14th Mar 2007 12:01
UBS AG (EPT)14 March 2007 FORM 38.5(b) DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS BUT NOT DEALING IN A CLIENT-SERVING CAPACITY (Rule 38.5(b) of the Takeover Code) 1. KEY INFORMATION Name of exempt principal trader UBS AG London BranchCompany dealt in SAINSBURY (J) PLC Class of relevant security to which the 28 4/7p ordinarydealings being disclosed relate (Note 1) Date of dealing 13 MARCH 2007 2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE (a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 2) Long Short Number (%) Number (%)(1) Relevant securities 2,574,406 0.15% 587,406 0.03%(2) Derivatives (other thanoptions)(3) Options and agreements topurchase/sellTotal 2,574,406 0.15% 587,406 0.03% (b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 2) Class of relevant security: Long Short Number (%) Number (%)(1) Relevant securities(2) Derivatives (other thanoptions)(3) Options and agreements topurchase/sellTotal (c) Rights to subscribe (Note 2)Class of relevant security: Details 3. DEALINGS (Note 3) (a) Purchases and sales Purchase/sale Number of securities Price per unit (Note 4) PURCHASE 7879 517.5p PURCHASE 1811 517.5 PURCHASE 121 517.5 PURCHASE 476 518.5 PURCHASE 2025 518.75 PURCHASE 112 518.75 PURCHASE 3393 518.75 SALE 15000 518.75 SALE 200 518.75 SALE 84 518.75 SALE 1200 518.75 SALE 1184 518.75 PURCHASE 19267 519 PURCHASE 4733 519 PURCHASE 476 519 PURCHASE 2098 519 PURCHASE 490 519 PURCHASE 900 519 SALE 1100 519 SALE 1608 519 SALE 1511 519 SALE 1113 519 PURCHASE 476 519.25 PURCHASE 5200 519.25 PURCHASE 8230 519.25 PURCHASE 4715 519.25 SALE 8300 519.25 SALE 10000 519.25 SALE 958 519.25 PURCHASE 7410 520 PURCHASE 490 520 PURCHASE 9933 520 PURCHASE 6121 520 SALE 1500 520 SALE 2075 520 SALE 8946 520.25 PURCHASE 975 520.5 SALE 9524 520.5 SALE 476 520.5 PURCHASE 100 520.75 PURCHASE 4214 520.75 PURCHASE 5773 520.75 PURCHASE 5019 520.75 PURCHASE 19203 520.75 PURCHASE 288 520.75 PURCHASE 182 520.75 SALE 14337 520.75 SALE 1343 520.75 SALE 1800 520.75 SALE 10000 520.75 PURCHASE 5818 521 PURCHASE 1026 521 PURCHASE 10700 521 PURCHASE 3786 521.25 PURCHASE 3865 521.5 PURCHASE 1467 521.5 PURCHASE 1722 521.5 PURCHASE 123 521.5 PURCHASE 100 521.5 PURCHASE 819 521.5 PURCHASE 895 521.5 PURCHASE 19175 521.5 PURCHASE 4948 521.75 PURCHASE 8990 521.75 PURCHASE 1350 521.75 PURCHASE 200 521.75 PURCHASE 100 521.75 PURCHASE 476 521.75 PURCHASE 1383 522 SALE 165 522 SALE 1354 522 SALE 100 522 SALE 1645 522 SALE 1800 522 SALE 1400 522 PURCHASE 3671 522.25 PURCHASE 3701 522.25 SALE 224 522.25 SALE 2060 522.25 PURCHASE 1427 522.5 PURCHASE 100 522.5 PURCHASE 6285 522.5 SALE 3322 522.5 SALE 1500 522.5 PURCHASE 1064 522.75 PURCHASE 490 522.75 SALE 4873 522.75 SALE 897 522.75 SALE 4 522.75 SALE 1100 522.75 SALE 668 522.75 SALE 449 522.75 SALE 1082 522.75 SALE 950 522.75 SALE 1026 522.75 SALE 2600 522.75 SALE 100 522.75 SALE 2200 522.75 SALE 3700 522.75 SALE 1258 522.75 SALE 1003 522.75 SALE 1120 522.75 SALE 46 522.75 SALE 412 523 SALE 800 523 SALE 1000 523 SALE 30 523 SALE 2805 523 SALE 4200 523 SALE 8 523 SALE 1592 523 SALE 100 523 SALE 1600 523 SALE 1240 523 SALE 2808 523 SALE 1800 523 SALE 4143 523 SALE 2993 523.25 SALE 500 523.25 SALE 3861 523.25 SALE 2789 523.25 SALE 328 523.25 SALE 7620 523.5 SALE 2770 523.5 SALE 1557 523.5 SALE 600 523.5 PURCHASE 1462 523.75 SALE 5000 523.75 SALE 741 523.75 SALE 1460 523.75 SALE 500 523.75 PURCHASE 3359 524.5 SALE 684 524.5 SALE 1236 524.5 PURCHASE 787 524.75 PURCHASE 5000 524.75 SALE 787 524.75 SALE 385 524.75 PURCHASE 362 525 PURCHASE 5000 525 SALE 2663 526.75 SALE 706 527 SALE 808 527.75 SALE 3200 528 SALE 1153 528 PURCHASE 43 528.5 PURCHASE 200 528.5 PURCHASE 3125 528.5 SALE 217 529.75 SALE 556 530 SALE 523 530 SALE 511 530.5 SALE 502 530.5 PURCHASE 1045 530.75 PURCHASE 1196 530.75 PURCHASE 3247 530.75 (b) Derivatives transactions (other than options)Product name, e.g Long/short (Note 5) Number of securities Price per unitCFD (Note 6) (Note 4) (c) Options transactions in respect of existing securities (i) Writing, selling, purchasing or varying Product Writing, Number of Exercise Type, e.g. Expiry Optionname,e.g. selling, securities price American, date money paid/call purchasing, to which the European etc. received peroption varying etc option unit (Note relates 4) (Note 6) CALL PURCHASE 40,000 6.00 GBP EUROPEAN 31/05/2007 5 GBPCALL WRITING 20,000 5.40 GBP EUROPEAN 30/04/2007 17.5 GBPCALL WRITING 20,000 5.40 GBP EUROPEAN 30/04/2007 17 GBPCALL WRITING 20,000 5.40 GBP EUROPEAN 30/04/2007 16.5 GBPCALL WRITING 10,000 5.40 GBP EUROPEAN 30/04/2007 18 GBPCALL WRITING 10,000 5.40 GBP EUROPEAN 30/04/2007 16 GBP (ii) Exercising Product name, e.g. call Number of securities Exercise price per unitoption (Note 4) (d) Other dealings (including new securities) (Note 3) Nature of transaction Details Price per unit (if applicable)(Note 7) 4. OTHER INFORMATION Agreements, arrangements or understandings relating to options or derivatives Full details of any agreement, arrangement or understanding between the persondisclosing and any other person relating to the voting rights of any relevantsecurities under any option referred to on this form or relating to the votingrights or future acquisition or disposal of any relevant securities to which anyderivative referred to on this form is referenced. If none, this should bestated. .............................................................................. .............................................................................. Is a Supplemental Form 38.5(b) attached? (Note 8) NO Date of disclosure 14 MARCH 2007Contact name JOSEPH EVANSTelephone number 020 7567 8286Name of offeree/offeror with which connected SAINSBURY (J) PLCNature of connection (Note 9) CONNECTED ADVISER Notes The Notes on Form 38.5(b) can be viewed on the Takeover Panel's website atwww.thetakeoverpanel.org.uk This information is provided by RNS The company news service from the London Stock ExchangeRelated Shares:
Sainsbury's