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EPT Disclosure

4th Sep 2008 10:37

RNS Number : 7250C
Citigroup GM Australia Pty Ltd
04 September 2008
 



DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS 

WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS

BUT NOT DEALING IN A CLIENT-SERVING CAPACITY

(Rule 38.5(b) of the Takeover Code)

1. KEY INFORMATION

Name of exempt principal trader

Citigroup Global Markets Australia Pty Limited

 

Company dealt in

Rio Tinto Ltd

 

Class of relevant security to which the dealings being disclosed relate (Note 1)

 

Ord/Equity

Date of dealing

03 September 2008

2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 2)

Long

Short

Number (%)

Number (%)

(1) Relevant securities 

418,989(0.09%)

273,170(0.06%)

(2) Derivatives (other than options)

(0.00%)

(0.00%)

(3) Options and agreements to purchase/sell

912,593 (0.20%)

1,462,105 (0.32%)

Total

1,331,582 (0.29%)

1,735,275 (0.38%)

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 2)

Class of relevant security: 

Long

Short

Convertible 

Number (%)

Number (%)

(1) Relevant securities 

(0.00%)

(0.00%)

(2) Derivatives (other than options)

(0.00%)

(0.00%)

(3) Options and agreements to purchase/sell

(0.00%)

(0.00%)

Total

(0.00%)

(0.00%)

  Rights to subscribe (Note 2)

Class of relevant security:

Details

3. DEALINGS (Note 3)

Purchases and sales

Purchase

Number of securities

Price per unit (Note 4)

AUD (unless stated)

27377

119.97

6994

112.52

6090

113.3

4994

112.52

3977

113.25

3504

112.52

2837

115.59

2837

115.6

2599

112.52

2000

112.52

2000

112.52

1500

114.5

1478

115.59

1448

114.92

1198

111.5

1185

115.59

1003

111.5

999

115.65

986

113.64

900

112.22

895

113.67

839

113.02

799

115.66

678

111.5

500

115.6

500

115

500

114.58

500

114.58

482

111.5

442

113.3

442

113.22

442

112.28

442

112.29

442

112.19

442

112.62

442

112.6

442

112.6

441

112.29

438

112.2

438

112.2215

438

112.22

427

113.2501

424

112.91

424

112.9

424

113.03

405

115.15

401

112.52

397

112.39

395

115.22

395

115.22

388

111.5

387

112.28

385

113.75

384

113.74

384

113.7

382

113.5

380

115.73

380

115.73

374

112.27

369

113.16

367

111.94

352

115.51

352

115.45

352

115.45

351

116.03

351

116.03

347

112.52

346

111.55

345

113.64

344

111.5

343

112.37

343

115.8

339

111.5

338

113.74

323

115.22

323

115.22

301

112.29

299

111.43

277

112

277

112

261

111.52

261

112.27

258

112.3

250

115.5

250

112.7

250

112.7

250

112.7

250

112.91

250

113.35

250

113.31

247

111.5

244

113.16

243

113.12

242

115.06

242

115.06

234

115.7

231

115.77

231

112.28

230

113.52

229

115.68

226

112.32

225

115.68

223

112.42

223

112.39

216

115.93

216

115.74

210

115.06

210

115.06

208

113.7

205

112.28

205

115.7

203

115.84

200

111.5

198

113.11

198

113.15

198

112

192

112.73

190

112.39

182

115.82

181

112.22

181

112.28

181

112.28

176

112.32

174

113.35

172

112.2

170

115.96

168

113.25

161

112.52

151

111.5

151

111.55

151

111.55

145

111.5

139

112.4

138

115.85

136

111.5

134

115.73

131

115.73

131

115.73

126

116.04

110

111.5

105

113.67

101

115.66

101

113.22

100

115.66

100

112.25

100

112.28

97

115.6

97

115.85

93

112.36

90

115.58

90

115.58

90

112

89

112.28

87

112.22

87

113.21

86

115.9

84

112.38

77

112.42

76

112.29

74

112.21

74

112.21

73

113.16

73

113.16

72

115.85

72

116.01

71

115.55

70

115.68

69

115.74

64

112.28

64

111.5

64

112.22

61

113.02

59

116.15

58

111.5

58

111.52

50

115.7

50

112.31

50

112.32

49

112.58

48

115.7

48

112.24

47

111.5

47

115.78

47

116.25

45

111.55

44

115.85

43

113.74

43

113.5

42

115.73

42

115.76

38

112.3

38

112.3

37

116.04

36

115.6

36

115.6

35

115.68

34

115.82

34

115.15

33

112.37

33

112.31

33

112.38

32

114.92

32

113.18

31

115.72

29

111.5

29

115.76

29

111.5

29

116.01

25

115.85

25

113.73

25

116.08

25

116.03

25

116.03

24

115.68

24

112.29

23

112.3

23

115.65

22

112.42

22

112.28

21

115.6

21

112.37

21

111.5

21

115.7

20

115.6

19

111.55

18

114.9

18

115.58

17

112.35

17

115.59

16

115.6

15

112.42

15

112.42

15

113.28

14

113.5

14

112.73

13

112.28

13

116.15

12

115.6

12

115.6

12

113.2

11

112.28

11

115.68

11

115.22

11

115.22

7

115.71

6

115.71

5

115.73

5

116.04

5

112.3

4

112.31

4

115.81

4

115.71

4

115.74

4

112.25

4

112.28

3

113.74

3

115.81

3

115.81

3

116.04

3

115.6

3

115.6

3

115.15

3

113.5

2

114.92

2

115.72

2

115.58

2

115.58

2

115.58

1

115.65

1

112.37

1

112.37

1

112.37

1

112.39

1

112.39

1

112.39

1

111.5

1

115.79

1

115.8

1

112.29

1

112.31

1

112.31

1

112.31

1

112.29

1

112.31

1

115.7

1

115.7

1

115.7

1

115.7

1

115.7

1

115.65

1

115.66

1

115.66

1

115.66

1

115.76

1

115.7

1

115.7

1

115.84

1

115.83

1

115.8

1

115.79

1

115.78

1

115.77

1

115.7

1

115.69

1

115.69

1

115.69

1

115.69

1

115.69

1

115.9

1

115.89

1

115.89

1

115.89

1

115.8

1

115.9

1

115.9

1

115.9

1

115.9

1

115.9

1

115.9

1

115.9

1

115.9

1

115.9

1

115.79

1

115.8

1

115.8

1

115.8

1

115.8

1

115.8

1

115.8

1

115.8

1

115.8

1

115.8

1

115.8

1

115.8

1

115.8

1

115.83

1

115.83

1

115.83

1

115.83

1

115.83

1

115.83

1

115.7

1

115.69

1

115.67

1

115.67

1

115.67

1

115.7

1

115.66

1

115.66

1

115.7

1

115.67

1

115.7

1

115.67

1

115.72

1

115.72

1

115.72

1

115.72

1

115.72

1

115.72

1

115.71

1

115.72

1

115.72

1

115.72

1

115.72

1

115.72

1

115.72

1

115.68

1

115.67

1

115.68

1

115.83

1

115.82

1

115.82

1

115.81

1

115.81

1

115.84

1

115.95

1

115.94

1

115.94

1

115.94

1

115.87

1

115.87

1

115.95

1

115.95

1

115.95

1

115.91

1

115.95

1

115.95

1

116.1

1

116.1

1

116.2

1

116.2

1

116.33

1

116.29

1

116.33

1

116.33

1

116.33

1

116.33

1

116.33

1

116.26

1

116.25

1

116.25

1

116.22

1

116.21

1

116.21

1

116.21

1

116.21

1

116.18

1

116.18

1

116.17

1

116.17

1

116.15

1

116.15

1

116.17

1

116.17

1

116.14

1

116.13

1

116.12

1

116.12

1

116.1

1

116.09

1

116.19

1

116.19

1

116.2

1

116.18

1

116.17

1

116.16

1

116.16

1

116.16

1

116.16

1

116.16

1

116.16

1

116.16

1

116.16

1

116.16

1

116.16

1

116.1

1

116.1

1

116.1

1

116.09

1

116.08

1

116.08

1

116.05

1

116.05

1

116.05

1

116.04

1

115.97

1

115.97

1

115.95

1

115.95

1

115.94

1

115.94

1

115.93

1

115.91

1

115.91

1

115.88

1

115.92

1

115.91

1

115.91

1

115.91

1

115.91

1

115.91

1

115.91

1

115.91

1

115.89

1

116

1

115.97

1

115.96

1

115.96

1

115.95

1

115.89

1

115.89

1

115.88

1

115.92

1

115.91

1

115.9

1

115.9

1

115.9

1

115.9

1

115.9

1

115.91

1

115.88

1

115.89

1

115.88

1

115.86

1

115.85

1

115.85

1

115.84

1

115.92

1

115.92

1

115.92

1

115.93

1

115.93

1

115.92

1

115.97

1

115.95

1

115.95

1

115.97

1

115.97

1

115.97

1

115.98

1

115.98

1

115.98

1

115.98

1

115.97

1

115.97

1

115.97

1

115.97

1

115.97

1

115.96

1

115.97

1

115.97

1

116.03

1

116.03

1

115.96

1

115.9

1

115.9

1

115.9

1

115.9

1

115.9

1

115.87

1

115.85

1

115.85

1

115.85

1

115.84

1

115.85

1

115.85

1

115.79

1

115.79

1

115.79

1

115.73

1

115.66

1

115.63

1

115.63

1

115.56

1

115.56

1

115.55

1

115.55

1

115.58

1

115.58

1

115.62

1

115.58

1

115.74

1

115.69

1

115.69

1

115.69

1

115.7

1

115.73

1

115.73

1

115.73

1

115.73

1

115.73

1

115.73

1

115.71

1

115.71

1

115.71

1

115.71

1

115.74

1

115.74

1

115.64

1

115.65

1

115.59

1

115.65

1

115.66

1

115.67

1

115.65

1

115.69

1

115.66

1

115.6

1

115.59

1

115.59

1

115.67

1

115.67

1

115.57

1

115.5

1

115.49

1

115.49

1

115.45

1

115.28

1

115.3

1

115.3

1

115.3

1

115.06

1

114.88

1

114.89

1

114.89

1

114.72

1

114.72

1

114.72

1

114.72

1

114.32

1

114.3

1

114.3

1

113.78

1

113.8

1

113.8

1

113.8

1

113.8

1

113.49

1

113.49

1

113.3

1

113.3

1

113.22

1

113.3

1

113.3

1

113.39

1

113.28

1

113.28

1

113.2

1

113.22

1

113.22

1

113.21

1

113.21

1

113.17

1

113.17

1

113.16

1

113.19

1

113.19

1

113.19

1

113.19

1

113.22

1

113.22

1

113.22

1

113.22

1

113.21

1

113.21

1

113.22

1

113.21

1

113.21

1

113.22

1

113.21

1

113.21

1

113.19

1

113.19

1

113.17

1

113.17

1

112.29

1

112.3

1

112.29

1

112.3

1

112.32

1

112.32

1

112.33

1

112.28

1

112.28

1

112.28

1

112.21

1

112.21

1

112.29

1

112.25

1

112.25

1

112.41

1

112.28

1

112.42

1

112.42

1

112.42

1

112.42

1

112.42

1

112.42

1

112.42

1

112.42

1

112.43

1

112.43

1

112.43

1

112.43

1

112.24

1

112.24

1

112.27

1

112.27

1

112.31

1

112.31

1

112.31

1

112.31

1

112.29

1

112.29

1

112.29

1

112.28

1

112.28

1

112.28

1

112.31

1

112.33

1

112.33

1

112.33

1

112.39

1

112.39

1

112.39

1

112.39

1

112.4

1

112.4

1

112.4

1

112.46

1

112.46

1

112.46

1

112.46

1

112.46

1

112.47

1

112.47

1

112.47

1

112.47

1

112.47

1

112.42

1

112.42

1

112.4

1

112.27

1

112

1

112

1

112

1

112

1

112.61

1

112.6

1

112.59

1

112.8

1

112.79

1

112.59

1

112.58

1

112.58

1

112.58

1

112.7

1

112.71

1

112.91

1

112.72

1

112.72

1

112.72

1

112.72

1

112.71

1

112.81

1

112.81

1

112.8

1

113.21

1

113.35

1

113.35

1

113.35

1

113.35

1

113.31

1

112.95

1

112.95

1

112.95

1

112.97

1

112.97

1

112.97

1

113.05

1

113.05

1

113.05

1

113.26

1

113.26

1

113.26

1

113.25

1

116.01

Total

118,438

Sales

Number of securities

Price per unit (Note 4)

AUD (unless stated)

-1

115.71

-1

116.16

-1

116.16

-1

116.16

-1

116.04

-1

112.6

-1

113.21

-1

112.91

-1

115.8

-1

115.79

-1

112.31

-1

112.29

-1

112.31

-1

112.31

-1

112.29

-1

112.31

-1

115.71

-1

115.67

-1

115.66

-1

115.65

-1

115.65

-1

115.65

-1

115.65

-1

115.65

-1

115.65

-1

115.77

-1

115.77

-1

115.69

-1

115.68

-1

115.7

-1

115.7

-1

115.7

-1

115.7

-1

115.7

-1

115.7

-1

115.71

-1

115.7

-1

115.75

-1

115.75

-1

115.75

-1

115.8

-1

115.81

-1

115.82

-1

115.83

-1

115.83

-1

115.76

-1

115.77

-1

115.79

-1

115.8

-1

115.81

-1

115.82

-1

115.82

-1

115.82

-1

115.83

-1

115.82

-1

115.82

-1

115.82

-1

115.84

-1

115.85

-1

115.86

-1

115.87

-1

115.86

-1

115.86

-1

115.86

-1

115.87

-1

115.86

-1

115.87

-1

115.87

-1

115.87

-1

115.87

-1

115.81

-1

115.82

-1

115.83

-1

115.71

-1

115.71

-1

115.7

-1

115.7

-1

115.7

-1

115.71

-1

115.72

-1

115.71

-1

115.72

-1

115.72

-1

115.72

-1

115.71

-1

115.71

-1

115.71

-1

115.71

-1

115.71

-1

115.7

-1

115.7

-1

115.7

-1

115.7

-1

115.7

-1

115.72

-1

115.76

-1

115.71

-1

115.71

-1

115.71

-1

115.71

-1

115.71

-1

115.71

-1

115.68

-1

115.67

-1

115.67

-1

115.85

-1

115.82

-1

115.82

-1

115.83

-1

115.85

-1

115.83

-1

115.83

-1

115.88

-1

115.88

-1

115.88

-1

115.85

-1

115.87

-1

115.91

-1

115.91

-1

115.94

-1

115.92

-1

115.92

-1

115.94

-1

116.01

-1

116.02

-1

116.03

-1

116.03

-1

116.21

-1

116.22

-1

116.23

-1

116.2

-1

116.2

-1

116.2

-1

116.2

-1

116.24

-1

116.16

-1

116.15

-1

116.15

-1

116.14

-1

116.14

-1

116.1

-1

116.16

-1

116.16

-1

116.1

-1

116.1

-1

116.1

-1

116.1

-1

116.07

-1

116.07

-1

116.13

-1

116.13

-1

116.17

-1

116.18

-1

116.19

-1

116.2

-1

116.2

-1

116.2

-1

116.2

-1

116.21

-1

116.21

-1

116.22

-1

116.22

-1

116.22

-1

116.23

-1

116.23

-1

116.24

-1

116.25

-1

116.25

-1

116.25

-1

116.25

-1

116.27

-1

116.27

-1

116.28

-1

116.25

-1

116.25

-1

116.18

-1

116.03

-1

116.03

-1

116.04

-1

116.03

-1

116.03

-1

116.03

-1

116.03

-1

115.82

-1

115.82

-1

115.82

-1

115.82

-1

115.82

-1

115.82

-1

115.82

-1

115.82

-1

115.82

-1

115.84

-1

115.85

-1

115.86

-1

115.88

-1

115.86

-1

115.87

-1

115.89

-1

115.89

-1

115.89

-1

115.89

-1

115.85

-1

115.85

-1

115.85

-1

115.85

-1

115.85

-1

115.89

-1

115.9

-1

115.89

-1

115.91

-1

115.91

-1

115.91

-1

115.91

-1

115.91

-1

115.91

-1

115.82

-1

115.82

-1

115.86

-1

115.86

-1

115.86

-1

115.86

-1

115.83

-1

115.84

-1

115.83

-1

115.93

-1

115.94

-1

115.92

-1

115.92

-1

115.92

-1

115.93

-1

115.93

-1

115.94

-1

115.95

-1

115.95

-1

115.95

-1

115.95

-1

115.95

-1

115.95

-1

115.96

-1

115.96

-1

115.95

-1

115.96

-1

115.97

-1

115.98

-1

115.95

-1

115.96

-1

115.96

-1

115.96

-1

115.98

-1

116

-1

115.96

-1

115.89

-1

115.89

-1

115.89

-1

115.89

-1

115.89

-1

115.86

-1

115.85

-1

115.85

-1

115.84

-1

115.84

-1

115.84

-1

115.83

-1

115.78

-1

115.78

-1

115.79

-1

115.72

-1

115.67

-1

115.57

-1

115.57

-1

115.56

-1

115.57

-1

115.54

-1

115.54

-1

115.56

-1

115.56

-1

115.56

-1

115.57

-1

115.72

-1

115.71

-1

115.67

-1

115.67

-1

115.67

-1

115.68

-1

115.68

-1

115.69

-1

115.69

-1

115.7

-1

115.71

-1

115.71

-1

115.71

-1

115.71

-1

115.7

-1

115.73

-1

115.73

-1

115.65

-1

115.64

-1

115.58

-1

115.65

-1

115.65

-1

115.66

-1

115.65

-1

115.69

-1

115.65

-1

115.59

-1

115.59

-1

115.6

-1

115.59

-1

115.58

-1

115.67

-1

115.67

-1

115.67

-1

115.59

-1

115.48

-1

115.45

-1

115.45

-1

115.44

-1

115.22

-1

115.29

-1

115.3

-1

115.31

-1

115.29

-1

115.07

-1

114.88

-1

114.89

-1

114.88

-1

114.73

-1

114.7

-1

114.7

-1

114.7

-1

114.33

-1

114.27

-1

114.27

-1

113.79

-1

113.8

-1

113.79

-1

113.79

-1

113.77

-1

113.37

-1

113.37

-1

113.22

-1

113.22

-1

113.23

-1

113.23

-1

113.23

-1

113.25

-1

113.29

-1

113.19

-1

113.14

-1

113.11

-1

113.11

-1

113.15

-1

113.16

-1

113.17

-1

113.16

-1

113.17

-1

113.17

-1

113.17

-1

113.17

-1

113.15

-1

113.19

-1

113.16

-1

113.16

-1

113.2

-1

113.21

-1

113.21

-1

113.21

-1

113.22

-1

113.21

-1

113.22

-1

113.12

-1

113.12

-1

113.12

-1

113.12

-1

113.13

-1

113.13

-1

112.29

-1

112.28

-1

112.28

-1

112.28

-1

112.29

-1

112.29

-1

112.29

-1

112.29

-1

112.29

-1

112.2

-1

112.2

-1

112.2

-1

112.25

-1

112.26

-1

112.28

-1

112.29

-1

112.29

-1

112.27

-1

112.27

-1

112.29

-1

112.29

-1

112.3

-1

112.31

-1

112.3

-1

112.3

-1

112.31

-1

112.29

-1

112.29

-1

112.3

-1

112.31

-1

112.26

-1

112.27

-1

112.27

-1

112.28

-1

112.28

-1

112.28

-1

112.27

-1

112.29

-1

112.27

-1

112.29

-1

112.26

-1

112.3

-1

112.3

-1

112.32

-1

112.32

-1

112.34

-1

112.32

-1

112.33

-1

112.35

-1

112.33

-1

112.33

-1

112.34

-1

112.37

-1

112.38

-1

112.39

-1

112.37

-1

112.37

-1

112.38

-1

112.38

-1

112.39

-1

112.43

-1

112.42

-1

112.41

-1

112.43

-1

112.43

-1

112.39

-1

112.39

-1

112.39

-1

112.22

-1

111.94

-1

111.94

-1

111.95

-1

111.96

-1

112.52

-1

112.54

-1

112.54

-1

112.74

-1

112.74

-1

112.58

-1

112.57

-1

112.57

-1

112.57

-1

112.71

-1

112.7

-1

112.7

-1

112.9

-1

112.71

-1

112.71

-1

112.71

-1

112.71

-1

112.71

-1

112.84

-1

112.79

-1

112.8

-1

113.19

-1

113.25

-1

113.25

-1

113.25

-1

113.25

-1

113.24

-1

112.92

-1

112.92

-1

112.92

-1

112.91

-1

112.92

-1

112.93

-1

113.06

-1

113.05

-1

113.04

-1

113.18

-1

113.19

-1

113.2

-1

113.22

-2

115.94

-2

115.58

-2

115.58

-2

115.58

-2

115.7

-2

115.72

-2

116.04

-2

116.04

-2

116.03

-2

115.6

-2

113.19

-2

112.3

-3

115.81

-3

115.81

-3

115.89

-3

115.9

-3

115.79

-3

115.69

-3

115.65

-3

113.26

-3

113.74

-3

116.04

-3

115.6

-3

115.13

-3

113.37

-3

112.3

-3

112.26

-3

112.6

-4

115.81

-4

115.71

-4

115.74

-4

115.7

-4

115.68

-4

115.65

-4

115.59

-4

113

-4

112.31

-4

115.58

-4

115.58

-4

115.59

-4

115.59

-4

115.59

-4

115.59

-4

115.58

-4

112.29

-4

112.31

-4

112.28

-4

112.3

-4

112.3885

-5

115.83

-5

115.69

-5

115.73

-5

115.71

-5

116.04

-5

115.58

-5

115.58

-5

115.58

-5

112.32

-5

112.32

-6

115.71

-6

115.71

-6

115.85

-6

115.71

-6

113.21

-6

115.71

-6

115.58

-6

115.68

-6

115.6

-6

115.6

-6

115.22

-6

113.16

-6

113.2

-7

115.82

-7

115.71

-7

115.66

-7

116.03

-7

115.93

-7

115.06

-8

115.59

-8

115.22

-8

112.3

-8

112.3

-8

112.3

-8

112.3

-9

115.61

-9

115.68

-9

115.94

-9

116.04

-9

115.45

-10

115.55

-10

115.7

-10

113.31

-10

115.81

-10

115.22

-10

115.22

-10

115.06

-11

115.9

-11

115.84

-11

115.63

-11

115.71

-11

115.73

-11

115.64

-11

115.59

-11

112.28

-11

115.84

-11

115.96

-11

115.82

-11

115.69

-11

115.22

-11

115.06

-11

112.33

-11

112.21

-12

115.97

-12

115.96

-12

115.64

-12

113.34

-12

115.55

-12

115.68

-12

115.68

-12

115.6

-12

115.22

-12

113.16

-12

113.21

-13

115.68

-13

115.65

-13

115.57

-13

115.65

-13

112.28

-13

115.71

-13

115.7

-13

113.14

-14

113.06

-14

113.37

-14

112.73

-15

115.7

-15

112.42

-15

112.42

-15

115.71

-15

112

-15

112.6

-16

115.64

-16

116.15

-16

112.22

-17

115.71

-17

115.59

-17

112.35

-17

112.7

-18

115.58

-18

113.21

-18

112.25

-19

115.73

-19

111.55

-21

115.7

-21

111.5

-22

112.42

-22

115.67

-22

112.42

-23

115.94

-23

115.96

-23

112.3

-23

116.03

-24

115.69

-25

115.85

-25

113.73

-25

116.03

-25

116.03

-25

113.19

-25

113.19

-26

115.71

-26

115.71

-26

115.84

-27

113.16

-28

116.04

-28

115.58

-28

115.15

-28

113.16

-29

115.66

-29

115.76

-29

111.5

-29

115.93

-30

115.73

-30

112.6

-30

112.26

-30

112.32

-31

115.9

-32

113.16

-33

116.01

-33

112.31

-33

112.37

-34

115.65

-34

115.13

-37

115.73

-38

112.91

-38

112.3

-40

115.69

-40

115.58

-41

112.6

-41

115.58

-42

115.76

-42

115.73

-42

112.7

-43

113.74

-43

115.45

-43

113.37

-43

112.28

-44

115.68

-44

115.83

-44

115.94

-44

115.85

-44

115.89

-44

115.85

-44

115.69

-45

111.55

-45

112.32

-47

116.25

-47

115.9

-47

115.55

-47

115.78

-47

116.25

-47

115.66

-48

115.7

-49

112.3885

-49

112.6

-50

115.57

-50

112.96

-50

115.7

-50

112.41

-53

112.33

-54

115.91

-54

115.84

-56

116.13

-56

115.9

-56

115.73

-56

116.15

-56

112.85

-57

115.83

-57

115.85

-57

115.22

-58

115.9

-58

112.73

-58

111.52

-58

111.5

-58

113.19

-59

115.55

-60

115.96

-60

115.73

-63

113.19

-63

112.21

-64

115.82

-64

112.28

-64

111.5

-64

112.22

-64

112.86

-67

115.68

-67

112.28

-67

112.28

-69

115.74

-70

113.31

-70

115.68

-70

115.68

-72

115.85

-72

112.6

-73

113.16

-74

112.21

-75

112.9

-76

113.35

-77

112.42

-77

112.33

-79

115.06

-80

112.52

-83

113.18

-84

112.42

-86

115.9

-86

115.82

-87

112.22

-87

113.12

-89

112.28

-90

115.58

-90

112

-91

115.06

-91

115.06

-92

115.83

-93

112.4

-94

115.15

-97

115.68

-97

115.85

-97

116.03

-98

113.18

-99

115.69

-100

112.6

-100

112.25

-100

112.28

-100

112.34

-100

112.87

-101

113.11

-103

115.64

-106

115.45

-108

113

-108

113.19

-110

113.34

-110

111.5

-116

113.34

-119

115.64

-120

115.85

-121

116.04

-131

115.73

-131

115.73

-134

115.73

-138

115.85

-140

115.68

-140

112.2

-141

115.94

-145

116.21

-148

115.55

-151

111.55

-151

111.55

-152

115.96

-153

115.61

-156

115.22

-159

115.96

-163

115.06

-166

113.21

-166

115.84

-167

112.86

-168

115.58

-170

115.96

-170

112.3885

-172

112.2

-174

113.35

-177

113.31

-179

115.97

-179

115.57

-180

115.93

-181

112.28

-184

115.71

-186

115.69

-187

115.84

-187

115.67

-189

115.9

-189

112.91

-190

112.39

-190

112.7

-192

112.73

-192

115.7

-192

112.76

-194

115.45

-195

115.65

-196

115.72

-198

112.6

-200

116.16

-200

112.3

-200

113.2

-202

115.84

-203

115.85

-203

115.84

-205

115.7

-205

112.28

-205

115.82

-206

113.34

-208

115.55

-208

113.7

-210

115.06

-211

115.22

-213

115.64

-216

115.74

-217

115.69

-217

115.68

-224

115.92

-225

115.68

-229

115.68

-229

115.69

-230

113.52

-230

115.61

-231

115.77

-232

115.71

-234

115.7

-242

115.06

-246

116.03

-248

112.91

-250

112.7

-250

112.7

-250

112.91

-250

113.35

-250

113.31

-250

112.7

-258

112.3

-258

115.22

-261

111.52

-262

115.73

-262

112

-266

113.18

-277

112

-289

113.09

-289

115.74

-297

112.33

-299

111.43

-301

112.29

-305

112.85

-323

115.22

-324

112.3

-337

113.33

-338

113.74

-346

111.55

-350

112.3

-351

116.03

-352

115.45

-352

112.6

-353

113.19

-358

112.22

-360

113.34

-380

115.73

-380

115.73

-384

113.74

-384

113.7

-385

113.75

-387

112.52

-387

112.28

-388

111.5

-395

115.22

-396

113.34

-401

112.52

-424

112.91

-424

112.9

-424

113.03

-427

113.2501

-438

112.22

-442

112.6

-442

112.6

-476

112.9

-500

113.31

-500

112.3

-500

112.3

-500

112.3

-686

113.03

-718

113.2

-743

113.31

-809

113.21

-850

112.96

-864

113.19

-900

112.9

-1000

112.31

-1003

111.5

-1070

113.25

-1568

112.6

-2000

112.52

-2174

112.52

-2388

113

-2500

112.21

Total

62,879

 (b) Derivatives transactions (other than options)

Product name, 

e.g. CFD

Long/short (Note 5)

Number of securities (Note 6)

Price per unit (Note 4)

(c) Options transactions in respect of existing securities

Writing, selling, purchasing or varying

Product name,

e.g. call option

(C = call option;

 P = put option)

Writing, selling, purchasing, varying etc.

Number of securities to which the option relates (Note 6)

Exercise

Price (AUD) 

Type, e.g. American, European etc.

Expiry 

date

Option money

paid/received per unit (AUD) (Note 4) 

C

Purchasing

60000

115

E

20081218

2.44

C

Purchasing

60000

115

E

20081218

2.47

C

Purchasing

60000

115

E

20081218

2.44

C

Purchasing

60000

115

E

20081218

2.44

C

Purchasing

60000

115

E

20081218

2.44

P

Selling

9000

100

E

20081218

1.275

C

Selling

-12000

135

E

20081218

1.08

C

Selling

-60000

145

E

20081218

0.74

C

Selling

-60000

145

E

20081218

0.74

C

Selling

-60000

115

E

20081218

2.72

C

Selling

-60000

115

E

20081218

2.72

C

Selling

-60000

115

E

20081218

2.61

C

Selling

-60000

115

E

20081218

2.52

C

Selling

-60000

115

E

20081218

2.46

C

Selling

-60000

115

E

20081218

2.39

(ii) Exercising

Product name, e.g. call option

Number of securities 

Exercise price per unit (Note 4)

(d) Other dealings (including new securities) (Note 3)

Nature of transaction (Note 7)

Details

Price per unit (if applicable) (Note 4)

4. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

None

Is a Supplemental Form 38.5(b) attached? (Note 8) YES

Date of disclosure

04 September 2008

Contact name

Ciaran Lavery

Telephone number

02890 409539

Name of offeree/offeror with which connected

BHP Billiton plc

Nature of connection (Note 9)

Corporate Broker/Financial Advisor

Notes

The Notes on Form 38.5(b) can be viewed on the Takeover Panel's website at www.thetakeoverpanel.org.uk

SUPPLEMENTAL FORM 38.5(b)

DETAILS OF OPEN POSITIONS 

(This form should be attached to Form 38.5(b))

OPEN POSITIONS (Note 1)

Product name,

e.g. call option

Written or purchased

Number of securities to which the option or derivative relates

Exercise price (Note 2)

Type, e.g. American, European etc.

Expiry date

C

Purchased

25000

126

A

20080925

C

Purchased

25000

126

A

20080925

C

Purchased

2000

78.46

A

20090924

C

Purchased

1000

138

A

20081030

C

Written

-33000

85

A

20111222

C

Written

-50000

122

A

20081218

C

Written

-75000

56.89

A

20090924

C

Written

-48000

135

E

20081218

C

Written

-70800

115

E

20081218

C

Written

-120000

145

E

20081218

C

Written

-16000

99.227

E

20081126

C

Written

-70

105

A

20081127

C

Written

-200

65

A

20081127

C

Written

-250

95

A

20081218

C

Written

-385

59.227

A

20130627

C

Written

-775

88

E

20091215

C

Written

-1948

66

E

20091215

C

Written

-2000

110

A

20081218

C

Written

-2491

85

A

20100623

C

Written

-6437

64

A

20090619

C

Written

-16954

58.592

A

20120628

C

Written

-23500

85

E

20090730

P

Purchased

-6646

37.6132

E

20091001

P

Purchased

-6415

77.94

E

20100219

P

Purchased

-2591

38.5842

E

20091201

P

Purchased

-1273

78.5

E

20110630

P

Purchased

-1152

43.3704

E

20100628

P

Purchased

-1152

43.3704

E

20100628

P

Purchased

-561

89

E

20100809

P

Purchased

-514

77.8

E

20090630

P

Purchased

-464

95.75

E

20100629

P

Purchased

-422

138.11

E

20120416

P

Purchased

-388

77.2

E

20110627

P

Purchased

-332

75.22

E

20100524

P

Purchased

-302

82.55

E

20100517

P

Purchased

-290

95.75

E

20100628

P

Purchased

-208

95.7

E

20120905

P

Purchased

-203

98.22

E

20120912

P

Purchased

-191

78.5

E

20110630

P

Purchased

-191

78.5

E

20110630

P

Written

71

141.69

A

20130627

P

Written

77

129.41

A

20121220

P

Written

78

128.75

A

20130228

P

Written

79

127.31

A

20130228

P

Written

81

124.35

A

20130228

P

Written

87

143.31

A

20130627

P

Written

88

141.79

A

20110630

P

Written

88

141.69

A

20110630

P

Written

90

139.04

A

20130627

P

Written

99

141.75

A

20130627

P

Written

107

139.59

A

20130627

P

Written

115

130.34

A

20121220

P

Written

117

128.71

A

20110224

P

Written

138

92.66

A

20110728

P

Written

141

93.6

A

20110728

P

Written

159

94.02

A

20110728

P

Written

160

131.2

A

20130328

P

Written

177

140.36

A

20130627

P

Written

191

78.5

E

20110630

P

Written

191

78.5

E

20110630

P

Written

191

78.5

E

20110630

P

Written

191

78.5

E

20110630

P

Written

203

98.22

E

20120912

P

Written

203

98.22

E

20120912

P

Written

208

95.7

E

20120905

P

Written

208

95.7

E

20120905

P

Written

266

94.08

A

20110728

P

Written

268

135.22

A

20110412

P

Written

290

95.75

E

20100628

P

Written

290

95.75

E

20100628

P

Written

296

135.38

A

20130725

P

Written

302

82.55

E

20100517

P

Written

302

82.55

E

20100517

P

Written

330

136.18

A

20130627

P

Written

332

75.22

E

20100524

P

Written

332

75.22

E

20100524

P

Written

365

137

A

20130328

P

Written

388

77.2

E

20110627

P

Written

388

77.2

E

20110627

P

Written

392

131.14

A

20121011

P

Written

400

131.96

A

20130205

P

Written

405

98.1

A

20100625

P

Written

422

138.11

E

20120416

P

Written

422

138.11

E

20120416

P

Written

464

95.75

E

20100629

P

Written

464

95.75

E

20100629

P

Written

514

77.8

E

20090630

P

Written

514

77.8

E

20090630

P

Written

561

89

E

20100809

P

Written

561

89

E

20100809

P

Written

725

138

A

20130228

P

Written

869

89.4361

A

20110207

P

Written

873

137.5

A

20130725

P

Written

1132

83.22

A

20111007

P

Written

1152

43.3704

E

20100628

P

Written

1152

43.3704

E

20100628

P

Written

1152

43.3704

E

20100628

P

Written

1152

43.3704

E

20100628

P

Written

1188

105.3

A

20110523

P

Written

1273

78.5

E

20110630

P

Written

1273

78.5

E

20110630

P

Written

1370

85.0735

A

20110228

P

Written

1592

153.6

A

20130107

P

Written

1936

174.48

A

20130521

P

Written

1976

160.932

A

20121128

P

Written

2248

73.8533

A

20101229

P

Written

2591

38.5842

E

20091201

P

Written

2591

38.5842

E

20091201

P

Written

2862

119

A

20120711

P

Written

2994

85.04

A

20110328

P

Written

3105

99.8

A

20110428

P

Written

3188

115.61

A

20120613

P

Written

3388

164.66

A

20121227

P

Written

3801

96.12

A

20110623

P

Written

4320

99.12

A

20120425

P

Written

4420

88.07

A

20110623

P

Written

4886

97.272

A

20120828

P

Written

5066

109.19

A

20120530

P

Written

5428

92.64

A

20110624

P

Written

5810

119.75

A

20120628

P

Written

6268

88.6

A

20120327

P

Written

6415

77.94

E

20100219

P

Written

6415

77.94

E

20100219

P

Written

6528

116.82

A

20120711

P

Written

6646

37.6132

E

20091001

P

Written

6646

37.6132

E

20091001

P

Written

6789

94.91

A

20110623

P

Written

30588

56.0324

E

20081103

P

Written

40000

74.25

E

20110727

P

Written

50979

56.1501

A

20101011

P

Written

60000

129.226

E

20081126

P

Written

96000

100

E

20081218

P

Purchased

-242000

78.46

A

20090924

P

Purchased

-150000

138

A

20080925

P

Purchased

-140000

110

A

20081218

P

Purchased

-112000

68.66

A

20090924

P

Purchased

-100000

136

A

20080925

P

Purchased

-71000

75

A

20111222

P

Purchased

-57000

80

A

20111222

P

Purchased

-44000

72

A

20081218

P

Purchased

-25000

120

A

20080925

P

Purchased

-15000

120

A

20081030

P

Purchased

-8000

121

A

20081127

P

Purchased

-5000

68

A

20101223

P

Purchased

-2000

77

A

20111222

P

Written

9000

114

A

20080925

P

Written

30000

120

A

20080925

P

Written

39000

58

A

20080925

P

Written

100000

132

A

20080925

P

Written

130000

60

A

20080925

P

Written

140000

130

A

20081218

Notes

1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell should also be given on this form.

2. For all prices and other monetary amounts, the currency must be stated.

For details of the Code's dealing disclosure requirements, see Rules 8 and 38.5 and their Notes which can be viewed on the Takeover Panel's website at www.thetakeoverpanel.org.uk

 

This information is provided by RNS
The company news service from the London Stock Exchange
 
END
 
 
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