26th Nov 2007 11:24
Macquarie Bank Ld26 November 2007 DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS BUT NOT DEALING IN A CLIENT-SERVING CAPACITY (Rule 38.5(b) of the Takeover Code) 1. KEY INFORMATION Name of exempt principal trader Macquarie Capital Securities (Australia) LimitedCompany dealt in Rio Tinto LimitedClass of relevant security to which the dealings Ordinary shares ISIN:being disclosed relate (Note 1) AU000000RIO1 Date of dealing 23 November 2007 2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE (a) Interests and short positions (following dealing) in the class of relevantsecurity dealt in (Note 2) Long Short Number (%) Number (%)(1) Relevant securities(2) Derivatives (other than options)(3) Options and agreements to purchase/sell Total 0 0.00% 0 0.00% (b) Interests and short positions in relevant securities of the company, otherthan the class dealt in (Note 2) Class of relevant security: Long Short Number (%) Number (%)(1) Relevant securities(2) Derivatives (other than options)(3) Options and agreements to purchase/sell Total (c) Rights to subscribe (Note 2) Class of relevant security: Details 3. DEALINGS (Note 3) (a) Purchases and sales Purchase/sale Number of securities Price per unit (Note 4)See Annexure A (b) Derivatives transactions (other than options) Product Long/short (Note Number of securities (Note Price per unit (Notename, 5) 6) 4)e.g. CFD (c) Options transactions in respect of existing securities (i) Writing, selling, purchasing or varying Product Writing, Number of Exercise Type, e.g. Expiry Optionname, selling, securities to American, money purchasing, which the option European varying etc. relates (Note 6) etc.e.g. price date paid/call receivedoption per unit (Note 4) (ii) Exercising Product name, e.g. call Number of Exercise price per unit (Noteoption securities 4) (d) Other dealings (including new securities) (Note 3) Nature of transaction (Note 7) Details Price per unit (if applicable) (Note 4) 4. OTHER INFORMATION Agreements, arrangements or understandings relating to options or derivatives Full details of any agreement, arrangement or understanding between the persondisclosing and any other person relating to the voting rights of any relevantsecurities under any option referred to on this form or relating to the votingrights or future acquisition or disposal of any relevant securities to which anyderivative referred to on this form is referenced. If none, this should bestated. Is a Supplemental Form 38.5(b) attached? (Note 8) YES/NO Date of disclosure 26 November 2007 Contact name Johanna Uy Telephone number +44 (0) 2030374339 Name of offeree/offeror with which connected Rio Tinto PlcNature of connection (Note 9) Connected principal trader Notes The Notes on Form 38.5(b) can be viewed on the Takeover Panel's website atwww.thetakeoverpanel.org.uk Annexure A Purchase/Sale Number of Price per Unit Securities (AUD)Purchase 1332 128.9Purchase 476 128.8Purchase 3 128.8Purchase 638 128.8Purchase 47 128.8Purchase 1836 128.8Purchase 1000 128.25Purchase 1 128.25Purchase 999 128.25Purchase 356 128.25Purchase 525 128.25Purchase 666 128.25Purchase 453 128.25Purchase 410 128.31Purchase 389 128.31Purchase 469 128.32Purchase 389 128.32Purchase 3 128.32Purchase 4 128.32Purchase 135 128.36Purchase 201 128.36Purchase 548 128.4Purchase 26 128.4Purchase 1426 128.4Purchase 2000 128.4Purchase 2000 128.4Purchase 4255 128.7Purchase 745 128.7Purchase 1028 128.48Purchase 10 128.48Purchase 364 128.48Purchase 1340 128.5Purchase 300 128.5Purchase 1090 128.51Purchase 211 128.5Purchase 22 128.5Purchase 504 128.5Purchase 1 128.5Purchase 80 128.52Purchase 1088 128.5Purchase 32 128.5Purchase 1015 128.55Purchase 988 128.55Purchase 100 128.54Purchase 46 128.54Purchase 461 128.54Purchase 28 128.54Purchase 58 128.54Purchase 11 128.54Purchase 3 128.54Purchase 4 128.54Purchase 13 128.54Purchase 15 128.54Purchase 12 128.54Purchase 15 128.54Purchase 42 128.54Purchase 42 128.54Purchase 280 128.54Purchase 200 128.53Purchase 50 128.53Purchase 67 128.53Purchase 500 128.54Purchase 28 128.54Purchase 1482 128.53Purchase 400 128.51Purchase 741 128.52Purchase 1097 128.55Purchase 3 128.62Purchase 1121 128.52Purchase 222 128.52Purchase 2079 128.67Purchase 50 128.65Purchase 728 128.66Purchase 124 128.69Purchase 14 128.69Purchase 65 128.69Purchase 659 128.7Purchase 500 128.68Purchase 307 128.68Purchase 1000 128.73Purchase 13 128.73Purchase 12 128.73Purchase 3 128.73Purchase 4 128.73Purchase 5000 128.75Purchase 272 128.75Purchase 468 128.75Purchase 3228 128.75Purchase 378 128.75Purchase 982 128.75Purchase 1000 128.75Purchase 1000 128.75Purchase 627 128.7Purchase 2373 128.7Purchase 2000 128.6Purchase 368 128.6Purchase 100 128.6Purchase 633 128.6Purchase 1621 128.6Purchase 278 128.6Purchase 267 128.61Purchase 140 128.61Purchase 249 128.61Purchase 21 128.72Purchase 416 128.73Purchase 11 128.73Purchase 75 128.73Purchase 3 128.73Purchase 4 128.73Purchase 9 128.73Purchase 8 128.73Purchase 355 128.78Purchase 138 128.77Purchase 394 128.77Purchase 656 128.77Purchase 325 128.77Purchase 13 128.77Purchase 512 128.65Purchase 100 128.65Purchase 164 128.69Purchase 131 128.69Purchase 9 128.69Purchase 9 128.69Purchase 183 128.69Purchase 200 128.69Purchase 422 128.69Purchase 290 128.7Purchase 9 128.7Purchase 3 128.7Purchase 4 128.7Purchase 9 128.7Purchase 100 128.7Purchase 9 128.7Purchase 27 128.7Purchase 561 128.7Purchase 40 128.69Purchase 3 128.69Purchase 3 128.69Purchase 200 128.69Purchase 341 128.69Purchase 182 128.63Purchase 3 128.63Purchase 4 128.63Purchase 522 128.63Purchase 166 128.63Purchase 42 128.64Purchase 90 128.64Purchase 109 128.63Purchase 4 128.63Purchase 4 128.63Purchase 242 128.63Purchase 391 128.63Purchase 130 128.63Purchase 391 128.65Purchase 416 128.64Purchase 762 128.64Purchase 50 128.21Purchase 244 128.21Purchase 911 128.21Purchase 2 128.26Purchase 1691 128.26Purchase 261 128.25Purchase 1340 128.25Purchase 364 128.21Purchase 999 128.21Purchase 273 128.21Purchase 100 128.19Purchase 1247 128.19Purchase 39 128.17Purchase 104 128.17Purchase 190 128.17Purchase 119 128.17Purchase 190 128.17Purchase 500 128.17Purchase 161 128.17Purchase 158 128.17Purchase 907 128.19Purchase 1613 128.12Purchase 106 128.12Purchase 332 128.12Purchase 509 128.12Purchase 836 128.14Purchase 26 128.14Purchase 150 128.14Purchase 210 128.14Purchase 278 128.16Purchase 23 128.16Purchase 402 128.16Purchase 996 128.16Purchase 138 128.17Purchase 15 128.18Purchase 84 128.18Purchase 4149 128.19Purchase 25 128.19Purchase 160 128.25Purchase 400 128.25Purchase 1241 128.25Purchase 267 128.52Purchase 220 128.52Purchase 103 128.52Purchase 500 128.51Purchase 500 128.68Purchase 4 128.68Purchase 5 128.68Purchase 50 128.68Purchase 2392 128.7Purchase 2608 128.7Purchase 140 128.7Purchase 108 128.7Purchase 465 128.7Purchase 474 128.68Purchase 4 128.68Purchase 5 128.68Purchase 130 128.68Purchase 31 128.68Purchase 1800 128.69Purchase 878 128.86Purchase 400 128.86Purchase 70 128.86Purchase 1346 128.9Purchase 30 128.9Purchase 369 128.9Purchase 133 128.89Purchase 325 128.9Purchase 261 128.9Purchase 4 128.9Purchase 5 128.9Purchase 2467 128.9Purchase 500 128.96Purchase 1000 128.96Purchase 2 128.96Purchase 768 128.97Purchase 400 129Purchase 500 129Purchase 2000 129Purchase 7322 129Purchase 5000 129Purchase 335 128.4Purchase 732 128.4Purchase 250 128.4Purchase 440 128.4Purchase 1000 128.4Purchase 668 128.4Purchase 389 128.4Purchase 27 128.4Purchase 147 128.4Purchase 16 128.4Purchase 34 128.4Purchase 310 128.4Purchase 317 128.4Purchase 1003 128.4Sale 133000 128.6036 This information is provided by RNS The company news service from the London Stock ExchangeRelated Shares:
Rio Tinto