4th Jul 2008 12:09
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FORM 38.5 (SUMMARY) |
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Lodge with Company Announcements Office and the Panel. Use a separate form for each class of |
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securities in which dealings have been made. |
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CONNECTED EXEMPT PRINCIPLE TRADER: |
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DISCLOSURE UNDER RULE 38.5 OF THE CITY CODE ON TAKEOVERS AND MERGERS |
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Name of EPT |
Merrill Lynch International |
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Date of disclosure |
04 July 2008 |
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Date of dealing |
03 July 2008 |
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Telephone number |
020 7996 2121 |
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Please see attached disclosure of dealings under Rule 38.5 in the securities of the following companies: |
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03 July 2008 |
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Taylor Nelson Sofres Plc - Common |
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Rio Tinto Plc - Common |
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Informa Plc - Common |
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BHP Billiton Plc - Common |
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AMENDMENT |
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state which element(s) of previous disclosure was incorrect: |
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In the case of option business or dealings in derivatives full details should be given on a separate sheet |
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so that the nature of the dealings can be fully understood. For options this should include the number of |
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securities under option, the exercise period (or in the case of exercise, the exercise date), the exercise |
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price and any option money paid or received. For derivatives this should include, at least, the number of |
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reference securities to which they relate (when relevant), the maturity date (or if applicable the closing |
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out date) and the reference price. |
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For full details of disclosure requirements see Rules 8 and 38 of the Code. If in doubt contact the |
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Monitoring Section of the Panel, Tel. No:0207 638 0129 |
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FORM 38.5 |
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DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS |
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(Rule 38.5 of The City Code on Takeovers and Mergers) |
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1. KEY INFORMATION |
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Name of exempt principal trader |
Merrill Lynch International |
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Company dealt in |
BHP Billiton Plc |
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Class of relevant security to which the dealings |
Common |
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being disclosed relate |
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Date of dealing |
03/07/2008 |
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2. DEALINGS |
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(a) Purchases and sales |
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Total number of securities purchased |
Highest price paid |
Lowest price paid |
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2,518,139 |
GBP 19.11 |
GBP 16.79 |
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Total number of securities sold |
Highest price received |
Lowest price received |
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2,750,592 |
GBP 17.51 |
GBP 16.77 |
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(b) Derivatives transactions (other than options) |
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Product name, |
Short/Long |
Number of securities |
Price per unit |
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eg. CFD |
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Long Swap |
LONG |
38,800,000 |
GBP 19.40 |
|
Long Swap |
LONG |
240 |
GBP 17.43 |
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Long Swap |
LONG |
600 |
GBP 17.00 |
|
Long Swap |
LONG |
2,140 |
GBP 17.19 |
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Long Swap |
LONG |
3,000 |
GBP 17.24 |
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Long Swap |
LONG |
3,510 |
GBP 17.19 |
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Long Swap |
LONG |
10,480 |
GBP 17.19 |
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Long Swap |
LONG |
15,000 |
GBP 17.02 |
|
Long Swap |
LONG |
48,039 |
GBP 17.29 |
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Long Swap |
LONG |
101,327 |
GBP 0.00 |
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Product name, |
Short/Long |
Number of securities |
Price per unit |
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eg. CFD |
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Short Swap |
SHORT |
59 |
GBP 17.05 |
|
Short Swap |
SHORT |
101,327 |
GBP 17.22 |
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Short Swap |
SHORT |
221,398 |
AUD 36.01 |
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Short Swap |
SHORT |
91,017 |
GBP 17.17 |
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Short Swap |
SHORT |
48,191 |
GBP 17.05 |
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Short Swap |
SHORT |
43,798 |
GBP 17.05 |
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Short Swap |
SHORT |
41,015 |
GBP 17.05 |
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Short Swap |
SHORT |
35,434 |
GBP 17.05 |
|
Short Swap |
SHORT |
18,500 |
GBP 17.32 |
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Short Swap |
SHORT |
5,000 |
GBP 17.27 |
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Short Swap |
SHORT |
3,000 |
GBP 17.19 |
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Short Swap |
SHORT |
3,602 |
AUD 36.01 |
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Short Swap |
SHORT |
34,900,000 |
GBP 17.45 |
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(c) Options transactions in respect of existing securities |
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Product name |
Writing, selling, |
Number of |
Exercise |
Type, e.g. |
Expiry |
Option money |
|
eg call option |
purchasing, |
securities under |
price |
American, |
date |
|
varying etc. |
option |
European etc |
paid/received |
|
per unit |
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(ii) Exercising |
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Product name |
Number of securities under |
Exercise price |
|
eg call option |
option |
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3. OTHER INFORMATION |
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Agreements, arrangements or understandings relating to options or derivatives |
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Full details of any agreement, arrangement or understanding between the person disclosing and any other |
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person relating to the voting rights of any relevant securities under any option referred to on this form or |
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relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative |
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referred to on this form is referenced. If none, this should be stated. |
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NONE |
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Date of disclosure |
04/07/2008 |
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Contact name |
Louise Howard |
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Telephone number |
+44 20 7996 2121 |
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Name of offeree/offeror with whom connected |
BHP Billiton Plc |
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Nature of connection # |
Advisor |
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FORM 38.5(a) |
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DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS WITH |
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RECOGNISED INTERMEDIARY STATUS DEALING IN CLIENT-SERVICING |
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CAPACITY |
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(Rule 38.5(a) of The City Code on Takeovers and Mergers) |
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1. KEY INFORMATION |
|
Name of exempt principal trader |
Merrill Lynch International |
|
Company dealt in |
Taylor Nelson Sofres Plc |
|
Class of relevant security to which the dealings |
Common |
|
being disclosed relate |
|
Date of dealing |
03/07/2008 |
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2. DEALINGS |
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(a) Purchases and sales |
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Total number of securities purchased |
Highest price paid |
Lowest price paid |
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1,420,363 |
GBP 2.45 |
GBP 2.21 |
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Total number of securities sold |
Highest price received |
Lowest price received |
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595,373 |
GBP 2.43 |
GBP 2.22 |
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(b) Derivatives transactions (other than options) |
|
Product name, |
Short/Long |
Number of securities |
Price per unit |
|
eg. CFD |
|
(c) Options transactions in respect of existing securities |
|
Product name |
Writing, selling, |
Number of |
Exercise |
Type, e.g. |
Expiry |
Option money |
|
eg call option |
purchasing, |
securities under |
price |
American, |
date |
paid/received |
|
varying etc. |
option |
European etc |
per unit |
|
(ii) Exercising |
|
Product name |
Number of securities under |
Exercise price |
|
eg call option |
option |
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3. OTHER INFORMATION |
|
Agreements, arrangements or understandings relating to options or derivatives |
|
Full details of any agreement, arrangement or understanding between the person disclosing and any other |
|
person relating to the voting rights of any relevant securities under any option referred to on this form or |
|
relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative |
|
referred to on this form is referenced. If none, this should be stated. |
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NONE |
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Date of disclosure |
04/07/2008 |
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Contact name |
Louise Howard |
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Telephone number |
+44 20 7996 2121 |
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Name of offeree/offeror with whom connected |
WPP Group Plc |
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Nature of connection # |
Advisor |
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FORM 38.5(a) |
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DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS WITH |
|
RECOGNISED INTERMEDIARY STATUS DEALING IN CLIENT-SERVICING |
|
CAPACITY |
|
(Rule 38.5(a) of The City Code on Takeovers and Mergers) |
|
1. KEY INFORMATION |
|
Name of exempt principal trader |
Merrill Lynch International |
|
Company dealt in |
Informa Plc |
|
Class of relevant security to which the dealings |
Common |
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being disclosed relate |
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Date of dealing |
03/07/2008 |
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2. DEALINGS |
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(a) Purchases and sales |
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Total number of securities purchased |
Highest price paid |
Lowest price paid |
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191,188 |
GBP 4.34 |
GBP 4.24 |
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Total number of securities sold |
Highest price received |
Lowest price received |
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127,588 |
GBP 4.34 |
GBP 4.23 |
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(b) Derivatives transactions (other than options) |
|
Product name, |
Short/Long |
Number of securities |
Price per unit |
|
eg. CFD |
|
(c) Options transactions in respect of existing securities |
|
Product name |
Writing, selling, |
Number of |
Exercise |
Type, e.g. |
Expiry |
Option money |
|
eg call option |
purchasing, |
securities under |
price |
American, |
date |
paid/received |
|
varying etc. |
option |
European etc |
per unit |
|
(ii) Exercising |
|
Product name |
Number of securities under |
Exercise price |
|
eg call option |
option |
|
3. OTHER INFORMATION |
|
Agreements, arrangements or understandings relating to options or derivatives |
|
Full details of any agreement, arrangement or understanding between the person disclosing and any other |
|
person relating to the voting rights of any relevant securities under any option referred to on this form or |
|
relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative |
|
referred to on this form is referenced. If none, this should be stated. |
|
NONE |
|
Date of disclosure |
04/07/2008 |
|
Contact name |
Louise Howard |
|
Telephone number |
+44 20 7996 2121 |
|
Name of offeree/offeror with whom connected |
Informa Plc |
|
Nature of connection # |
Advisor |
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FORM 38.5(a) |
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DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS |
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(Rule 38.5 of The City Code on Takeovers and Mergers) |
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1. KEY INFORMATION |
|
Name of exempt principal trader |
Merrill Lynch International |
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Company dealt in |
Rio Tinto Plc |
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Class of relevant security to which the dealings |
Common |
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being disclosed relate |
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Date of dealing |
03/07/2008 |
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2. DEALINGS |
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(a) Purchases and sales |
|
Total number of securities purchased |
Highest price paid |
Lowest price paid |
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675,745 |
GBP 60.10 |
GBP 53.00 |
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Total number of securities sold |
Highest price received |
Lowest price received |
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700,344 |
GBP 54.90 |
GBP 53.00 |
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(b) Derivatives transactions (other than options) |
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Product name, |
Short/Long |
Number of securities |
Price per unit |
|
eg. CFD |
|
Long Swap |
LONG |
10,000 |
GBP 54.61 |
|
Long Swap |
LONG |
2,970 |
GBP 53.96 |
|
Long Swap |
LONG |
1,020 |
GBP 53.96 |
|
Long Swap |
LONG |
241 |
GBP 54.33 |
|
Long Swap |
LONG |
40 |
GBP 54.61 |
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Product name, |
Short/Long |
Number of securities |
Price per unit |
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eg. CFD |
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Short Swap |
SHORT |
837 |
GBP 53.47 |
|
Short Swap |
SHORT |
988 |
GBP 53.51 |
|
Short Swap |
SHORT |
2,000 |
GBP 53.73 |
|
Short Swap |
SHORT |
25,559 |
GBP 53.47 |
|
Short Swap |
SHORT |
26,869 |
GBP 53.73 |
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(c) Options transactions in respect of existing securities |
|
(i) Writing, selling, purchasing or varying |
|
Product name |
Writing, selling, |
Number of |
Exercise |
Type, e.g. |
Expiry date |
Option money |
|
eg call option |
purchasing, |
securities under |
price |
American, |
|
varying etc. |
option |
European etc |
paid/received |
|
per unit |
|
Warrant |
Selling |
-200 |
£2.20 |
AMERICAN |
17-Apr-09 |
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(ii) Exercising |
|
Product name |
Number of securities under |
Exercise price |
|
eg call option |
option |
|
3. OTHER INFORMATION |
|
Agreements, arrangements or understandings relating to options or derivatives |
|
Full details of any agreement, arrangement or understanding between the person disclosing and any other |
|
person relating to the voting rights of any relevant securities under any option referred to on this form or |
|
relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative |
|
referred to on this form is referenced. If none, this should be stated. |
|
NONE |
|
Date of disclosure |
04/07/2008 |
|
Contact name |
Louise Howard |
|
Telephone number |
+44 20 7996 2121 |
|
Name of offeree/offeror with whom connected |
BHP Billiton Plc |
|
Nature of connection # |
Advisor |
Related Shares:
BHP GroupInformaRio Tinto