12th Jun 2008 11:32
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS
WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS
BUT NOT DEALING IN A CLIENT-SERVING CAPACITY
(Rule 38.5(b) of the Takeover Code)
1. KEY INFORMATION
|
Name of exempt principal trader |
CANACCORD ADAMS LIMITED |
|
Company dealt in |
GCM Resources plc |
|
Class of relevant security to which the dealings being disclosed relate (Note 1) |
Ordinary 10p shares |
|
Date of dealing |
11 June 2008 |
2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE
(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 2)
|
Long |
Short |
|
|
Number (%) |
Number (%) |
|
|
(1) Relevant securities |
124 0.0003 |
0 0 |
|
(2) Derivatives (other than options) |
0 0 |
0 0 |
|
(3) Options and agreements to purchase/sell |
0 0 |
0 0 |
|
Total |
124 0.0003 |
0 0 |
(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 2)
|
Class of relevant security: |
Long |
Short |
|
Number (%) |
Number (%) |
|
|
(1) Relevant securities |
0 0 |
0 0 |
|
(2) Derivatives (other than options) |
0 0 |
0 0 |
|
(3) Options and agreements to purchase/sell |
0 0 |
0 0 |
|
Total |
0 0 |
0 0 |
Rights to subscribe (Note 2)
|
Class of relevant security: |
Details |
|
n/a |
n/a |
3. DEALINGS (Note 3)
(a) Purchases and sales
|
Purchase/sale |
Number of securities |
Price per unit (Note 4) |
|
P P P P P P P P P P P P P P P P P S S S S S S S S S S S S S S S S S S Total buys 99,799 Total sells 99,414 |
5,000 5,000 5,000 5,.000 1,412 5,000 12,250 4,000 6,000 10,000 3,000 5,600 4,500 9,237 3,800 9,000 6,000 5,000 5,000 9,000 5,000 5,000 5,000 5,000 5,000 5,000 5,000 5,000 3,000 9,500 914 6,000 3,000 3,000 15,000 |
237.00p 235.00p 229.00p 206.50p 195.00p 202.00p 215.00p 216.50p 217.00p 218.00p 228.00p 235.00p 226.00p 220.25p 215.30p 218.00p 230.00p 230.00p 241.50p 200.00p 203.25p 210.50p 211.00p 211.50p 212.00p 212.50p 213.00p 213.50p 215.75p 225.00p 223.00p 213.00p 210.00p 212.00p 225.00p |
(b) Derivatives transactions (other than options)
|
Product name, e.g. CFD |
Long/short (Note 5) |
Number of securities (Note 6) |
Price per unit (Note 4) |
|
n/a |
n/a |
n/a |
n/a |
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
|
Product name, e.g. call option |
Writing, selling, purchasing, varying etc. |
Number of securities to which the option relates (Note 6) |
Exercise price |
Type, e.g. American, European etc. |
Expiry date |
Option money paid/received per unit (Note 4) |
|
n/a |
n/a |
n/a |
n/a |
n/a |
n/a |
n/a |
(ii) Exercising
|
Product name, e.g. call option |
Number of securities |
Exercise price per unit (Note 4) |
|
n/a |
n/a |
n/a |
(d) Other dealings (including new securities) (Note 3)
|
Nature of transaction (Note 7) |
Details |
Price per unit (if applicable) (Note 4) |
|
n/a |
n/a |
n/a |
4. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
|
Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated. |
|
NONE |
Is a Supplemental Form 38.5(b) attached? (Note 8) NO
|
Date of disclosure |
12 June 2008 |
|
Contact name |
John Bull |
|
Telephone number |
020 7050 6564 |
|
Name of offeror with which connected |
Polo Resources Limited |
|
Nature of connection (Note 9) |
Advisor |
Notes
The Notes on Form 38.5(b) can be viewed on the Takeover Panel's website at www.thetakeoverpanel.org.uk
Related Shares:
GCM Resources