18th Sep 2008 11:50
FORM 38.5(b)
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS
WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS
BUT NOT DEALING IN A CLIENT-SERVING CAPACITY
(Rule 38.5(b) of the Takeover Code)
1. KEY INFORMATION
|
Name of exempt principal trader |
UBS AG London Branch |
|
Company dealt in |
Rio Tinto Limited |
|
Class of relevant security to which the dealings being disclosed relate (Note 1) |
Ordinary |
|
Date of dealing |
17 September 2008 |
2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE
(a) Interests and short positions (following dealing) in the class of
relevant security dealt in (Note 2)
|
|
Long |
|
Short |
|
|
|
Number |
(%) |
Number |
(%) |
|
(1) Relevant securities |
1431 |
0.00% |
0 |
0.00% |
|
(2) Derivatives (other than options) |
||||
|
(3) Options and agreements to purchase/sell |
||||
|
Total |
1431 |
0.00% |
0 |
0.00% |
(b) Interests and short positions in relevant securities of
the company, other than the class dealt in (Note 2)
|
Class of relevant security: |
Long |
|
Short |
|
|
|
Number |
(%) |
Number |
(%) |
|
(1) Relevant securities |
||||
|
(2) Derivatives (other than options) |
||||
|
(3) Options and agreements to purchase/sell |
||||
|
Total |
Rights to subscribe (Note 2)
|
Class of relevant security: |
Details |
3. DEALINGS (Note 3)
(a) Purchases and sales
|
Purchase/sale |
Number of securities |
Price per unit (Note 4) |
|
Purchase |
183 |
10172 AUD cents |
|
Purchase |
100 |
10173 |
|
Purchase |
1720 |
10173 |
|
Purchase |
100 |
10176 |
|
Purchase |
328 |
10177 |
|
Purchase |
1 |
10178 |
|
Purchase |
15 |
10178 |
|
Purchase |
20 |
10178 |
|
Purchase |
63 |
10178 |
|
Purchase |
161 |
10178 |
|
Purchase |
3 |
10179 |
|
Purchase |
9 |
10179 |
|
Purchase |
51 |
10179 |
|
Purchase |
100 |
10179 |
|
Sale |
400 |
10180 |
|
Sale |
50 |
10180 |
|
Sale |
30 |
10180 |
|
Purchase |
10 |
10180 |
|
Purchase |
25 |
10180 |
|
Purchase |
249 |
10180 |
|
Purchase |
300 |
10180 |
|
Purchase |
714 |
10180 |
|
Sale |
200 |
10181 |
|
Sale |
182 |
10181 |
|
Sale |
10 |
10181 |
|
Purchase |
3 |
10181 |
|
Purchase |
10 |
10181 |
|
Purchase |
10 |
10181 |
|
Purchase |
34 |
10181 |
|
Purchase |
486 |
10181 |
|
Sale |
441 |
10182 |
|
Sale |
228 |
10183 |
|
Sale |
6 |
10183 |
|
Sale |
1 |
10183 |
|
Purchase |
2 |
10183 |
|
Purchase |
300 |
10183 |
|
Sale |
20 |
10185 |
|
Purchase |
400 |
10185 |
|
Sale |
200 |
10186 |
|
Sale |
114 |
10186 |
|
Sale |
70 |
10186 |
|
Purchase |
3 |
10187 |
|
Sale |
446 |
10188 |
|
Sale |
60 |
10188 |
|
Sale |
1 |
10188 |
|
Purchase |
250 |
10188 |
|
Sale |
275 |
10189 |
|
Sale |
205 |
10189 |
|
Sale |
200 |
10189 |
|
Sale |
73 |
10189 |
|
Sale |
69 |
10189 |
|
Sale |
60 |
10189 |
|
Sale |
35 |
10189 |
|
Sale |
35 |
10189 |
|
Sale |
18 |
10189 |
|
Sale |
4 |
10189 |
|
Purchase |
131 |
10189 |
|
Sale |
1000 |
10190 |
|
Sale |
361 |
10190 |
|
Sale |
339 |
10190 |
|
Sale |
319 |
10190 |
|
Sale |
235 |
10190 |
|
Sale |
63 |
10190 |
|
Sale |
50 |
10190 |
|
Sale |
32 |
10190 |
|
Sale |
29 |
10190 |
|
Sale |
26 |
10190 |
|
Sale |
17 |
10190 |
|
Sale |
11 |
10190 |
|
Sale |
7 |
10190 |
|
Sale |
3 |
10190 |
|
Sale |
2 |
10190 |
|
Sale |
1 |
10190 |
|
Sale |
1 |
10190 |
|
Purchase |
3 |
10190 |
|
Purchase |
197 |
10190 |
|
Purchase |
392 |
10190 |
|
Sale |
200 |
10191 |
|
Sale |
198 |
10191 |
|
Sale |
187 |
10191 |
|
Sale |
100 |
10191 |
|
Sale |
36 |
10191 |
|
Sale |
33 |
10191 |
|
Sale |
9 |
10191 |
|
Sale |
4 |
10191 |
|
Sale |
2 |
10191 |
|
Sale |
2 |
10191 |
|
Purchase |
1 |
10191 |
|
Purchase |
108 |
10191 |
|
Purchase |
190 |
10191 |
|
Purchase |
541 |
10191 |
|
Sale |
374 |
10192 |
|
Sale |
118 |
10192 |
|
Sale |
78 |
10192 |
|
Sale |
28 |
10192 |
|
Purchase |
19 |
10192 |
|
Sale |
1 |
10193 |
|
Purchase |
65 |
10193 |
|
Sale |
360 |
10194 |
|
Sale |
231 |
10194 |
|
Sale |
186 |
10194 |
|
Sale |
8 |
10194 |
|
Sale |
7 |
10194 |
|
Sale |
7 |
10194 |
|
Purchase |
18 |
10194 |
|
Purchase |
218 |
10194 |
|
Purchase |
265 |
10194 |
|
Purchase |
516 |
10194 |
|
Sale |
272 |
10195 |
|
Sale |
200 |
10195 |
|
Sale |
14 |
10195 |
|
Sale |
10 |
10195 |
|
Sale |
7 |
10195 |
|
Sale |
1 |
10195 |
|
Purchase |
13 |
10195 |
|
Purchase |
20 |
10195 |
|
Purchase |
32 |
10195 |
|
Purchase |
62 |
10195 |
|
Purchase |
107 |
10195 |
|
Purchase |
156 |
10195 |
|
Purchase |
694 |
10195 |
|
Sale |
630 |
10196 |
|
Sale |
408 |
10196 |
|
Sale |
401 |
10196 |
|
Sale |
57 |
10196 |
|
Sale |
51 |
10196 |
|
Sale |
7 |
10196 |
|
Purchase |
31 |
10196 |
|
Sale |
204 |
10197 |
|
Sale |
200 |
10197 |
|
Sale |
113 |
10197 |
|
Sale |
57 |
10197 |
|
Sale |
5 |
10197 |
|
Purchase |
37 |
10197 |
|
Purchase |
87 |
10197 |
|
Purchase |
100 |
10197 |
|
Purchase |
100 |
10197 |
|
Purchase |
200 |
10197 |
|
Purchase |
638 |
10197 |
|
Purchase |
939 |
10197 |
|
Sale |
218 |
10198 |
|
Sale |
55 |
10198 |
|
Sale |
41 |
10198 |
|
Sale |
5 |
10198 |
|
Purchase |
25 |
10198 |
|
Purchase |
44 |
10198 |
|
Purchase |
72 |
10198 |
|
Purchase |
100 |
10198 |
|
Purchase |
350 |
10198 |
|
Sale |
1105 |
10199 |
|
Sale |
200 |
10199 |
|
Sale |
169 |
10199 |
|
Sale |
78 |
10199 |
|
Sale |
3 |
10199 |
|
Sale |
2 |
10199 |
|
Sale |
2 |
10199 |
|
Purchase |
22 |
10199 |
|
Purchase |
74 |
10199 |
|
Purchase |
187 |
10199 |
|
Purchase |
959 |
10199 |
|
Sale |
350 |
10200 |
|
Sale |
131 |
10200 |
|
Sale |
70 |
10200 |
|
Sale |
65 |
10200 |
|
Sale |
49 |
10200 |
|
Sale |
35 |
10200 |
|
Sale |
9 |
10200 |
|
Sale |
7 |
10200 |
|
Purchase |
40 |
10200 |
|
Purchase |
1342 |
10200 |
|
Sale |
777 |
10202 |
|
Sale |
86 |
10202 |
|
Sale |
21 |
10202 |
|
Purchase |
309 |
10202 |
|
Sale |
490 |
10203 |
|
Sale |
192 |
10203 |
|
Sale |
98 |
10203 |
|
Sale |
27 |
10203 |
|
Sale |
7 |
10203 |
|
Sale |
3 |
10203 |
|
Sale |
61 |
10204 |
|
Purchase |
5 |
10205 |
|
Sale |
42 |
10208 |
|
Sale |
34 |
10208 |
|
Purchase |
1 |
10212 |
|
Purchase |
445 |
10212 |
|
Sale |
9 |
10213 |
|
Purchase |
365 |
10213 |
|
Purchase |
147 |
10215 |
|
Purchase |
801 |
10215 |
|
Purchase |
17 |
10217 |
|
Purchase |
100 |
10217 |
|
Purchase |
370 |
10217 |
|
Purchase |
400 |
10217 |
|
Sale |
211 |
10218 |
|
Purchase |
1 |
10218 |
|
Purchase |
10 |
10218 |
|
Purchase |
45 |
10218 |
|
Purchase |
100 |
10218 |
|
Purchase |
200 |
10218 |
|
Purchase |
300 |
10218 |
|
Sale |
22 |
10219 |
|
Purchase |
1 |
10219 |
|
Purchase |
1 |
10219 |
|
Purchase |
4 |
10219 |
|
Purchase |
21 |
10219 |
|
Purchase |
31 |
10219 |
|
Purchase |
39 |
10219 |
|
Purchase |
70 |
10219 |
|
Purchase |
97 |
10219 |
|
Purchase |
258 |
10219 |
|
Purchase |
49 |
10220 |
|
Purchase |
68 |
10220 |
|
Purchase |
1000 |
10220 |
|
Sale |
182 |
10221 |
|
Sale |
23 |
10221 |
|
Purchase |
2 |
10221 |
|
Purchase |
5 |
10221 |
|
Purchase |
10 |
10221 |
|
Purchase |
19 |
10221 |
|
Purchase |
49 |
10221 |
|
Purchase |
50 |
10221 |
|
Purchase |
100 |
10221 |
|
Purchase |
400 |
10221 |
|
Sale |
369 |
10222 |
|
Sale |
20 |
10222 |
|
Sale |
1 |
10222 |
|
Purchase |
400 |
10222 |
|
Sale |
3 |
10223 |
|
Purchase |
12 |
10223 |
|
Purchase |
303 |
10223 |
|
Sale |
92 |
10224 |
|
Sale |
9 |
10224 |
|
Sale |
2 |
10224 |
|
Purchase |
3 |
10224 |
|
Purchase |
23 |
10224 |
|
Purchase |
50 |
10224 |
|
Purchase |
115 |
10224 |
|
Purchase |
187 |
10224 |
|
Purchase |
989 |
10224 |
|
Purchase |
1000 |
10224 |
|
Sale |
224 |
10225 |
|
Sale |
32 |
10225 |
|
Sale |
1 |
10225 |
|
Sale |
1 |
10225 |
|
Sale |
108 |
10226 |
|
Sale |
92 |
10226 |
|
Sale |
66 |
10226 |
|
Purchase |
621 |
10226 |
|
Sale |
200 |
10227 |
|
Sale |
61 |
10227 |
|
Sale |
42 |
10227 |
|
Sale |
9 |
10227 |
|
Sale |
7 |
10227 |
|
Sale |
3 |
10227 |
|
Sale |
3 |
10227 |
|
Sale |
187 |
10228 |
|
Sale |
66 |
10228 |
|
Sale |
21 |
10228 |
|
Sale |
10 |
10228 |
|
Sale |
9 |
10228 |
|
Sale |
2 |
10228 |
|
Purchase |
17 |
10228 |
|
Purchase |
61 |
10228 |
|
Purchase |
303 |
10228 |
|
Sale |
144 |
10229 |
|
Sale |
927 |
10230 |
|
Sale |
488 |
10230 |
|
Sale |
388 |
10230 |
|
Sale |
384 |
10230 |
|
Sale |
338 |
10230 |
|
Sale |
312 |
10230 |
|
Sale |
234 |
10230 |
|
Sale |
200 |
10230 |
|
Sale |
200 |
10230 |
|
Sale |
194 |
10230 |
|
Sale |
187 |
10230 |
|
Sale |
7 |
10230 |
|
Sale |
3 |
10230 |
|
Sale |
2 |
10230 |
|
Purchase |
1 |
10230 |
|
Purchase |
21 |
10230 |
|
Purchase |
87 |
10230 |
|
Purchase |
14 |
10231 |
|
Purchase |
18 |
10231 |
|
Purchase |
75 |
10231 |
|
Purchase |
100 |
10231 |
|
Purchase |
243 |
10231 |
|
Purchase |
268 |
10231 |
|
Purchase |
40 |
10232 |
|
Purchase |
100 |
10232 |
|
Purchase |
200 |
10232 |
|
Purchase |
593 |
10232 |
|
Sale |
187 |
10233 |
|
Purchase |
10 |
10233 |
|
Purchase |
29 |
10233 |
|
Purchase |
100 |
10233 |
|
Sale |
8 |
10234 |
|
Sale |
7 |
10234 |
|
Sale |
192 |
10235 |
|
Sale |
8 |
10235 |
|
Purchase |
31 |
10235 |
|
Purchase |
59 |
10235 |
|
Purchase |
100 |
10235 |
|
Purchase |
102 |
10235 |
|
Purchase |
103 |
10235 |
|
Purchase |
194 |
10235 |
|
Purchase |
350 |
10235 |
|
Purchase |
656 |
10235 |
|
Purchase |
11 |
10236 |
|
Sale |
178 |
10237 |
|
Sale |
666 |
10238 |
|
Sale |
105 |
10238 |
|
Sale |
7 |
10239 |
|
Sale |
2 |
10239 |
|
Purchase |
12 |
10239 |
|
Purchase |
15 |
10239 |
|
Purchase |
58 |
10239 |
|
Purchase |
68 |
10239 |
|
Purchase |
75 |
10239 |
|
Purchase |
107 |
10239 |
|
Purchase |
110 |
10239 |
|
Purchase |
117 |
10239 |
|
Purchase |
25 |
10240 |
|
Purchase |
318 |
10241 |
|
Purchase |
1 |
10242 |
|
Purchase |
27 |
10242 |
|
Purchase |
33 |
10242 |
|
Sale |
716 |
10243 |
|
Purchase |
48 |
10243 |
|
Purchase |
81 |
10243 |
|
Purchase |
171 |
10243 |
|
Sale |
131 |
10244 |
|
Sale |
26 |
10244 |
|
Sale |
15 |
10244 |
|
Sale |
200 |
10245 |
|
Sale |
92 |
10245 |
|
Sale |
23 |
10245 |
|
Sale |
10 |
10245 |
|
Sale |
3 |
10245 |
|
Purchase |
10 |
10246 |
|
Purchase |
1136 |
10246 |
|
Sale |
70 |
10247 |
|
Purchase |
204 |
10248 |
|
Purchase |
401 |
10248 |
|
Sale |
2036 |
10250 |
|
Sale |
150 |
10250 |
|
Sale |
67 |
10250 |
|
Sale |
7 |
10250 |
|
Purchase |
13 |
10250 |
|
Sale |
200 |
10251 |
|
Sale |
127 |
10251 |
|
Sale |
248 |
10253 |
|
Purchase |
49 |
10254 |
|
Purchase |
58 |
10254 |
|
Purchase |
142 |
10254 |
|
Sale |
231 |
10255 |
|
Sale |
39 |
10255 |
|
Purchase |
37 |
10255 |
|
Sale |
422 |
10256 |
|
Sale |
56 |
10256 |
|
Sale |
9 |
10256 |
|
Sale |
27 |
10257 |
|
Sale |
747 |
10258 |
|
Purchase |
9 |
10258 |
|
Sale |
62 |
10259 |
|
Purchase |
61 |
10259 |
|
Purchase |
153 |
10259 |
|
Purchase |
400 |
10259 |
|
Purchase |
500 |
10259 |
|
Purchase |
1108 |
10259 |
|
Purchase |
951 |
10262 |
|
Sale |
1035 |
10263 |
|
Sale |
187 |
10263 |
|
Sale |
42 |
10263 |
|
Sale |
7 |
10263 |
|
Sale |
5 |
10263 |
|
Sale |
4 |
10263 |
|
Sale |
2 |
10263 |
|
Sale |
1 |
10263 |
|
Purchase |
100 |
10264 |
|
Sale |
378 |
10265 |
|
Purchase |
918 |
10266 |
|
Sale |
64 |
10267 |
|
Purchase |
194 |
10267 |
|
Sale |
421 |
10268 |
|
Purchase |
456 |
10268 |
|
Sale |
61 |
10269 |
|
Sale |
41 |
10269 |
|
Sale |
3 |
10269 |
|
Sale |
2 |
10269 |
|
Purchase |
120 |
10269 |
|
Sale |
39 |
10270 |
|
Sale |
16 |
10270 |
|
Sale |
9 |
10270 |
|
Purchase |
16 |
10270 |
|
Purchase |
124 |
10270 |
|
Purchase |
146 |
10270 |
|
Purchase |
587 |
10270 |
|
Sale |
300 |
10271 |
|
Sale |
58 |
10271 |
|
Sale |
14 |
10271 |
|
Purchase |
1 |
10272 |
|
Purchase |
194 |
10273 |
|
Purchase |
60 |
10274 |
|
Purchase |
109 |
10274 |
|
Purchase |
406 |
10274 |
|
Purchase |
429 |
10274 |
|
Sale |
1106 |
10276 |
|
Sale |
444 |
10276 |
|
Sale |
399 |
10276 |
|
Sale |
287 |
10276 |
|
Sale |
187 |
10276 |
|
Sale |
64 |
10276 |
|
Sale |
11 |
10276 |
|
Sale |
5 |
10276 |
|
Sale |
2 |
10276 |
|
Sale |
1 |
10276 |
|
Purchase |
3 |
10276 |
|
Purchase |
5 |
10276 |
|
Purchase |
19 |
10276 |
|
Purchase |
21 |
10276 |
|
Purchase |
27 |
10276 |
|
Purchase |
41 |
10276 |
|
Purchase |
51 |
10276 |
|
Purchase |
96 |
10276 |
|
Purchase |
153 |
10276 |
|
Purchase |
187 |
10276 |
|
Purchase |
33 |
10277 |
|
Purchase |
60 |
10277 |
|
Sale |
98 |
10278 |
|
Purchase |
8 |
10278 |
|
Purchase |
16 |
10280 |
|
Sale |
1000 |
10282 |
|
Sale |
7 |
10282 |
|
Sale |
42 |
10283 |
|
Sale |
7 |
10283 |
|
Sale |
349 |
10286 |
|
Sale |
592 |
10287 |
|
Sale |
200 |
10287 |
|
Sale |
157 |
10287 |
|
Sale |
59 |
10287 |
|
Sale |
7 |
10287 |
|
Purchase |
225 |
10287 |
|
Sale |
329 |
10288 |
|
Sale |
200 |
10288 |
|
Sale |
66 |
10288 |
|
Sale |
15 |
10288 |
|
Sale |
10 |
10288 |
|
Sale |
4 |
10288 |
|
Sale |
2 |
10288 |
|
Purchase |
20 |
10288 |
|
Purchase |
73 |
10288 |
|
Sale |
188 |
10289 |
|
Sale |
187 |
10289 |
|
Sale |
187 |
10289 |
|
Sale |
7 |
10289 |
|
Purchase |
11 |
10289 |
|
Purchase |
36 |
10289 |
|
Purchase |
100 |
10289 |
|
Purchase |
100 |
10289 |
|
Purchase |
424 |
10289 |
|
Sale |
2 |
10290 |
|
Purchase |
129 |
10290 |
|
Purchase |
9 |
10292 |
|
Purchase |
52 |
10292 |
|
Purchase |
100 |
10292 |
|
Purchase |
87 |
10293 |
|
Purchase |
8 |
10294 |
|
Purchase |
21 |
10294 |
|
Purchase |
49 |
10294 |
|
Sale |
276 |
10295 |
|
Sale |
4 |
10295 |
|
Sale |
2 |
10295 |
|
Sale |
406 |
10297 |
|
Sale |
295 |
10297 |
|
Sale |
11 |
10297 |
|
Sale |
2 |
10298 |
|
Sale |
1095 |
10299 |
|
Sale |
734 |
10299 |
|
Sale |
146 |
10299 |
|
Sale |
11 |
10299 |
|
Purchase |
21 |
10299 |
|
Purchase |
32 |
10303 |
|
Purchase |
856 |
10303 |
|
Purchase |
377 |
10304 |
|
Purchase |
790 |
10304 |
|
Purchase |
187 |
10306 |
|
Sale |
1863 |
10310 |
|
Purchase |
93 |
10316 |
|
Purchase |
1029 |
10318 |
|
Purchase |
35 |
10321 |
|
Purchase |
123 |
10321 |
|
Purchase |
187 |
10321 |
|
Sale |
8 |
10331 |
|
Sale |
3 |
10331 |
|
Sale |
2419 |
10333 |
|
Sale |
678 |
10333 |
|
Sale |
60 |
10333 |
|
Sale |
7 |
10333 |
|
Sale |
499 |
10334 |
|
Sale |
99 |
10334 |
|
Purchase |
200 |
10334 |
|
Sale |
151 |
10335 |
|
Sale |
101 |
10335 |
|
Purchase |
1 |
10337 |
|
Purchase |
896 |
10340 |
|
Sale |
496 |
10341 |
|
Sale |
151 |
10341 |
|
Sale |
1 |
10341 |
|
Purchase |
5 |
10341 |
|
Purchase |
6 |
10341 |
|
Purchase |
18 |
10341 |
|
Purchase |
18 |
10341 |
|
Purchase |
24 |
10341 |
|
Purchase |
83 |
10341 |
|
Purchase |
203 |
10341 |
|
Purchase |
2 |
10342 |
|
Purchase |
3 |
10342 |
|
Sale |
350 |
10343 |
|
Sale |
7 |
10343 |
|
Sale |
7 |
10343 |
|
Sale |
5 |
10343 |
|
Sale |
4 |
10343 |
|
Sale |
190 |
10345 |
|
Sale |
125 |
10345 |
|
Sale |
68 |
10345 |
|
Sale |
19 |
10345 |
|
Sale |
12 |
10345 |
|
Sale |
3 |
10345 |
|
Purchase |
2 |
10345 |
|
Purchase |
250 |
10345 |
|
Sale |
180 |
10346 |
|
Sale |
60 |
10346 |
|
Sale |
44 |
10346 |
|
Sale |
5 |
10350 |
|
Sale |
103462 |
10353.53 |
|
Purchase |
103462 |
10353.53 |
|
Sale |
101421 |
10361.51 |
|
Purchase |
101421 |
10361.51 |
|
Sale |
1036 |
10366 |
|
Sale |
437 |
10366 |
|
Sale |
90 |
10366 |
|
Sale |
7 |
10366 |
|
Sale |
7 |
10366 |
|
Purchase |
49 |
10368 |
|
Purchase |
155 |
10368 |
|
Purchase |
5 |
10369 |
|
Purchase |
21 |
10369 |
|
Purchase |
63 |
10369 |
|
Purchase |
100 |
10369 |
|
Purchase |
77 |
10370 |
|
Purchase |
121 |
10370 |
|
Purchase |
263 |
10370 |
|
Purchase |
5 |
10371 |
|
Purchase |
10 |
10371 |
|
Purchase |
10 |
10371 |
|
Purchase |
13 |
10371 |
|
Purchase |
29 |
10371 |
|
Purchase |
47 |
10371 |
|
Purchase |
67 |
10371 |
|
Purchase |
241 |
10371 |
|
Purchase |
250 |
10371 |
|
Purchase |
2 |
10372 |
|
Purchase |
4 |
10372 |
|
Purchase |
6 |
10372 |
|
Purchase |
13 |
10372 |
|
Purchase |
234 |
10372 |
|
Purchase |
100 |
10373 |
|
Purchase |
68 |
10385 |
|
Purchase |
6 |
10387 |
|
Purchase |
134 |
10387 |
|
Purchase |
8 |
10388 |
|
Purchase |
100 |
10388 |
|
Purchase |
229 |
10388 |
|
Sale |
1500 |
10389 |
|
Sale |
982 |
10389 |
|
Sale |
625 |
10389 |
|
Sale |
9 |
10389 |
|
Sale |
7 |
10389 |
|
Purchase |
42 |
10389 |
|
Purchase |
79 |
10389 |
|
Purchase |
240 |
10389 |
|
Purchase |
268 |
10389 |
|
Sale |
75 |
10390 |
|
Sale |
7 |
10390 |
|
Purchase |
28 |
10390 |
|
Sale |
375 |
10391 |
|
Sale |
67 |
10391 |
|
Sale |
916 |
10393 |
|
Sale |
175 |
10393 |
|
Sale |
45 |
10393 |
|
Purchase |
63 |
10393 |
|
Purchase |
134 |
10393 |
|
Purchase |
255 |
10393 |
|
Sale |
242 |
10395 |
|
Sale |
960 |
10396 |
|
Sale |
52 |
10396 |
|
Sale |
9 |
10396 |
|
Sale |
309 |
10397 |
|
Sale |
50 |
10397 |
|
Sale |
39 |
10397 |
|
Sale |
23 |
10397 |
|
Sale |
7 |
10397 |
|
Purchase |
3 |
10397 |
|
Purchase |
20 |
10397 |
|
Purchase |
64 |
10397 |
|
Sale |
15 |
10398 |
|
Purchase |
28 |
10398 |
|
Purchase |
785 |
10398 |
|
Sale |
386 |
10399 |
|
Sale |
10 |
10399 |
|
Sale |
543 |
10400 |
|
Sale |
171 |
10400 |
|
Sale |
45 |
10400 |
|
Sale |
20 |
10400 |
|
Sale |
14 |
10400 |
|
Purchase |
1 |
10400 |
|
Purchase |
1 |
10400 |
|
Purchase |
3 |
10400 |
|
Purchase |
7 |
10400 |
|
Purchase |
37 |
10400 |
|
Purchase |
45 |
10400 |
|
Purchase |
48 |
10400 |
|
Purchase |
95 |
10400 |
|
Purchase |
192 |
10400 |
|
Purchase |
405 |
10400 |
|
Purchase |
506 |
10400 |
|
Purchase |
955 |
10400 |
|
Purchase |
2310 |
10400 |
|
Purchase |
2332 |
10400 |
|
Purchase |
15 |
10401 |
|
Purchase |
63 |
10401 |
|
Purchase |
80 |
10401 |
|
Purchase |
992 |
10401 |
|
Purchase |
1144 |
10401 |
|
Purchase |
444 |
10402 |
|
Purchase |
927 |
10402 |
|
Sale |
28 |
10406 |
|
Sale |
553 |
10408 |
|
Purchase |
14 |
10408 |
|
Sale |
175 |
10409 |
|
Sale |
79 |
10409 |
|
Sale |
14 |
10409 |
|
Purchase |
243 |
10409 |
|
Sale |
393 |
10410 |
|
Sale |
14 |
10410 |
|
Purchase |
34 |
10410 |
|
Purchase |
155 |
10410 |
|
Purchase |
867 |
10410 |
|
Purchase |
2330 |
10410 |
|
Sale |
830 |
10412 |
|
Purchase |
64 |
10413 |
|
Sale |
50 |
10414 |
|
Sale |
29 |
10414 |
|
Sale |
26 |
10414 |
|
Sale |
6 |
10414 |
|
Sale |
4 |
10414 |
|
Purchase |
38 |
10414 |
|
Sale |
619 |
10415 |
|
Sale |
19 |
10415 |
|
Sale |
201 |
10418 |
|
Sale |
70 |
10418 |
|
Sale |
70 |
10420 |
|
Sale |
7 |
10420 |
|
Sale |
7 |
10420 |
|
Sale |
1 |
10421 |
|
Purchase |
1664 |
10421 |
|
Sale |
160 |
10422 |
|
Sale |
1 |
10422 |
|
Sale |
575 |
10423 |
|
Sale |
155 |
10423 |
|
Sale |
57 |
10423 |
|
Sale |
50 |
10423 |
|
Purchase |
25 |
10423 |
|
Purchase |
45 |
10423 |
|
Purchase |
83 |
10423 |
|
Purchase |
180 |
10423 |
|
Sale |
7 |
10424 |
|
Purchase |
1246 |
10424 |
|
Purchase |
37 |
10425 |
|
Purchase |
95 |
10425 |
|
Purchase |
2 |
10426 |
|
Purchase |
298 |
10426 |
|
Sale |
372 |
10428 |
|
Purchase |
248 |
10429 |
|
Purchase |
311 |
10429 |
|
Sale |
67 |
10430 |
|
Sale |
30 |
10430 |
|
Sale |
10 |
10430 |
|
Sale |
624 |
10431 |
|
Sale |
200 |
10431 |
|
Sale |
140 |
10431 |
|
Sale |
215 |
10434 |
|
Sale |
197 |
10435 |
|
Sale |
85 |
10435 |
|
Purchase |
5 |
10437 |
|
Purchase |
35 |
10437 |
|
Purchase |
472 |
10437 |
|
Purchase |
1255 |
10439 |
|
Sale |
1574 |
10440 |
|
Sale |
317 |
10440 |
|
Sale |
7 |
10440 |
|
Purchase |
500 |
10440 |
|
Sale |
1011 |
10442 |
|
Sale |
222 |
10442 |
|
Sale |
14 |
10442 |
|
Purchase |
117 |
10442 |
|
Purchase |
692 |
10442 |
|
Sale |
1081 |
10444 |
|
Purchase |
5 |
10444 |
|
Purchase |
126 |
10444 |
|
Purchase |
285 |
10444 |
|
Purchase |
382 |
10444 |
|
Purchase |
478 |
10444 |
|
Sale |
307 |
10445 |
|
Sale |
16 |
10446 |
|
Sale |
7 |
10446 |
|
Purchase |
10 |
10446 |
|
Purchase |
17 |
10446 |
|
Purchase |
60 |
10446 |
|
Purchase |
71 |
10446 |
|
Purchase |
181 |
10446 |
|
Sale |
816 |
10447 |
|
Sale |
14 |
10447 |
|
Purchase |
6 |
10447 |
|
Purchase |
69 |
10447 |
|
Purchase |
164 |
10447 |
|
Sale |
28 |
10448 |
|
Purchase |
47 |
10448 |
|
Sale |
4 |
10449 |
|
Purchase |
7 |
10449 |
|
Purchase |
7 |
10449 |
|
Purchase |
14 |
10449 |
|
Purchase |
92 |
10449 |
|
Sale |
500 |
10450 |
|
Sale |
455 |
10450 |
|
Sale |
270 |
10450 |
|
Purchase |
7 |
10450 |
|
Purchase |
27 |
10450 |
|
Purchase |
30 |
10450 |
|
Purchase |
199 |
10450 |
|
Purchase |
490 |
10450 |
|
Purchase |
500 |
10450 |
|
Purchase |
565 |
10450 |
|
Sale |
566 |
10451 |
|
Sale |
500 |
10451 |
|
Purchase |
17 |
10451 |
|
Purchase |
92 |
10451 |
|
Purchase |
303 |
10451 |
|
Purchase |
172 |
10452 |
|
Purchase |
18 |
10453 |
|
Purchase |
22 |
10453 |
|
Purchase |
75 |
10453 |
|
Purchase |
118 |
10453 |
|
Purchase |
200 |
10453 |
|
Purchase |
675 |
10453 |
|
Purchase |
750 |
10453 |
|
Purchase |
185 |
10454 |
|
Sale |
167 |
10455 |
|
Purchase |
282 |
10456 |
|
Purchase |
652 |
10456 |
|
Purchase |
7 |
10457 |
|
Sale |
182 |
10458 |
|
Sale |
72 |
10458 |
|
Purchase |
5 |
10458 |
|
Sale |
767 |
10460 |
|
Sale |
252 |
10460 |
|
Sale |
190 |
10460 |
|
Sale |
96 |
10460 |
|
Sale |
10 |
10460 |
|
Purchase |
607 |
10460 |
|
Purchase |
1199 |
10460 |
|
Purchase |
582 |
10461 |
|
Sale |
569 |
10462 |
|
Sale |
250 |
10462 |
|
Purchase |
6 |
10462 |
|
Purchase |
118 |
10462 |
|
Purchase |
167 |
10462 |
|
Sale |
700 |
10463 |
|
Sale |
361 |
10463 |
|
Sale |
140 |
10463 |
|
Sale |
42 |
10463 |
|
Purchase |
1211 |
10463 |
|
Purchase |
1497 |
10464 |
|
Sale |
871 |
10466 |
|
Sale |
54 |
10466 |
|
Sale |
7 |
10466 |
|
Purchase |
24 |
10466 |
|
Purchase |
490 |
10466 |
|
Sale |
895 |
10467 |
|
Sale |
1044 |
10469 |
|
Sale |
888 |
10469 |
|
Sale |
14 |
10469 |
|
Purchase |
23 |
10469 |
|
Purchase |
134 |
10469 |
|
Sale |
440 |
10470 |
|
Sale |
195 |
10470 |
|
Purchase |
458 |
10470 |
|
Purchase |
2387 |
10473 |
|
Sale |
15 |
10474 |
|
Sale |
1130 |
10475 |
|
Sale |
50 |
10475 |
|
Sale |
12 |
10475 |
|
Sale |
10 |
10475 |
|
Purchase |
127 |
10475 |
|
Sale |
104 |
10477 |
|
Sale |
24 |
10477 |
|
Sale |
623 |
10480 |
|
Sale |
103 |
10480 |
|
Sale |
69 |
10480 |
|
Sale |
45 |
10480 |
|
Sale |
6 |
10480 |
|
Purchase |
3 |
10480 |
|
Purchase |
6 |
10480 |
|
Purchase |
21 |
10480 |
|
Purchase |
59 |
10480 |
|
Purchase |
125 |
10480 |
|
Sale |
760 |
10481 |
|
Sale |
7 |
10481 |
|
Sale |
5 |
10481 |
|
Sale |
7 |
10482 |
|
Sale |
451 |
10483 |
|
Sale |
10 |
10483 |
|
Sale |
4 |
10483 |
|
Sale |
914 |
10485 |
|
Sale |
604 |
10485 |
|
Sale |
102 |
10485 |
|
Sale |
54 |
10485 |
|
Sale |
9 |
10485 |
|
Sale |
600 |
10486 |
|
Sale |
14 |
10486 |
|
Sale |
837 |
10487 |
|
Sale |
214 |
10487 |
|
Sale |
47 |
10487 |
|
Sale |
7 |
10487 |
|
Sale |
62 |
10488 |
|
Sale |
1 |
10489 |
|
Purchase |
15 |
10489 |
|
Purchase |
200 |
10489 |
|
Sale |
875 |
10490 |
|
Sale |
858 |
10491 |
|
Purchase |
4 |
10491 |
|
Purchase |
23 |
10491 |
|
Purchase |
103 |
10491 |
|
Sale |
1296 |
10493 |
|
Sale |
7 |
10493 |
|
Sale |
4 |
10493 |
|
Purchase |
13 |
10493 |
|
Purchase |
35 |
10493 |
|
Purchase |
69 |
10493 |
|
Sale |
258 |
10494 |
|
Sale |
7 |
10494 |
|
Sale |
100 |
10496 |
|
Sale |
3 |
10496 |
|
Sale |
196 |
10497 |
|
Sale |
120 |
10497 |
|
Sale |
104 |
10499 |
|
Sale |
65 |
10499 |
|
Sale |
43 |
10499 |
|
Sale |
3 |
10499 |
|
Purchase |
100 |
10499 |
|
Sale |
2380 |
10500 |
|
Sale |
424 |
10500 |
|
Sale |
403 |
10500 |
|
Purchase |
1135 |
10500 |
|
Purchase |
2280 |
10500 |
|
Purchase |
716 |
10501 |
|
Purchase |
1246 |
10503 |
|
Purchase |
261 |
10504 |
|
Purchase |
488 |
10504 |
|
Purchase |
258 |
10509 |
|
Purchase |
711 |
10509 |
|
Purchase |
50 |
10510 |
|
Purchase |
100 |
10510 |
|
Purchase |
100 |
10510 |
|
Purchase |
477 |
10510 |
|
Sale |
291 |
10512 |
|
Sale |
4 |
10514 |
|
Purchase |
146 |
10514 |
|
Sale |
45 |
10516 |
|
Purchase |
100 |
10516 |
|
Purchase |
104 |
10516 |
|
Purchase |
4 |
10519 |
|
Purchase |
19 |
10519 |
|
Purchase |
38 |
10519 |
|
Purchase |
49 |
10519 |
|
Purchase |
109 |
10519 |
|
Purchase |
258 |
10519 |
|
Purchase |
438 |
10519 |
|
Purchase |
94 |
10520 |
|
Purchase |
500 |
10520 |
|
Purchase |
1000 |
10520 |
|
Sale |
776 |
10521 |
|
Sale |
17 |
10521 |
|
Sale |
7 |
10521 |
|
Sale |
471 |
10522 |
|
Sale |
45 |
10522 |
|
Sale |
1 |
10524 |
|
Purchase |
199 |
10530 |
|
Sale |
205 |
10531 |
|
Sale |
139 |
10531 |
|
Sale |
92 |
10531 |
|
Sale |
69 |
10531 |
|
Sale |
8 |
10531 |
|
Sale |
124 |
10534 |
|
Purchase |
553 |
10534 |
|
Sale |
39 |
10535 |
|
Sale |
3 |
10535 |
|
Purchase |
624 |
10540 |
|
Sale |
750 |
10541 |
|
Sale |
132 |
10541 |
|
Purchase |
300 |
10541 |
|
Sale |
750 |
10542 |
|
Sale |
1 |
10542 |
|
Purchase |
806 |
10542 |
|
Sale |
1 |
10543 |
|
Sale |
1014 |
10544 |
|
Sale |
150 |
10544 |
|
Sale |
852 |
10545 |
|
Sale |
71 |
10545 |
|
Sale |
7 |
10545 |
|
Sale |
1 |
10547 |
|
Sale |
895 |
10548 |
|
Sale |
302 |
10548 |
|
Sale |
187 |
10548 |
|
Sale |
100 |
10548 |
|
Sale |
100 |
10548 |
|
Sale |
25 |
10548 |
|
Sale |
10 |
10548 |
|
Sale |
7 |
10548 |
|
Purchase |
798 |
10548 |
|
Sale |
514 |
10549 |
|
Sale |
10 |
10549 |
|
Sale |
7 |
10549 |
|
Total purchases |
308354 |
|
|
Total sales |
306304 |
(b) Derivatives transactions (other than options)
|
Product name, e.g CFD |
Long/short (Note 5) |
Number of securities (Note 6) |
Price per unit (Note 4) |
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
|
Product name,e.g. call option |
Writing, selling, purchasing, varying etc |
Number of securities to which the option relates (Note 6) |
Exercise price |
Type, e.g. American, European etc. |
Expiry date |
Option money paid/received per unit (Note 4) |
(ii) Exercising
|
Product name, e.g. call option |
Number of securities |
Exercise price per unit (Note 4) |
(d) Other dealings (including new securities) (Note 3)
|
Nature of transaction(Note 7) |
Details |
Price per unit (if applicable) |
4. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.
……………………………………………………………………
……………………………………………………………………
Is a Supplemental Form 38.5(b) attached? (Note 8) NO
|
Date of disclosure |
18 September 2008 |
|
Contact name |
Netsanet Solomon |
|
Telephone number |
020 7567 8289 |
|
Name of offeree/offeror with which connected |
BHP Billiton PLC BHP Billiton LTD |
|
Nature of connection (Note 9) |
CONNECTED ADVISER |
Notes
The Notes on Form 38.5(b) can be viewed on the Takeover Panel's website at www.thetakeoverpanel.org.uk
Related Shares:
Rio Tinto