6th Feb 2008 11:38
UBS AG (EPT)06 February 2008 FORM 38.5(b) DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS BUT NOT DEALING IN A CLIENT-SERVING CAPACITY (Rule 38.5(b) of the Takeover Code) 1. KEY INFORMATION Name of exempt principal trader UBS AG London BranchCompany dealt in Close Brothers Group PlcClass of relevant security to which the Ord 25pdealings being disclosed relate (Note 1)Date of dealing 05 FEBRUARY 2008 2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE (a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 2) Long Short Number (%) Number (%)(1) Relevant securities 19,250 0.01% 4,550 0.00%(2) Derivatives (other thanoptions)(3) Options and agreements topurchase/sellTotal 19,250 0.01% 4,550 0.00% (b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 2) Class of relevant security: Long Short Number (%) Number (%)(1) Relevant securities(2) Derivatives (other thanoptions)(3) Options and agreements topurchase/sellTotal (c) Rights to subscribe (Note 2)Class of relevant security: Details 3. DEALINGS (Note 3) (a) Purchases and sales Purchase/sale Number of securities Price per unit (Note 4) PURCHASE 1100 804.5 pence PURCHASE 1500 804.5 PURCHASE 2096 804.5 SALE 847 805 SALE 312 805 SALE 107 805 SALE 106 805 SALE 758 805.5 SALE 394 805.5 SALE 69 805.5 SALE 28 805.5 SALE 1107 812.5 SALE 933 812.5 SALE 805 812.5 SALE 194 812.5 SALE 94 812.5 SALE 1051 813 SALE 1036 813 SALE 1026 813 SALE 942 813 PURCHASE 1051 813 PURCHASE 1300 813 PURCHASE 2500 813 PURCHASE 2723 813 PURCHASE 3964 813 SALE 944 814 SALE 3750 815 SALE 3116 815 SALE 1200 815 SALE 813 815 SALE 563 815 SALE 59 815 SALE 1499 815.5 PURCHASE 707 815.5 SALE 1053 816 SALE 1052 816 SALE 563 816 SALE 28 816 PURCHASE 2004 816 SALE 1301 816.5 SALE 1007 816.5 SALE 910 816.5 SALE 428 816.5 SALE 335 816.5 SALE 333 816.5 SALE 234 816.5 SALE 200 816.5 SALE 200 816.5 SALE 162 816.5 PURCHASE 535 816.5 PURCHASE 1007 816.5 SALE 1200 817 SALE 1200 817 SALE 753 817 SALE 500 817 SALE 342 817 SALE 140 817 SALE 100 817 SALE 43 817 PURCHASE 72 817 PURCHASE 812 817 SALE 3000 817.5 SALE 1030 817.5 SALE 910 817.5 SALE 128 817.5 SALE 100 817.5 PURCHASE 2500 817.5 PURCHASE 2611 817.5 SALE 1176 818 SALE 284 818.25 SALE 4000 819 SALE 4000 819 SALE 684 819 SALE 600 819 SALE 185 819.5 PURCHASE 112 819.5 PURCHASE 121 819.5 PURCHASE 177 819.5 PURCHASE 475 819.5 PURCHASE 4118 819.5 SALE 1285 820 SALE 721 820 SALE 500 820 SALE 100 820 SALE 37 820 PURCHASE 73853 820.19 SALE 1013 820.5 SALE 1001 820.5 SALE 891 820.5 SALE 194 820.5 SALE 100 820.5 SALE 100 820.5 SALE 100 820.5 SALE 100 820.5 SALE 100 820.5 SALE 1347 821 SALE 427 821 SALE 114 821 SALE 17 821 SALE 1760 821.5 SALE 902 821.5 SALE 897 821.5 SALE 200 821.5 PURCHASE 155 821.5 PURCHASE 436 821.5 PURCHASE 1100 821.5 SALE 1023 822 SALE 934 822 PURCHASE 247 822 PURCHASE 716 822 PURCHASE 1023 822 PURCHASE 1400 822 SALE 1443 822.5 SALE 1025 822.5 SALE 978 822.5 SALE 927 822.5 SALE 500 822.5 SALE 387 822.5 SALE 180 822.5 SALE 21 822.5 SALE 3 822.5 PURCHASE 103 822.5 SALE 1500 823 SALE 1467 823 SALE 1096 823 SALE 948 823 SALE 726 823 SALE 600 823 SALE 587 823 SALE 580 823 SALE 200 823 SALE 100 823 SALE 100 823 SALE 100 823 PURCHASE 52 823 PURCHASE 246 823 PURCHASE 246 823 PURCHASE 400 823 PURCHASE 500 823 PURCHASE 515 823 PURCHASE 948 823 SALE 2500 823.5 SALE 1366 823.5 SALE 1197 823.5 SALE 1000 823.5 SALE 900 823.5 SALE 900 823.5 SALE 884 823.5 SALE 873 823.5 SALE 600 823.5 SALE 400 823.5 SALE 400 823.5 SALE 200 823.5 SALE 166 823.5 SALE 100 823.5 SALE 100 823.5 SALE 100 823.5 SALE 59 823.5 SALE 52 823.5 SALE 49 823.5 SALE 41 823.5 SALE 1021 824 SALE 976 824 SALE 900 824 SALE 659 824 SALE 564 824 SALE 400 824 SALE 390 824 SALE 260 824 SALE 145 824 SALE 100 824 SALE 100 824 SALE 70 824 PURCHASE 241 824 PURCHASE 305 824 PURCHASE 448 824 PURCHASE 976 824 SALE 1400 824.5 SALE 1091 824.5 SALE 1084 824.5 SALE 1066 824.5 SALE 930 824.5 SALE 785 824.5 SALE 700 824.5 SALE 300 824.5 SALE 49 824.5 SALE 1005 825.5 SALE 927 825.5 SALE 920 825.5 SALE 410 825.5 SALE 324 825.5 SALE 200 825.5 SALE 100 825.5 PURCHASE 72 825.5 PURCHASE 920 825.5 PURCHASE 1005 825.5 PURCHASE 1003 826 SALE 2332 826.5 SALE 1500 826.5 SALE 1145 826.5 SALE 746 826.5 SALE 700 826.5 SALE 628 826.5 SALE 547 826.5 SALE 466 826.5 SALE 247 826.5 SALE 147 826.5 SALE 102 826.5 SALE 75 826.5 SALE 1000 827 SALE 300 827 SALE 131 827 SALE 100 827 SALE 82 827 SALE 916 827.5 SALE 200 827.5 TOTAL PURCHASES 118,395 TOTAL SALES 117,392 (b) Derivatives transactions (other than options)Product name, e.g Long/short (Note 5) Number of securities Price per unitCFD (Note 6) (Note 4) (c) Options transactions in respect of existing securities (i) Writing, selling, purchasing or varying Product Writing, Number of Exercise Type, e.g. Expiry Optionname,e.g. selling, securities price American, date money paid/call purchasing, to which the European received peroption varying etc option etc. unit (Note relates 4) (Note 6) (ii) Exercising Product name, e.g. call Number of securities Exercise price per unitoption (Note 4) (d) Other dealings (including new securities) (Note 3) Nature of transaction Details Price per unit (if applicable)(Note 7) 4. OTHER INFORMATION Agreements, arrangements or understandings relating to options or derivatives Full details of any agreement, arrangement or understanding between the persondisclosing and any other person relating to the voting rights of any relevantsecurities under any option referred to on this form or relating to the votingrights or future acquisition or disposal of any relevant securities to which anyderivative referred to on this form is referenced. If none, this should bestated. .............................................................................. .............................................................................. Is a Supplemental Form 38.5(b) attached? (Note 8) NO Date of disclosure 06 FEBRUARY 2008Contact name LOUISE ROBINSONTelephone number 020 7567 8762Name of offeree/offeror with which connected Close Brothers Group PlcNature of connection (Note 9) CONNECTED ADVISER Notes The Notes on Form 38.5(b) can be viewed on the Takeover Panel's website atwww.thetakeoverpanel.org.uk This information is provided by RNS The company news service from the London Stock ExchangeRelated Shares:
Close Bros