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EPT Disclosure

22nd Jul 2008 10:47

RNS Number : 5904Z
Credit Suisse Securities (Eur) Ltd
22 July 2008
 

FORM 38.5 (b)

DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS 

WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS

BUT NOT DEALING IN A CLIENT-SERVING CAPACITY

(Rule 38.5(b) of the Takeover Code)

1. KEY INFORMATION 

Name of exempt principal trader

Credit Suisse Securities (Europe) Limited

Company dealt in

Rio Tinto Plc

Class of relevant security to which the dealings being disclosed relate (Note 1)

Ordinary Shares

Date of dealing

21-Jul-2008

2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 2) 

 

Long

Short

 

Number

(%)

Number

(%)

(1) Relevant securities

1880571

0.188

 

 

(2) Derivatives (other than options)

 

(3) Options and agreements to purchase/sell 

 

 

 

 

Total

1880571

0.188

 

 

 

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 2) 

Class Of Relevant Security : 

Long

Short

(1) Relevant Securities 

(2) Derivatives (other than options) 

(3) Options and agreements to purchasesell 

Total

(c) Rights to subscribe (Note 2) 

Class of relevant security:

Details

 

 

3. DEALINGS (Note 3)

(a) Purchases and sales 

Purchase/sale

Number of securities

Price per unit (Note 4)

Buy

2319

52.2 (GBP)

Buy

2185

52.11 (GBP)

Buy

2081

51.38 (GBP)

Buy

1400

51.61 (GBP)

Buy

1379

51.46 (GBP)

Buy

1100

51.62 (GBP)

Buy

1035

51.5 (GBP)

Buy

806

51.62 (GBP)

Buy

800

52.59 (GBP)

Buy

800

52.59 (GBP)

Buy

800

51.7 (GBP)

Buy

800

52.21 (GBP)

Buy

793

51.52 (GBP)

Buy

788

52.38 (GBP)

Buy

714

51.6 (GBP)

Buy

621

51.46 (GBP)

Buy

574

51.5 (GBP)

Buy

561

52.37 (GBP)

Buy

533

51.46 (GBP)

Buy

518

52.11 (GBP)

Buy

483

52.21 (GBP)

Buy

408

51.5 (GBP)

Buy

400

51.61 (GBP)

Buy

400

52.05 (GBP)

Buy

389

51.41 (GBP)

Buy

388

51.54 (GBP)

Buy

388

51.5 (GBP)

Buy

387

51.67 (GBP)

Buy

387

51.59 (GBP)

Buy

386

51.77 (GBP)

Buy

386

51.69 (GBP)

Buy

386

51.81 (GBP)

Buy

386

51.77 (GBP)

Buy

385

51.92 (GBP)

Buy

382

52.23 (GBP)

Buy

382

52.34 (GBP)

Buy

382

52.25 (GBP)

Buy

382

52.26 (GBP)

Buy

382

52.34 (GBP)

Buy

380

52.51 (GBP)

Buy

380

52.6 (GBP)

Buy

378

51.6 (GBP)

Buy

374

51.85 (GBP)

Buy

371

51.45 (GBP)

Buy

357

51.61 (GBP)

Buy

356

51.7 (GBP)

Buy

354

51.63 (GBP)

Buy

348

51.49 (GBP)

Buy

340

52.5 (GBP)

Buy

324

51.95 (GBP)

Buy

311

51.9 (GBP)

Buy

311

51.52 (GBP)

Buy

311

51.35 (GBP)

Buy

305

51.51 (GBP)

Buy

302

51.8 (GBP)

Buy

300

52.38 (GBP)

Buy

300

52.41 (GBP)

Buy

298

52.22 (GBP)

Buy

297

51.44 (GBP)

Buy

294

52.2 (GBP)

Buy

280

51.75 (GBP)

Buy

275

51.57 (GBP)

Buy

273

51.58 (GBP)

Buy

267

52.53 (GBP)

Buy

266

51.63 (GBP)

Buy

262

51.52 (GBP)

Buy

260

52.29 (GBP)

Buy

250

51.59 (GBP)

Buy

250

51.67 (GBP)

Buy

240

51.69 (GBP)

Buy

236

52.86 (GBP)

Buy

235

51.46 (GBP)

Buy

231

51.73 (GBP)

Buy

228

51.9 (GBP)

Buy

227

51.73 (GBP)

Buy

226

51.62 (GBP)

Buy

224

51.44 (GBP)

Buy

217

51.88 (GBP)

Buy

216

51.74 (GBP)

Buy

208

51.49 (GBP)

Buy

205

51.72 (GBP)

Buy

204

52.31 (GBP)

Buy

200

51.76 (GBP)

Buy

200

51.63 (GBP)

Buy

200

52.07 (GBP)

Buy

200

52.18 (GBP)

Buy

200

51.93 (GBP)

Buy

200

51.64 (GBP)

Buy

200

51.6 (GBP)

Buy

200

51.44 (GBP)

Buy

200

51.38 (GBP)

Buy

200

51.5 (GBP)

Buy

200

51.4 (GBP)

Buy

196

52.34 (GBP)

Buy

194

51.46 (GBP)

Buy

194

51.46 (GBP)

Buy

190

51.63 (GBP)

Buy

186

52.34 (GBP)

Buy

184

51.62 (GBP)

Buy

183

52.18 (GBP)

Buy

181

51.72 (GBP)

Buy

180

52.02 (GBP)

Buy

163

51.44 (GBP)

Buy

161

51.99 (GBP)

Buy

160

51.99 (GBP)

Buy

151

51.9 (GBP)

Buy

150

51.6 (GBP)

Buy

146

52.16 (GBP)

Buy

146

52.6 (GBP)

Buy

144

51.44 (GBP)

Buy

142

52.86 (GBP)

Buy

135

52.6 (GBP)

Buy

133

52.31 (GBP)

Buy

130

51.7 (GBP)

Buy

113

52.53 (GBP)

Buy

106

51.75 (GBP)

Buy

104

51.46 (GBP)

Buy

103

51.72 (GBP)

Buy

103

51.67 (GBP)

Buy

100

51.62 (GBP)

Buy

100

51.61 (GBP)

Buy

100

51.69 (GBP)

Buy

100

51.68 (GBP)

Buy

100

51.72 (GBP)

Buy

100

51.74 (GBP)

Buy

100

51.51 (GBP)

Buy

100

51.9 (GBP)

Buy

97

51.3 (GBP)

Buy

97

51.41 (GBP)

Buy

97

51.27 (GBP)

Buy

96

51.66 (GBP)

Buy

96

51.7 (GBP)

Buy

96

51.58 (GBP)

Buy

96

51.45 (GBP)

Buy

95

52.1 (GBP)

Buy

94

52.36 (GBP)

Buy

91

51.44 (GBP)

Buy

90

52.07 (GBP)

Buy

80

51.64 (GBP)

Buy

79

51.69 (GBP)

Buy

76

51.62 (GBP)

Buy

69

51.56 (GBP)

Buy

68

51.72 (GBP)

Buy

67

52.11 (GBP)

Buy

61

51.74 (GBP)

Buy

60

52.59 (GBP)

Buy

60

52.26 (GBP)

Buy

60

52.26 (GBP)

Buy

60

52.29 (GBP)

Buy

60

52.29 (GBP)

Buy

52

52.28 (GBP)

Buy

51

52.28 (GBP)

Buy

50

52.22 (GBP)

Buy

50

51.6 (GBP)

Buy

49

51.57 (GBP)

Buy

49

52.11 (GBP)

Buy

48

52.29 (GBP)

Buy

48

52.29 (GBP)

Buy

48

52.59 (GBP)

Buy

48

51.67 (GBP)

Buy

47

52.4 (GBP)

Buy

46

51.45 (GBP)

Buy

45

52.37 (GBP)

Buy

45

52.4 (GBP)

Buy

44

52.59 (GBP)

Buy

40

52.5 (GBP)

Buy

38

52.17 (GBP)

Buy

37

52.05 (GBP)

Buy

36

52.59 (GBP)

Buy

36

52.22 (GBP)

Buy

36

52.59 (GBP)

Buy

34

52.29 (GBP)

Buy

34

52.29 (GBP)

Buy

30

51.72 (GBP)

Buy

30

52.37 (GBP)

Buy

27

51.56 (GBP)

Buy

18

52.11 (GBP)

Buy

16

52.59 (GBP)

Buy

16

51.54 (GBP)

Buy

14

52.04 (GBP)

Buy

14

52.17 (GBP)

Buy

13

52.22 (GBP)

Buy

13

52.29 (GBP)

Buy

13

52.29 (GBP)

Buy

1

52.4 (GBP)

Sell

4894

52.2 (GBP)

Sell

3668

52.2 (GBP)

Sell

2791

51.68 (GBP)

Sell

1574

51.74 (GBP)

Sell

1500

51.64 (GBP)

Sell

1339

52.05 (GBP)

Sell

1291

51.74 (GBP)

Sell

1250

51.64 (GBP)

Sell

1186

51.64 (GBP)

Sell

1000

52.05 (GBP)

Sell

923

52.02 (GBP)

Sell

853

52.5 (GBP)

Sell

850

51.73 (GBP)

Sell

850

51.73 (GBP)

Sell

803

51.73 (GBP)

Sell

795

52.5 (GBP)

Sell

739

52.46 (GBP)

Sell

523

52.01 (GBP)

Sell

419

51.73 (GBP)

Sell

410

52.2 (GBP)

Sell

405

52.19 (GBP)

Sell

401

52.2 (GBP)

Sell

400

51.4 (GBP)

Sell

400

51.4 (GBP)

Sell

400

51.4 (GBP)

Sell

400

51.4 (GBP)

Sell

400

51.4 (GBP)

Sell

400

51.4 (GBP)

Sell

400

51.4 (GBP)

Sell

388

51.53 (GBP)

Sell

388

51.45 (GBP)

Sell

387

51.66 (GBP)

Sell

386

51.71 (GBP)

Sell

386

51.8 (GBP)

Sell

384

52.01 (GBP)

Sell

384

52.05 (GBP)

Sell

383

52.15 (GBP)

Sell

383

52.16 (GBP)

Sell

382

52.25 (GBP)

Sell

381

52.43 (GBP)

Sell

380

52.55 (GBP)

Sell

378

52.33 (GBP)

Sell

378

52.84 (GBP)

Sell

377

52.79 (GBP)

Sell

371

51.45 (GBP)

Sell

369

51.7 (GBP)

Sell

351

52.25 (GBP)

Sell

340

51.45 (GBP)

Sell

336

51.46 (GBP)

Sell

323

51.5 (GBP)

Sell

315

51.94 (GBP)

Sell

306

51.81 (GBP)

Sell

302

51.68 (GBP)

Sell

300

51.95 (GBP)

Sell

300

51.75 (GBP)

Sell

300

52.02 (GBP)

Sell

297

51.75 (GBP)

Sell

294

51.61 (GBP)

Sell

294

52.25 (GBP)

Sell

283

52.2 (GBP)

Sell

275

51.74 (GBP)

Sell

274

51.52 (GBP)

Sell

265

52.27 (GBP)

Sell

256

52.5 (GBP)

Sell

256

51.9 (GBP)

Sell

247

51.75 (GBP)

Sell

240

51.57 (GBP)

Sell

234

52.4 (GBP)

Sell

228

51.8 (GBP)

Sell

226

51.75 (GBP)

Sell

222

52.53 (GBP)

Sell

217

52.4 (GBP)

Sell

217

51.99 (GBP)

Sell

217

51.92 (GBP)

Sell

215

51.93 (GBP)

Sell

210

51.77 (GBP)

Sell

203

51.75 (GBP)

Sell

201

51.48 (GBP)

Sell

200

52.65 (GBP)

Sell

200

51.55 (GBP)

Sell

200

51.67 (GBP)

Sell

200

51.53 (GBP)

Sell

200

51.46 (GBP)

Sell

200

51.37 (GBP)

Sell

200

51.76 (GBP)

Sell

200

52.16 (GBP)

Sell

194

52.2 (GBP)

Sell

189

51.37 (GBP)

Sell

187

51.61 (GBP)

Sell

186

51.7 (GBP)

Sell

185

51.9 (GBP)

Sell

183

51.97 (GBP)

Sell

170

51.82 (GBP)

Sell

170

51.94 (GBP)

Sell

166

51.4 (GBP)

Sell

164

52.4 (GBP)

Sell

162

52.2 (GBP)

Sell

154

52.29 (GBP)

Sell

154

52.29 (GBP)

Sell

152

51.55 (GBP)

Sell

151

51.91 (GBP)

Sell

146

51.69 (GBP)

Sell

146

51.54 (GBP)

Sell

135

52.2 (GBP)

Sell

132

51.61 (GBP)

Sell

132

52.42 (GBP)

Sell

131

51.96 (GBP)

Sell

129

51.84 (GBP)

Sell

128

51.65 (GBP)

Sell

127

52 (GBP)

Sell

125

52.57 (GBP)

Sell

123

52.205 (GBP)

Sell

120

52.5 (GBP)

Sell

119

52.565 (GBP)

Sell

115

52.285 (GBP)

Sell

112

52.245 (GBP)

Sell

110

51.68 (GBP)

Sell

107

51.76 (GBP)

Sell

105

52.28 (GBP)

Sell

101

51.66 (GBP)

Sell

100

52.08 (GBP)

Sell

100

52.59 (GBP)

Sell

100

52.81 (GBP)

Sell

100

51.95 (GBP)

Sell

100

51.75 (GBP)

Sell

100

52.08 (GBP)

Sell

100

52.2 (GBP)

Sell

100

51.95 (GBP)

Sell

98

51.92 (GBP)

Sell

97

51.5 (GBP)

Sell

96

51.9 (GBP)

Sell

96

51.7 (GBP)

Sell

96

51.95 (GBP)

Sell

96

52.03 (GBP)

Sell

96

51.96 (GBP)

Sell

95

52.47 (GBP)

Sell

95

52.09 (GBP)

Sell

94

52.275 (GBP)

Sell

94

52.4 (GBP)

Sell

93

52.4 (GBP)

Sell

91

52.19 (GBP)

Sell

88

52.25 (GBP)

Sell

88

51.45 (GBP)

Sell

86

52.25 (GBP)

Sell

86

51.44 (GBP)

Sell

84

51.68 (GBP)

Sell

83

52.62 (GBP)

Sell

80

52.09 (GBP)

Sell

80

51.51 (GBP)

Sell

75

51.34 (GBP)

Sell

75

52.25 (GBP)

Sell

70

52.4 (GBP)

Sell

70

51.94 (GBP)

Sell

70

51.82 (GBP)

Sell

69

51.7 (GBP)

Sell

68

52.18 (GBP)

Sell

68

52.585 (GBP)

Sell

68

52.25 (GBP)

Sell

68

51.68 (GBP)

Sell

68

52.18 (GBP)

Sell

66

52.315 (GBP)

Sell

65

52.61 (GBP)

Sell

65

51.5 (GBP)

Sell

64

52.47 (GBP)

Sell

63

52.76 (GBP)

Sell

63

52.76 (GBP)

Sell

63

51.7 (GBP)

Sell

63

51.7 (GBP)

Sell

60

52.17 (GBP)

Sell

60

52.17 (GBP)

Sell

59

52.29 (GBP)

Sell

59

51.56 (GBP)

Sell

59

51.74 (GBP)

Sell

59

52.44 (GBP)

Sell

58

52.63 (GBP)

Sell

58

52.44 (GBP)

Sell

58

52.17 (GBP)

Sell

57

51.5 (GBP)

Sell

57

52.17 (GBP)

Sell

57

51.91 (GBP)

Sell

57

51.6 (GBP)

Sell

56

51.97 (GBP)

Sell

56

52.545 (GBP)

Sell

55

52.3 (GBP)

Sell

54

52.71 (GBP)

Sell

54

51.93 (GBP)

Sell

54

51.93 (GBP)

Sell

54

51.69 (GBP)

Sell

53

52.545 (GBP)

Sell

53

52.17 (GBP)

Sell

53

52.06 (GBP)

Sell

53

52.53 (GBP)

Sell

52

51.41 (GBP)

Sell

51

52.55 (GBP)

Sell

51

51.89 (GBP)

Sell

51

51.57 (GBP)

Sell

51

51.41 (GBP)

Sell

50

52.78 (GBP)

Sell

50

51.57 (GBP)

Sell

50

52.655 (GBP)

Sell

50

52.78 (GBP)

Sell

49

52.54 (GBP)

Sell

48

52.59 (GBP)

Sell

47

51.65 (GBP)

Sell

45

52.72 (GBP)

Sell

44

52.2 (GBP)

Sell

43

51.64 (GBP)

Sell

43

51.62 (GBP)

Sell

43

51.76 (GBP)

Sell

42

52.42 (GBP)

Sell

42

52.66 (GBP)

Sell

42

51.74 (GBP)

Sell

42

51.6 (GBP)

Sell

42

51.85 (GBP)

Sell

41

51.9 (GBP)

Sell

40

51.43 (GBP)

Sell

40

51.97 (GBP)

Sell

40

51.54 (GBP)

Sell

39

52.71 (GBP)

Sell

39

51.69 (GBP)

Sell

39

51.43 (GBP)

Sell

38

52.53 (GBP)

Sell

38

51.34 (GBP)

Sell

38

52.17 (GBP)

Sell

38

52.04 (GBP)

Sell

38

51.34 (GBP)

Sell

37

51.89 (GBP)

Sell

37

52.55 (GBP)

Sell

35

51.62 (GBP)

Sell

35

52.32 (GBP)

Sell

34

52.205 (GBP)

Sell

34

52.42 (GBP)

Sell

33

52.1 (GBP)

Sell

33

52.1 (GBP)

Sell

32

52.33 (GBP)

Sell

30

52.09 (GBP)

Sell

28

51.77 (GBP)

Sell

27

51.77 (GBP)

Sell

27

52.185 (GBP)

Sell

24

52.315 (GBP)

Sell

24

51.63 (GBP)

Sell

22

52.66 (GBP)

Sell

22

52.81 (GBP)

Sell

22

52.65 (GBP)

Sell

21

52.565 (GBP)

Sell

21

52.505 (GBP)

Sell

17

52.59 (GBP)

Sell

16

51.53 (GBP)

Sell

16

51.62 (GBP)

Sell

16

51.74 (GBP)

Sell

15

52.71 (GBP)

Sell

15

51.9 (GBP)

Sell

15

51.97 (GBP)

Sell

15

51.6 (GBP)

Sell

14

51.9 (GBP)

Sell

14

52.55 (GBP)

Sell

14

52.275 (GBP)

Sell

14

52.04 (GBP)

Sell

14

52.17 (GBP)

Sell

14

52.53 (GBP)

Sell

13

51.89 (GBP)

Sell

4

51.69 (GBP)

Sell

4

52.5 (GBP)

Sell

2

51.53 (GBP)

Sell

1

52.17 (GBP)

TOTAL BUYS:50386

TOTAL SELLS:60456

(b) Derivatives transactions (other than options) 

Product name, e.g. CFD

Long/short (Note 5)

Number of securities (Note 6)

Price per unit (Note 4)

 

 

 

 

(c) Options transactions in respect of existing securities 

(i) Writing, selling, purchasing or varying 

Product name,e.g. call option

Writing, selling, purchasing, varying etc.

Number of securities to which the option relates (Note 6)

Exercise price

Type, e.g. American, European etc.

Expiry date

Option money paid/received per unit (Note 4)

 

 

 

 

 

 

 

(ii) Exercising 

Product name, e.g. call option

Number of securities

Exercise price per unit (Note 4)

 

 

 

(d) Other dealings (including new securities) (Note 3) 

Nature of transaction (Note 7)

Details

Price per unit (if applicable) (Note 4)

 

 

 

4. OTHER INFORMATION 

Agreements, arrangements or understandings relating to options or derivatives 

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

Is a Supplemental Form 38.5(b) attached? (Note 8)  No

Date of disclosure

22-Jul-2008 08:52:59

Contact name

Collins,Carolyn/ Crawley, Simon

Telephone number

44 20 7888 0241

Name of offeree/offeror with which connected

Rio Tinto Plc

Nature of connection (Note 9)

ADVISOR

Notes  The Notes on Form 38.5(b) can be viewed on the Takeover Panel's website at www.thetakeoverpanel.org.uk

This information is provided by RNS
The company news service from the London Stock Exchange
 
END
 
 
EMMSEWSUESASELW

Related Shares:

Rio Tinto
FTSE 100 Latest
Value8,695.84
Change62.09