5th Mar 2008 13:35
Macquarie Group Limited05 March 2008 DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS BUT NOT DEALING IN A CLIENT-SERVING CAPACITY (Rule 38.5(b) of the Takeover Code) Part 2 of 2 1. KEY INFORMATION Name of exempt principal trader Macquarie Bank LimitedCompany dealt in BHP Billiton LimitedClass of relevant security to which the dealings being Ordinary shares ISIN:disclosed relate (Note 1) AU000000BHP4 Date of dealing 4 March 2008 2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE (a) Interests and short positions (following dealing) in the class of relevantsecurity dealt in (Note 2) Long Short Number (%) Number (%)(1) Relevantsecurities 6,750,556 0.20%(2)Derivatives(other thanoptions) 472,019 0.01%(3) Optionsand agreementstopurchase/sell 6,333,172 0.18% Total 472,019 0.01% 13,083,728 0.38% (b) Interests and short positions in relevant securities of the company, otherthan the class dealt in (Note 2) Class of relevant security: Long Short Number (%) Number (%)(1) Relevant securities(2) Derivatives (other than options)(3) Options and agreements to purchase/sell Total (c) Rights to subscribe (Note 2) Class of relevant security: Details 3. DEALINGS (Note 3) (a) Purchases and sales Purchase/sale Number of securities Price per unit (Note 4)See Part 2 - Annexure A (b) Derivatives transactions (other than options) Product name, Long/short (Note Number of securities Price per unit 5) (Note 6) (Note 4)e.g. CFDSee Part 2 -Annexure B (c) Options transactions in respect of existing securities (i) Writing, selling, purchasing or varying Product Writing, Number of Exercise Type, e.g. Expiry Optionname, selling, securities to American, money purchasing, which the option European varying etc. relates (Note 6) etc.e.g. price date paid/call receivedoption per unit (Note 4)See Part2 -AnnexureC (ii) Exercising Product name, e.g. call Number of Exercise price per unit (Noteoption securities 4) (d) Other dealings (including new securities) (Note 3) Nature of transaction (Note 7) Details Price per unit (if applicable) (Note 4)---------------- ------- ------------------Stock Borrow 14,000 N/A---------------- ------- ------------------Stock Borrow Returns 339,985 N/A---------------- ------- ------------------Stock Loan Returns 47,026 N/A---------------- ------- ------------------Collateral DeliveryReturns 5,000 N/A ------- ------------------Collateral ReceivedReturns 400,000 N/A---------------- ------- ------------------ 4. OTHER INFORMATION Agreements, arrangements or understandings relating to options or derivatives Full details of any agreement, arrangement or understanding between the persondisclosing and any other person relating to the voting rights of any relevantsecurities under any option referred to on this form or relating to the votingrights or future acquisition or disposal of any relevant securities to which anyderivative referred to on this form is referenced. If none, this should bestated. Is a Supplemental Form 38.5(b) attached? (Note 8) YES Date of disclosure 5 March 2008 Contact name Johanna Uy Telephone number +44 (0) 2030374339 Name of offeree/offeror with which connected Rio Tinto PlcNature of connection (Note 9) Connected principal trader Annexure A Buy Sell Exec Quantity Exec Price BUY 9080.00 38.51 BUY 50.00 38.51 BUY 738.00 38.51 BUY 20000.00 38.56 BUY 359.00 38.57 BUY 80.00 38.57 BUY 85.00 38.57 BUY 85.00 38.57 BUY 102.00 38.57 BUY 1334.00 38.57 BUY 51.00 38.57 BUY 1719.00 38.57 BUY 1690.00 38.57 BUY 4495.00 38.57 BUY 3614.00 38.53 BUY 300.00 38.53 BUY 01.00 38.53 BUY 213.00 38.53 BUY 1002.00 38.53 BUY 619.00 38.53 BUY 1362.00 38.53 BUY 2889.00 38.53 BUY 15.00 38.40 BUY 21.00 38.35 BUY 4985.00 38.41 BUY 15.00 38.41 BUY 4964.00 38.40 BUY 2000.00 38.37 BUY 2450.00 38.35 BUY 15.00 38.35 BUY 2535.00 38.35 BUY 638.00 38.45 BUY 459.00 38.45 BUY 257.00 38.41 BUY 879.00 38.41 BUY 520.00 38.41 BUY 1000.00 38.41 BUY 974.00 38.41 BUY 136.00 38.45 BUY 1240.00 38.45 BUY 527.00 38.45 BUY 900.00 38.41 BUY 70.00 38.41 BUY 400.00 38.41 BUY 797.00 38.40 BUY 103.00 38.40 BUY 136.00 38.40 BUY 340.00 38.40 BUY 4000.00 38.40 BUY 468.00 38.40 BUY 472.00 38.40 BUY 92.00 38.40 BUY 3111.00 38.40 BUY 84.00 38.40 BUY 397.00 38.40 BUY 132.00 38.51 BUY 586.00 38.52 BUY 479.00 38.52 BUY 265.00 38.52 BUY 326.00 38.52 BUY 844.00 38.52 BUY 1088.00 38.53 BUY 759.00 38.53 BUY 153.00 38.53 BUY 1055.00 38.92 BUY 200.00 38.76 BUY 583.00 38.78 BUY 1163.00 38.77 BUY 823.00 38.59 BUY 1080.00 38.62 BUY 1138.00 38.62 BUY 192.00 38.56 BUY 558.00 38.56 BUY 248.00 38.56 BUY 110.00 38.52 BUY 136.00 38.52 BUY 202.00 38.55 BUY 104.00 38.55 BUY 430.00 38.55 BUY 500.00 38.55 BUY 236.00 38.55 BUY 1320.00 38.55 BUY 332.00 38.55 BUY 800.00 38.55 BUY 1095.00 38.56 BUY 1320.00 38.56 BUY 37.00 38.56 BUY 9809.00 38.55 BUY 2360.00 38.55 BUY 1073.00 38.55 BUY 752.00 38.72 BUY 998.00 38.70 BUY 911.00 38.73 BUY 250.00 38.54 BUY 250.00 38.54 BUY 499.00 38.54 BUY 492.00 38.52 BUY 87.00 38.52 BUY 238.00 38.52 BUY 490.00 38.52 BUY 156.00 38.52 BUY 09.00 38.52 BUY 40.00 38.45 BUY 385.00 38.42 BUY 459.00 38.42 BUY 219.00 38.43 BUY 211.00 38.43 BUY 84.00 38.43 BUY 662.00 38.43 BUY 200.00 38.39 BUY 178.00 38.39 BUY 130.00 38.39 BUY 1895.00 38.42 BUY 16.00 38.42 BUY 566.00 38.42 BUY 942.00 38.42 BUY 30.00 38.39 BUY 328.00 38.39 BUY 12.00 38.42 BUY 77.00 38.42 BUY 200.00 38.42 BUY 3106.00 38.42 BUY 2071.00 38.55 BUY 413.00 38.55 BUY 2516.00 38.55 BUY 186.00 38.42 BUY 500.00 38.52 BUY 1000.00 38.52 BUY 1000.00 38.52 BUY 04.00 38.57 BUY 918.00 38.57 BUY 530.00 38.57 BUY 1508.00 38.57 BUY 6992.00 38.57 BUY 48.00 38.56 BUY 2334.00 38.52 BUY 205.00 38.49 BUY 200.00 38.59 BUY 200.00 38.49 BUY 980.00 38.82 BUY 489.00 38.59 BUY 136.00 38.54 BUY 84.00 38.54 BUY 563.00 38.54 BUY 925.00 38.52 BUY 326.00 38.52 BUY 159.00 38.67 BUY 375.00 38.53 BUY 223.00 38.53 BUY 338.00 38.53 BUY 401.00 38.43 BUY 570.00 38.62 BUY 151.00 38.62 BUY 30.00 38.62 BUY 168.00 38.62 BUY 270.00 38.62 BUY 30.00 38.62 BUY 928.00 38.65 BUY 1400.00 38.78 BUY 65.00 38.67 BUY 726.00 38.67 BUY 348.00 38.67 BUY 01.00 38.67 BUY 1000.00 38.70 BUY 1320.00 38.72 BUY 680.00 38.72 BUY 1000.00 38.61 BUY 150.00 38.50 BUY 1000.00 38.50 BUY 500.00 38.39 BUY 1093.00 38.57 BUY 348.00 38.69 BUY 156.00 38.69 BUY 1066.00 38.54 BUY 1410.00 38.54 BUY 267.00 38.54 BUY 340.00 38.54 BUY 500.00 38.54 BUY 1417.00 38.54 BUY 1000.00 38.59 BUY 249.00 38.68 BUY 270.00 38.67 BUY 363.00 38.68 BUY 128.00 38.68 BUY 1054.00 38.59 BUY 05.00 38.59 BUY 400.00 38.64 BUY 109.00 38.64 BUY 78.00 38.68 BUY 185.00 38.68 BUY 242.00 38.68 BUY 37000.00 73.05 BUY 12500.00 75.76 BUY 100.00 71.47 BUY 100.00 71.47 BUY 100.00 71.47 BUY 100.00 71.47 BUY 1100.00 71.47 BUY 1000.00 71.47 BUY 100.00 71.42 BUY 100.00 71.42 BUY 1500.00 71.42 BUY 800.00 71.42 BUY 5000.00 71.37 SELL -66.00 38.62 SELL -600.00 38.62 SELL -600.00 38.62 SELL -500.00 38.62 SELL -596.00 38.62 SELL -305.00 38.62 SELL -01.00 38.62 SELL -02.00 38.62 SELL -6473.00 38.62 SELL -857.00 38.62 SELL -568.00 38.59 SELL -02.00 38.59 SELL -4430.00 38.59 SELL -16.00 38.63 SELL -268.00 38.63 SELL -9716.00 38.63 SELL -60.00 38.67 SELL -63.00 38.67 SELL -980.00 38.57 SELL -8897.00 38.57 SELL -4756.00 38.46 SELL -521.00 38.46 SELL -37.00 38.46 SELL -300.00 38.46 SELL -4383.00 38.46 SELL -03.00 38.46 SELL -100.00 38.92 SELL -10.00 38.90 SELL -700.00 38.90 SELL -900.00 38.90 SELL -300.00 38.90 SELL -590.00 38.90 SELL -1772.00 38.60 SELL -111.00 38.46 SELL -939.00 38.45 SELL -1439.00 38.46 SELL -643.00 38.46 SELL -05.00 38.46 SELL -650.00 38.47 SELL -717.00 38.53 SELL -283.00 38.53 SELL -250.00 38.70 SELL -250.00 38.71 SELL -250.00 38.70 SELL -50.00 38.71 SELL -200.00 38.71 SELL -429.00 38.40 SELL -171.00 38.39 SELL -15.00 38.34 SELL -3200.00 38.33 SELL -802.00 38.33 SELL -591.00 38.33 SELL -145.00 38.33 SELL -5000.00 38.33 SELL -216.00 38.34 SELL -06.00 38.34 SELL -1000.00 38.34 SELL -1000.00 38.34 SELL -440.00 38.34 SELL -10000.00 38.39 SELL -4994.00 38.42 SELL -06.00 38.42 SELL -1090.00 38.51 SELL -862.00 38.68 SELL -884.00 38.68 SELL -8254.00 38.68 SELL -10000.00 38.68 SELL -713.00 38.47 SELL -230.00 38.47 SELL -943.00 38.48 SELL -943.00 38.48 SELL -2289.00 38.51 SELL -1000.00 38.37 SELL -1000.00 38.78 SELL -329.00 38.48 SELL -616.00 38.48 SELL -151.00 38.48 SELL -904.00 38.48 SELL -1140.00 38.38 SELL -500.00 38.47 SELL -1000.00 38.62 SELL -1000.00 38.65 SELL -250.00 38.66 SELL -539.00 38.54 SELL -2865.00 38.64 SELL -2762.00 38.63 SELL -428.00 38.64 SELL -1452.00 38.54 SELL -74.00 38.62 SELL -156.00 38.59 SELL -02.00 38.59 SELL -64.00 38.59 SELL -100.00 38.59 SELL -03.00 38.59 SELL -650.00 38.59 SELL -2855.00 38.62 SELL -983.00 38.67 SELL -94.00 38.66 SELL -779.00 38.66 SELL -4127.00 38.66 SELL -5000.00 72.67 SELL -10425.00 73.13 SELL -12500.00 75.76 SELL -2500.00 72.65 SELL -1000.00 72.50 SELL -100.00 72.90 SELL -500.00 72.90 SELL -100.00 72.90 SELL -4200.00 72.90 SELL -400.00 72.61 SELL -1700.00 72.61 SELL -100.00 72.61 SELL -100.00 72.61 SELL -2300.00 72.61 SELL -100.00 72.61 SELL -300.00 72.61 SELL -2000.00 72.61 SELL -400.00 72.51 SELL -1200.00 72.51 SELL -100.00 72.51 SELL -2900.00 72.51 SELL -100.00 72.51 SELL -2300.00 72.51 SELL -100.00 72.73 SELL -2400.00 72.73 SELL -100.00 72.90 SELL -100.00 71.80 SELL -200.00 71.80 SELL -100.00 71.80 SELL -1500.00 71.80 SELL -600.00 71.80 SELL -300.00 71.72 SELL -200.00 71.72 SELL -600.00 71.72 SELL -500.00 71.72 SELL -500.00 71.72 SELL -100.00 71.72 SELL -300.00 71.72 SELL -5000.00 72.70 -6696.00 OTC sale to custodian at market. Total Buys 237417 Total Sells 204826 Annexure B Type BuySell Exec Quantity Exec Price CFDS BUY 1000.00 38.78 CFDS BUY 329.00 38.48 CFDS BUY 904.00 38.48 CFDS BUY 1140.00 38.38 CFDS BUY 616.00 38.48 CFDS BUY 151.00 38.48 CFDS BUY 500.00 38.47 CFDS BUY 1000.00 38.65 CFDS BUY 1000.00 38.62 CFDS BUY 250.00 38.66 CFDS SELL -1400.00 38.78 CFDS SELL -348.00 38.67 CFDS SELL -65.00 38.67 CFDS SELL -1320.00 38.72 CFDS SELL -726.00 38.67 CFDS SELL -01.00 38.67 CFDS SELL -1000.00 38.70 CFDS SELL -680.00 38.72 CFDS SELL -1000.00 38.61 CFDS SELL -150.00 38.50 CFDS SELL -1000.00 38.50 CFDS SELL -500.00 38.39 Total Buys 6890 Total Sells 8190 Annexure C Call/Put Buy Sell Exec Quantity Exec Price Strike Amer/Euro ExpiryCall Option BUY 01.00 00.69 40.50 American 20080327Call Option BUY 10.00 00.72 40.50 American 20080327Call Option BUY 01.00 00.70 40.50 American 20080327Call Option BUY 02.00 00.70 40.50 American 20080327Call Option BUY 10.00 00.34 45.00 American 20080423Call Option BUY 02.00 00.52 41.00 American 20080327 Put Option BUY 10.00 01.35 38.50 American 20080327 Put Option BUY 01.00 01.55 39.00 American 20080327 Put Option BUY 04.00 01.58 39.00 American 20080327 Put Option BUY 02.00 01.53 39.00 American 20080327 Put Option BUY 01.00 01.55 39.00 American 20080327 Put Option BUY 01.00 01.57 39.00 American 20080327Call Option BUY 15.00 00.31 42.00 American 20080327Call Option BUY 01.00 00.32 42.00 American 20080327Call Option BUY 15.00 00.32 42.00 American 20080327Call Option BUY 02.00 00.40 41.50 American 20080327Call Option BUY 10.00 00.40 41.50 American 20080327Call Option BUY 10.00 00.40 41.50 American 20080327Call Option BUY 05.00 00.50 44.00 American 20080423Call Option BUY 05.00 01.62 38.50 American 20080327Call Option BUY 20000.00 00.15 43.50 European 20080327 Put Option BUY 18000.00 00.32 35.00 European 20080423 Put Option BUY 2340.00 12.73 26.93 European 30/06/2008 Put Option BUY 1000.00 21.42 17.58 European 30/06/2008 Put Option BUY 250.00 14.42 25.00 European 19/05/2016 Put Option BUY 250.00 14.42 25.00 European 19/05/2016 Put Option BUY 250.00 14.42 25.00 European 19/05/2016 Put Option BUY 250.00 14.42 25.00 European 19/05/2016 Put Option BUY 1000.00 19.06 20.00 European 19/05/2016 Put Option BUY 2000.00 01.86 24.00 European 27/09/2007 Put Option BUY 1000.00 02.16 40.00 European 23/04/2008 Put Option BUY 400.00 02.16 40.00 European 23/04/2008 Put Option BUY 2000.00 04.45 35.00 European 27/03/2008 Put Option BUY 2500.00 04.33 35.00 European 27/03/2008 Put Option BUY 20000.00 09.32 34.00 European 25/10/2007 Put Option BUY 1000.00 18.75 21.97 European 30/06/2009 Put Option BUY 1000.00 18.73 21.97 European 30/06/2009 Put Option BUY 1000.00 18.73 21.97 European 30/06/2009Call Option SELL -02.00 01.65 38.50 American 20080327Call Option SELL -10000.00 00.17 43.50 European 20080327Call Option SELL -20000.00 00.17 43.50 European 20080327Call Option SELL -6000.00 00.35 43.00 European 20080423 Put Option SELL -10000.00 00.32 35.00 European 20080423 Put Option SELL -386.00 25.99 23.00 European 29/06/2018 Put Option SELL -1000.00 13.03 26.93 European 30/06/2008 Put Option SELL -500.00 12.80 26.93 European 30/06/2008 Put Option SELL -800.00 12.76 26.93 European 30/06/2008 Put Option SELL -1000.00 14.30 25.00 European 19/05/2016 Put Option SELL -1000.00 14.44 25.00 European 19/05/2016 Put Option SELL -250.00 14.26 25.00 European 19/05/2016 Put Option SELL -250.00 14.26 25.00 European 19/05/2016 Put Option SELL -500.00 14.26 25.00 European 19/05/2016 Put Option SELL -1000.00 10.90 32.00 European 17/11/2016 Put Option SELL -910.00 11.00 32.00 European 17/11/2016 Put Option SELL -250.00 10.82 32.00 European 17/11/2016 Put Option SELL -250.00 06.82 32.00 European 27/03/2008 Put Option SELL -170.00 23.50 20.00 European 28/06/2013 Put Option SELL -1000.00 22.98 20.00 European 28/06/2013 Put Option SELL -429.00 23.30 20.00 European 28/06/2013 Put Option SELL -1301.00 23.06 20.00 European 28/06/2013 Put Option SELL -200.00 19.29 20.00 European 19/05/2016 Put Option SELL -40.00 18.99 20.00 European 19/05/2016 Put Option SELL -200.00 19.13 20.00 European 19/05/2016 Put Option SELL -200.00 19.02 20.00 European 19/05/2016 Put Option SELL -2000.00 02.11 24.00 European 27/09/2007 Put Option SELL -1800.00 01.85 24.00 European 27/09/2007 Put Option SELL -2000.00 02.33 40.00 European 23/04/2008 Put Option SELL -1000.00 10.00 30.21 European 30/06/2008 Put Option SELL -1000.00 10.11 30.21 European 30/06/2008 Put Option SELL -2500.00 04.47 35.00 European 27/03/2008 Put Option SELL -750.00 09.20 34.00 European 25/10/2007 Put Option SELL -750.00 09.20 34.00 European 25/10/2007 Put Option SELL -2500.00 09.20 34.00 European 25/10/2007 Put Option SELL -2500.00 09.20 34.00 European 25/10/2007 Put Option SELL -10000.00 09.20 34.00 European 25/10/2007 Put Option SELL -3500.00 09.20 34.00 European 25/10/2007 Put Option SELL -500.00 09.19 34.00 European 25/10/2007 Put Option SELL -500.00 09.17 34.00 European 25/10/2007 Total Buys 74,348Total Sells 88,938 This information is provided by RNS The company news service from the London Stock ExchangeRelated Shares:
BHP Group