29th Apr 2008 11:16
Credit Suisse Securities (Eur) Ltd29 April 2008 FORM 38.5 (b) DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS BUT NOT DEALING IN A CLIENT-SERVING CAPACITY (Rule 38.5(b) of the Takeover Code)1. KEY INFORMATIONName of exempt principal trader Credit Suisse Securities (Europe) LimitedCompany dealt in Rio Tinto PlcClass of relevant security to which the dealings being Ordinary Sharesdisclosed relate (Note 1)Date of dealing 28-Apr-2008 2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 2) Long Short Number (%) Number (%)(1) Relevant securities 1023386 0.103 867 0.000(2) Derivatives (other than options)(3) Options and agreements to purchase/sellTotal 1023386 0.103 867 0.000 (b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 2)Class Of Relevant Security : Ordinary Shares Long Short(1) Relevant Securities(2) Derivatives (other than options)(3) Options and agreements to purchase/sellTotal (c) Rights to subscribe (Note 2)Class of relevant security: Details 3. DEALINGS (Note 3)(a) Purchases and salesPurchase/sale Number of securities Price per unit (Note 4)Buy 4298 62.26 (GBP)Buy 960 62.26 (GBP)Buy 160 62.26 (GBP)Buy 158 62.96 (GBP)Buy 128 62.44 (GBP)Buy 116 63.05 (GBP)Buy 110 62.79 (GBP)Buy 90 63.49 (GBP)Buy 89 63.14 (GBP)Buy 81 63.535 (GBP)Buy 80 62.31 (GBP)Buy 79 62.62 (GBP)Buy 79 62.47 (GBP)Buy 79 62.52 (GBP)Buy 77 63.55 (GBP)Buy 73 63.165 (GBP)Buy 67 63.16 (GBP)Buy 66 63.16 (GBP)Buy 65 62.38 (GBP)Buy 64 62.5 (GBP)Buy 63 62.61 (GBP)Buy 60 63.2 (GBP)Buy 59 63.2 (GBP)Buy 57 63.19 (GBP)Buy 52 63.08 (GBP)Buy 51 63.08 (GBP)Buy 47 63.19 (GBP)Buy 47 63.19 (GBP)Buy 46 63.17 (GBP)Buy 46 63.2 (GBP)Buy 46 63.2 (GBP)Buy 45 63.54 (GBP)Buy 45 63.19 (GBP)Buy 45 63.19 (GBP)Buy 45 63.195 (GBP)Buy 45 63.2 (GBP)Buy 45 63.17 (GBP)Buy 45 63.54 (GBP)Buy 44 63.2 (GBP)Buy 44 63.55 (GBP)Buy 44 63.19 (GBP)Buy 43 63.58 (GBP)Buy 43 63.5 (GBP)Buy 43 63.53 (GBP)Buy 42 63.52 (GBP)Buy 42 63.52 (GBP)Buy 42 63.49 (GBP)Buy 42 63.49 (GBP)Buy 42 63.52 (GBP)Buy 42 62.61 (GBP)Buy 42 63.49 (GBP)Buy 41 63.2 (GBP)Buy 40 63.2 (GBP)Buy 39 62.95 (GBP)Buy 39 63 (GBP)Buy 39 63.03 (GBP)Buy 37 62.61 (GBP)Buy 33 63.19 (GBP)Buy 33 63.15 (GBP)Buy 32 63.55 (GBP)Buy 32 63.19 (GBP)Buy 31 63.58 (GBP)Buy 30 62.4 (GBP)Buy 30 62.4 (GBP)Buy 30 62.48 (GBP)Buy 23 63.01 (GBP)Buy 22 62.26 (GBP)Buy 19 63.54 (GBP)Buy 16 63.01 (GBP)Buy 16 63.52 (GBP)Buy 15 63.2 (GBP)Buy 15 62.48 (GBP)Buy 15 62.48 (GBP)Buy 15 62.48 (GBP)Buy 15 62.38 (GBP)Buy 15 62.48 (GBP)Buy 15 62.5 (GBP)Buy 12 63.54 (GBP)Buy 12 63.19 (GBP)Buy 12 63.55 (GBP)Buy 12 63.19 (GBP)Buy 12 63.54 (GBP)Buy 11 63.58 (GBP)Buy 10 62.48 (GBP)Buy 7 63.53 (GBP)Buy 4 62.48 (GBP)Buy 4 63.08 (GBP)Buy 3 63.53 (GBP)Buy 2 63.5 (GBP)Buy 1 63.49 (GBP)Sell 158 62.9 (GBP)Sell 157 63.49 (GBP)Sell 116 63.58 (GBP)Sell 111 62.92 (GBP)Sell 90 63.49 (GBP)Sell 79 62.89 (GBP)Sell 79 62.64 (GBP)Sell 79 62.77 (GBP)Sell 79 62.65 (GBP)Sell 79 62.74 (GBP)Sell 79 62.91 (GBP)Sell 79 62.89 (GBP)Sell 79 62.85 (GBP)Sell 79 62.83 (GBP)Sell 63 62.88 (GBP)Sell 48 62.83 (GBP)Sell 48 62.86 (GBP)Sell 47 63.03 (GBP)Sell 47 63.03 (GBP)Sell 47 62.86 (GBP)Sell 46 62.81 (GBP)Sell 46 62.5 (GBP)Sell 45 62.5 (GBP)Sell 45 62.81 (GBP)Sell 45 62.68 (GBP)Sell 38 62.825 (GBP)Sell 38 62.46 (GBP)Sell 38 62.46 (GBP)Sell 32 62.68 (GBP)Sell 28 62.72 (GBP)Sell 28 62.72 (GBP)Sell 28 63.45 (GBP)Sell 28 63.45 (GBP)Sell 22 62.83 (GBP)Sell 21 62.83 (GBP)Sell 12 62.68 (GBP)TOTAL BUYS:9152 TOTAL SELLS:2183(b) Derivatives transactions (other than options)Product name, e.g. CFD Long/short (Note 5) Number of securities (Note 6) Price per unit (Note 4) (c) Options transactions in respect of existing securities(i) Writing, selling, purchasing or varyingProduct Writing, selling, Number of securities to Exercise Type, e.g. Expiry Option money paid/name,e.g. call purchasing, varying which the option relates price American, date received per unitoption etc. (Note 6) European etc. (Note 4) (ii) ExercisingProduct name, e.g. call option Number of securities Exercise price per unit (Note 4) (d) Other dealings (including new securities) (Note 3)Nature of transaction (Note 7) Details Price per unit (if applicable) (Note 4) 4. OTHER INFORMATIONAgreements, arrangements or understandings relating to options or derivativesFull details of any agreement, arrangement or understanding between the person disclosing and any other person relatingto the voting rights of any relevant securities under any option referred to on this form or relating to the votingrights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form isreferenced. If none, this should be stated. Is a Supplemental Form 38.5(b) attached? (Note 8) No Date of disclosure 29-Apr-2008 08:54:58Contact name Collins,CarolynTelephone number 44 20 7888 0241Name of offeree/offeror with which connected Rio Tinto PlcNature of connection (Note 9) ADVISOR NotesThe Notes on Form 38.5(b) can be viewed on the Takeover Panel's website at http://www.thetakeoverpanel.org.uk/. This information is provided by RNS The company news service from the London Stock ExchangeRelated Shares:
Rio Tinto