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FORM 38.5 (b)
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DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS
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WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS
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BUT NOT DEALING IN A CLIENT-SERVING CAPACITY
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(Rule 38.5(b) of the Takeover Code)
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1. KEY INFORMATION
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Name of exempt principal trader
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Credit Suisse Equities (Australia) Limited
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Company dealt in
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Rio Tinto Limited
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Class of relevant security to which the dealings being disclosed relate (Note 1)
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Ordinary Shares
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Date of dealing
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1-08-2008
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2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE
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(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 2)
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Long
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Short
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Number
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(%)
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Number
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(%)
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(1) Relevant securities
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997250
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0.218
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(2) Derivatives (other than options)
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(3) Options and agreements to purchase/sell
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Total
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997250
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0.218
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(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 2)
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Class Of Relevant Security : Ordinary Shares
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Long
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Short
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(1) Relevant Securities
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(2) Derivatives (other than options)
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(3) Options and agreements to purchasesell
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Total
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(c) Rights to subscribe (Note 2)
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Class of relevant security:
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Details
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3. DEALINGS (Note 3)
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(a) Purchases and sales
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Purchase/sale
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Number of securities
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Price per unit (Note 4)
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Purchase
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923
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121.60
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Purchase
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276
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121.60
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Purchase
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2,820
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121.60
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Purchase
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3,069
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121.60
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Purchase
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205
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121.35
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Purchase
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13
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121.35
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Purchase
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78
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121.35
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Purchase
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54
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121.35
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Purchase
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186
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121.26
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Purchase
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42
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121.26
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Purchase
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180
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121.26
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Purchase
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13
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121.26
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Purchase
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456
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122.03
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Purchase
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50
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121.93
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Purchase
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300
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121.93
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Purchase
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81
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121.90
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Purchase
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304
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121.90
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Purchase
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310
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123.50
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Purchase
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205
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123.50
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Purchase
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20
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123.50
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Purchase
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454
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123.50
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Purchase
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28
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123.42
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Purchase
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134
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123.42
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Purchase
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100
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123.42
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Purchase
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100
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123.42
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Purchase
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16
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123.42
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Purchase
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68
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123.41
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Purchase
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102
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123.41
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Purchase
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183
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123.41
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Purchase
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106
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123.41
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Purchase
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100
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123.41
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Purchase
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475
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123.51
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Purchase
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16
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123.51
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Purchase
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6
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123.37
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Purchase
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12
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123.37
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Purchase
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126
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123.32
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Purchase
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265
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123.31
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Purchase
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350
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123.34
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Purchase
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20
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123.31
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Purchase
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65
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123.31
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Purchase
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214
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123.28
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Purchase
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5
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123.28
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Purchase
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116
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123.28
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Purchase
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170
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123.28
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Purchase
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21
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123.28
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Purchase
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421
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123.48
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Purchase
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350
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123.51
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Purchase
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6
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123.50
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Purchase
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120
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123.50
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Purchase
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2
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123.34
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Purchase
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17
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123.34
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Purchase
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100
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123.34
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Purchase
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172
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123.34
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Purchase
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347
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123.31
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Purchase
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3
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123.31
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Purchase
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63
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123.39
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Purchase
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90
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123.39
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Purchase
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30
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123.39
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Purchase
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2
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123.39
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Purchase
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57
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123.39
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Purchase
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8
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123.39
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Purchase
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100
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123.39
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Purchase
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491
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123.40
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Purchase
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247
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123.49
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Purchase
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45
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123.49
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Purchase
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58
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123.49
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Purchase
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283
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123.50
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Purchase
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206
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123.37
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Sale
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-762
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121.71
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Sale
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-33
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121.71
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Sale
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-415
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124.06
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Sale
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-53
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124.21
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Sale
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-27
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124.21
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Sale
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-20
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124.50
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Sale
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-99
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124.50
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Sale
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-2,000
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121.71
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Sale
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-4
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121.71
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Sale
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-201
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121.71
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Sale
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-389
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123.53
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Sale
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-111
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123.53
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Sale
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-13
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124.06
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Sale
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-19
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124.09
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Sale
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-12
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124.09
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Sale
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-41
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124.16
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Sale
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-3
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124.21
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Sale
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-16
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124.21
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Sale
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-54
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124.21
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Sale
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-212
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124.21
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Sale
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-800
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124.06
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Sale
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-14
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124.50
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Sale
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-3
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124.38
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Sale
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-300
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124.40
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Sale
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-365
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124.58
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Sale
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-4
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124.58
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Sale
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-58
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124.50
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Sale
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-742
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124.50
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Sale
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-374
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124.68
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Sale
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-226
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124.68
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Sale
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-250
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124.68
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Sale
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-15
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124.68
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Sale
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-31
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124.19
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Sale
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-200
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124.19
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Sale
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-32
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124.19
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TOTAL BUYS:16055
TOTAL SELLS:7898
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(b) Derivatives transactions (other than options)
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Product name, e.g. CFD
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Long/short (Note 5)
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Number of securities (Note 6)
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Price per unit (Note 4)
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(c) Options transactions in respect of existing securities
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(i) Writing, selling, purchasing or varying
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Product name,e.g. call option
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Writing, selling, purchasing, varying etc.
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Number of securities to which the option relates (Note 6)
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Exercise price
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Type, e.g. American, European etc.
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Expiry date
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Option money paid/received per unit (Note 4)
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(ii) Exercising
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Product name, e.g. call option
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Number of securities
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Exercise price per unit (Note 4)
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(d) Other dealings (including new securities) (Note 3)
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Nature of transaction (Note 7)
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Details
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Price per unit (if applicable) (Note 4)
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4. OTHER INFORMATION
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Agreements, arrangements or understandings relating to options or derivatives
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Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.
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Is a Supplemental Form 38.5(b) attached? (Note 8) No
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Date of disclosure
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4-08-2008
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Contact name
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Carolyn Collins/ Simon Crawley
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Telephone number
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44 20 7888 0241
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Name of offeree/offeror with which connected
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Rio Tinto Plc
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Nature of connection (Note 9)
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ADVISOR
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Notes
The Notes on Form 38.5(b) can be viewed on the Takeover Panel's website at www.thetakeoverpanel.org.uk.
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