29th Oct 2009 10:46
|
FORM 38.5(a) |
|
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS |
|
WITH RECOGNISED INTERMEDIARY STATUS |
|
DEALING IN A CLIENT-SERVING CAPACITY |
|
(Rule 38.5(a) of the Takeover Code)) |
|
1. KEY INFORMATION |
|
Name of exempt principal trader |
Merrill Lynch International |
|
Company dealt in |
Hansen Transmissions International NV |
|
Class of relevant security to which the |
Common |
|
dealings being disclosed relate |
|
Date of dealing |
28/10/2009 |
|
2. DEALINGS |
|
(a) Purchases and sales |
|
Total number of securities |
Highest price paid |
Lowest price paid |
|
purchased |
|
13,270 |
GBP 1.27 |
GBP 1.21 |
|
Total number of securities sold |
Highest price received |
Lowest price received |
|
22,958 |
GBP 1.28 |
GBP 1.21 |
|
(b) Derivatives transactions (other than options) |
|
Product name, |
Short/Long |
Number of securities |
Price per unit |
|
eg. CFD |
|
Long Swap |
LONG |
8,736 |
GBP 1.25 |
|
Long Swap |
LONG |
31 |
GBP 1.25 |
|
Product name, |
Short/Long |
Number of securities |
Price per unit |
|
eg. CFD |
|
Short Swap |
SHORT |
652 |
GBP 1.27 |
|
Short Swap |
SHORT |
5,636 |
GBP 1.24 |
|
Short Swap |
SHORT |
12,167 |
GBP 1.24 |
|
(c) Options transactions in respect of existing securities |
|
Product name |
Writing, |
Number of |
Exercise |
Type, e.g. |
Expiry |
Option |
|
selling, |
securities under |
price |
American, |
date |
money |
|
eg call option |
purchasing, |
option |
European etc |
paid/received |
|
varying etc. |
per unit |
|
(ii) Exercising |
|
Product name |
Number of securities under |
Exercise price |
|
eg call option |
option |
|
3. OTHER INFORMATION |
|
Agreements, arrangements or understandings relating to options or derivatives |
|
Full details of any agreement, arrangement or understanding between the person disclosing and any |
|
other person relating to the voting rights of any relevant securities under any option referred to on this |
|
form or relating to the voting rights or future acquisition or disposal of any relevant securities to which |
|
any derivative referred to on this form is referenced. If none, this should be stated. |
|
NONE |
|
Date of disclosure |
29/10/2009 |
|
Contact name |
Bhavika Mistry |
|
Telephone number |
+44 207 995 4747 |
|
Name of offeree/offeror with whom connected |
Hansen Transmissions International NV |
|
Nature of connection # |
Advisor |
|
FORM 38.5(a) |
|
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS |
|
WITH RECOGNISED INTERMEDIARY STATUS |
|
DEALING IN A CLIENT-SERVING CAPACITY |
|
(Rule 38.5(a) of the Takeover Code)) |
|
1. KEY INFORMATION |
|
Name of exempt principal trader |
Merrill Lynch International |
|
Company dealt in |
National Express Group Plc |
|
Class of relevant security to which the |
Common |
|
dealings being disclosed relate |
|
Date of dealing |
28/10/2009 |
|
2. DEALINGS |
|
(a) Purchases and sales |
|
Total number of securities |
Highest price paid |
Lowest price paid |
|
purchased |
|
453,296 |
GBP 3.76 |
GBP 3.64 |
|
Total number of securities sold |
Highest price received |
Lowest price received |
|
520,751 |
GBP 3.82 |
GBP 3.65 |
|
(b) Derivatives transactions (other than options) |
|
Product name, |
Short/Long |
Number of securities |
Price per unit |
|
eg. CFD |
|
Long Swap |
LONG |
7,450 |
GBP 3.65 |
|
Long Swap |
LONG |
2,210 |
GBP 3.64 |
|
Long Swap |
LONG |
2,057 |
GBP 3.70 |
|
Long Swap |
LONG |
276 |
GBP 3.70 |
|
Long Swap |
LONG |
9 |
GBP 3.70 |
|
Product name, |
Short/Long |
Number of securities |
Price per unit |
|
eg. CFD |
|
Short Swap |
SHORT |
2,057 |
GBP 3.68 |
|
Short Swap |
SHORT |
8,929 |
GBP 3.65 |
|
Short Swap |
SHORT |
62,645 |
GBP 3.69 |
|
(c) Options transactions in respect of existing securities |
|
Product name |
Writing, |
Number of |
Exercise |
Type, e.g. |
Expiry |
Option |
|
selling, |
securities under |
price |
American, |
date |
money |
|
eg call option |
purchasing, |
option |
European etc |
paid/received |
|
varying etc. |
per unit |
|
(ii) Exercising |
|
Product name |
Number of securities under |
Exercise price |
|
eg call option |
option |
|
3. OTHER INFORMATION |
|
Agreements, arrangements or understandings relating to options or derivatives |
|
Full details of any agreement, arrangement or understanding between the person disclosing and any |
|
other person relating to the voting rights of any relevant securities under any option referred to on this |
|
form or relating to the voting rights or future acquisition or disposal of any relevant securities to which |
|
any derivative referred to on this form is referenced. If none, this should be stated. |
|
NONE |
|
Date of disclosure |
29/10/2009 |
|
Contact name |
Bhavika Mistry |
|
Telephone number |
+44 207 995 4747 |
|
Name of offeree/offeror with whom connected |
National Express Group |
|
Nature of connection # |
Advisor |
|
FORM 38.5(a) |
|
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS |
|
WITH RECOGNISED INTERMEDIARY STATUS |
|
DEALING IN A CLIENT-SERVING CAPACITY |
|
(Rule 38.5(a) of the Takeover Code)) |
|
1. KEY INFORMATION |
|
Name of exempt principal trader |
Merrill Lynch International |
|
Company dealt in |
Stagecoach Group Plc |
|
Class of relevant security to which the |
Common |
|
dealings being disclosed relate |
|
Date of dealing |
28/10/2009 |
|
2. DEALINGS |
|
(a) Purchases and sales |
|
Total number of securities |
Highest price paid |
Lowest price paid |
|
purchased |
|
681,342 |
GBP 1.50 |
GBP 1.45 |
|
Total number of securities sold |
Highest price received |
Lowest price received |
|
1,462,053 |
GBP 1.50 |
GBP 1.45 |
|
(b) Derivatives transactions (other than options) |
|
Product name, |
Short/Long |
Number of securities |
Price per unit |
|
eg. CFD |
|
Long Swap |
LONG |
229 |
GBP 1.48 |
|
Long Swap |
LONG |
2 |
GBP 1.48 |
|
Long Swap |
LONG |
2 |
GBP 1.48 |
|
Long Swap |
LONG |
3 |
GBP 1.48 |
|
Long Swap |
LONG |
3 |
GBP 1.48 |
|
Long Swap |
LONG |
9 |
GBP 1.48 |
|
Long Swap |
LONG |
14 |
GBP 1.48 |
|
Long Swap |
LONG |
16 |
GBP 1.48 |
|
Long Swap |
LONG |
17 |
GBP 1.48 |
|
Long Swap |
LONG |
34 |
GBP 1.48 |
|
Long Swap |
LONG |
36 |
GBP 1.48 |
|
Long Swap |
LONG |
1 |
GBP 1.48 |
|
Long Swap |
LONG |
206 |
GBP 1.48 |
|
Long Swap |
LONG |
246 |
GBP 1.48 |
|
Long Swap |
LONG |
4,232 |
GBP 1.50 |
|
Long Swap |
LONG |
14,589 |
GBP 1.45 |
|
Long Swap |
LONG |
124 |
GBP 1.48 |
|
Product name, |
Short/Long |
Number of securities |
Price per unit |
|
eg. CFD |
|
Short Swap |
SHORT |
3,333 |
GBP 1.45 |
|
Short Swap |
SHORT |
580,195 |
GBP 1.47 |
|
Short Swap |
SHORT |
45,925 |
GBP 1.45 |
|
Short Swap |
SHORT |
31,040 |
GBP 1.48 |
|
Short Swap |
SHORT |
17,944 |
GBP 1.47 |
|
Short Swap |
SHORT |
14,589 |
GBP 1.45 |
|
Short Swap |
SHORT |
12,051 |
GBP 1.48 |
|
Short Swap |
SHORT |
5,300 |
GBP 1.47 |
|
Short Swap |
SHORT |
4,270 |
GBP 1.45 |
|
(c) Options transactions in respect of existing securities |
|
Product name |
Writing, |
Number of |
Exercise |
Type, e.g. |
Expiry |
Option |
|
selling, |
securities under |
price |
American, |
date |
money |
|
eg call option |
purchasing, |
option |
European etc |
paid/received |
|
varying etc. |
per unit |
|
(ii) Exercising |
|
Product name |
Number of securities under |
Exercise price |
|
eg call option |
option |
|
3. OTHER INFORMATION |
|
Agreements, arrangements or understandings relating to options or derivatives |
|
Full details of any agreement, arrangement or understanding between the person disclosing and any |
|
other person relating to the voting rights of any relevant securities under any option referred to on this |
|
form or relating to the voting rights or future acquisition or disposal of any relevant securities to which |
|
any derivative referred to on this form is referenced. If none, this should be stated. |
|
NONE |
|
Date of disclosure |
29/10/2009 |
|
Contact name |
Bhavika Mistry |
|
Telephone number |
+44 207 995 4747 |
|
Name of offeree/offeror with whom connected |
National Express Group Plc |
|
Nature of connection # |
Advisor |
Related Shares:
NEX.LSGC.L