10th Dec 2007 16:43
Macquarie Bank Ld10 December 2007 DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS BUT NOT DEALING IN A CLIENT-SERVING CAPACITY (Rule 38.5(b) of the Takeover Code) 1. KEY INFORMATION Name of exempt principal trader Macquarie Bank Limited Company dealt in Rio Tinto Limited Class of relevant security to which the Ordinary shares ISIN: AU000000RI01dealings being disclosed relate (Note 1) Date of dealing 7 December 2007 2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE (a) Interests and short positions (following dealing) in the class ofrelevant security dealt in (Note 2) Long Short Number (%) Number (%) (1) Relevant securities 614,448 0.13% (2) Derivatives (other than options) 16,940 0.00% (3) Options and agreements to purchase/sell 1,314,889 0.28% Total 1,946,277 0.42% (b) Interests and short positions in relevant securities of the company,other than the class dealt in (Note 2) Class of relevant security: Long Short Number (%) Number (%) (1) Relevant securities (2) Derivatives (other than options) (3) Options and agreements to purchase/sell Total (c) Rights to subscribe (Note 2) Class of relevant security: Details 3. DEALINGS (Note 3) (a) Purchases and sales Purchase/sale Number of securities Price per unit (Note 4) See Annexure A (b) Derivatives transactions (other than options) Product name, Long/short (Note 5) Number of securities (Note 6) Price per unit (Note 4) e.g. CFD See Annexure B (c) Options transactions in respect of existing securities (i) Writing, selling, purchasing or varying Product name, Writing, selling, Number of securities Exercise Type, e.g. Expiry Option money purchasing, to which the option American,e.g. call option varying etc. relates (Note 6) price European etc. date paid/received per unit (Note 4) See Annexure C (ii) Exercising Product name, e.g. call option Number of securities Exercise price per unit (Note 4) (d) Other dealings (including new securities) (Note 3) Nature of transaction (Note 7) Details Price per unit (if applicable) (Note 4) Stock Borrowing 509,700Stock Lending 1,036,000 4. OTHER INFORMATION Agreements, arrangements or understandings relating to options or derivatives Full details of any agreement, arrangement or understanding between the person disclosing and any other person relatingto the voting rights of any relevant securities under any option referred to on this form or relating to the votingrights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form isreferenced. If none, this should be stated. Is a Supplemental Form 38.5(b) attached? (Note 8) YES/NO Date of disclosure 10 December 2007 Contact name Johanna Uy Telephone number +44 (0) 2030374339 Name of offeree/offeror with which connected Rio Tinto PlcNature of connection (Note 9) Connected principal trader Notes The Notes on Form 38.5(b) can be viewed on the Takeover Panel's website atwww.thetakeoverpanel.org.uk SUPPLEMENTAL FORM 38.2(b) FOR RIO TINTO LIMITED DETAILS OF OPEN POSITIONS Product Name, e.g. Buy/Sell Number of securities to Exercise Type, e.g. Expirycall option which the option or price American, European derivative relates etc.Instalment Warrant Buy 1125 AmericanInstalment Warrant Sell 80 19.37 European 20090630Instalment Warrant Sell 48136 45.50 European 20120629Instalment Warrant Sell 21819 47.00 European 20160519Instalment Warrant Sell 7239 21.09 European 20100630Instalment Warrant Sell 675 120.00 European 20090630Instalment Warrant Sell 5820 80.00 European 20071220Instalment Warrant Sell 100 80.00 European 20080626Instalment Warrant Sell 23265 90.00 European 20080327Instalment Warrant Sell 4455 62.62 European 20090630Instalment Warrant Sell 6945 76.59 European 20080630Instalment Warrant Sell 34587 19.37 European 20090630Instalment Warrant Sell 3598 87.89 European 20080630Instalment Warrant Sell 8425 67.02 European 20080630Instalment Warrant Sell 65628 46.55 European 20110630Instalment Warrant Sell 200 49.44 European 20080630Instalment Warrant Sell 14250 75.00 European 20080327Instalment Warrant Sell 20307 21.09 European 20100630Instalment Warrant Sell 23170 105.00 European 20080124Instalment Warrant Sell 16345 63.00 European 20160519Instalment Warrant Sell 3070 54.93 European 20090630Instalment Warrant Sell 20000 50.71 European 20160630Instalment Warrant Sell 27746 60.00 European 20161117Instalment Warrant Sell 3500 100.00 European 20071220Instalment Warrant Sell 15968 49.61 European 20170630Instalment Warrant Sell 9770 80.00 European 20161117Put Option Buy 8 128.00 American 20071220Call Option Sell 2 110.00 American 20071220Put Option Buy 150 66.00 American 20071220Call Option Buy 5 125.00 American 20071220Put Option Buy 35 125.00 American 20071220Put Option Buy 3 135.00 American 20071220Call Option Buy 7 118.00 American 20071220Put Option Buy 10 110.00 American 20071220Call Option Buy 4 108.00 American 20071220Put Option Buy 4 140.00 American 20071220Call Option Sell 9 110.00 American 20071220Put Option Buy 10 119.66 American 20080124Put Option Buy 21 130.00 American 20071220Call Option Buy 2 125.00 American 20071220Put Option Buy 15 74.00 American 20080626Call Option Buy 1 112.00 American 20071220Put Option Buy 25 75.00 American 20111222Put Option Buy 40 80.00 American 20111222Put Option Buy 10 145.00 American 20071220Put Option Buy 2 142.00 American 20071220Call Option Buy 101 120.00 American 20071220Call Option Sell 19 110.00 American 20071220Put Option Buy 100 42.66 American 20080124Call Option Buy 210 119.66 American 20080124Call Option Buy 1 144.00 American 20071220Call Option Buy 50 135.00 American 20071220Call Option Sell 9 110.00 American 20071220Call Option Sell 15 106.00 American 20071220Call Option Buy 39 109.85 American 20080124OTC Sell 331 78.96 American 20110630OTC Buy 1618 35.35 American 20081127OTC Buy 989 33.96 American 20080925OTC Sell 506 34.56 American 20090625OTC Sell 119 55.48 American 20101028OTC Sell 115000 117.74 European 20071220OTC Sell 1018 33.02 American 20080327OTC Sell 132 113.40 American 20121129OTC Sell 2334 35.64 American 20090730OTC Sell 1256 37.27 American 20091126OTC Sell 291 78.82 American 20110331OTC Sell 570 31.39 American 20080327OTC Sell 824 34.67 American 20081225OTC Sell 347 36.02 American 20090730OTC Sell 207 144.67 American 20121227OTC Sell 3054 35.82 American 20090730OTC Sell 531 73.39 American 20090924OTC Sell 461 47.14 American 20100325OTC Sell 331 69.40 American 20110331OTC Sell 395 35.44 American 20081127OTC Sell 2241 29.45 American 20080731OTC Buy 798 36.28 American 20081030OTC Buy 311 73.88 American 20110331OTC Sell 1278 32.86 American 20090430OTC Sell 439 73.85 American 20110630OTC Buy 506 114.75 European 20090625OTC Sell 278 82.41 American 20110428OTC Sell 710 45.12 American 20080424OTC Buy 47 74.88 European 20080925OTC Sell 1822 73.82 American 20080731OTC Sell 1600 85.13 American 20110526OTC Sell 379 44.06 American 20100624OTC Sell 558 77.98 American 20110331OTC Sell 1902 44.56 American 20100729OTC Sell 2088 76.90 American 20110630OTC Buy 891 34.49 American 20081030OTC Sell 532 41.86 American 20100128OTC Sell 436 68.65 American 20090326OTC Sell 371 67.37 American 20090924OTC Sell 907 66.61 American 20101230OTC Sell 766 78.27 American 20090730OTC Sell 314 76.60 American 20090625OTC Sell 335 68.52 American 20101230OTC Sell 789 37.59 American 20091231OTC Sell 865 36.10 American 20090730OTC Buy 693 30.82 American 20080626OTC Sell 1269 35.85 American 20081030OTC Sell 598 75.22 American 20090827OTC Buy 1337 28.02 American 20080731OTC Sell 709 78.05 American 20110630OTC Sell 751 80.57 American 20090430OTC Buy 492 45.61 American 20080731OTC Sell 4551 35.59 American 20090625OTC Buy 78 114.58 European 20091231OTC Sell 294 49.68 American 20100930OTC Buy 731 28.41 American 20080731OTC Sell 324 70.85 American 20090326OTC Sell 1090 73.34 American 20120329OTC Sell 225 46.61 European 20080626OTC Sell 395 31.63 American 20080828OTC Sell 824 28.65 American 20080731OTC Sell 875 44.66 American 20080626OTC Buy 448 84.72 American 20110428OTC Sell 441 31.33 American 20080626OTC Sell 710 30.09 American 20080626OTC Buy 1325 30.19 American 20080731OTC Sell 359 34.82 American 20081030OTC Sell 304 82.09 American 20080626OTC Buy 733 29.10 American 20080626OTC Sell 474 51.97 American 20100826OTC Sell 327 70.16 American 20090326OTC Sell 3808 30.19 American 20080731OTC Sell 669 74.72 American 20090730OTC Sell 2111 63.01 American 20101230OTC Buy 372 41.95 American 20100527OTC Sell 645 36.41 American 20090730OTC Sell 288 58.12 American 20101028OTC Sell 371 43.00 American 20100429OTC Sell 506 79.04 American 20120329OTC Sell 215 77.59 American 20110728OTC Sell 1760 78.85 American 20110331OTC Sell 2609 77.80 American 20110630OTC Sell 785 76.42 American 20090730OTC Sell 259 43.85 American 20100729OTC Sell 682 32.54 American 20090528OTC Sell 192 75.65 American 20110825OTC Sell 373 33.50 American 20080925OTC Sell 2042 35.54 American 20090730OTC Buy 599 34.21 American 20090326OTC Sell 350 35.70 American 20090730OTC Buy 99 46.68 European 20080828OTC Sell 728 55.60 American 20101028OTC Sell 541 33.04 American 20080228OTC Sell 119 79.20 American 20110728OTC Sell 408 83.15 American 20110428OTC Sell 387 36.06 American 20090226OTC Sell 994 35.20 American 20090625OTC Sell 1465 81.20 American 20090625OTC Sell 1109 90.12 American 20120830OTC Sell 668 35.26 American 20090730OTC Sell 1045 44.01 American 20080626OTC Sell 919 32.20 American 20080131OTC Buy 161 111.47 European 20090730OTC Sell 572 35.81 American 20090827OTC Sell 425 70.50 American 20110331OTC Sell 194 76.87 American 20090730OTC Sell 358 32.13 American 20080228OTC Sell 2105 31.93 American 20080828OTC Buy 1562 31.98 American 20080131OTC Sell 588 78.23 American 20090730OTC Sell 891 50.47 American 20100930OTC Sell 17778 28.41 American 20080731OTC Sell 210 79.57 American 20110526OTC Buy 34 104.54 European 20090129OTC Sell 646 32.45 American 20090528OTC Sell 508 45.05 American 20080327OTC Sell 138 68.77 American 20110127OTC Sell 548 78.44 American 20090730OTC Sell 2598 44.56 American 20080731OTC Sell 427 51.15 American 20080925OTC Sell 412 33.96 American 20090528OTC Sell 535 41.94 American 20080529OTC Sell 486 74.00 American 20091231OTC Sell 550 41.81 American 20100527OTC Sell 538 73.51 American 20100624OTC Sell 127 74.12 American 20110224OTC Sell 11275 29.50 American 20080731OTC Sell 412 37.91 American 20091126OTC Sell 375 93.26 American 20090625OTC Sell 236 76.01 American 20111229OTC Sell 963 77.02 American 20090625OTC Sell 1003 78.07 American 20110630OTC Sell 156 79.77 American 20120426OTC Buy 440 35.65 American 20090730OTC Sell 454 36.64 American 20090129OTC Sell 128 73.85 American 20090625OTC Sell 1817 43.61 American 20100729OTC Sell 920 35.85 American 20090730OTC Sell 744 31.21 American 20080131OTC Sell 504 34.70 American 20081127OTC Sell 4567 35.21 American 20090730OTC Sell 121 78.40 American 20111124OTC Sell 2332 85.70 American 20100826OTC Sell 398 34.64 American 20090625OTC Sell 1171 75.13 American 20090730OTC Sell 456 56.52 American 20101028OTC Sell 1533 78.25 American 20090730OTC Buy 396 31.53 American 20080731OTC Buy 1164 31.41 American 20080626OTC Buy 529 44.82 American 20080731OTC Sell 769 78.00 American 20080731OTC Sell 150 63.27 American 20101230OTC Sell 3221 29.10 American 20080626OTC Sell 1093 30.14 American 20080731OTC Sell 730 77.32 American 20110630OTC Sell 262 60.90 American 20101230OTC Sell 658 77.80 American 20090730OTC Sell 558 44.76 American 20080424OTC Buy 538 73.51 American 20100624OTC Sell 562 35.55 American 20090326OTC Sell 749 44.32 American 20080731OTC Sell 1309 79.52 American 20110428OTC Sell 3307 35.66 American 20081127OTC Sell 302 76.05 American 20090528OTC Sell 214 75.52 American 20111027OTC Buy 198 46.78 European 20080731OTC Sell 565 36.25 American 20091029OTC Sell 319 76.03 American 20120329OTC Sell 270 92.39 American 20120531OTC Sell 912 32.46 American 20080228OTC Sell 722 30.97 American 20080731OTC Buy 356 43.88 American 20100429OTC Sell 350 44.62 American 20080424OTC Sell 628 35.73 European 20090708OTC Sell 354 35.32 American 20081127OTC Sell 1943 78.43 American 20090730OTC Sell 210 79.72 American 20110331OTC Sell 253 59.30 American 20101125OTC Buy 48 115.31 European 20090730OTC Buy 669 74.72 American 20090730OTC Sell 167 74.65 American 20090528OTC Sell 83 65.94 European 20080731OTC Sell 798 75.09 American 20090730OTC Sell 2230 77.80 American 20080731OTC Sell 831 30.07 American 20080731OTC Buy 547 31.15 American 20080828OTC Sell 420 36.12 American 20090730OTC Sell 547 31.15 American 20080828OTC Sell 2502 34.12 American 20090326OTC Sell 482 76.90 American 20090730OTC Sell 129 73.40 American 20110929OTC Buy 452 66.38 European 20080731OTC Sell 428 83.70 American 20110428OTC Sell 1931 45.82 American 20100325OTC Sell 503 34.78 American 20090226OTC Sell 145 68.77 American 20080131OTC Sell 453 27.63 American 20080731OTC Sell 482 103.64 American 20100729OTC Sell 314 77.24 American 20120223OTC Sell 210 45.16 American 20080626OTC Sell 1266 44.08 American 20080731OTC Sell 339 46.19 American 20080327OTC Buy 479 78.25 American 20080731OTC Sell 116 81.38 American 20111124OTC Sell 218 82.32 American 20110428OTC Buy 529 43.27 American 20100429OTC Buy 757 44.08 American 20080731OTC Sell 2250 44.42 American 20080731OTC Sell 680 33.77 American 20071227OTC Sell 507 45.37 American 20100729OTC Sell 216 57.77 American 20100930OTC Buy 781 47.45 European 20080131OTC Sell 287 79.69 American 20110428OTC Sell 299 56.00 American 20101028OTC Sell 768 131.26 American 20110630OTC Sell 246 80.99 American 20120426OTC Sell 99 46.78 European 20080731OTC Sell 216 77.25 American 20090730OTC Sell 370 45.13 American 20100729OTC Sell 353 77.75 American 20090625OTC Sell 453 73.80 American 20110331OTC Buy 643 77.70 American 20090528OTC Sell 190 49.92 American 20080925OTC Sell 293 78.25 American 20100729OTC Sell 205 72.99 American 20110224OTC Buy 339 46.19 American 20080327OTC Sell 5858 35.55 American 20090730OTC Sell 358 34.85 American 20090326OTC Sell 1033 87.15 American 20110526OTC Sell 358 32.05 American 20080327OTC Sell 355 35.21 American 20090226OTC Sell 209 80.07 American 20090625OTC Sell 914 37.42 American 20091126OTC Sell 349 42.49 American 20100527OTC Sell 779 44.25 American 20100729OTC Sell 306 78.70 American 20090730OTC Sell 755 29.62 American 20080626OTC Sell 158 80.11 American 20100325OTC Buy 380 77.83 American 20090730OTC Sell 2894 43.94 American 20080731OTC Sell 342 83.80 American 20110428OTC Sell 502 99.37 American 20090730OTC Sell 322 46.47 American 20080731OTC Sell 770 44.56 American 20100325OTC Sell 1150 36.49 American 20090326OTC Sell 513 44.78 American 20080626OTC Sell 332 69.11 American 20110929OTC Sell 382 32.66 American 20081030OTC Sell 836 29.85 American 20080529OTC Sell 484 60.72 American 20101125OTC Buy 727 29.42 American 20080731OTC Sell 168 88.72 American 20100826OTC Sell 332 34.56 American 20071227OTC Sell 781 47.45 European 20080131OTC Buy 912 32.46 American 20080228OTC Sell 1337 28.02 American 20080731OTC Sell 370 76.90 American 20110630OTC Sell 170 74.77 American 20110825OTC Sell 904 44.74 American 20080731OTC Sell 224 84.72 American 20110428OTC Sell 481 31.14 American 20080626OTC Buy 456 43.85 American 20080731OTC Sell 3365 37.26 American 20090924OTC Sell 116 81.80 American 20110526OTC Sell 1171 34.16 American 20080925OTC Sell 671 78.21 American 20110728OTC Sell 2806 35.63 American 20090730OTC Sell 507 46.02 American 20100729OTC Sell 2177 33.07 American 20081030OTC Sell 382 78.44 American 20110728OTC Sell 259 77.20 American 20090730OTC Sell 466 30.45 American 20080626OTC Sell 279 71.68 American 20080626OTC Buy 516 44.56 American 20100729OTC Sell 1012 81.38 American 20091126OTC Sell 1715 35.27 American 20090625OTC Buy 120 153.76 European 20100729OTC Sell 631 75.92 American 20110728OTC Buy 471 31.81 American 20080327OTC Sell 327 76.38 American 20120329OTC Sell 529 43.27 American 20100429OTC Sell 606 74.20 American 20111229OTC Sell 569 44.16 American 20100729OTC Sell 792 31.53 American 20080731OTC Buy 370 45.13 American 20100729OTC Sell 633 37.88 American 20091126OTC Sell 3618 75.59 American 20110630OTC Sell 115 81.94 American 20110526OTC Sell 515 45.51 American 20100429OTC Sell 198 81.78 American 20120426OTC Sell 148 83.97 American 20110428OTC Sell 443 45.12 American 20090430OTC Buy 540 33.10 American 20071227OTC Sell 1489 28.82 American 20080731OTC Sell 272 84.52 American 20110428OTC Sell 210 69.45 American 20091029OTC Sell 232 71.89 American 20110127OTC Buy 178 74.43 American 20110224OTC Sell 298 76.87 American 20110728OTC Sell 366 34.12 American 20090430OTC Sell 486 35.91 American 20090226OTC Sell 175 113.45 American 20121129OTC Sell 592 77.59 American 20090730OTC Sell 2743 35.16 American 20090730OTC Buy 166 60.09 American 20081127OTC Sell 3550 28.33 American 20080731OTC Sell 335 49.89 American 20100930OTC Sell 268 92.98 American 20100624OTC Sell 1067 77.75 American 20090730OTC Sell 5239 30.77 American 20080424OTC Sell 350 35.69 American 20081030OTC Sell 324 76.67 American 20120223OTC Sell 259 69.31 American 20110127OTC Buy 680 33.77 American 20071227OTC Sell 1444 76.01 American 20090730OTC Buy 517 34.52 American 20071227OTC Sell 184 51.43 American 20100930OTC Sell 228 92.00 American 20120830OTC Sell 563 31.78 American 20080424OTC Sell 853 37.46 American 20091126OTC Sell 179 89.12 American 20120830OTC Sell 995 72.84 American 20110825OTC Sell 585 34.97 American 20090625OTC Sell 483 75.47 American 20090528OTC Sell 641 71.68 American 20110331OTC Sell 117 80.59 American 20110428OTC Sell 587 34.87 American 20090625OTC Sell 248 60.51 American 20101125OTC Buy 2806 35.63 American 20090730OTC Sell 773 33.99 American 20081127OTC Sell 1168 43.85 American 20080731OTC Sell 220 113.50 American 20121025OTC Buy 225 46.61 European 20080626OTC Buy 768 78.07 American 20110630OTC Sell 297 42.01 American 20080529OTC Sell 515 75.13 American 20110630OTC Buy 205 72.99 American 20110224OTC Sell 128 99.90 American 20080731OTC Buy 1963 35.61 American 20090730OTC Sell 878 43.37 American 20100729OTC Sell 383 59.48 American 20100729OTC Sell 726 44.74 American 20100729OTC Sell 3353 34.79 American 20081030OTC Sell 365 52.00 American 20100930OTC Sell 673 103.90 American 20100729OTC Sell 4064 73.77 American 20090625OTC Sell 178 95.03 American 20120531OTC Sell 533 74.93 American 20090226OTC Sell 1412 35.42 American 20090625OTC Sell 665 75.06 American 20110526OTC Sell 547 32.72 American 20080228OTC Sell 225 74.26 American 20110630OTC Sell 977 35.80 American 20090326OTC Sell 803 74.64 American 20110630OTC Sell 2682 31.98 American 20080131OTC Sell 1480 77.40 American 20110728OTC Sell 755 44.17 American 20100527OTC Sell 1269 44.44 American 20100729OTC Sell 495 29.95 American 20080626OTC Buy 569 44.16 American 20100729OTC Sell 423 44.82 American 20100729OTC Buy 288 58.12 American 20101028OTC Sell 166 60.09 American 20081127OTC Sell 1219 78.05 American 20090730OTC Buy 536 27.93 American 20080731OTC Sell 540 33.10 American 20071227OTC Buy 405 33.99 American 20081127OTC Sell 129 73.43 American 20111027OTC Sell 469 31.49 American 20080828OTC Buy 984 34.12 American 20090326OTC Sell 6959 77.62 American 20110630OTC Sell 320 73.10 American 20110825OTC Sell 239 100.09 American 20110929OTC Sell 227 73.68 American 20110825OTC Sell 306 74.43 American 20110224OTC Sell 322 75.46 American 20120329OTC Sell 112 84.21 American 20110526OTC Sell 205 80.85 American 20110526OTC Sell 734 102.11 American 20100930OTC Buy 515 45.51 American 20100429OTC Sell 223 75.02 American 20110728OTC Sell 1575 77.83 American 20110728OTC Sell 1991 34.36 American 20090430OTC Sell 330 43.96 American 20080731OTC Sell 282 77.90 American 20110331OTC Sell 2341 79.13 American 20090730OTC Sell 477 76.42 American 20110630OTC Sell 525 35.67 American 20090226OTC Sell 1137 79.07 American 20110728OTC Sell 1050 32.82 American 20090528OTC Sell 638 39.13 American 20080131OTC Sell 471 31.81 American 20080327OTC Sell 1446 69.14 American 20110127OTC Sell 554 41.49 American 20100527OTC Sell 216 77.32 American 20090625OTC Sell 474 35.09 American 20090924OTC Sell 2058 35.22 American 20090730OTC Sell 212 88.26 American 20120830OTC Sell 133 78.07 American 20090625OTC Buy 412 33.61 American 20090326OTC Sell 392 44.06 American 20080626OTC Sell 1941 34.61 American 20080925OTC Sell 212 78.64 American 20110728OTC Sell 518 44.38 American 20080731OTC Sell 372 41.95 American 20100527OTC Sell 310 74.05 American 20110224OTC Sell 715 78.25 American 20110728OTC Sell 586 34.94 American 20090226OTC Sell 660 75.66 American 20090326OTC Sell 773 77.96 American 20110331OTC Buy 994 35.20 American 20090625OTC Sell 2316 32.38 American 20080731OTC Buy 573 34.90 American 20090625OTC Sell 124 76.06 American 20110331OTC Sell 1091 35.28 American 20090625OTC Sell 989 33.96 American 20080925OTC Sell 2305 43.37 American 20080731OTC Sell 409 38.27 American 20091231OTC Sell 304 75.46 American 20110127OTC Sell 976 28.10 American 20080731OTC Buy 383 59.48 American 20100729OTC Sell 163 76.35 American 20091029OTC Sell 506 29.18 American 20080731OTC Sell 381 78.61 American 20090625OTC Buy 382 78.44 American 20110728OTC Buy 773 28.96 American 20080731OTC Sell 310 80.44 American 20090625OTC Sell 1689 44.50 American 20080731OTC Buy 364 34.36 American 20090430OTC Sell 251 99.44 American 20110630OTC Sell 693 30.82 American 20080626OTC Sell 2262 44.18 American 20080731OTC Sell 923 36.19 American 20090730OTC Sell 416 60.05 American 20101125OTC Sell 544 92.20 American 20120830OTC Sell 1321 33.90 American 20081030OTC Sell 397 31.46 American 20080828OTC Sell 529 44.82 American 20080731OTC Sell 218 76.65 American 20110331OTC Sell 323 71.13 American 20110331OTC Sell 3372 35.35 American 20081127OTC Sell 2123 30.04 American 20080626OTC Buy 132 110.08 European 20090924OTC Sell 184 77.32 American 20090730OTC Sell 469 71.33 American 20110127OTC Sell 283 105.65 American 20121025OTC Sell 814 73.65 American 20110331OTC Buy 83 65.94 European 20080731OTC Sell 2190 33.61 American 20090326OTC Sell 602 27.85 American 20080731OTC Sell 115 82.00 American 20111124OTC Sell 923 77.70 American 20110526OTC Sell 274 75.79 American 20090625OTC Sell 302 82.55 American 20110428OTC Sell 252 71.35 American 20110224OTC Sell 438 58.07 American 20101125OTC Buy 1053 79.13 American 20090730OTC Sell 2577 35.15 American 20081127OTC Sell 497 35.21 American 20081127OTC Sell 274 74.36 American 20110825OTC Sell 336 68.24 American 20090326OTC Sell 7000 88.44 American 20120830OTC Sell 339 67.92 American 20101230OTC Sell 505 45.29 American 20080424OTC Sell 277 52.57 American 20100826OTC Buy 131 75.91 American 20110825OTC Buy 618 42.03 European 20080731OTC Buy 332 45.65 European 20080424OTC Sell 1027 32.72 American 20080828OTC Sell 728 38.96 American 20091029OTC Sell 166 75.12 American 20100128OTC Sell 157 76.39 American 20091231OTC Sell 231 75.67 American 20091231OTC Sell 486 46.99 American 20100325OTC Buy 112 41.44 European 20080731OTC Sell 541 31.82 American 20080327OTC Sell 493 35.41 American 20090226OTC Sell 798 36.28 American 20081030OTC Sell 245000 120.00 European 20080124OTC Sell 529 44.27 American 20080731OTC Sell 458 31.00 American 20080327OTC Sell 455 75.66 American 20110630OTC Sell 1271 78.44 American 20110630OTC Sell 356 43.88 American 20100429OTC Sell 717 34.82 American 20090625OTC Sell 8375 28.96 American 20080731OTC Sell 823 36.07 American 20091126OTC Buy 475 29.94 American 20080626OTC Sell 353 34.89 American 20090326OTC Sell 982 74.31 American 20090730OTC Sell 1417 73.31 American 20110331OTC Sell 167 74.21 American 20110929OTC Sell 128 74.18 American 20110630OTC Sell 160 77.80 American 20111229OTC Sell 594 38.49 American 20080131OTC Sell 380 38.12 American 20091231OTC Sell 672 37.18 American 20090924OTC Sell 517 34.52 American 20071227OTC Sell 266 62.82 American 20101230OTC Buy 96 48.36 European 20081030OTC Sell 329 75.59 American 20090730OTC Sell 305 75.37 American 20111229OTC Sell 383 32.59 American 20081030OTC Sell 1605 43.61 American 20100624OTC Sell 666 50.31 American 20100930OTC Sell 2326 34.49 American 20081030OTC Buy 330 43.96 American 20080731OTC Sell 765 79.13 American 20110728OTC Sell 944 36.20 American 20091126OTC Sell 235 71.07 American 20091029OTC Sell 475 29.94 American 20080626OTC Sell 900 32.90 American 20071227OTC Sell 3054 29.42 American 20080731OTC Sell 671 31.88 American 20080828OTC Sell 279 59.89 American 20101230OTC Sell 382 43.78 American 20100624OTC Sell 854 31.43 American 20080424OTC Sell 928 44.42 American 20100729OTC Sell 163 97.99 American 20100930OTC Sell 322 73.60 American 20110728OTC Sell 1624 34.89 American 20090326OTC Sell 324 44.91 American 20100624OTC Sell 361 34.59 American 20090326OTC Sell 387 35.56 American 20090625OTC Buy 87 52.90 European 20090129OTC Sell 1851 34.90 American 20090625OTC Sell 248 67.50 American 20110331OTC Buy 1820 30.77 American 20080424OTC Sell 194 72.99 American 20090226OTC Sell 240 69.45 American 20110929OTC Sell 956 78.02 American 20110728OTC Sell 526 45.52 American 20080731OTC Sell 3684 35.61 American 20090730OTC Buy 556 44.91 American 20080626OTC Sell 330 75.58 American 20090625OTC Sell 419 82.25 American 20110428OTC Sell 582 35.15 American 20090730OTC Sell 252 99.00 American 20120927OTC Sell 971 44.03 American 20100624OTC Buy 363 41.78 European 20080731OTC Buy 539 44.03 American 20100624OTC Sell 1013 76.50 American 20090625OTC Buy 541 29.50 American 20080731OTC Sell 408 29.40 American 20080529OTC Sell 3846 78.00 American 20090730OTC Buy 98 46.93 European 20080828OTC Sell 715 27.95 American 20080731OTC Sell 988 33.99 American 20080925OTC Buy 424 29.43 American 20080529OTC Sell 223 80.46 American 20111124OTC Sell 2538 34.27 American 20081030OTC Sell 3442 78.66 American 20090730OTC Sell 972 78.66 American 20110630OTC Sell 467 44.68 American 20100624OTC Sell 303 52.83 European 20090730OTC Sell 862 34.81 American 20090226OTC Sell 306 74.86 American 20110224OTC Sell 363 63.30 American 20101230OTC Sell 281 78.18 American 20090625OTC Buy 749 44.32 American 20080731OTC Sell 149 73.79 American 20091231OTC Sell 308 78.56 American 20111027OTC Sell 2458 35.65 American 20090730OTC Sell 131 75.91 American 20110825OTC Sell 2290 44.32 American 20080731OTC Sell 334 37.35 American 20091126OTC Sell 239 83.61 American 20110428OTC Sell 209 69.66 American 20110127OTC Sell 354 35.30 American 20081225OTC Sell 214 78.18 American 20110630OTC Sell 493 80.57 American 20110428OTC Sell 402 38.94 American 20091231OTC Sell 417 34.02 American 20080925OTC Sell 537 73.88 American 20110331OTC Sell 2188 44.20 American 20080731OTC Sell 2989 78.27 American 20110728OTC Sell 264 67.93 American 20110929OTC Sell 599 33.42 American 20080131OTC Sell 318 75.40 American 20090730OTC Sell 350 35.74 American 20081030OTC Sell 784 44.57 American 20080731OTC Sell 1164 31.41 American 20080626OTC Sell 726 43.58 American 20100624OTC Sell 7710 28.16 American 20080731OTC Sell 380 77.83 American 20090730OTC Sell 580 76.60 American 20110630OTC Sell 643 77.70 American 20090528OTC Sell 555 39.60 American 20091231OTC Sell 175 75.71 American 20110728OTC Sell 811 73.90 American 20110825OTC Sell 226 73.85 American 20110630OTC Sell 441 78.10 American 20110728OTC Sell 328 70.01 American 20111027OTC Sell 388 32.13 American 20090528OTC Sell 634 78.86 American 20090730OTC Sell 487 35.84 American 20090226OTC Sell 238 50.02 American 20100826OTC Buy 387 35.55 American 20090730OTC Sell 817 76.39 American 20111229OTC Sell 354 35.25 American 20090625OTC Buy 266 62.82 American 20101230OTC Sell 1100 77.20 American 20110630OTC Sell 556 44.91 American 20080626OTC Sell 1902 33.86 American 20081030OTC Sell 169 97.99 American 20120927OTC Sell 373 78.77 American 20110728OTC Sell 127 98.17 American 20100729OTC Sell 479 78.25 American 20080731OTC Sell 7228 27.93 American 20080731OTC Sell 424 29.43 American 20080529OTC Sell 226 70.51 American 20110224OTC Sell 316 76.75 American 20111027OTC Sell 316 55.41 American 20100930OTC Sell 1875 78.70 American 20110728OTC Sell 136 69.69 American 20090129OTC Sell 5123 78.86 American 20080731OTC Buy 487 35.84 American 20090226OTC Buy 845 34.27 American 20081030OTC Buy 663 42.15 European 20080731OTC Sell 492 45.61 American 20080731OTC Sell 550 41.67 American 20100527OTC Sell 244 68.57 American 20090129OTC Buy 303 52.83 European 20090730OTC Sell 955 83.66 American 20110526OTC Sell 380 43.94 American 20100729OTC Sell 134 70.98 American 20110224OTC Sell 646 34.61 American 20081030OTC Sell 4810 34.21 American 20090326OTC Sell 704 44.03 American 20080626OTC Sell 180 107.85 American 20120927OTC Sell 463 35.94 American 20090326OTC Buy 941 34.79 American 20081030OTC Sell 1476 36.09 American 20090730OTC Sell 296 75.92 American 20090730OTC Sell 345 36.30 American 20090730OTC Sell 337 77.75 American 20110630OTC Buy 310 74.05 American 20110224OTC Buy 289 43.65 European 20080731OTC Sell 309 74.31 American 20110728OTC Sell 1005 74.61 American 20080731OTC Buy 238 50.02 American 20100826OTC Sell 610 75.40 American 20110825OTC Sell 350 35.66 American 20090129OTC Sell 5247 28.58 American 20080731OTC Sell 334 68.76 American 20111027OTC Sell 636 77.75 American 20110630OTC Sell 191 94.10 American 20120927OTC Sell 3696 38.63 American 20080131OTC Sell 359 34.82 American 20090625OTC Sell 371 80.76 American 20110526Call Warrant Buy 912 0.00 European 20081215Call Warrant Sell 14811 0.00 European 20081215Put Warrant Sell 29500 120.00 European 20080124Call Warrant Sell 10000 100.00 European 20071220Call Warrant Sell 1000 112.00 European 20071220Call Warrant Sell 16100 150.00 European 20080124Call Warrant Sell 14430 118.00 European 20071220Call Warrant Sell 1000 102.00 European 20071220Call Warrant Sell 4000 140.00 European 20080124Call Warrant Sell 1000 108.00 European 20071220Call Warrant Sell 36000 150.00 European 20080327Put Warrant Sell 40000 120.00 European 20071220Call Warrant Sell 83600 110.00 European 20080124Put Warrant Sell 1341 74.45 European 20080701Put Warrant Sell 637 74.48 European 20080627Put Warrant Sell 6523 74.72 European 20080410Put Warrant Sell 1086 87.40 European 20080630Put Warrant Sell 1086 87.40 European 20080630Put Warrant Sell 1646 86.58 European 20080620Put Warrant Sell 1079 87.97 European 20080630Put Warrant Sell 1063 89.30 European 20080630Put Warrant Sell 1056 89.82 European 20080630Put Warrant Sell 868 91.10 European 20080715Put Warrant Sell 868 91.10 European 20080715Put Warrant Sell 1069 88.83 European 20080707Put Warrant Sell 1086 87.37 European 20080701Put Warrant Sell 1083 87.64 European 20080625Put Warrant Sell 1539 97.40 European 20080630Put Warrant Sell 1745 89.99 European 20080619Put Warrant Sell 2021 93.96 European 20080704Put Warrant Sell 2527 96.49 European 20080703Put Warrant Sell 1524 93.43 European 20080715Put Warrant Sell 1019 93.19 European 20080630Put Warrant Sell 3054 98.19 European 20080630Put Warrant Sell 1018 93.19 European 20080630Put Warrant Sell 3056 93.29 European 20080630Put Warrant Sell 1120 93.28 European 20080725Put Warrant Sell 1015 93.58 European 20080707Put Warrant Sell 2022 93.58 European 20080630Put Warrant Sell 2030 93.58 European 20080630Put Warrant Sell 1015 93.58 European 20080703Put Warrant Sell 3052 93.38 European 20080703Put Warrant Sell 1022 92.92 European 20080630Put Warrant Sell 508 93.38 European 20080630Put Warrant Sell 1525 93.38 European 20080703Put Warrant Sell 4936 92.42 European 20080703Put Warrant Sell 1034 91.74 European 20080707Put Warrant Sell 1420 97.40 European 20080703Put Warrant Sell 1034 96.75 European 20080630Put Warrant Sell 507 93.44 European 20080630Put Warrant Sell 1015 98.36 European 20080630Put Warrant Sell 5081 93.44 European 20081001Put Warrant Sell 5081 93.44 European 20080630Put Warrant Sell 1031 92.04 European 20080704Put Warrant Sell 25252 99.00 European 20080703Put Warrant Sell 5083 93.44 European 20080630Put Warrant Sell 600 94.99 European 20080707Put Warrant Sell 4504 94.99 European 20080703Put Warrant Sell 1007 99.44 European 20080630Put Warrant Sell 10026 94.68 European 20080703Put Warrant Sell 1007 99.44 European 20080630Put Warrant Sell 1475 93.37 European 20080916Put Warrant Sell 939 101.07 European 20081210Put Warrant Sell 758 125.31 European 20081126Call Warrant Buy 1341 89.34 European 20080701Call Warrant Buy 637 98.00 European 20080627Call Warrant Buy 6523 98.31 European 20080410Call Warrant Buy 1086 109.48 European 20080630Call Warrant Buy 1086 105.80 European 20080630Call Warrant Buy 1646 118.48 European 20080620Call Warrant Buy 1079 111.12 European 20080630Call Warrant Buy 1063 112.80 European 20080630Call Warrant Buy 1056 112.04 European 20080630Call Warrant Buy 868 115.07 European 20080715Call Warrant Buy 868 115.07 European 20080715Call Warrant Buy 1069 112.20 European 20080707Call Warrant Buy 1086 109.44 European 20080701Call Warrant Buy 1083 119.93 European 20080625Call Warrant Buy 1539 116.88 European 20080630Put Warrant Sell 0 0.00 European 20080619Call Warrant Buy 2021 118.68 European 20080704Call Warrant Buy 2527 123.71 European 20080703Call Warrant Buy 1524 114.58 European 20080715Call Warrant Buy 1019 122.61 European 20080630Call Warrant Buy 3054 117.83 European 20080630Call Warrant Buy 1018 122.61 European 20080630Call Warrant Buy 3056 117.84 European 20080630Call Warrant Buy 1120 117.83 European 20080725Call Warrant Buy 1015 118.21 European 20080707Call Warrant Buy 2022 123.14 European 20080630Call Warrant Buy 2030 128.06 European 20080630Call Warrant Buy 1015 116.24 European 20080703Call Warrant Buy 3052 117.95 European 20080703Call Warrant Buy 1022 127.15 European 20080630Call Warrant Buy 508 117.95 European 20080630Call Warrant Buy 1525 117.95 European 20080703Call Warrant Buy 4936 116.74 European 20080703Call Warrant Buy 1034 115.89 European 20080707Call Warrant Buy 1420 116.88 European 20080703Call Warrant Buy 1034 117.07 European 20080630Call Warrant Buy 507 118.03 European 20080630Call Warrant Buy 1015 119.02 European 20080630Call Warrant Buy 5081 122.95 European 20081001Call Warrant Buy 5081 116.06 European 20080630Call Warrant Buy 1031 116.26 European 20080704Call Warrant Buy 25252 123.75 European 20080703Call Warrant Buy 5083 116.06 European 20080630Call Warrant Buy 600 119.99 European 20080707Call Warrant Buy 4504 119.99 European 20080703Call Warrant Buy 1007 120.32 European 20080630Call Warrant Buy 10026 124.57 European 20080703Call Warrant Buy 1007 120.32 European 20080630Call Warrant Buy 1475 117.94 European 20080916Call Warrant Buy 939 122.35 European 20081210Call Warrant Buy 758 158.28 European 20081126 Annexure A Purchase/Sale Number of Securities Price per Unit (AUD)Purchase 78 143.83Purchase 689 143.83Purchase 233 143.83Purchase 115 143.94Purchase 376 142.9Purchase 264 143.4Purchase 390 143.53Purchase 610 143.4Purchase 1,983 143.4Purchase 100 142.92Purchase 29 142.92Purchase 65 142.92Purchase 194 142.92Purchase 1,000 144Purchase 10,000 142.89Purchase 49 144Purchase 39 142.8Purchase 6 142.8Purchase 170 142.8Purchase 33 142.8Purchase 75 143.27Purchase 2 144.12Purchase 97 144.3Purchase 165 144.3Purchase 380 144.35Purchase 300 143.92Purchase 100 142.84Purchase 100 142.85Purchase 60 143.1Purchase 120 143.39Purchase 29 143.09Purchase 1 143.09Purchase 20 143.09Purchase 150 143.09Purchase 500 143.81Purchase 60 143.9Purchase 500 143.9Purchase 2 144.12Purchase 398 144.12Purchase 74 143.91Purchase 26 143.91Purchase 97 144.3Purchase 403 144.3Purchase 1,000 145.05Purchase 733 144.5Purchase 293 144.5Purchase 303 144.48Purchase 27 144.48Purchase 360 144.48Purchase 92 144.49Purchase 360 144.49Purchase 27 144.49Purchase 169 144.49Purchase 100 144.49Purchase 300 144.5Purchase 400 144.5Purchase 28 144.5Purchase 169 144.5Purchase 1,384 144.5Purchase 255 144.5Purchase 750 143.26Purchase 97 143.26Sale 680 144.35Sale 37 144.2Sale 20 144.2Sale 897 143.96Sale 243 143.94Sale 67 143.41Sale 1,000 143.1Sale 4 142.93Sale 30 142.93Sale 520 142.93Sale 52 142.93Sale 223 142.93Sale 671 143Sale 329 143Sale 933 143.25Sale 435 143.08Sale 376 143.6Sale 200 144.35Sale 623 144.33Sale 1 144.33Sale 167 144.33Sale 118 144.8Sale 900 144.8Sale 500 144.8Sale 1,899 145.48Sale 164 145.48Sale 7,937 145.48Sale 1,000 145.48Sale 3,336 142.92Sale 1,392 142.92Sale 173 142.9Sale 173 142.9Sale 2,808 142.9Sale 141 142.9Sale 650 142.9Sale 7 142.9Sale 463 142.9Sale 110 142.9Sale 306 142.9Sale 441 142.9Sale 714 143.01Sale 23 143.01Sale 36 143.24Sale 712 143.24Sale 52 143.96Sale 547 143.96Sale 60 143.51Sale 60 143.1Sale 150 142.86Sale 76 142.9Sale 250 143.1Sale 233 142.9Sale 37 143.15Sale 1,151 143.15Sale 1,000 143.15Sale 840 143.03Sale 30 143.02Sale 1,942 143Sale 887 143.16Sale 113 143.16Sale 200 143.7Sale 500 144.14Sale 54 143.88Sale 13 143.88Sale 53 143.88Sale 300 144.1Sale 400 144.2Sale 250 144.45Sale 9 144.8Sale 8 144.8Sale 4 144.8Sale 91 144.8Sale 100 144.8Sale 3 144.79Sale 285 144.79Sale 150 144.87Sale 500 145.41Sale 400 144.75Sale 60 145.48Sale 714 145.48Sale 86 145.48Sale 80 145.48Sale 1,803 143.05Sale 197 143.05Sale 53 143.9Sale 9 143.9Sale 533 143.9Sale 1,000 143.8Sale 1,000 143.8Sale 119 143.9Sale 20 142.9Sale 500 142.82Sale 1,060 142.75Sale 276 142.82Sale 1,000 142.82Sale 224 142.82Sale 1,950 142.81Sale 500 142.8Sale 645 142.79Sale 315 142.79Sale 23 142.78Sale 915 142.78Sale 3,946 142.75Sale 646 142.75Sale 1,980 142.88Sale 10,000 142.89Sale 215 143Sale 31 143Sale 336 142.86Sale 1,000 142.86Sale 918 142.86Sale 13,500 142.9Purchase 11,214 OTC Sale from custodian at marketTOTAL PURCHASES 38,143TOTAL SALES 87,913 Annexure B Product Name Long/short Exec Quantity Exec PriceCFD Long 76 142.9CFD Long 60 143.51CFD Long 60 143.1CFD Long 233 143.14CFD Long 150 142.86CFD Long 1,151 143.15CFD Long 37 143.15CFD Long 250 143.1CFD Long 1,000 143.15CFD Long 840 143.03CFD Long 30 143.02CFD Long 1,942 143CFD Long 200 143.7CFD Long 887 143.16CFD Long 113 143.16CFD Long 53 143.88CFD Long 500 144.14CFD Long 13 143.88CFD Long 54 143.88CFD Long 300 144.1CFD Long 86 145.48CFD Long 714 145.48CFD Long 250 144.45CFD Long 400 144.2CFD Long 9 144.8CFD Long 91 144.8CFD Long 100 144.8CFD Long 4 144.8CFD Long 8 144.8CFD Long 3 144.79CFD Long 285 144.79CFD Long 150 144.87CFD Long 500 145.41CFD Long 400 144.75CFD Long 60 145.48CFD Long 80 145.48CFD Short 380 144.35CFD Short 300 143.92CFD Short 100 142.84CFD Short 100 142.85CFD Short 60 143.1CFD Short 120 143.39CFD Short 1 143.09CFD Short 29 143.09CFD Short 150 143.09CFD Short 20 143.09CFD Short 60 143.9CFD Short 500 143.81CFD Short 500 143.9CFD Short 398 144.12CFD Short 2 144.12CFD Short 74 143.91CFD Short 26 143.91CFD Short 97 144.3CFD Short 403 144.3CFD Short 1,000 145.05 Annexure C Product Name Writing, selling, Number of Exercise Type Expiry date Option money purchasing, securities to price (AUD) paid/received varying etc which option per unit relates (AUD)Call Warrant Purchasing 1,500 150 European 20080124 1.355Call Warrant Purchasing 350 118 European 20071220 4.42Call Warrant Purchasing 10,000 145 European 20080124 1.61Call Warrant Purchasing 5,000 145 European 20080124 1.53Call Warrant Purchasing 8,000 150 European 20080327 2.12Call Warrant Purchasing 10,000 150 European 20080327 2Call Warrant Purchasing 10,000 150 European 20080327 2.01Put Warrant Selling 6,000 120 European 20080124 0.28Put Warrant Selling 18,500 120 European 20080124 0.27Call Warrant Selling 1,500 150 European 20080124 1.295Call Warrant Selling 2,000 150 European 20080124 1.345Call Warrant Selling 5,000 145 European 20080124 1.53Call Warrant Selling 2,500 110 European 20080124 5.9Instalment Warrant Purchasing 1,000 105 European 20080124 41.09Instalment Warrant Purchasing 10,000 105 European 20080124 42.2Instalment Warrant Purchasing 1,000 100 European 20071220 44.39Instalment Warrant Purchasing 1,000 100 European 20071220 43.9Instalment Warrant Purchasing 500 100 European 20071220 45.25Instalment Warrant Purchasing 2,000 47 European 20160519 98.66Instalment Warrant Purchasing 1,000 47 European 20160519 98.66Instalment Warrant Purchasing 1,000 120 European 20090630 44.5Instalment Warrant Purchasing 750 54.9303 European 20090630 92.23Instalment Warrant Purchasing 600 54.9303 European 20090630 92.94Instalment Warrant Selling 1,000 75 European 20080327 71.35Instalment Warrant Selling 1,000 105 European 20080124 40.29Instalment Warrant Selling 1,000 100 European 20071220 44.28Instalment Warrant Selling 1,000 100 European 20071220 43.35Instalment Warrant Selling 3,000 47 European 20160519 98.66Instalment Warrant Selling 250 49.607 European 20170630 99.8Instalment Warrant Selling 49 45.5008 European 20120629 0.01Instalment Warrant Selling 75 45.5008 European 20120629 0.01Instalment Warrant Selling 262 45.5008 European 20120629 0.01 This information is provided by RNS The company news service from the London Stock ExchangeRelated Shares:
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