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EPT Disclosure

4th Aug 2008 16:42

RNS Number : 6080A
UBS Securities LLC
04 August 2008
 

FORM 38.5(b)

DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS 

WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS

BUT NOT DEALING IN A CLIENT-SERVING CAPACITY

(Rule 38.5(b) of the Takeover Code)

 

 

1. KEY INFORMATION

 

Name of exempt principal trader

UBS Securities LLC

Company dealt in

Rio Tinto PLC

(ISIN US7672041008)

Class of relevant security to which the dealings being disclosed relate (Note 1)

Ordinary shares dealt in ADR form

ADR (1 ADR = 4 Ords)

Date of dealing

01 August 2008

 

 

2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE

 

(a) Interests and short positions (following dealing) in the class of 

relevant security dealt in (Note 2)

 

 

Long

 

Short

 

 

Number

(%)

Number 

(%)

(1) Relevant securities 

80320 Ords (equivalent to 20080 ADRs)

-

0 Ords (equivalent to 0 ADRs)

0.00

(2) Derivatives (other than options)

-

-

-

-

(3) Options and agreements to purchase/sell

0 Ords (equivalent to 0 ADRs

-

0 Ords (equivalent to 0 ADRs)

-

Total

80320 Ords (equivalent to 20080 ADRs)

-

0 Ords (equivalent to 0 ADRs)

0.00

(b) Interests and short positions in relevant securities of

the company, other than the class dealt in (Note 2)

 

Class of relevant security:

Long

 

Short

 

 

Number 

(%)

Number

(%)

(1) Relevant securities 

(2) Derivatives (other than options)

(3) Options and agreements to purchase/sell

Total

 

Rights to subscribe (Note 2)

Class of relevant security:

Details

3. DEALINGS (Note 3)

 (a) Purchases and sales

B

3836

397.8980

USD

B

2200

397.9182

USD

B

8132

396.7450

USD

B

400

400.4600

USD

B

4120

396.2044

USD

B

10284

397.6623

USD

S

1836

398.0985

USD

S

2828

399.7346

USD

S

800

395.0600

USD

S

15780

397.3019

USD

S

400

398.2600

USD

S

1000

397.8480

USD

S

3868

396.9788

USD

S

100

393.0000

USD

S

2360

394.6593

USD

Total Buys

28,972.00

Total Sells

28,972.00

 (b) Derivatives transactions (other than options)

Product name, e.g CFD

Long/short (Note 5)

Number of securities (Note 6)

Price per unit (Note 4)

 

(c) Options transactions in respect of existing securities

(i) Writing, selling, purchasing or varying

 

Product name,e.g. call option

Writing, selling, purchasing, varying etc

Number of securities to which the option relates (Note 6)

Exercise price 

Type, e.g. American, European etc.

Expiry date

Option money paid/received per unit (Note 4)

(ii) Exercising

 

Product name, e.g. call option

Number of securities 

Exercise price per unit (Note 4)

 

(d) Other dealings (including new securities) (Note 3)

 

Nature of transaction(Note 7)

Details

Price per unit (if applicable)

 

4. OTHER INFORMATION

 

Agreements, arrangements or understandings relating to options or derivatives

 

 

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

 

……………………………………………………………………

 

……………………………………………………………………

 

Is a Supplemental Form 38.5(b) attached? (Note 8) NO

 

Date of disclosure

04 August 2008

Contact name

Richard Mulcahy

Telephone number

203 719 0467

Name of offeree/offeror with which connected

BHP Billiton

Nature of connection (Note 9)

Connected Adviser

Notes

The Notes on Form 38.5(b) can be viewed on the Takeover Panel's website at www.thetakeoverpanel.org.uk

This information is provided by RNS
The company news service from the London Stock Exchange
 
END
 
 
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Related Shares:

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