SELL -5239.00 36.40 CFDS SELL -255.00 36.73 CFDS SELL -1517.00 36.73 CFDS SELL -1228.00 36.73 CFDS SELL -138.00 36.80 CFDS SELL -862.00 36.80 CFDS SELL -1080.00 36.40 CFDS SELL -1000.00 36.22 CFDS SELL -9165.00 36.70 CFDS SELL -75.00 36.70 CFDS SELL -760.00 36.70 CFDS SELL -2000.00 36.64 CFDS SELL -675.00 36.64 CFDS SELL -325.00 36.64 CFDS SELL -75.00 36.35 CFDS SELL -41.00 36.35 CFDS SELL -84.00 36.35 CFDS SELL -100.00 36.14 CFDS SELL -900.00 36.14 CFDS SELL -145.00 36.10 CFDS SELL -8737.00 36.10 CFDS SELL -1118.00 36.10 CFDS SELL -1000.00 36.36 CFDS SELL -838.00 36.68 CFDS SELL -1162.00 36.68 CFDS SELL -07.00 36.63 CFDS SELL -250.00 36.63 CFDS SELL -750.00 36.79 CFDS SELL -750.00 37.05 CFDS SELL -550.00 37.05 CFDS SELL -35.00 37.05 CFDS SELL -415.00 37.05 Total 16453.00 Annexure C Call/Put Buy Sell Exec Quantity Exec Price Strike Amer/Euro Expiry Call Option BUY 02.00 01.11 38.00 American 20080228 Call Option BUY 02.00 01.10 38.00 American 20080228 Call Option BUY 01.00 01.12 38.00 American 20080228 Call Option BUY 01.00 01.16 38.00 American 20080228 Call Option BUY 01.00 00.87 38.50 American 20080228 Call Option BUY 15.00 00.93 38.50 American 20080228 Call Option BUY 20.00 00.28 41.00 American 20080228 Call Option BUY 07.00 00.32 41.00 American 20080228 Call Option BUY 01.00 00.50 40.00 American 20080228 Call Option BUY 10.00 00.50 40.00 American 20080228 Call Option BUY 20.00 00.80 39.00 American 20080228 Call Option BUY 05.00 00.80 39.00 American 20080228 Call Option BUY 01.00 00.74 39.00 American 20080228 Call Option BUY 01.00 00.75 39.00 American 20080228 Call Option BUY 05.00 01.55 37.00 American 20080228 Call Option BUY 01.00 00.61 39.50 American 20080228 Put Option BUY 10000.00 00.96 37.00 European 20080327 Put Option BUY 10000.00 00.98 37.00 European 20080327 Put Option BUY 10000.00 00.88 37.00 European 20080327 Put Option BUY 10000.00 00.87 37.00 European 20080327 Put Option BUY 10000.00 00.87 37.00 European 20080327 Put Option BUY 10000.00 00.86 37.00 European 20080327 Call Option BUY 6000.00 00.54 38.00 European 20080327 Put Option BUY 4683.00 00.09 25.62 American 20080626 Put Option BUY 370.00 21.47 17.16 European 29/06/2012 Put Option BUY 204.00 21.25 17.16 European 29/06/2012 Put Option BUY 1500.00 14.12 25.00 European 17/11/2016 Put Option BUY 200.00 22.12 17.16 European 29/06/2012 Put Option BUY 50700.00 00.01 34.00 European 24/01/2008 Put Option BUY 1500.00 11.23 26.93 European 30/06/2008 Put Option BUY 1500.00 11.23 26.93 European 30/06/2008 Put Option BUY 234.00 11.53 25.00 European 19/05/2016 Put Option BUY 190.00 12.65 25.00 European 19/05/2016 Put Option BUY 1000.00 12.51 28.56 European 30/06/2009 Put Option BUY 250.00 12.51 28.56 European 30/06/2009 Put Option BUY 2000.00 17.50 20.00 European 19/05/2016 Put Option BUY 1500.00 02.44 24.00 European 27/09/2007 Put Option BUY 1500.00 02.44 24.00 European 27/09/2007 Put Option BUY 1000.00 02.44 24.00 European 27/09/2007 Put Option BUY 24000.00 01.48 43.00 European 27/03/2008 Put Option BUY 11000.00 01.48 43.00 European 27/03/2008 Put Option BUY 18000.00 00.01 40.00 European 23/04/2008 Put Option BUY 1000.00 08.07 30.21 European 30/06/2008 Put Option BUY 1500.00 04.47 35.00 European 27/03/2008 Put Option BUY 3000.00 04.28 35.00 European 27/03/2008 Put Option BUY 1500.00 04.49 35.00 European 27/03/2008 Put Option SELL -10000.00 00.88 37.00 European 20080327 Put Option SELL -10000.00 00.91 37.00 European 20080327 Put Option SELL -10000.00 00.92 37.00 European 20080327 Put Option SELL -10000.00 00.81 37.00 European 20080327 Put Option SELL -10000.00 00.82 37.00 European 20080327 Put Option SELL -10000.00 00.85 37.00 European 20080327 Call Option SELL -3000.00 00.45 42.00 European 20080423 Call Option SELL -2000.00 00.69 38.00 European 20080423 Put Option SELL -3203.00 08.70 37.46 American 20130131 Put Option SELL -1214.00 08.70 37.05 American 20130131 Put Option SELL -539.00 07.46 37.05 American 20110224 Put Option SELL -100.00 00.01 17.16 European 29/06/2012 Put Option SELL -452.00 00.01 17.16 European 29/06/2012 Put Option SELL -224.00 00.01 17.16 European 29/06/2012 Put Option SELL -886.00 00.01 17.16 European 29/06/2012 Put Option SELL -18000.00 00.01 34.00 European 24/01/2008 Put Option SELL -192.00 28.61 08.65 European 30/06/2010 Put Option SELL -250.00 11.97 25.00 European 19/05/2016 Put Option SELL -2750.00 11.97 25.00 European 19/05/2016 Put Option SELL -200.00 13.13 28.56 European 30/06/2009 Put Option SELL -88.00 16.91 20.00 European 19/05/2016 Put Option SELL -1000.00 17.30 20.00 European 19/05/2016 Put Option SELL -250.00 17.10 20.00 European 19/05/2016 Put Option SELL -250.00 17.10 20.00 European 19/05/2016 Put Option SELL -250.00 17.10 20.00 European 19/05/2016 Put Option SELL -250.00 17.10 20.00 European 19/05/2016 Put Option SELL -250.00 17.45 20.00 European 19/05/2016 Put Option SELL -750.00 17.45 20.00 European 19/05/2016 Put Option SELL -250.00 17.43 20.00 European 19/05/2016 Put Option SELL -200.00 22.72 15.72 European 30/06/2011 Put Option SELL -250.00 22.03 15.72 European 30/06/2011 Put Option SELL -250.00 02.34 24.00 European 27/09/2007 Put Option SELL -2750.00 02.35 24.00 European 27/09/2007 Put Option SELL -250.00 04.11 35.00 European 27/03/2008 Put Option SELL -750.00 04.12 35.00 European 27/03/2008 Put Option SELL -1000.00 04.37 35.00 European 27/03/2008 Put Option SELL -1000.00 04.44 35.00 European 27/03/2008 Put Option SELL -250.00 04.34 35.00 European 27/03/2008 Put Option SELL -250.00 04.35 35.00 European 27/03/2008 Put Option SELL -1000.00 04.35 35.00 European 27/03/2008 Put Option SELL -85.00 23.46 18.80 European 30/06/2017 Total 90041.00 This information is provided by RNS The company news service from the London Stock ExchangeRelated Shares:
BHP Group