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EPT Disclosure

1st Aug 2008 09:20

RNS Number : 4368A
RMB Morgan Stanley Limited
01 August 2008
 



DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS 

WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS

BUT NOT DEALING IN A CLIENT-SERVING CAPACITY

(Rule 38.5(b) of the Takeover Code)

1. KEY INFORMATION

Name of exempt principal trader

RMB Morgan Stanley Limited

Company dealt in

BHP Billiton Plc

Class of relevant security to which the dealings being disclosed relate (Note 1)

Ordinary Shares

Date of dealing

31 July 2008

2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 2)

Long

Short

Number (%)

Number (%)

(1) Relevant securities 

2,393,978  (0.09%)

0 (0.00%)

(2) Derivatives (other than options)

N/A

N/A

(3) Options and agreements to purchase/sell

N/A

N/A

Total

2,393,978  (0.09%)

0 (0.00%)

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 2)

Class of relevant security:

Long

Short

Number (%)

Number (%)

(1) Relevant securities 

N/A

N/A

(2) Derivatives (other than options)

N/A

N/A

(3) Options and agreements to purchase/sell

N/A

N/A

Total

N/A

N/A

(c) Rights to subscribe (Note 2)

Class of relevant security:

Details

N/A

N/A

3. DEALINGS (Note 3)

(a) Purchases and sales

Purchase/sale

Number of securities

Price per unit (Note 4) ZAR

PURCHASE

5,000

244.6300

PURCHASE

5,611

244.7500

PURCHASE

343

244.7500

PURCHASE

27

244.7900

PURCHASE

2,000

244.9300

PURCHASE

5,873

244.9500

PURCHASE

127

244.9500

PURCHASE

6,000

244.9600

PURCHASE

340

244.9700

PURCHASE

1,625

244.9700

PURCHASE

500

244.9800

PURCHASE

600

244.9800

PURCHASE

1,000

244.9800

PURCHASE

700

244.9800

PURCHASE

874

244.9800

PURCHASE

4,107

244.9900

PURCHASE

4,856

244.9900

PURCHASE

874

244.9900

PURCHASE

400

245.0000

PURCHASE

4,035

245.0000

PURCHASE

600

245.0000

PURCHASE

3,000

245.0000

PURCHASE

2,000

245.0000

PURCHASE

3,000

245.0000

PURCHASE

208

245.0000

PURCHASE

3,792

245.0000

PURCHASE

935

245.0000

PURCHASE

2,013

245.0000

PURCHASE

6,000

245.0000

PURCHASE

939

245.0000

PURCHASE

4,000

245.0000

PURCHASE

238

245.0000

PURCHASE

874

245.0000

PURCHASE

761

245.0000

PURCHASE

874

245.0000

PURCHASE

874

245.0000

PURCHASE

929

251.0000

PURCHASE

4,071

251.0000

PURCHASE

100,000

251.3000

PURCHASE

4,000

251.9000

PURCHASE

1,000

251.9000

PURCHASE

2,600

251.9500

PURCHASE

2,457

252.0000

PURCHASE

2,543

252.0000

PURCHASE

5,000

252.5000

PURCHASE

5,000

253.0000

SALE

2,000

240.0000

SALE

70,000

245.0000

SALE

1,896

248.0700

SALE

92

248.1000

SALE

3,012

248.7500

SALE

1,610

250.1100

SALE

1,390

250.1100

SALE

164

251.0000

SALE

1,036

251.0000

SALE

800

251.0000

SALE

3,000

251.0000

SALE

2,000

251.0000

SALE

43

251.0000

SALE

1,500

251.0000

SALE

528

251.0000

SALE

929

251.0000

SALE

929

251.0000

SALE

4,071

251.0000

SALE

89

251.0000

SALE

4,911

251.0000

SALE

4,330

251.0100

SALE

500

251.0500

SALE

170

251.0500

SALE

5,000

251.1200

SALE

5,000

251.2000

SALE

200

251.2500

SALE

4,673

251.2500

SALE

127

251.2500

SALE

3,000

251.5000

SALE

99

251.5000

SALE

200

251.5000

SALE

60

251.5000

SALE

60

251.5000

SALE

2,471

251.5000

SALE

2,002

251.5000

SALE

3,000

251.5000

SALE

600

251.5000

SALE

2,200

251.5000

SALE

1,588

251.5000

SALE

3,580

251.5000

SALE

804

251.5000

SALE

2,200

251.5000

SALE

2,930

251.5000

SALE

206

251.5000

SALE

5,000

251.5000

SALE

100

251.5000

SALE

2,927

251.5000

SALE

411

251.5000

SALE

50

251.5000

SALE

4,968

251.5000

SALE

2,532

251.5000

SALE

200

251.5000

SALE

27

251.5000

SALE

4,000

251.5000

SALE

604

251.5000

SALE

3,396

251.5000

SALE

1,760

251.5000

SALE

1,785

251.5000

SALE

2,240

251.5100

SALE

1,000

251.9000

SALE

4,000

251.9000

SALE

1,000

252.0500

SALE

1,616

252.1000

SALE

3,384

252.1000

SALE

2,000

253.0000

SALE

3,677

253.0000

SALE

1,316

253.0000

SALE

7

253.0000

SALE

5,000

253.0000

SALE

3,300

254.0000

SALE

6,700

254.0000

TOTAL NUMBER OF BUYS

HIGH PRICE

LOW PRICE

202,600

253.0000

244.6300

TOTAL NUMBER OF SELLS

HIGH PRICE

LOW PRICE

208,000

254.0000

240.0000

(b) Derivatives transactions (other than options)

Product name, 

e.g. CFD

Long/short (Note 5)

Number of securities (Note 6)

Price per unit (Note 4) ZAR

CFD

LONG

1,040

249.7500

CFD

LONG

1,034

251.6900

CFD

LONG

1,047

248.3900

CFD

LONG

70,000

245.0000

CFD

SHORT

100,000

251.3000

FUTURE

PURCHASE

2,500

245.4000

FUTURE

PURCHASE

5,000

248.0000

FUTURE

SALE

6,000

253.9500

(c) Options transactions in respect of existing securities

(i) Writing, selling, purchasing or varying

Product name,

e.g. call option

Writing, selling, purchasing, varying etc.

Number of securities to which the option relates (Note 6)

Exercise

price 

ZAR

Type, e.g. American, European etc.

Expiry 

date

Option money

paid/received per unit (Note 4) 

N/A

N/A

N/A

N/A

N/A

N/A

N/A

(ii) Exercising

Product name, e.g. call option

Number of securities 

Exercise price per unit (Note 4)

N/A

N/A

N/A

(d) Other dealings (including new securities) (Note 3)

Nature of transaction (Note 7)

Details

Price per unit (if applicable) (Note 4)

N/A

N/A

N/A

4. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

NONE

Is a Supplemental Form 38.5(b) attached? (Note 8) YES/NO

Date of disclosure

01 August 2008

Contact name

Darren Adam

Telephone number

020 7677 2471

Name of offeree/offeror with which connected

Rio Tinto Plc

Nature of connection (Note 9)

Advisor

Notes

The Notes on Form 38.5(b) can be viewed on the Takeover Panel's website at www.thetakeoverpanel.org.uk

This information is provided by RNS
The company news service from the London Stock Exchange
 
END
 
 
EMMFKDKDFBKKQFK

Related Shares:

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