Become a Member
  • Track your favourite stocks
  • Create & monitor portfolios
  • Daily portfolio value
Sign Up
Quickpicks
Add shares to your
quickpicks to
display them here!

EPT Disclosure

2nd Jul 2008 11:49

RNS Number : 1370Y
UBS AG (EPT)
02 July 2008
 



FORM 38.5(b)

DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS 

WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS

BUT NOT DEALING IN A CLIENT-SERVING CAPACITY

(Rule 38.5(b) of the Takeover Code)

 

 

1. KEY INFORMATION

 

Name of exempt principal trader

UBS AG London Branch

Company dealt in

BHP Billiton Limited

Class of relevant security to which the dealings being disclosed relate (Note 1)

Ordinary

Date of dealing

1 JULY 2008

 

 

2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE

 

(a) Interests and short positions (following dealing) in the class of 

relevant security dealt in (Note 2)

 

 

Long

 

Short

 

 

Number

(%)

Number 

(%)

(1) Relevant securities 

5,225

0.00%

0

0.00%

(2) Derivatives (other than options)

(3) Options and agreements to purchase/sell

Total

5,225

0.00%

0

0.00%

(b) Interests and short positions in relevant securities of

the company, other than the class dealt in (Note 2)

 

Class of relevant security:

Long

 

Short

 

 

Number 

(%)

Number

(%)

(1) Relevant securities 

(2) Derivatives (other than options)

(3) Options and agreements to purchase/sell

Total

 

Rights to subscribe (Note 2)

Class of relevant security:

Details

3. DEALINGS (Note 3)

 (a) Purchases and sales

Purchase/sale

Number of securities

Price per unit (Note 4)

PURCHASE

1200

4422 pence

PURCHASE

8

4423

PURCHASE

100

4423

PURCHASE

860

4423

PURCHASE

1637

4426

PURCHASE

1000

4428

SALE

58

4429

SALE

52

4429

SALE

22

4429

PURCHASE

29

4430

PURCHASE

52

4430

PURCHASE

200

4430

PURCHASE

546

4430

PURCHASE

818

4430

PURCHASE

820

4430

PURCHASE

4444

4430

PURCHASE

800

4431

PURCHASE

128

4432

PURCHASE

732

4432

PURCHASE

1442

4432

PURCHASE

7

4433

PURCHASE

13

4433

PURCHASE

18

4433

PURCHASE

20

4433

PURCHASE

100

4433

PURCHASE

106

4433

PURCHASE

113

4433

PURCHASE

147

4433

PURCHASE

411

4433

PURCHASE

723

4433

PURCHASE

800

4433

SALE

1901

4434

SALE

1200

4434

SALE

697

4434

SALE

430

4434

PURCHASE

19

4434

PURCHASE

1120

4434

SALE

5636

4435

SALE

642

4435

SALE

434

4435

SALE

300

4435

SALE

7

4435

PURCHASE

8

4435

PURCHASE

71

4435

PURCHASE

1119

4435

SALE

445

4436

PURCHASE

8

4436

PURCHASE

106

4436

PURCHASE

880

4436

SALE

1200

4437

SALE

990

4437

SALE

443

4437

SALE

392

4437

SALE

360

4437

SALE

290

4437

SALE

101

4437

SALE

100

4437

SALE

7

4437

PURCHASE

542

4437

PURCHASE

1127

4437

PURCHASE

1927

4437

SALE

1911

4438

SALE

1200

4438

SALE

1126

4438

SALE

223

4438

SALE

100

4438

SALE

83

4438

PURCHASE

200

4438

PURCHASE

514

4438

PURCHASE

1345

4438

PURCHASE

2056

4438

PURCHASE

96

4439

SALE

3240

4440

SALE

1178

4440

SALE

1000

4440

SALE

898

4440

SALE

797

4440

SALE

582

4440

SALE

255

4440

SALE

217

4440

SALE

211

4440

SALE

131

4440

SALE

100

4440

SALE

38

4440

SALE

34

4440

SALE

17

4440

SALE

2

4440

PURCHASE

2

4440

PURCHASE

413

4440

PURCHASE

413

4440

PURCHASE

500

4440

PURCHASE

1200

4440

PURCHASE

1564

4440

SALE

1512

4441

SALE

1246

4441

SALE

1200

4441

SALE

1000

4441

SALE

941

4441

SALE

105

4441

SALE

39

4441

PURCHASE

5

4441

PURCHASE

8

4441

PURCHASE

13

4441

PURCHASE

85

4441

PURCHASE

137

4441

PURCHASE

200

4441

PURCHASE

790

4441

PURCHASE

1200

4441

SALE

609

4442

SALE

21

4442

PURCHASE

8

4442

PURCHASE

60

4442

PURCHASE

160

4442

PURCHASE

476

4442

PURCHASE

584

4442

PURCHASE

860

4442

PURCHASE

1000

4442

PURCHASE

1000

4442

PURCHASE

1500

4442

PURCHASE

2596

4442

SALE

2372

4443

SALE

1824

4443

SALE

1690

4443

SALE

1131

4443

SALE

1127

4443

SALE

1019

4443

SALE

923

4443

SALE

832

4443

SALE

772

4443

SALE

182

4443

SALE

78

4443

SALE

52

4443

SALE

45

4443

SALE

36

4443

SALE

34

4443

SALE

1

4443

PURCHASE

26

4443

PURCHASE

400

4443

PURCHASE

400

4443

PURCHASE

880

4443

SALE

287

4444

SALE

229

4444

PURCHASE

3610

4445

PURCHASE

4063

4445

PURCHASE

73

4446

PURCHASE

82

4446

PURCHASE

138

4446

PURCHASE

205

4446

PURCHASE

300

4446

PURCHASE

400

4446

PURCHASE

500

4446

PURCHASE

1200

4446

PURCHASE

1291

4446

PURCHASE

1855

4446

PURCHASE

2725

4446

SALE

382

4447

SALE

279

4447

PURCHASE

90

4447

PURCHASE

110

4447

PURCHASE

176

4447

PURCHASE

305

4447

PURCHASE

800

4447

SALE

5620

4448

SALE

663

4448

SALE

500

4448

SALE

460

4448

SALE

423

4448

SALE

213

4448

SALE

130

4448

SALE

79

4448

PURCHASE

214

4448

PURCHASE

342

4448

PURCHASE

1682

4448

PURCHASE

4593

4448

SALE

1684

4449

SALE

362

4449

SALE

1

4449

PURCHASE

58

4449

PURCHASE

300

4449

PURCHASE

400

4449

PURCHASE

400

4449

PURCHASE

423

4449

PURCHASE

500

4449

PURCHASE

500

4449

PURCHASE

767

4449

PURCHASE

782

4449

PURCHASE

1029

4449

PURCHASE

1151

4449

PURCHASE

1771

4449

SALE

573

4450

SALE

84

4450

SALE

42

4450

PURCHASE

125

4450

PURCHASE

544

4450

PURCHASE

579

4450

PURCHASE

805

4450

PURCHASE

834

4450

PURCHASE

880

4450

PURCHASE

1200

4450

PURCHASE

5617

4450

PURCHASE

5617

4450

SALE

3125

4451

SALE

900

4451

SALE

600

4451

SALE

300

4451

SALE

250

4451

SALE

218

4451

SALE

19

4451

PURCHASE

33

4451

PURCHASE

48

4451

PURCHASE

73

4451

PURCHASE

74

4451

PURCHASE

294

4451

PURCHASE

304

4451

PURCHASE

307

4451

PURCHASE

346

4451

PURCHASE

500

4451

PURCHASE

500

4451

PURCHASE

596

4451

PURCHASE

643

4451

PURCHASE

760

4451

PURCHASE

1051

4451

PURCHASE

1123

4451

PURCHASE

1123

4451

PURCHASE

1123

4451

SALE

183680

4451.959974

PURCHASE

183680

4451.959974

SALE

4907

4452

SALE

1959

4452

SALE

1882

4452

SALE

1122

4452

SALE

1118

4452

SALE

1067

4452

SALE

601

4452

SALE

176

4452

SALE

172

4452

SALE

105

4452

SALE

103

4452

SALE

47

4452

SALE

35

4452

PURCHASE

21

4452

PURCHASE

43

4452

PURCHASE

125

4452

PURCHASE

595

4452

PURCHASE

669

4452

PURCHASE

800

4452

PURCHASE

1123

4452

PURCHASE

1587

4452

SALE

2132

4453

SALE

1200

4453

SALE

986

4453

SALE

558

4453

SALE

241

4453

PURCHASE

181

4453

PURCHASE

200

4453

PURCHASE

228

4453

PURCHASE

787

4453

PURCHASE

831

4453

PURCHASE

912

4453

PURCHASE

973

4453

PURCHASE

1795

4453

SALE

1000

4454

SALE

573

4454

SALE

479

4454

SALE

396

4454

SALE

300

4454

SALE

234

4454

SALE

231

4454

SALE

170

4454

SALE

29

4454

PURCHASE

83

4454

PURCHASE

295

4454

PURCHASE

380

4454

PURCHASE

428

4454

PURCHASE

662

4454

PURCHASE

1200

4454

PURCHASE

4847

4454

SALE

181301

4454.777497

PURCHASE

181301

4454.777497

SALE

1878

4455

SALE

922

4455

SALE

606

4455

SALE

500

4455

SALE

490

4455

SALE

254

4455

SALE

169

4455

SALE

128

4455

SALE

33

4455

SALE

1

4455

PURCHASE

26

4455

SALE

969

4456

SALE

800

4456

SALE

795

4456

SALE

700

4456

SALE

700

4456

SALE

326

4456

SALE

300

4456

SALE

242

4456

SALE

233

4456

SALE

186

4456

SALE

100

4456

SALE

40

4456

SALE

9

4456

SALE

1

4456

PURCHASE

24

4456

PURCHASE

500

4456

PURCHASE

513

4456

PURCHASE

553

4456

PURCHASE

770

4456

PURCHASE

1000

4456

PURCHASE

3651

4456

SALE

4462

4457

SALE

1496

4457

SALE

1381

4457

SALE

1121

4457

SALE

1087

4457

SALE

1039

4457

SALE

893

4457

SALE

566

4457

SALE

555

4457

SALE

200

4457

SALE

131

4457

SALE

116

4457

SALE

105

4457

SALE

94

4457

SALE

72

4457

SALE

42

4457

SALE

41

4457

SALE

34

4457

SALE

34

4457

PURCHASE

10

4457

PURCHASE

1000

4457

SALE

2119

4458

SALE

1227

4458

SALE

1139

4458

SALE

963

4458

SALE

888

4458

SALE

701

4458

SALE

660

4458

SALE

300

4458

SALE

200

4458

SALE

94

4458

PURCHASE

517

4458

PURCHASE

1000

4458

PURCHASE

1000

4458

PURCHASE

1251

4458

PURCHASE

1764

4458

SALE

2203

4459

SALE

989

4459

SALE

800

4459

SALE

479

4459

PURCHASE

388

4459

PURCHASE

810

4459

SALE

2000

4460

SALE

500

4460

SALE

400

4460

SALE

300

4460

SALE

300

4460

PURCHASE

48

4460

PURCHASE

550

4460

PURCHASE

1200

4460

SALE

300

4461

SALE

93

4461

SALE

2963

4462

SALE

700

4462

SALE

300

4462

SALE

10

4462

SALE

600

4463

SALE

594

4463

SALE

300

4463

SALE

300

4463

SALE

200

4463

SALE

182

4463

SALE

76

4463

PURCHASE

13

4463

PURCHASE

35

4463

PURCHASE

38

4463

PURCHASE

200

4463

PURCHASE

314

4463

PURCHASE

350

4463

PURCHASE

900

4463

PURCHASE

944

4463

SALE

4410

4464

SALE

300

4464

SALE

216

4464

SALE

138

4464

SALE

128

4464

SALE

100

4464

SALE

100

4464

PURCHASE

299

4464

PURCHASE

430

4464

PURCHASE

585

4464

PURCHASE

851

4464

SALE

1119

4465

SALE

1000

4465

SALE

400

4465

SALE

400

4465

SALE

300

4465

SALE

300

4465

SALE

300

4465

SALE

200

4465

SALE

33

4465

PURCHASE

5

4465

PURCHASE

114

4465

PURCHASE

200

4465

PURCHASE

300

4465

PURCHASE

559

4465

PURCHASE

716

4465

PURCHASE

927

4465

SALE

454

4466

PURCHASE

5

4466

PURCHASE

422

4466

PURCHASE

500

4466

PURCHASE

600

4466

PURCHASE

1200

4466

SALE

5355

4467

SALE

1495

4467

SALE

900

4467

SALE

483

4467

SALE

300

4467

SALE

254

4467

SALE

238

4467

SALE

100

4467

SALE

3

4467

PURCHASE

100

4467

PURCHASE

312

4467

PURCHASE

400

4467

SALE

1134

4468

SALE

205

4468

SALE

190

4468

SALE

100

4468

SALE

65

4468

SALE

18

4468

PURCHASE

1098

4468

PURCHASE

1119

4468

PURCHASE

5104

4468

SALE

1499

4469

SALE

1118

4469

SALE

1118

4469

SALE

883

4469

SALE

486

4469

SALE

285

4469

SALE

2460

4470

SALE

1200

4470

SALE

355

4470

PURCHASE

50

4470

PURCHASE

100

4470

PURCHASE

100

4470

PURCHASE

191

4470

PURCHASE

270

4470

PURCHASE

318

4470

PURCHASE

352

4470

PURCHASE

362

4470

PURCHASE

400

4470

PURCHASE

500

4470

PURCHASE

500

4470

PURCHASE

679

4470

PURCHASE

945

4470

PURCHASE

959

4470

PURCHASE

1089

4470

PURCHASE

1118

4470

PURCHASE

1118

4470

PURCHASE

1420

4470

PURCHASE

2500

4470

PURCHASE

2

4471

PURCHASE

120

4471

PURCHASE

427

4471

SALE

1404

4472

PURCHASE

1118

4472

PURCHASE

5590

4472

SALE

1323

4473

SALE

1200

4473

SALE

999

4473

SALE

140

4473

SALE

98

4473

SALE

34

4473

SALE

14

4473

SALE

2

4473

PURCHASE

19

4473

SALE

497

4474

SALE

808

4475

SALE

182

4475

SALE

100

4475

SALE

34

4475

SALE

10

4475

PURCHASE

550

4475

SALE

558

4476

SALE

1539

4477

SALE

1325

4478

SALE

1200

4478

SALE

1200

4478

SALE

390

4478

SALE

9

4478

SALE

809

4479

SALE

18

4479

PURCHASE

4358

4480

SALE

1200

4481

SALE

1033

4481

SALE

965

4481

SALE

250

4481

PURCHASE

219

4481

PURCHASE

500

4481

PURCHASE

1000

4481

TOTAL PURCHASES

548,661

TOTAL SALES

546,282

 (b) Derivatives transactions (other than options)

Product name, e.g CFD

Long/short (Note 5)

Number of securities (Note 6)

Price per unit (Note 4)

 

(c) Options transactions in respect of existing securities

(i) Writing, selling, purchasing or varying

 

Product name,e.g. call option

Writing, selling, purchasing, varying etc

Number of securities to which the option relates (Note 6)

Exercise price 

Type, e.g. American, European etc.

Expiry date

Option money paid/received per unit (Note 4)

 

(ii) Exercising

 

Product name, e.g. call option

Number of securities 

Exercise price per unit (Note 4)

 

(d) Other dealings (including new securities) (Note 3)

 

Nature of transaction(Note 7)

Details

Price per unit (if applicable)

 

4. OTHER INFORMATION

 

Agreements, arrangements or understandings relating to options or derivatives

 

 

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

 

……………………………………………………………………

 

……………………………………………………………………

 

Is a Supplemental Form 38.5(b) attached? (Note 8) NO

 

Date of disclosure

2 JULY 2008

Contact name

LOUISE ROBINSON

Telephone number

020 7567 8762

Name of offeree/offeror with which connected

BHP Billiton PLC

BHP Billiton LTD

Nature of connection (Note 9)

CONNECTED ADVISER

Notes

The Notes on Form 38.5(b) can be viewed on the Takeover Panel's website at www.thetakeoverpanel.org.uk

This information is provided by RNS
The company news service from the London Stock Exchange
 
END
 
 
EMMBGGDRUSGGGID

Related Shares:

BHP Group
FTSE 100 Latest
Value8,684.56
Change50.81