30th Nov 2007 11:27
UBS AG (EPT)30 November 2007 FORM 38.5(b) DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS BUT NOT DEALING IN A CLIENT-SERVING CAPACITY (Rule 38.5(b) of the Takeover Code) 1. KEY INFORMATION Name of exempt principal trader UBS AG London BranchCompany dealt in Rio Tinto PLCClass of relevant security to which the 10p Ordinarydealings being disclosed relate (Note 1)Date of dealing 29 NOVEMBER 2007 2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE (a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 2) Long Short Number (%) Number (%)(1) Relevant securities 2,358,769 0.24% 578 0.00%(2) Derivatives (other thanoptions)(3) Options and agreements topurchase/sellTotal 2,358,769 0.24% 578 0.00% (b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 2) Class of relevant security: Long Short Number (%) Number (%)(1) Relevant securities(2) Derivatives (other thanoptions)(3) Options and agreements topurchase/sellTotal (c) Rights to subscribe (Note 2)Class of relevant security: Details 3. DEALINGS (Note 3) (a) Purchases and sales Purchase/sale Number of securities Price per unit (Note 4) PURCHASE 2577 5320 pence PURCHASE 25 5322 PURCHASE 1486 5322 SALE 575 5331 PURCHASE 92 5332 PURCHASE 270 5332 PURCHASE 180 5335 SALE 400 5338 SALE 400 5340 SALE 217 5340 SALE 183 5340 PURCHASE 220 5345 PURCHASE 361 5345 PURCHASE 132 5347 PURCHASE 42 5348 PURCHASE 200 5349 SALE 374 5350 PURCHASE 254 5350 PURCHASE 500 5350 PURCHASE 600 5350 PURCHASE 665 5350 PURCHASE 100 5351 PURCHASE 115 5351 PURCHASE 500 5351 PURCHASE 500 5351 PURCHASE 116 5352 PURCHASE 77 5353 SALE 453 5354 SALE 400 5354 PURCHASE 224 5355 SALE 300 5356 PURCHASE 149 5356 PURCHASE 251 5356 PURCHASE 280 5356 SALE 1020 5357 SALE 675 5357 SALE 376 5357 SALE 1050 5358 SALE 346 5358 SALE 324 5359 PURCHASE 100 5359 PURCHASE 143 5359 PURCHASE 405 5359 SALE 1600 5360 SALE 1037 5360 SALE 806 5360 SALE 513 5360 SALE 1 5360 PURCHASE 79 5360 PURCHASE 151 5360 PURCHASE 271 5360 PURCHASE 347 5360 PURCHASE 670 5360 PURCHASE 776 5360 SALE 159 5361 SALE 118 5361 SALE 83 5361 PURCHASE 1058 5361 PURCHASE 152 5362 PURCHASE 203 5362 PURCHASE 215 5362 PURCHASE 1211 5362 PURCHASE 69 5363 PURCHASE 670 5363 PURCHASE 200 5364 PURCHASE 200 5364 SALE 1118 5365 SALE 1021 5365 SALE 699 5367 PURCHASE 721 5367 SALE 91 5368 PURCHASE 250 5369 PURCHASE 250 5369 PURCHASE 99 5370 PURCHASE 263 5370 PURCHASE 374 5370 PURCHASE 422 5370 SALE 1472 5371 SALE 226 5372 SALE 130 5372 PURCHASE 38 5372 PURCHASE 408 5372 PURCHASE 525 5372 PURCHASE 200 5373 PURCHASE 408 5373 PURCHASE 251 5374 SALE 358 5376 SALE 200 5376 SALE 250 5377 PURCHASE 268 5377 SALE 442 5379 PURCHASE 1176 5379 SALE 868 5382 SALE 701 5382 PURCHASE 145 5382 PURCHASE 515 5382 PURCHASE 1638 5382 PURCHASE 81 5383 PURCHASE 259 5383 SALE 453 5384 PURCHASE 1064 5384 SALE 490 5386 SALE 247 5386 SALE 236 5386 PURCHASE 274 5386 SALE 1133 5387 PURCHASE 246 5387 PURCHASE 500 5387 SALE 1260 5388 SALE 1130 5388 SALE 1118 5388 SALE 1065 5388 SALE 753 5388 SALE 736 5388 SALE 353 5388 SALE 284 5388 SALE 196 5388 SALE 76 5388 SALE 18 5388 PURCHASE 281 5388 SALE 705 5389 PURCHASE 281 5389 PURCHASE 300 5389 PURCHASE 30 5390 PURCHASE 43 5390 PURCHASE 147 5390 PURCHASE 237 5390 PURCHASE 250 5390 PURCHASE 355 5390 PURCHASE 892 5390 PURCHASE 1033 5390 SALE 567 5391 SALE 248 5392 SALE 37 5392 PURCHASE 496 5392 SALE 265 5393 SALE 200 5393 SALE 448 5394 PURCHASE 53 5394 SALE 318 5395 SALE 268 5395 SALE 650 5396 PURCHASE 340 5396 SALE 1503 5397 SALE 1058 5397 SALE 400 5397 SALE 367 5397 SALE 81 5397 PURCHASE 90 5397 PURCHASE 90 5397 PURCHASE 200 5397 PURCHASE 200 5397 PURCHASE 203 5397 PURCHASE 250 5397 PURCHASE 579 5397 PURCHASE 814 5397 SALE 974 5398 SALE 186 5398 PURCHASE 312 5398 PURCHASE 380 5398 PURCHASE 548 5398 SALE 2415 5399 SALE 1284 5399 SALE 1145 5399 SALE 796 5399 SALE 661 5399 SALE 414 5399 SALE 363 5399 SALE 178 5399 SALE 1442 5400 SALE 918 5400 SALE 241 5400 SALE 100 5400 SALE 23 5400 PURCHASE 5 5400 PURCHASE 37 5400 PURCHASE 61 5400 PURCHASE 73 5400 PURCHASE 85 5400 PURCHASE 104 5400 PURCHASE 135 5400 PURCHASE 146 5400 PURCHASE 200 5400 PURCHASE 444 5400 PURCHASE 681 5400 PURCHASE 750 5400 PURCHASE 898 5400 PURCHASE 937 5400 PURCHASE 2096 5400 SALE 1056 5401 PURCHASE 200 5401 PURCHASE 311 5401 PURCHASE 407 5401 PURCHASE 529 5401 PURCHASE 661 5401 PURCHASE 60 5402 PURCHASE 66 5402 PURCHASE 180 5402 PURCHASE 209 5402 PURCHASE 507 5402 PURCHASE 661 5402 PURCHASE 661 5402 PURCHASE 886 5402 PURCHASE 100 5403 SALE 200 5404 SALE 176 5404 PURCHASE 15 5404 PURCHASE 37 5404 PURCHASE 163 5404 PURCHASE 200 5404 PURCHASE 329 5404 PURCHASE 400 5404 PURCHASE 200 5405 PURCHASE 250 5405 PURCHASE 188 5406 PURCHASE 363 5406 PURCHASE 661 5406 SALE 148 5407 SALE 19 5407 PURCHASE 192 5407 PURCHASE 252 5407 PURCHASE 260 5407 PURCHASE 644 5407 PURCHASE 647 5407 PURCHASE 779 5407 SALE 1042 5408 SALE 871 5408 PURCHASE 232 5408 PURCHASE 305 5408 PURCHASE 192 5409 SALE 849 5410 SALE 764 5410 SALE 261 5410 PURCHASE 26 5410 PURCHASE 150 5410 PURCHASE 179 5410 PURCHASE 492 5410 PURCHASE 719 5410 PURCHASE 146 5411 PURCHASE 586 5411 SALE 400 5412 SALE 325 5412 SALE 100 5412 SALE 59 5412 PURCHASE 98 5412 PURCHASE 294 5412 PURCHASE 386 5412 PURCHASE 674 5412 PURCHASE 514 5414 SALE 1331 5415 SALE 1300 5415 SALE 618 5415 SALE 486 5415 SALE 486 5415 SALE 356 5415 SALE 130 5415 SALE 16 5415 PURCHASE 200 5415 PURCHASE 336 5415 PURCHASE 547 5415 PURCHASE 902 5415 SALE 1065 5416 SALE 651 5416 SALE 451 5416 SALE 438 5416 SALE 1 5416 PURCHASE 184 5416 PURCHASE 248 5416 PURCHASE 524 5416 SALE 1235 5417 SALE 500 5417 SALE 200 5417 SALE 169 5417 SALE 5 5417 PURCHASE 56 5417 PURCHASE 300 5417 PURCHASE 250 5418 PURCHASE 343 5418 PURCHASE 482 5418 PURCHASE 639 5418 PURCHASE 1000 5418 PURCHASE 1638 5418 SALE 1270 5419 SALE 915 5419 SALE 650 5419 SALE 634 5419 SALE 550 5419 SALE 44 5419 PURCHASE 100 5419 PURCHASE 217 5419 PURCHASE 1046 5419 SALE 578 5420 SALE 541 5420 SALE 396 5420 SALE 334 5420 SALE 334 5420 SALE 198 5420 SALE 85 5420 PURCHASE 22 5420 PURCHASE 40 5420 PURCHASE 61 5420 PURCHASE 200 5420 PURCHASE 226 5420 PURCHASE 592 5420 PURCHASE 839 5420 SALE 455 5421 SALE 201 5421 PURCHASE 100 5421 PURCHASE 100 5421 PURCHASE 621 5421 SALE 300 5422 PURCHASE 188 5422 PURCHASE 211 5422 PURCHASE 365 5422 PURCHASE 988 5422 PURCHASE 2265 5422 PURCHASE 78 5423 PURCHASE 347 5423 PURCHASE 511 5423 PURCHASE 1655 5423 PURCHASE 1948 5423 SALE 586 5424 SALE 269 5424 SALE 2122 5425 SALE 1990 5425 SALE 1332 5425 SALE 1011 5425 SALE 132 5425 SALE 130 5425 PURCHASE 59 5425 PURCHASE 124 5425 PURCHASE 181 5425 PURCHASE 196 5425 PURCHASE 287 5425 PURCHASE 309 5425 PURCHASE 407 5425 PURCHASE 501 5425 PURCHASE 531 5425 PURCHASE 810 5425 PURCHASE 1500 5425 SALE 1000 5426 SALE 398 5426 SALE 338 5426 SALE 80 5426 SALE 71 5426 PURCHASE 729 5426 PURCHASE 1390 5426 SALE 1205 5427 SALE 666 5427 SALE 639 5427 SALE 442 5427 SALE 220 5427 SALE 58 5427 SALE 42 5427 PURCHASE 184 5427 PURCHASE 491 5427 SALE 572 5428 SALE 293 5428 PURCHASE 200 5428 PURCHASE 200 5428 PURCHASE 538 5428 PURCHASE 573 5428 PURCHASE 667 5428 SALE 712 5429 SALE 192 5429 SALE 164 5429 SALE 100 5429 PURCHASE 498 5429 PURCHASE 1059 5429 SALE 1125 5430 SALE 722 5430 SALE 674 5430 SALE 525 5430 SALE 204 5430 SALE 204 5430 SALE 203 5430 PURCHASE 49 5430 PURCHASE 194 5430 PURCHASE 283 5430 PURCHASE 400 5430 PURCHASE 604 5430 SALE 1166 5431 SALE 417 5431 SALE 350 5431 PURCHASE 155 5431 PURCHASE 200 5431 PURCHASE 261 5431 PURCHASE 301 5431 PURCHASE 320 5431 PURCHASE 503 5431 PURCHASE 1183 5431 PURCHASE 1183 5431 SALE 1530 5432 SALE 1253 5432 SALE 400 5432 SALE 305 5432 SALE 195 5432 SALE 27 5432 PURCHASE 287 5432 PURCHASE 730 5432 PURCHASE 1437 5432 SALE 1257 5433 SALE 365 5433 SALE 188 5433 PURCHASE 200 5433 PURCHASE 258 5433 PURCHASE 329 5433 PURCHASE 539 5433 SALE 45 5434 PURCHASE 237 5434 PURCHASE 297 5434 PURCHASE 500 5434 PURCHASE 667 5434 PURCHASE 1068 5434 SALE 1096 5435 SALE 1000 5435 SALE 1000 5435 SALE 541 5435 SALE 190 5435 SALE 18 5435 PURCHASE 93 5435 PURCHASE 126 5435 PURCHASE 250 5435 PURCHASE 315 5435 PURCHASE 340 5435 PURCHASE 520 5435 PURCHASE 682 5435 PURCHASE 746 5435 PURCHASE 1127 5435 PURCHASE 1444 5435 PURCHASE 1486 5435 SALE 1941 5436 SALE 1880 5436 SALE 844 5436 SALE 783 5436 SALE 629 5436 SALE 250 5436 SALE 46 5436 PURCHASE 278 5436 PURCHASE 396 5436 PURCHASE 962 5436 PURCHASE 1363 5436 SALE 764 5437 SALE 764 5437 SALE 514 5437 SALE 390 5437 SALE 333 5437 PURCHASE 61 5437 PURCHASE 200 5437 PURCHASE 200 5437 PURCHASE 329 5437 SALE 697 5438 PURCHASE 75 5438 PURCHASE 223 5438 PURCHASE 287 5438 PURCHASE 517 5438 PURCHASE 585 5438 SALE 579 5439 SALE 406 5439 SALE 400 5439 SALE 247 5439 SALE 100 5439 SALE 100 5439 PURCHASE 34 5439 PURCHASE 89 5439 PURCHASE 232 5439 PURCHASE 284 5439 PURCHASE 596 5439 SALE 1252 5440 SALE 391 5440 SALE 214 5440 PURCHASE 18 5440 PURCHASE 200 5440 PURCHASE 211 5440 PURCHASE 248 5440 PURCHASE 708 5440 PURCHASE 983 5440 PURCHASE 1000 5440 PURCHASE 1000 5440 SALE 966 5441 SALE 804 5441 SALE 764 5441 SALE 570 5441 SALE 211 5441 SALE 67 5441 SALE 32 5441 PURCHASE 187 5441 PURCHASE 269 5441 PURCHASE 316 5441 PURCHASE 646 5441 PURCHASE 711 5441 PURCHASE 712 5441 SALE 1045 5442 SALE 693 5442 SALE 111 5442 SALE 111 5442 PURCHASE 70 5442 PURCHASE 300 5442 PURCHASE 300 5442 PURCHASE 330 5442 PURCHASE 377 5442 PURCHASE 500 5442 PURCHASE 500 5442 PURCHASE 548 5442 PURCHASE 900 5442 PURCHASE 1308 5442 SALE 166 5443 PURCHASE 400 5443 PURCHASE 719 5443 PURCHASE 18 5444 PURCHASE 130 5444 PURCHASE 253 5444 PURCHASE 259 5444 PURCHASE 379 5444 PURCHASE 440 5444 PURCHASE 445 5444 PURCHASE 445 5444 PURCHASE 500 5444 PURCHASE 790 5444 SALE 764 5445 SALE 301 5445 SALE 288 5445 SALE 183 5445 SALE 91 5445 PURCHASE 157 5445 PURCHASE 198 5445 PURCHASE 215 5445 PURCHASE 267 5445 PURCHASE 304 5445 PURCHASE 449 5445 PURCHASE 500 5445 PURCHASE 1000 5445 PURCHASE 1028 5445 PURCHASE 9 5446 PURCHASE 91 5446 SALE 1400 5447 SALE 1033 5447 SALE 800 5447 SALE 726 5447 SALE 441 5447 SALE 334 5447 SALE 334 5447 SALE 91 5447 PURCHASE 60 5447 PURCHASE 212 5447 PURCHASE 245 5447 PURCHASE 300 5447 PURCHASE 638 5447 PURCHASE 808 5447 SALE 764 5448 SALE 388 5448 SALE 336 5448 SALE 322 5448 PURCHASE 59 5448 PURCHASE 280 5448 SALE 1083 5449 SALE 909 5449 SALE 600 5449 SALE 581 5449 SALE 469 5449 SALE 368 5449 SALE 340 5449 SALE 313 5449 SALE 132 5449 SALE 131 5449 SALE 127 5449 SALE 117 5449 SALE 53 5449 PURCHASE 300 5449 SALE 666 5450 SALE 400 5450 SALE 254 5450 PURCHASE 3 5450 PURCHASE 25 5450 PURCHASE 54 5450 PURCHASE 205 5450 PURCHASE 234 5450 PURCHASE 300 5450 PURCHASE 325 5450 PURCHASE 708 5450 PURCHASE 875 5450 PURCHASE 1000 5450 PURCHASE 764 5451 PURCHASE 1173 5451 SALE 384 5452 SALE 273 5452 SALE 3000 5453 SALE 1066 5453 SALE 790 5453 SALE 656 5454 SALE 430 5454 SALE 204 5454 PURCHASE 66 5454 PURCHASE 704 5454 PURCHASE 800 5454 SALE 1126 5455 SALE 933 5455 PURCHASE 21 5455 PURCHASE 291 5455 PURCHASE 300 5455 PURCHASE 589 5455 PURCHASE 629 5455 PURCHASE 749 5455 PURCHASE 1661 5455 SALE 764 5456 SALE 651 5456 SALE 474 5456 SALE 429 5456 SALE 305 5456 SALE 128 5456 SALE 115 5456 SALE 30 5456 PURCHASE 188 5456 SALE 1000 5457 SALE 400 5457 SALE 392 5457 SALE 384 5457 SALE 88 5457 PURCHASE 300 5457 SALE 570 5458 SALE 351 5458 SALE 201 5458 SALE 112 5458 PURCHASE 308 5458 PURCHASE 363 5458 PURCHASE 781 5458 PURCHASE 100 5460 PURCHASE 286 5460 PURCHASE 390 5461 SALE 500 5462 SALE 464 5462 SALE 153 5462 SALE 145 5462 PURCHASE 500 5462 SALE 1466 5463 SALE 248 5463 SALE 226 5463 SALE 179 5463 SALE 167 5463 PURCHASE 80 5463 PURCHASE 1000 5463 SALE 485 5464 SALE 484 5464 SALE 319 5464 SALE 313 5464 SALE 136 5464 SALE 100 5464 SALE 87 5464 SALE 5 5464 PURCHASE 90 5464 SALE 694 5465 SALE 466 5465 SALE 300 5465 SALE 85 5465 PURCHASE 200 5465 PURCHASE 200 5465 PURCHASE 216 5465 PURCHASE 270 5465 PURCHASE 400 5465 PURCHASE 547 5465 SALE 670 5466 SALE 433 5466 SALE 257 5466 SALE 189 5466 SALE 69 5466 SALE 51 5466 SALE 22 5466 SALE 19 5466 PURCHASE 300 5466 PURCHASE 355 5466 SALE 684 5467 SALE 290 5467 SALE 267 5467 SALE 181 5467 PURCHASE 80 5467 PURCHASE 500 5467 SALE 1271 5468 SALE 475 5468 PURCHASE 263 5468 PURCHASE 703 5468 PURCHASE 900 5468 SALE 997 5469 SALE 948 5469 SALE 455 5469 SALE 379 5470 SALE 201 5470 SALE 156 5470 SALE 1 5470 PURCHASE 333 5470 PURCHASE 400 5470 PURCHASE 550 5470 PURCHASE 200 5471 PURCHASE 200 5471 PURCHASE 800 5471 SALE 484 5472 SALE 394 5472 SALE 157 5472 PURCHASE 200 5472 SALE 691 5473 SALE 653 5473 SALE 464 5473 SALE 367 5473 SALE 181 5473 SALE 154 5473 SALE 22 5473 PURCHASE 685 5473 PURCHASE 815 5473 SALE 989 5474 SALE 764 5474 SALE 500 5474 SALE 273 5474 SALE 200 5474 PURCHASE 319 5474 PURCHASE 440 5474 PURCHASE 739 5474 PURCHASE 777 5474 SALE 1374 5475 SALE 1087 5475 SALE 1086 5475 SALE 300 5475 SALE 178 5475 SALE 158 5475 SALE 62 5475 PURCHASE 338 5475 PURCHASE 367 5475 PURCHASE 660 5475 SALE 491 5476 PURCHASE 700 5476 PURCHASE 950 5476 PURCHASE 1000 5476 SALE 1277 5477 SALE 978 5477 SALE 356 5477 SALE 265 5477 PURCHASE 324 5477 PURCHASE 484 5477 SALE 1062 5478 SALE 1058 5478 SALE 618 5478 PURCHASE 536 5478 PURCHASE 707 5478 SALE 1754 5479 SALE 895 5479 SALE 778 5479 PURCHASE 117 5479 PURCHASE 178 5479 PURCHASE 448 5479 SALE 1154 5480 SALE 1031 5480 SALE 552 5480 SALE 139 5480 SALE 100 5480 SALE 99 5480 SALE 87 5480 SALE 4 5480 PURCHASE 274 5480 PURCHASE 293 5480 PURCHASE 300 5480 PURCHASE 300 5480 SALE 498 5481 SALE 301 5481 SALE 258 5481 PURCHASE 811 5481 SALE 763 5482 SALE 83 5482 PURCHASE 18 5482 PURCHASE 18 5482 PURCHASE 89 5482 PURCHASE 248 5482 PURCHASE 311 5482 PURCHASE 312 5482 PURCHASE 629 5482 PURCHASE 652 5482 PURCHASE 652 5482 PURCHASE 686 5482 PURCHASE 692 5482 PURCHASE 1468 5482 PURCHASE 2000 5482 PURCHASE 200 5483 PURCHASE 333 5483 PURCHASE 567 5483 PURCHASE 652 5483 PURCHASE 2000 5483 SALE 112 5484 PURCHASE 354 5484 PURCHASE 759 5484 SALE 992 5485 SALE 622 5485 SALE 310 5485 SALE 300 5485 SALE 43 5485 PURCHASE 300 5485 PURCHASE 400 5485 PURCHASE 1166 5485 SALE 1937 5486 SALE 300 5486 SALE 176 5486 SALE 55 5486 SALE 500 5487 PURCHASE 5 5487 PURCHASE 300 5487 PURCHASE 400 5487 PURCHASE 723 5487 SALE 1097 5488 SALE 524 5488 SALE 459 5488 SALE 458 5488 SALE 400 5488 PURCHASE 390 5488 PURCHASE 1353 5488 SALE 525 5489 SALE 291 5489 SALE 800 5490 SALE 200 5490 SALE 111 5490 SALE 76 5490 PURCHASE 1333 5490 SALE 859 5491 SALE 764 5491 SALE 359 5491 SALE 359 5491 SALE 160 5491 SALE 147 5491 SALE 54 5491 SALE 10 5491 PURCHASE 308 5491 PURCHASE 2600 5491 SALE 389 5492 SALE 261 5492 PURCHASE 106 5492 PURCHASE 438 5492 PURCHASE 719 5492 PURCHASE 1000 5492 SALE 764 5493 SALE 494 5493 SALE 400 5493 SALE 212 5493 SALE 46 5493 SALE 18 5493 SALE 18 5493 PURCHASE 200 5493 PURCHASE 200 5493 PURCHASE 230 5493 PURCHASE 296 5493 PURCHASE 520 5493 SALE 1500 5494 SALE 1077 5494 SALE 1044 5494 SALE 964 5494 SALE 946 5494 SALE 820 5494 SALE 400 5494 SALE 319 5494 SALE 77 5494 PURCHASE 99 5494 PURCHASE 231 5494 PURCHASE 397 5494 PURCHASE 1283 5494 PURCHASE 1600 5494 SALE 1022 5495 SALE 842 5495 SALE 166 5495 SALE 119 5495 SALE 102 5495 SALE 400 5496 SALE 51 5496 PURCHASE 122 5496 PURCHASE 253 5496 SALE 820 5498 SALE 598 5499 SALE 449 5499 SALE 335 5499 PURCHASE 200 5499 PURCHASE 714 5499 SALE 1070 5500 PURCHASE 100 5500 PURCHASE 104 5500 PURCHASE 146 5500 PURCHASE 200 5500 PURCHASE 231 5500 PURCHASE 250 5500 PURCHASE 252 5500 PURCHASE 500 5500 SALE 992 5502 SALE 23 5502 PURCHASE 300 5502 PURCHASE 500 5502 PURCHASE 833 5502 SALE 839 5503 SALE 570 5503 SALE 464 5503 SALE 237 5503 SALE 201 5503 SALE 1 5503 PURCHASE 106 5503 PURCHASE 294 5503 PURCHASE 344 5503 PURCHASE 380 5503 PURCHASE 459 5503 PURCHASE 185 5505 PURCHASE 200 5505 PURCHASE 230 5505 PURCHASE 382 5505 PURCHASE 589 5505 PURCHASE 703 5505 PURCHASE 1037 5505 PURCHASE 1124 5505 SALE 400 5506 PURCHASE 231 5506 SALE 338 5507 SALE 232 5507 SALE 125 5507 PURCHASE 500 5507 PURCHASE 231 5509 PURCHASE 250 5509 PURCHASE 394 5509 PURCHASE 125 5510 PURCHASE 739 5510 SALE 126 5511 SALE 500 5512 PURCHASE 208 5513 PURCHASE 646 5515 SALE 528 5516 SALE 112 5517 SALE 1400 5518 SALE 630 5518 SALE 133 5518 PURCHASE 767 5519 PURCHASE 2717 5519 PURCHASE 1624 5520 SALE 669 5521 SALE 1006 5524 SALE 745 5524 PURCHASE 231 5524 PURCHASE 731 5524 SALE 1173 5525 SALE 1097 5525 SALE 28 5525 PURCHASE 400 5525 SALE 390 5527 SALE 1231 5529 SALE 764 5529 SALE 217 5529 PURCHASE 300 5529 SALE 1498 5530 SALE 200 5530 PURCHASE 400 5535 PURCHASE 850 5535 PURCHASE 300 5536 PURCHASE 500 5536 PURCHASE 560 5540 SALE 100 5541 PURCHASE 174 5541 PURCHASE 190 5542 PURCHASE 400 5542 SALE 325 5543 SALE 325 5543 SALE 803 5544 SALE 1000 5545 SALE 423 5545 SALE 155 5545 SALE 100 5545 SALE 2667 5546 PURCHASE 400 5547 SALE 2000 5550.5 SALE 385 5555 PURCHASE 259 5555 PURCHASE 2051 5557 SALE 250 5558 SALE 1048 5559 SALE 1034 5559 SALE 616 5559 SALE 390 5560 SALE 390 5560 PURCHASE 2030 5561 PURCHASE 30 5562 PURCHASE 300 5562 PURCHASE 590 5562 PURCHASE 85 5563 PURCHASE 227 5563 SALE 299 5564 PURCHASE 1000 5564 PURCHASE 500 5565 PURCHASE 500 5566 SALE 1592 5570 SALE 1155 5570 SALE 764 5570 SALE 742 5570 PURCHASE 358 5570 PURCHASE 523 5570 PURCHASE 1000 5570 PURCHASE 2500 5570 SALE 1130 5571 SALE 126 5571 PURCHASE 500 5571 SALE 2691 5573 SALE 1400 5573 PURCHASE 84 5575 PURCHASE 228 5575 PURCHASE 230 5575 PURCHASE 305 5575 PURCHASE 500 5575 PURCHASE 1000 5575 SALE 240 5578 SALE 982 5580 SALE 210 5580 PURCHASE 749 5580 PURCHASE 1045 5580 SALE 869 5581 PURCHASE 200 5581 PURCHASE 235 5584 PURCHASE 500 5584 SALE 1359 5585 SALE 98 5585 SALE 44 5585 SALE 500 5586 PURCHASE 88 5586 SALE 1481 5587 PURCHASE 2000 5587 PURCHASE 208 5588 PURCHASE 2021 5589 SALE 1250 5590 SALE 1200 5597 PURCHASE 2500 5597 SALE 631 5599 SALE 609 5599 SALE 390 5599 PURCHASE 243 5599 PURCHASE 337 5599 PURCHASE 500 5599 PURCHASE 1000 5599 PURCHASE 940 5600 PURCHASE 1115 5600 PURCHASE 2743 5600 PURCHASE 2893 5600 PURCHASE 175 5601 PURCHASE 175 5601 PURCHASE 425 5601 PURCHASE 1019 5601 SALE 377 5602 SALE 83 5602 SALE 30 5602 PURCHASE 75 5602 SALE 1783 5604 SALE 1000 5604 SALE 229 5604 PURCHASE 180 5605 PURCHASE 820 5605 PURCHASE 288 5608 PURCHASE 288 5608 PURCHASE 100000 5608.4521 PURCHASE 500 5609 SALE 993 5610 SALE 962 5610 PURCHASE 200 5610 PURCHASE 400 5610 PURCHASE 500 5610 SALE 1000 5611 PURCHASE 250 5612 PURCHASE 284 5612 PURCHASE 349 5612 PURCHASE 500 5612 PURCHASE 555 5612 PURCHASE 600 5612 SALE 1849 5620 PURCHASE 300 5620 PURCHASE 1677 5620 PURCHASE 1748 5620 PURCHASE 2000 5620 PURCHASE 4371 5620 PURCHASE 584 5622 PURCHASE 2000 5622 PURCHASE 1296 5624 SALE 400 5625 PURCHASE 500 5625 PURCHASE 500 5625 PURCHASE 640 5625 PURCHASE 400 5626 PURCHASE 200 5627 PURCHASE 500 5627 SALE 897 5628 PURCHASE 400 5628 SALE 1303 5629 SALE 1257 5629 SALE 104 5629 PURCHASE 400 5629 PURCHASE 250 5630 PURCHASE 1200 5630 SALE 1503 5632 SALE 796 5632 SALE 474 5632 SALE 185 5632 SALE 132 5632 PURCHASE 297 5632 PURCHASE 317 5632 PURCHASE 8 5633 PURCHASE 60 5633 PURCHASE 228 5633 PURCHASE 389 5633 PURCHASE 2662 5633 PURCHASE 482 5634 PURCHASE 840 5634 PURCHASE 1490 5634 SALE 813 5635 PURCHASE 103 5635 PURCHASE 358 5635 PURCHASE 1000 5635 PURCHASE 370 5636 SALE 957 5637 PURCHASE 17 5637 PURCHASE 17 5637 PURCHASE 1569 5637 SALE 400 5638 PURCHASE 500 5638 PURCHASE 2000 5639 SALE 1724 5640 SALE 900 5640 SALE 527 5640 PURCHASE 246 5640 PURCHASE 400 5640 PURCHASE 500 5640 PURCHASE 500 5640 PURCHASE 800 5640 PURCHASE 4500 5640 PURCHASE 10652 5640 PURCHASE 120 5641 PURCHASE 329 5641 PURCHASE 332 5641 SALE 664 5642 SALE 219 5642 PURCHASE 300 5642 PURCHASE 327 5642 PURCHASE 929 5642 SALE 354 5643 SALE 289 5643 SALE 31 5643 PURCHASE 400 5643 PURCHASE 584 5643 SALE 1000 5644 SALE 760 5644 SALE 300 5644 SALE 1075 5645 SALE 720 5645 SALE 522 5645 SALE 437 5645 PURCHASE 88 5645 PURCHASE 225 5645 PURCHASE 225 5645 PURCHASE 251 5645 PURCHASE 388 5645 PURCHASE 2512 5645 SALE 1189 5646 SALE 1139 5646 SALE 1115 5646 SALE 657 5646 SALE 390 5646 PURCHASE 800 5646 PURCHASE 812 5646 PURCHASE 900 5646 SALE 2153 5647 SALE 1140 5647 SALE 1131 5647 SALE 503 5647 SALE 385 5647 PURCHASE 14 5647 PURCHASE 215 5647 PURCHASE 323 5647 PURCHASE 432 5647 PURCHASE 894 5647 PURCHASE 200 5648 PURCHASE 200 5648 PURCHASE 258 5648 PURCHASE 500 5648 PURCHASE 842 5648 PURCHASE 900 5648 PURCHASE 1500 5648 SALE 579 5649 PURCHASE 186 5649 PURCHASE 200 5649 PURCHASE 700 5649 PURCHASE 951 5649 PURCHASE 1876 5649 PURCHASE 2239 5649 SALE 1299 5650 SALE 1179 5650 SALE 1148 5650 SALE 327 5650 PURCHASE 1302 5650 PURCHASE 101 5651 SALE 1022 5653 SALE 581 5653 SALE 500 5653 SALE 500 5653 SALE 174 5653 PURCHASE 177 5653 PURCHASE 20 5655 PURCHASE 341 5655 PURCHASE 500 5655 SALE 1331 5656 PURCHASE 44 5656 PURCHASE 500 5656 PURCHASE 417 5658 SALE 1500 5659 PURCHASE 206 5659 PURCHASE 350 5659 PURCHASE 1030 5659 PURCHASE 143 5660 PURCHASE 249 5660 PURCHASE 264 5660 PURCHASE 342 5660 PURCHASE 1200 5660 PURCHASE 1590 5660 PURCHASE 2400 5660 PURCHASE 455 5662 PURCHASE 220 5663 PURCHASE 1000 5663 SALE 1605 5664 SALE 1605 5664 SALE 500 5664 PURCHASE 200 5664 PURCHASE 506 5664 PURCHASE 315 5665 PURCHASE 390 5665 PURCHASE 399 5665 PURCHASE 686 5665 SALE 250 5666 PURCHASE 500 5667 PURCHASE 6 5668 PURCHASE 400 5668 SALE 2645 5669 SALE 2092 5669 SALE 480 5670 SALE 227 5670 PURCHASE 200 5670 PURCHASE 449 5670 PURCHASE 1253 5670 PURCHASE 5000 5670 PURCHASE 200 5671 SALE 1207 5672 SALE 500 5672 SALE 487 5672 PURCHASE 196 5672 PURCHASE 540 5672 SALE 888 5673 SALE 1359 5674 PURCHASE 236 5674 PURCHASE 667 5674 PURCHASE 1762 5674 SALE 985 5675 SALE 200 5675 SALE 200 5675 SALE 30 5675 SALE 967 5676 SALE 100 5676 PURCHASE 100 5676 SALE 1046 5677 SALE 540 5677 SALE 112 5677 PURCHASE 148 5677 PURCHASE 500 5677 PURCHASE 560 5677 SALE 351 5678 SALE 208 5678 SALE 194 5678 SALE 129 5678 PURCHASE 1000 5679 SALE 574 5680 PURCHASE 763 5684 PURCHASE 995 5684 SALE 1031 5685 PURCHASE 30 5685 PURCHASE 200 5685 PURCHASE 268 5685 PURCHASE 400 5685 PURCHASE 400 5685 PURCHASE 400 5685 PURCHASE 500 5685 PURCHASE 800 5685 PURCHASE 1000 5685 PURCHASE 1000 5685 PURCHASE 2244 5685 PURCHASE 12000 5685 SALE 483 5686 PURCHASE 250 5687 PURCHASE 300 5687 PURCHASE 500 5688 PURCHASE 700 5689 SALE 466 5691 SALE 500 5692 SALE 286 5692 SALE 630 5694 PURCHASE 178 5694 SALE 1220 5698 SALE 340 5699 TOTAL PURCHASES 495,145 TOTAL SALES 338,174 (b) Derivatives transactions (other than options)Product name, e.g Long/short (Note 5) Number of securities Price per unitCFD (Note 6) (Note 4) (c) Options transactions in respect of existing securities (i) Writing, selling, purchasing or varying Product Writing, Number of Exercise Type, e.g. Expiry Optionname,e.g. selling, securities price American, date money paid/call purchasing, to which the European received peroption varying etc option etc. unit (Note relates 4) (Note 6) (ii) Exercising Product name, e.g. call Number of securities Exercise price per unitoption (Note 4) (d) Other dealings (including new securities) (Note 3) Nature of transaction Details Price per unit (if applicable)(Note 7) 4. OTHER INFORMATION Agreements, arrangements or understandings relating to options or derivatives Full details of any agreement, arrangement or understanding between the persondisclosing and any other person relating to the voting rights of any relevantsecurities under any option referred to on this form or relating to the votingrights or future acquisition or disposal of any relevant securities to which anyderivative referred to on this form is referenced. If none, this should bestated. .............................................................................. .............................................................................. Is a Supplemental Form 38.5(b) attached? (Note 8) NO Date of disclosure 30 NOVEMBER 2007Contact name LOUISE ROBINSONTelephone number 020 7567 8762Name of offeree/offeror with which connected BHP Billiton PLC BHP Billiton LTDNature of connection (Note 9) CONNECTED ADVISER Notes The Notes on Form 38.5(b) can be viewed on the Takeover Panel's website atwww.thetakeoverpanel.org.uk This information is provided by RNS The company news service from the London Stock ExchangeRelated Shares:
Rio Tinto