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FORM 38.5 (b)
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DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS
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WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS
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BUT NOT DEALING IN A CLIENT-SERVING CAPACITY
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(Rule 38.5(b) of the Takeover Code)
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1. KEY INFORMATION
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Name of exempt principal trader
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Credit Suisse Equities (Australia) Limited
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Company dealt in
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Rio Tinto Limited
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Class of relevant security to which the dealings being disclosed relate (Note 1)
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Ordinary Shares
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Date of dealing
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9-July-2008
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2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE
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(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 2)
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Long
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Short
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Number
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(%)
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Number
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(%)
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(1) Relevant securities
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107064
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0.023
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1099830
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0.241
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(2) Derivatives (other than options)
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(3) Options and agreements to purchase/sell
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Total
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107064
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0.023
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1099830
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0.241
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(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 2)
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Class Of Relevant Security : Ordinary Shares
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Long
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Short
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(1) Relevant Securities
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(2) Derivatives (other than options)
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(3) Options and agreements to purchasesell
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Total
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(c) Rights to subscribe (Note 2)
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Class of relevant security:
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Details
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3. DEALINGS (Note 3)
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(a) Purchases and sales
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Purchase/sale
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Number of securities
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Price per unit (Note 4)
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Purchase
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115
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123.35
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Purchase
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21
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123.35
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Purchase
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2
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123.35
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Purchase
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29
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123.35
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Purchase
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150
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123.35
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Purchase
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189
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123.35
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Purchase
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2
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123.35
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Purchase
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21
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123.35
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Purchase
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867
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123.57
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Purchase
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66
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123.55
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Purchase
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29
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123.54
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Purchase
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588
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123.50
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Purchase
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17
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123.50
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Purchase
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65
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123.43
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Purchase
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52
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123.43
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Purchase
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18
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123.43
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Purchase
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397
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123.38
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Purchase
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2
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123.37
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Purchase
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82
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123.34
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Purchase
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74
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123.34
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Purchase
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169
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123.34
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Purchase
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74
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123.34
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Purchase
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154
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123.74
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Purchase
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354
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123.74
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Purchase
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446
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123.74
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Purchase
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14
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123.74
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Purchase
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48
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123.68
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Purchase
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13
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123.74
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Purchase
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141
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123.66
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Purchase
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178
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123.66
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Purchase
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60
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123.66
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Purchase
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6
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123.66
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Purchase
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110
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123.66
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Purchase
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51
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123.69
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Purchase
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101
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123.69
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Purchase
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49
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123.69
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Purchase
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106
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123.69
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Purchase
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125
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123.69
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Purchase
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127
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123.70
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Purchase
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73
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123.70
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Purchase
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300
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123.70
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Purchase
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120
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124.59
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Purchase
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256
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124.59
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Purchase
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2
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124.59
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Purchase
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25
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124.59
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Purchase
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2
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124.59
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Purchase
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7
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124.59
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Purchase
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308
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124.13
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Purchase
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43
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124.13
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Purchase
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136
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124.03
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Purchase
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120
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124.03
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Purchase
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1
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124.19
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Purchase
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351
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124.02
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Purchase
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351
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124.02
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Sale
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-149
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123.69
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Sale
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-43
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124.05
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Sale
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-112
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123.89
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Sale
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-821
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124.07
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Sale
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-111
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124.21
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Sale
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-237
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124.03
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Sale
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-61
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124.03
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Sale
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-202
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124.03
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Sale
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-893
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123.80
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Sale
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-23
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123.82
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Sale
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-84
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123.82
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Sale
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-308
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123.69
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Sale
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-20
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123.69
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Sale
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-15
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123.69
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Sale
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-8
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123.69
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Sale
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-814
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124.05
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Sale
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-11
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124.05
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Sale
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-41
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124.05
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Sale
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-21
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124.05
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Sale
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-70
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124.05
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Sale
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-67
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123.88
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Sale
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-100
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123.88
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Sale
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-394
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123.88
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Sale
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-9
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123.88
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Sale
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-15
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123.89
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Sale
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-100
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123.89
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Sale
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-179
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124.07
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Sale
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-955
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124.07
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Sale
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-35
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124.07
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Sale
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-10
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124.07
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Sale
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-256
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124.21
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Sale
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-55
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124.21
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Sale
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-221
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124.21
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Sale
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-398
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124.44
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Sale
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-79
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124.44
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Sale
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-7
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124.44
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Sale
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-16
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124.44
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Sale
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-357
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124.33
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Sale
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-92
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124.33
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Sale
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-72
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124.33
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Sale
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-76
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124.33
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Sale
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-1
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124.33
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Sale
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-6
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124.33
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TOTAL BUYS:7207
TOTAL SELLS:7544
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(b) Derivatives transactions (other than options)
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Product name, e.g. CFD
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Long/short (Note 5)
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Number of securities (Note 6)
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Price per unit (Note 4)
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(c) Options transactions in respect of existing securities
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(i) Writing, selling, purchasing or varying
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Product name,e.g. call option
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Writing, selling, purchasing, varying etc.
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Number of securities to which the option relates (Note 6)
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Exercise price
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Type, e.g. American, European etc.
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Expiry date
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Option money paid/received per unit (Note 4)
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(ii) Exercising
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Product name, e.g. call option
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Number of securities
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Exercise price per unit (Note 4)
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(d) Other dealings (including new securities) (Note 3)
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Nature of transaction (Note 7)
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Details
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Price per unit (if applicable) (Note 4)
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4. OTHER INFORMATION
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Agreements, arrangements or understandings relating to options or derivatives
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Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.
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Is a Supplemental Form 38.5(b) attached? (Note 8) No
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Date of disclosure
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10-7-2008
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Contact name
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Carolyn Collins/ Simon Crawley
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Telephone number
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44 20 7888 0241
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Name of offeree/offeror with which connected
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Rio Tinto Plc
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Nature of connection (Note 9)
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ADVISOR
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Notes
The Notes on Form 38.5(b) can be viewed on the Takeover Panel's website at www.thetakeoverpanel.org.uk.
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