26th Feb 2008 10:39
Macquarie Group Limited26 February 2008 DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS BUT NOT DEALING IN A CLIENT-SERVING CAPACITY (Rule 38.5(b) of the Takeover Code) Part 2 of 2 1. KEY INFORMATION Name of exempt principal trader Macquarie Bank Limited Company dealt in BHP Billiton Limited Class of relevant security to which the dealings being Ordinary shares ISIN:disclosed relate (Note 1) AU000000BHP4 Date of dealing 25 February 2008 2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE (a) Interests and short positions (following dealing) in the class of relevantsecurity dealt in (Note 2) Long Short Number (%) Number (%)(1) Relevantsecurities 7,159,675 0.21%(2)Derivatives(other thanoptions) 544,478 0.01%(3) Optionsand agreementstopurchase/sell 6,326,226 0.18% Total 544,478 0.01% 13,485,901 0.40% (b) Interests and short positions in relevant securities of the company, otherthan the class dealt in (Note 2) Class of relevant security: Long Short Number (%) Number (%)(1) Relevant securities(2) Derivatives (other than options)(3) Options and agreements to purchase/sell Total (c) Rights to subscribe (Note 2) Class of relevant security: Details 3. DEALINGS (Note 3) (a) Purchases and sales Purchase/sale Number of securities Price per unit (Note 4)See Annexure A (b) Derivatives transactions (other than options) Product name, Long/short (Note Number of securities (Note Price per unit (Note 5) 6) 4)e.g. CFDSee AnnexureB (c) Options transactions in respect of existing securities (i) Writing, selling, purchasing or varying Product Writing, Number of Exercise Type, e.g. Expiry Optionname, selling, securities to American, money purchasing, which the option European varying etc. relates (Note 6) etc.e.g. price date paid/call receivedoption per unit (Note 4)SeeAnnexureC (ii) Exercising Product name, e.g. call Number of Exercise price per unit (Noteoption securities 4) (d) Other dealings (including new securities) (Note 3) Nature of transaction (Note Details Price per unit (if applicable) (Note7) 4)Stock loans 8,000 N/AStock loan returns 702,690 N/ACollateral delivered 1,400,000 N/ACollateral received 1,358,300 N/ACollateral deliveryreturns 1,400,000 N/ACollateral receivedreturns 1,160,300 N/A 4. OTHER INFORMATION Agreements, arrangements or understandings relating to options or derivatives Full details of any agreement, arrangement or understanding between the persondisclosing and any other person relating to the voting rights of any relevantsecurities under any option referred to on this form or relating to the votingrights or future acquisition or disposal of any relevant securities to which anyderivative referred to on this form is referenced. If none, this should bestated. Is a Supplemental Form 38.5(b) attached? (Note 8) YES Date of disclosure 26 February 2008 Contact name Johanna Uy Telephone number +44 (0) 2030374339 Name of offeree/offeror with which connected Rio Tinto PlcNature of connection (Note 9) Connected principal trader ANNEXURE A Buy Sell Exec Quantity Exec Price (AUD/USD) BUY 800.00 39.60 BUY 300.00 39.60 BUY 300.00 39.60 BUY 200.00 39.68 BUY 800.00 39.60 BUY 250.00 39.60 BUY 04.00 39.60 BUY 7546.00 39.60 BUY 10000.00 39.80 BUY 432.00 39.70 BUY 4568.00 39.70 BUY 1400.00 39.68 BUY 400.00 39.68 BUY 700.00 39.68 BUY 100.00 39.68 BUY 700.00 39.68 BUY 800.00 39.68 BUY 300.00 39.68 BUY 400.00 39.68 BUY 385.00 39.46 BUY 253.00 39.46 BUY 4280.00 39.46 BUY 5082.00 39.46 BUY 7000.00 39.31 BUY 140.00 39.07 BUY 5000.00 39.20 BUY 177.00 39.00 BUY 4823.00 39.00 BUY 100.00 39.00 BUY 4394.00 39.00 BUY 257.00 39.10 BUY 4574.00 39.15 BUY 01.00 39.15 BUY 425.00 39.15 BUY 84.00 39.10 BUY 135.00 39.10 BUY 300.00 39.10 BUY 4224.00 39.11 BUY 5000.00 39.15 BUY 5000.00 39.05 BUY 25000.00 39.05 BUY 4238.00 38.92 BUY 1000.00 38.92 BUY 4762.00 38.92 BUY 100.00 39.58 BUY 690.00 39.58 BUY 54.00 39.58 BUY 403.00 39.55 BUY 3018.00 39.65 BUY 519.00 39.65 BUY 103.00 39.65 BUY 56.00 39.65 BUY 14.00 39.65 BUY 1273.00 39.67 BUY 491.00 39.66 BUY 1596.00 39.58 BUY 457.00 39.46 BUY 200.00 39.46 BUY 100.00 39.46 BUY 100.00 39.46 BUY 124.00 39.46 BUY 1168.00 39.44 BUY 245.00 39.49 BUY 390.00 39.35 BUY 376.00 39.35 BUY 51.00 39.35 BUY 715.00 39.35 BUY 85.00 39.35 BUY 61.00 39.35 BUY 200.00 39.03 BUY 11.00 39.03 BUY 162.00 39.03 BUY 26.00 39.03 BUY 977.00 39.07 BUY 174.00 39.18 BUY 997.00 38.99 BUY 135.00 38.96 BUY 942.00 38.96 BUY 305.00 38.90 BUY 997.00 38.90 BUY 363.00 39.02 BUY 125.00 39.01 BUY 343.00 39.01 BUY 399.00 39.02 BUY 713.00 39.14 BUY 69.00 39.02 BUY 1759.00 39.03 BUY 368.00 39.02 BUY 980.00 39.02 BUY 529.00 39.03 BUY 644.00 39.03 BUY 48.00 39.03 BUY 242.00 39.03 BUY 247.00 39.03 BUY 1111.00 39.12 BUY 1674.00 39.05 BUY 364.00 39.06 BUY 244.00 39.05 BUY 125.00 39.05 BUY 440.00 39.05 BUY 491.00 39.44 BUY 221.00 39.44 BUY 760.00 39.44 BUY 1001.00 39.10 BUY 343.00 39.15 BUY 496.00 39.04 BUY 483.00 39.04 BUY 552.00 39.05 BUY 427.00 39.05 BUY 500.00 39.80 BUY 2000.00 39.65 BUY 200.00 39.51 BUY 250.00 39.30 BUY 600.00 39.07 BUY 400.00 39.00 BUY 500.00 38.94 BUY 100.00 39.06 BUY 1573.00 39.16 BUY 2427.00 39.16 BUY 500.00 39.51 BUY 6572.00 39.51 BUY 3743.00 39.51 BUY 990.00 39.39 BUY 100.00 39.39 BUY 100.00 39.39 BUY 100.00 39.39 BUY 2200.00 39.39 BUY 300.00 39.39 BUY 60.00 39.39 BUY 600.00 39.39 BUY 200.00 39.39 BUY 485.00 39.39 BUY 4775.00 39.52 BUY 120.00 39.51 BUY 01.00 39.51 BUY 808.00 39.51 BUY 900.00 39.51 BUY 194.00 39.51 BUY 100.00 39.51 BUY 421.00 39.51 BUY 500.00 39.52 BUY 02.00 39.52 BUY 300.00 39.52 BUY 106.00 39.51 BUY 3063.00 39.52 BUY 1000.00 39.52 BUY 500.00 39.52 BUY 200.00 39.52 BUY 7278.00 39.52 BUY 300.00 39.51 BUY 800.00 39.51 BUY 500.00 39.39 BUY 3650.00 39.39 BUY 3201.00 39.09 BUY 1832.00 39.09 BUY 01.00 39.09 BUY 385.00 39.09 BUY 102.00 39.09 BUY 01.00 39.09 BUY 811.00 39.09 BUY 1341.00 39.09 BUY 2326.00 39.09 BUY 3211.00 39.19 BUY 142.00 39.19 BUY 6370.00 39.19 BUY 277.00 39.19 BUY 751.00 39.00 BUY 18.00 39.00 BUY 947.00 39.05 BUY 5000.00 39.05 BUY 552.00 39.05 BUY 5000.00 36.00 BUY 1000.00 36.00 BUY 1000.00 37.00 BUY 9000.00 37.00 BUY 2000.00 36.00 BUY 2000.00 36.00 BUY 2000.00 37.00 BUY 4000.00 35.00 BUY 1000.00 35.00 BUY 1000.00 35.00 BUY 9000.00 35.00 BUY 1000.00 35.00 BUY 1000.00 36.00 BUY 2000.00 37.00 BUY 2000.00 37.00 BUY 1000.00 37.00 BUY 1000.00 37.00 BUY 7000.00 37.00 BUY 1000.00 37.00 BUY 2000.00 37.00 BUY 1000.00 37.00 BUY 1000.00 37.00 BUY 1000.00 37.00 BUY 1000.00 37.00 BUY 1000.00 37.00 BUY 2000.00 37.00 BUY 1000.00 37.00 BUY 1000.00 37.00 BUY 1000.00 37.00 BUY 2000.00 33.00 BUY 4000.00 33.00 BUY 33000.00 12.00 BUY 13000.00 12.00 BUY 8000.00 33.00 BUY 9000.00 33.00 BUY 14000.00 12.00 BUY 40000.00 12.00 BUY 200.00 73.25 BUY 400.00 73.25 BUY 1000.00 73.25 BUY 900.00 73.25 BUY 100.00 74.13 BUY 100.00 74.14 BUY 700.00 74.13 BUY 500.00 74.13 BUY 1200.00 74.13 BUY 100.00 74.13 BUY 200.00 74.13 BUY 100.00 74.13 BUY 200.00 73.95 BUY 2300.00 73.95 SELL -10000.00 39.58 SELL -10000.00 39.36 SELL -4800.00 39.34 SELL -100.00 39.34 SELL -1240.00 39.34 SELL -1000.00 39.34 SELL -3149.00 38.97 SELL -1845.00 38.95 SELL -500.00 38.95 SELL -199.00 38.95 SELL -04.00 38.97 SELL -500.00 38.95 SELL -01.00 38.95 SELL -100.00 38.95 SELL -250.00 38.95 SELL -1000.00 38.95 SELL -1000.00 38.95 SELL -1452.00 38.95 SELL -321.00 39.59 SELL -321.00 39.56 SELL -142.00 39.41 SELL -103.00 39.41 SELL -490.00 39.41 SELL -396.00 39.41 SELL -24.00 39.40 SELL -2427.00 39.40 SELL -411.00 39.47 SELL -1458.00 39.47 SELL -249.00 39.44 SELL -748.00 39.44 SELL -392.00 39.36 SELL -98.00 39.36 SELL -2909.00 39.08 SELL -2000.00 39.05 SELL -20.00 39.05 SELL -750.00 39.05 SELL -90.00 39.05 SELL -660.00 39.05 SELL -1433.00 39.05 SELL -219.00 39.04 SELL -43.00 39.04 SELL -218.00 39.03 SELL -1092.00 39.03 SELL -176.00 39.04 SELL -51.00 39.14 SELL -448.00 39.14 SELL -05.00 39.06 SELL -1968.00 39.06 SELL -250.00 39.67 SELL -14.00 39.67 SELL -136.00 39.67 SELL -500.00 39.58 SELL -5000.00 39.58 SELL -1180.00 39.58 SELL -715.00 39.57 SELL -5000.00 39.57 SELL -1180.00 39.57 SELL -2000.00 39.56 SELL -4425.00 39.55 SELL -200.00 39.41 SELL -50.00 39.02 SELL -65.00 39.02 SELL -385.00 39.02 SELL -500.00 39.00 SELL -19.00 38.96 SELL -81.00 38.96 SELL -700.00 38.89 SELL -69.00 38.88 SELL -1282.00 38.88 SELL -800.00 38.89 SELL -10.00 39.07 SELL -500.00 39.68 SELL -1941.00 39.68 SELL -913.00 39.57 SELL -236.00 39.57 SELL -121.00 39.57 SELL -300.00 39.57 SELL -488.00 39.47 SELL -1483.00 39.50 SELL -179.00 39.48 SELL -3280.00 39.48 SELL -72.00 39.48 SELL -560.00 39.48 SELL -4099.00 39.50 SELL -1997.00 39.54 SELL -6433.00 39.06 SELL -524.00 39.05 SELL -100.00 72.95 SELL -700.00 72.95 SELL -500.00 72.95 SELL -300.00 72.80 SELL -800.00 72.80 SELL -300.00 72.80 SELL -200.00 72.95 SELL -300.00 72.80 SELL -800.00 72.80 SELL -100.00 72.86 SELL -100.00 72.88 SELL -100.00 72.85 SELL -2200.00 72.85 SELL -800.00 72.90 SELL -100.00 72.90 SELL -400.00 72.90 SELL -500.00 72.90 SELL -500.00 72.90 SELL -200.00 72.90 SELL -800.00 72.95 SELL -100.00 72.95 SELL -100.00 72.95 SELL -300.00 73.00 SELL -800.00 72.95 SELL -100.00 72.95 SELL -600.00 72.95 SELL -200.00 72.95 SELL -100.00 72.95 SELL -2500.00 72.90 SELL -300.00 72.95 SELL -300.00 72.95 SELL -1000.00 72.95 SELL -800.00 72.95 SELL -500.00 72.10 SELL -2000.00 72.10 SELL -50.00 72.11 SELL -500.00 72.10 SELL -1950.00 72.10 SELL -100.00 72.02 SELL -2400.00 72.00 SELL -200.00 72.15 SELL -1400.00 72.15 SELL -100.00 72.15 SELL -100.00 72.15 SELL -100.00 72.15 SELL -600.00 72.15 SELL -900.00 72.45 SELL -100.00 72.45 SELL -500.00 72.45 SELL -500.00 72.45 SELL -400.00 72.45 SELL -100.00 72.45 SELL -5000.00 73.94 SELL -13500.00 73.93 -16360.00 OTC sale to custodian at market. TOTAL BUYS 422,796 TOTAL SELLS 168,849 ANNEXURE B Type BuySell Exec Quantity Exec Price (AUD)CFDS BUY 250.00 39.67CFDS BUY 14.00 39.67CFDS BUY 200.00 39.41CFDS BUY 136.00 39.67CFDS BUY 500.00 39.58CFDS BUY 5000.00 39.58CFDS BUY 1180.00 39.58CFDS BUY 715.00 39.57CFDS BUY 5000.00 39.57CFDS BUY 1180.00 39.57CFDS BUY 2000.00 39.56CFDS BUY 4425.00 39.55CFDS BUY 50.00 39.02CFDS BUY 65.00 39.02CFDS BUY 1282.00 38.88CFDS BUY 385.00 39.02CFDS BUY 500.00 39.00CFDS BUY 19.00 38.96CFDS BUY 81.00 38.96CFDS BUY 700.00 38.89CFDS BUY 69.00 38.88CFDS BUY 800.00 38.89CFDS BUY 10.00 39.07CMBO BUY 01.00 00.01CFDS SELL -500.00 39.80CFDS SELL -2000.00 39.65CFDS SELL -200.00 39.51CFDS SELL -250.00 39.30CFDS SELL -600.00 39.07CFDS SELL -400.00 39.00CFDS SELL -500.00 38.94CFDS SELL -100.00 39.06CFDS SELL -2427.00 39.16CFDS SELL -1573.00 39.16 TOTAL BUYS 24,562 TOTAL SELLS 8,550 ANNEXURE C Call/Put Buy Sell Exec Exec Price Strike Amer/Euro Expiry Quantity Call BUY 01.00 03.06 42.00 American 20080724 Option Call BUY 05.00 01.05 41.00 American 20080327 OptionPut Option BUY 25.00 00.47 39.00 American 20080228Put Option BUY 06.00 00.42 39.00 American 20080228Put Option BUY 02.00 00.59 39.00 American 20080228Put Option BUY 22.00 05.54 44.00 American 20080626 Call BUY 01.00 00.45 43.00 American 20080327 Option Call BUY 10.00 03.58 40.00 American 20080626 Option Call BUY 06.00 00.50 40.00 American 20080228 Option Call BUY 03.00 00.47 40.00 American 20080228 Option Call BUY 02.00 00.71 42.00 American 20080327 Option Call BUY 06.00 02.69 38.00 American 20080327 Option Call BUY 10.00 02.36 38.00 American 20080327 Option Call BUY 03.00 01.52 40.00 American 20080327 Option Call BUY 07.00 01.50 40.00 American 20080327 OptionPut Option BUY 17.00 00.91 40.00 American 20080228Put Option BUY 01.00 01.20 40.00 American 20080228Put Option BUY 15.00 00.98 38.00 American 20080327 Call BUY 40000.00 00.26 43.50 European 20080327 OptionPut Option BUY 4000.00 00.12 34.00 European 20080327 Call BUY 2000.00 01.04 38.00 European 20080423 Option Call BUY 2000.00 01.04 38.00 European 20080423 Option Call BUY 3750.00 00.45 41.50 European 20080327 OptionPut Option BUY 2116.00 05.12 35.44 American 20120726Put Option BUY 2000.00 24.49 17.16 European 29/06/2012Put Option BUY 250.00 15.22 25.00 European 19/05/2016Put Option BUY 750.00 15.20 25.00 European 19/05/2016Put Option BUY 750.00 19.61 20.00 European 19/05/2016Put Option BUY 2750.00 19.61 20.00 European 19/05/2016Put Option BUY 1453.00 19.61 20.00 European 19/05/2016Put Option BUY 2500.00 02.76 24.00 European 27/09/2007Put Option BUY 700.00 02.76 24.00 European 27/09/2007Put Option BUY 1750.00 17.93 22.00 European 26/06/2008Put Option BUY 500.00 17.93 22.00 European 26/06/2008Put Option BUY 250.00 05.09 35.00 European 27/03/2008Put Option BUY 250.00 05.09 35.00 European 27/03/2008Put Option BUY 250.00 05.09 35.00 European 27/03/2008Put Option BUY 1250.00 05.09 35.00 European 27/03/2008Put Option BUY 250.00 10.14 34.00 European 25/10/2007Put Option BUY 500.00 10.14 34.00 European 25/10/2007Put Option BUY 2500.00 10.13 34.00 European 25/10/2007Put Option BUY 100.00 10.08 34.00 European 25/10/2007Put Option BUY 400.00 10.08 34.00 European 25/10/2007 Call SELL -16.00 00.00 35.00 American Expiry/ Option Exercise Call SELL -13.00 00.00 33.00 American Expiry/ Option Exercise Call SELL -10.00 00.00 33.00 American Expiry/ Option Exercise Call SELL -11.00 00.00 36.00 American Expiry/ Option Exercise Call SELL -100.00 00.00 12.00 American Expiry/ Option Exercise Call SELL -05.00 00.00 37.00 American Expiry/ Option Exercise Call SELL -02.00 00.00 37.00 American Expiry/ Option Exercise Call SELL -02.00 00.00 37.00 American Expiry/ Option Exercise Call SELL -13.00 00.00 37.00 American Expiry/ Option Exercise Call SELL -11.00 00.00 37.00 American Expiry/ Option Exercise Call SELL -05.00 00.00 37.00 American Expiry/ Option Exercise Call SELL -20000.00 00.31 43.50 European 20080327 Option Call SELL -10000.00 00.29 43.50 European 20080327 Option Call SELL -10000.00 00.29 43.50 European 20080327 Option Call SELL -2000.00 02.01 33.00 European 20080529 Option Call SELL -5000.00 00.85 39.00 European 20080423 Option Call SELL -2000.00 00.94 38.00 European 20080423 Option Call SELL -3750.00 00.46 41.50 European 20080327 OptionPut Option SELL -1645.00 08.80 39.48 American 20130228Put Option SELL -1000.00 13.70 26.93 European 30/06/2008Put Option SELL -500.00 13.70 26.93 European 30/06/2008Put Option SELL -350.00 13.43 26.93 European 30/06/2008Put Option SELL -1000.00 13.35 26.93 European 30/06/2008Put Option SELL -1000.00 13.33 26.93 European 30/06/2008Put Option SELL -400.00 14.82 25.00 European 19/05/2016Put Option SELL -1000.00 14.77 25.00 European 19/05/2016Put Option SELL -1000.00 14.68 25.00 European 19/05/2016Put Option SELL -1000.00 11.78 32.00 European 17/11/2016Put Option SELL -1000.00 11.30 32.00 European 17/11/2016Put Option SELL -1063.00 23.52 20.00 European 28/06/2013Put Option SELL -3250.00 07.50 32.00 European 27/03/2008Put Option SELL -1250.00 07.50 32.00 European 27/03/2008Put Option SELL -500.00 07.50 32.00 European 27/03/2008Put Option SELL -5000.00 02.89 24.00 European 27/09/2007Put Option SELL -2000.00 02.77 24.00 European 27/09/2007Put Option SELL -250.00 02.50 24.00 European 27/09/2007Put Option SELL -1750.00 02.50 24.00 European 27/09/2007Put Option SELL -2000.00 02.60 24.00 European 27/09/2007Put Option SELL -800.00 01.22 43.00 European 27/03/2008Put Option SELL -2250.00 17.88 22.00 European 26/06/2008Put Option SELL -2000.00 10.36 34.00 European 25/10/2007Put Option SELL -500.00 10.36 34.00 European 25/10/2007Put Option SELL -1000.00 10.19 34.00 European 25/10/2007Put Option SELL -250.00 10.21 34.00 European 25/10/2007Put Option SELL -1000.00 09.82 34.00 European 25/10/2007Put Option SELL -1200.00 09.84 34.00 European 25/10/2007Put Option SELL -500.00 09.81 34.00 European 25/10/2007Put Option SELL -250.00 09.81 34.00 European 25/10/2007Put Option SELL -450.00 09.81 34.00 European 25/10/2007 TOTAL BUYS 73,161 TOTAL 90,096 SELLS This information is provided by RNS The company news service from the London Stock ExchangeRelated Shares:
BHP Group