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EPT Disclosure

3rd Nov 2008 10:28

RNS Number : 2737H
Credit Suisse Equities (Australia)
03 November 2008
 

4FORM 38.5 (b)

DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS 

WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS

BUT NOT DEALING IN A CLIENT-SERVING CAPACITY

(Rule 38.5(b) of the Takeover Code)

1. KEY INFORMATION 

Name of exempt principal trader

Credit Suisse Equities (Australia) Limited

Company dealt in

BHP Billiton Limited

Class of relevant security to which the dealings being disclosed relate (Note 1)

Ordinary Shares

Date of dealing

31-10-2008

2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 2) 

 

Long

Short

 

Number

(%)

Number

(%)

(1) Relevant securities

12221329

0.364

(2) Derivatives (other than options)

(3) Options and agreements to purchase/sell 

Total

12221329

0.364

 

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 2) 

Class Of Relevant Security : Ordinary Shares 

Long

Short

(1) Relevant Securities 

 

 

(2) Derivatives (other than options) 

 

 

(3) Options and agreements to purchasesell 

 

 

Total

(c) Rights to subscribe (Note 2) 

Class of relevant security:

Details

 

 

3. DEALINGS (Note 3)

(a) Purchases and sales 

Purchase/sale

Number of securities

Price per unit (Note 4)

Purchase

4,143

27.54

Purchase

2,896

27.54

Purchase

770

27.54

Purchase

137

27.54

Purchase

2,128

27.54

Purchase

2,774

27.54

Purchase

1,000

27.54

Purchase

171

27.54

Purchase

1,472

27.84

Purchase

11

27.84

Purchase

19

27.84

Purchase

84

27.84

Purchase

1,000

27.84

Purchase

1,643

27.84

Purchase

100

27.84

Purchase

2,828

27.84

Purchase

810

27.84

Purchase

1,331

27.84

Purchase

7

27.84

Purchase

810

27.84

Purchase

885

27.84

Purchase

1

28.10

Purchase

61

28.10

Purchase

58

28.10

Purchase

3

28.10

Purchase

32

28.10

Purchase

111

28.10

Purchase

89

28.10

Purchase

20

28.05

Purchase

1,500

27.37

Purchase

406

28.24

Purchase

355

28.05

Purchase

6,574

27.54

Purchase

50,000

25.09

Purchase

580,600

25.09

Sale

-209

27.57

Sale

-318

27.51

Sale

-54

27.54

Sale

-2,500

27.99

Sale

-106

27.65

Sale

-1,000

27.65

Sale

-200

27.65

Sale

-1,000

27.65

Sale

-194

27.65

Sale

-2,500

27.65

Sale

-2,000

27.58

Sale

-54

27.57

Sale

-252

27.57

Sale

-282

27.57

Sale

-106

27.57

Sale

-591

27.57

Sale

-352

27.57

Sale

-154

27.57

Sale

-194

27.57

Sale

-65

27.57

Sale

-89

27.57

Sale

-1,075

27.57

Sale

-1,000

27.57

Sale

-151

27.57

Sale

-614

27.37

Sale

-386

27.37

Sale

-500

27.37

Sale

-350

27.32

Sale

-1,063

27.54

Sale

-32

27.51

Sale

-28

27.54

Sale

-1,536

27.54

Sale

-1,402

27.54

Sale

-464

27.55

Sale

-6,000

27.60

Sale

-1,000

27.60

Sale

-2,000

27.60

Sale

-472

27.64

Sale

-305

27.36

Sale

-1,065

27.37

Sale

-1,130

27.38

Sale

-527

28.10

Sale

-679

28.10

Sale

-3,509

28.10

Sale

-6,285

28.10

Sale

-355

28.05

Sale

-355

28.05

TOTAL BUYS:664829

TOTAL SELLS:44503

(b) Derivatives transactions (other than options) 

Product name, e.g. CFD

Long/short (Note 5)

Number of securities (Note 6)

Price per unit (Note 4)

 

 

 

 

(c) Options transactions in respect of existing securities 

(i) Writing, selling, purchasing or varying 

Product name,e.g. call option

Writing, selling, purchasing, varying etc.

Number of securities to which the option relates (Note 6)

Exercise price

Type, e.g. American, European etc.

Expiry date

Option money paid/received per unit (Note 4)

 

 

 

 

 

 

 

(ii) Exercising 

Product name, e.g. call option

Number of securities

Exercise price per unit (Note 4)

(d) Other dealings (including new securities) (Note 3) 

Nature of transaction (Note 7)

Details

Price per unit (if applicable) (Note 4)

 

 

 

4. OTHER INFORMATION 

Agreements, arrangements or understandings relating to options or derivatives 

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

Is a Supplemental Form 38.5(b) attached? (Note 8)  No

Date of disclosure

03-11-2008

Contact name

Simon Crawley/Carolyn Collins

Telephone number

44 20 7888 0241

Name of offeree/offeror with which connected

Rio Tinto Plc

Nature of connection (Note 9)

ADVISOR

Notes  The Notes on Form 38.5(b) can be viewed on the Takeover Panel's website at www.thetakeoverpanel.org.uk

This information is provided by RNS
The company news service from the London Stock Exchange
 
END
 
 
EMMILFFILDLVIIT

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