21st Nov 2007 11:35
UBS AG (EPT)21 November 2007 FORM 38.5(b) DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS BUT NOT DEALING IN A CLIENT-SERVING CAPACITY (Rule 38.5(b) of the Takeover Code) 1. KEY INFORMATION Name of exempt principal trader UBS AG London BranchCompany dealt in Close Brothers Group PlcClass of relevant security to which the Ord 25pdealings being disclosed relate (Note 1)Date of dealing 20 NOVEMBER 2007 2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE (a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 2) Long Short Number (%) Number (%)(1) Relevant securities 18,100 0.01% 0 0.00%(2) Derivatives (other thanoptions)(3) Options and agreements topurchase/sellTotal 18,100 0.01% 0 0.00% (b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 2) Class of relevant security: Long Short Number (%) Number (%)(1) Relevant securities(2) Derivatives (other thanoptions)(3) Options and agreements topurchase/sellTotal (c) Rights to subscribe (Note 2)Class of relevant security: Details 3. DEALINGS (Note 3) (a) Purchases and sales Purchase/sale Number of securities Price per unit (Note 4) SALE 4078 882 pence SALE 2500 882 SALE 2026 882.5 SALE 81 886.5 SALE 500 886.5 PURCHASE 90 886.5 PURCHASE 41 887 PURCHASE 336 887 PURCHASE 559 888 PURCHASE 40 888.5 PURCHASE 491 888.5 PURCHASE 366 888.5 PURCHASE 507 889.5 PURCHASE 39 889.5 PURCHASE 40 889.5 PURCHASE 80 889.5 SALE 311 890 PURCHASE 49 890 PURCHASE 862 890 PURCHASE 523 890 PURCHASE 2500 890 PURCHASE 40 890 SALE 380 890 SALE 106 890 PURCHASE 987 890 PURCHASE 607 890 PURCHASE 374 890 PURCHASE 2500 890.5 PURCHASE 284 890.5 PURCHASE 383 890.5 PURCHASE 341 890.5 PURCHASE 718 890.5 PURCHASE 423 890.5 PURCHASE 41 890.5 SALE 1000 890.5 SALE 1818 891 SALE 164 891 SALE 1203 891.5 PURCHASE 38 891.5 PURCHASE 1032 891.5 PURCHASE 119 892 PURCHASE 3700 892 PURCHASE 1057 892 PURCHASE 543 892 PURCHASE 41 892.5 PURCHASE 580 892.5 SALE 1000 892.5 SALE 404 892.5 PURCHASE 1546 893.5 PURCHASE 700 894 PURCHASE 300 894.5 SALE 91 894.5 SALE 819 894.5 SALE 1061 894.5 SALE 1000 894.5 SALE 68 895 SALE 500 895 SALE 1158 895 SALE 32 895 SALE 59 895 SALE 463 895 PURCHASE 587 895.5 PURCHASE 41 895.5 PURCHASE 100 895.5 SALE 234 895.5 SALE 676 895.5 SALE 1173 895.5 TOTAL PURCHASES 23,605 TOTAL SALES 22,905 (b) Derivatives transactions (other than options)Product name, e.g Long/short (Note 5) Number of securities Price per unitCFD (Note 6) (Note 4) (c) Options transactions in respect of existing securities (i) Writing, selling, purchasing or varying Product Writing, Number of Exercise Type, e.g. Expiry Optionname,e.g. selling, securities price American, date money paid/call purchasing, to which the European received peroption varying etc option etc. unit (Note relates 4) (Note 6) (ii) Exercising Product name, e.g. call Number of securities Exercise price per unitoption (Note 4) (d) Other dealings (including new securities) (Note 3) Nature of transaction Details Price per unit (if applicable)(Note 7) 4. OTHER INFORMATION Agreements, arrangements or understandings relating to options or derivatives Full details of any agreement, arrangement or understanding between the persondisclosing and any other person relating to the voting rights of any relevantsecurities under any option referred to on this form or relating to the votingrights or future acquisition or disposal of any relevant securities to which anyderivative referred to on this form is referenced. If none, this should bestated. .............................................................................. .............................................................................. Is a Supplemental Form 38.5(b) attached? (Note 8) NO Date of disclosure 21 NOVEMBER 2007Contact name LOUISE ROBINSONTelephone number 020 7567 8762Name of offeree/offeror with which connected Close Brothers Group PlcNature of connection (Note 9) CONNECTED ADVISER Notes The Notes on Form 38.5(b) can be viewed on the Takeover Panel's website atwww.thetakeoverpanel.org.uk This information is provided by RNS The company news service from the London Stock ExchangeRelated Shares:
Close Bros