16th Dec 2008 11:26
|
FORM 38.5(a) |
|
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS |
|
WITH RECOGNISED INTERMEDIARY STATUS |
|
DEALING IN A CLIENT-SERVING CAPACITY |
|
(Rule 38.5(a) of the Takeover Code) |
|
1. KEY INFORMATION |
|
Name of exempt principal trader |
Merrill Lynch International |
|
Company dealt in |
British Airways Plc |
|
Class of relevant security to which the |
Common |
|
dealings being disclosed relate |
|
Date of dealing |
15/12/2008 |
|
2. DEALINGS |
|
(a) Purchases and sales |
|
Total number of securities |
Highest price paid |
Lowest price paid |
|
purchased |
|
383,069 |
GBP 1.66 |
GBP 1.59 |
|
Total number of securities sold |
Highest price received |
Lowest price received |
|
265,093 |
GBP 1.66 |
GBP 1.59 |
|
(b) Derivatives transactions (other than options) |
|
Product name, |
Short/Long |
Number of securities |
Price per unit |
|
eg. CFD |
|
Long Swap |
LONG |
24,943 |
GBP 1.65 |
|
Long Swap |
LONG |
67 |
GBP 1.63 |
|
Long Swap |
LONG |
98 |
GBP 1.63 |
|
Long Swap |
LONG |
166 |
GBP 1.63 |
|
Long Swap |
LONG |
900 |
GBP 1.65 |
|
Long Swap |
LONG |
1,155 |
GBP 1.63 |
|
Long Swap |
LONG |
1,846 |
GBP 1.65 |
|
Long Swap |
LONG |
2,176 |
GBP 1.64 |
|
Long Swap |
LONG |
2,450 |
GBP 1.64 |
|
Long Swap |
LONG |
3,480 |
GBP 1.63 |
|
Long Swap |
LONG |
8,245 |
GBP 1.65 |
|
Long Swap |
LONG |
14,738 |
GBP 1.62 |
|
Long Swap |
LONG |
61 |
GBP 1.64 |
|
Long Swap |
LONG |
20,186 |
GBP 1.63 |
|
Long Swap |
LONG |
45,051 |
GBP 1.62 |
|
Long Swap |
LONG |
50,654 |
GBP 1.64 |
|
Long Swap |
LONG |
69,273 |
GBP 1.64 |
|
Long Swap |
LONG |
82,448 |
GBP 1.65 |
|
Long Swap |
LONG |
14,849 |
GBP 1.63 |
|
Product name, |
Short/Long |
Number of securities |
Price per unit |
|
eg. CFD |
|
Short Swap |
SHORT |
1,482 |
GBP 1.63 |
|
Short Swap |
SHORT |
69,273 |
GBP 1.62 |
|
Short Swap |
SHORT |
45,051 |
GBP 1.63 |
|
Short Swap |
SHORT |
42,756 |
GBP 1.60 |
|
Short Swap |
SHORT |
29,061 |
GBP 1.64 |
|
Short Swap |
SHORT |
20,186 |
GBP 1.62 |
|
Short Swap |
SHORT |
14,849 |
GBP 1.63 |
|
Short Swap |
SHORT |
2,450 |
GBP 1.66 |
|
(c) Options transactions in respect of existing securities |
|
Product name |
Writing, |
Number of |
Exercise |
Type, e.g. |
Expiry |
Option |
|
selling, |
securities under |
price |
American, |
date |
money |
|
eg call option |
purchasing, |
option |
European etc |
paid/received |
|
varying etc. |
per unit |
|
(ii) Exercising |
|
Product name |
Number of securities under |
Exercise price |
|
eg call option |
option |
|
3. OTHER INFORMATION |
|
Agreements, arrangements or understandings relating to options or derivatives |
|
Full details of any agreement, arrangement or understanding between the person disclosing and any |
|
other person relating to the voting rights of any relevant securities under any option referred to on this |
|
form or relating to the voting rights or future acquisition or disposal of any relevant securities to which |
|
any derivative referred to on this form is referenced. If none, this should be stated. |
|
NONE |
|
Date of disclosure |
16/12/2008 |
|
Contact name |
Bhavika Mistry |
|
Telephone number |
+44 207 995 4747 |
|
Name of offeree/offeror with whom connected |
British Airways Plc |
|
Nature of connection # |
Advisor |
|
FORM 38.5(a) |
|
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS |
|
WITH RECOGNISED INTERMEDIARY STATUS |
|
DEALING IN A CLIENT-SERVING CAPACITY |
|
(Rule 38.5(a) of the Takeover Code) |
|
1. KEY INFORMATION |
|
Name of exempt principal trader |
Merrill Lynch International |
|
Company dealt in |
Lloyds TSB Group Plc |
|
Class of relevant security to which the |
Common |
|
dealings being disclosed relate |
|
Date of dealing |
15/12/2008 |
|
2. DEALINGS |
|
(a) Purchases and sales |
|
Total number of securities |
Highest price paid |
Lowest price paid |
|
purchased |
|
2,487,198 |
GBP 1.36 |
GBP 1.24 |
|
Total number of securities sold |
Highest price received |
Lowest price received |
|
2,223,167 |
GBP 1.36 |
GBP 1.24 |
|
(b) Derivatives transactions (other than options) |
|
Product name, |
Short/Long |
Number of securities |
Price per unit |
|
eg. CFD |
|
Long Swap |
LONG |
1,056,150 |
GBP 1.29 |
|
Long Swap |
LONG |
206,914 |
GBP 1.34 |
|
Long Swap |
LONG |
176,777 |
GBP 1.32 |
|
Long Swap |
LONG |
60,010 |
GBP 1.31 |
|
Long Swap |
LONG |
31,647 |
GBP 1.29 |
|
Long Swap |
LONG |
27,589 |
GBP 1.34 |
|
Product name, |
Short/Long |
Number of securities |
Price per unit |
|
eg. CFD |
|
Short Swap |
SHORT |
2,213 |
GBP 1.29 |
|
Short Swap |
SHORT |
60,010 |
GBP 1.31 |
|
Short Swap |
SHORT |
87,987 |
GBP 1.32 |
|
Short Swap |
SHORT |
88,779 |
GBP 1.31 |
|
Short Swap |
SHORT |
1,056,150 |
GBP 1.29 |
|
(c) Options transactions in respect of existing securities |
|
Product name |
Writing, |
Number of |
Exercise |
Type, e.g. |
Expiry |
Option |
|
selling, |
securities under |
price |
American, |
date |
money |
|
eg call option |
purchasing, |
option |
European etc |
paid/received |
|
varying etc. |
per unit |
|
(ii) Exercising |
|
Product name |
Number of securities under |
Exercise price |
|
eg call option |
option |
|
3. OTHER INFORMATION |
|
Agreements, arrangements or understandings relating to options or derivatives |
|
Full details of any agreement, arrangement or understanding between the person disclosing and any |
|
other person relating to the voting rights of any relevant securities under any option referred to on this |
|
form or relating to the voting rights or future acquisition or disposal of any relevant securities to which |
|
any derivative referred to on this form is referenced. If none, this should be stated. |
|
NONE |
|
Date of disclosure |
16/12/2008 |
|
Contact name |
Bhavika Mistry |
|
Telephone number |
+44 207 995 4747 |
|
Name of offeree/offeror with whom connected |
Lloyds TSB Group Plc |
|
Nature of connection # |
Advisor |
|
FORM 38.5(a) |
|
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS |
|
WITH RECOGNISED INTERMEDIARY STATUS |
|
DEALING IN A CLIENT-SERVING CAPACITY |
|
(Rule 38.5(a) of the Takeover Code) |
|
1. KEY INFORMATION |
|
Name of exempt principal trader |
Merrill Lynch International |
|
Company dealt in |
HBOS Plc |
|
Class of relevant security to which the |
Common |
|
dealings being disclosed relate |
|
Date of dealing |
15/12/2008 |
|
2. DEALINGS |
|
(a) Purchases and sales |
|
Total number of securities |
Highest price paid |
Lowest price paid |
|
purchased |
|
538,540 |
GBP 0.75 |
GBP 0.70 |
|
Total number of securities sold |
Highest price received |
Lowest price received |
|
538,160 |
GBP 0.77 |
GBP 0.69 |
|
(b) Derivatives transactions (other than options) |
|
Product name, |
Short/Long |
Number of securities |
Price per unit |
|
eg. CFD |
|
Long Swap |
LONG |
134,816 |
GBP 0.72 |
|
Long Swap |
LONG |
59,958 |
GBP 0.71 |
|
Long Swap |
LONG |
7,355 |
GBP 0.72 |
|
Product name, |
Short/Long |
Number of securities |
Price per unit |
|
eg. CFD |
|
Short Swap |
SHORT |
7,355 |
GBP 0.72 |
|
Short Swap |
SHORT |
59,958 |
GBP 0.71 |
|
Short Swap |
SHORT |
134,816 |
GBP 0.72 |
|
(c) Options transactions in respect of existing securities |
|
Product name |
Writing, |
Number of |
Exercise |
Type, e.g. |
Expiry |
Option |
|
selling, |
securities under |
price |
American, |
date |
money |
|
eg call option |
purchasing, |
option |
European etc |
paid/received |
|
varying etc. |
per unit |
|
(ii) Exercising |
|
Product name |
Number of securities under |
Exercise price |
|
eg call option |
option |
|
3. OTHER INFORMATION |
|
Agreements, arrangements or understandings relating to options or derivatives |
|
Full details of any agreement, arrangement or understanding between the person disclosing and any |
|
other person relating to the voting rights of any relevant securities under any option referred to on this |
|
form or relating to the voting rights or future acquisition or disposal of any relevant securities to which |
|
any derivative referred to on this form is referenced. If none, this should be stated. |
|
NONE |
|
Date of disclosure |
16/12/2008 |
|
Contact name |
Bhavika Mistry |
|
Telephone number |
+44 207 995 4747 |
|
Name of offeree/offeror with whom connected |
Lloyds TSB Group Plc |
|
Nature of connection # |
Advisor |
|
FORM 38.5(a) |
|
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS |
|
WITH RECOGNISED INTERMEDIARY STATUS |
|
DEALING IN A CLIENT-SERVING CAPACITY |
|
(Rule 38.5(a) of the Takeover Code) |
|
1. KEY INFORMATION |
|
Name of exempt principal trader |
Merrill Lynch International |
|
Company dealt in |
Imperial Energy Corporation Plc |
|
Class of relevant security to which the |
Common |
|
dealings being disclosed relate |
|
Date of dealing |
15/12/2008 |
|
2. DEALINGS |
|
(a) Purchases and sales |
|
Total number of securities |
Highest price paid |
Lowest price paid |
|
purchased |
|
213,661 |
GBP 10.07 |
GBP 9.61 |
|
Total number of securities sold |
Highest price received |
Lowest price received |
|
180,396 |
GBP 9.94 |
GBP 9.79 |
|
(b) Derivatives transactions (other than options) |
|
Product name, |
Short/Long |
Number of securities |
Price per unit |
|
eg. CFD |
|
Long Swap |
LONG |
32,339 |
GBP 9.86 |
|
Long Swap |
LONG |
30,958 |
GBP 9.86 |
|
Long Swap |
LONG |
1,976 |
GBP 9.83 |
|
Product name, |
Short/Long |
Number of securities |
Price per unit |
|
eg. CFD |
|
Short Swap |
SHORT |
743 |
GBP 9.90 |
|
Short Swap |
SHORT |
1,976 |
GBP 9.90 |
|
Short Swap |
SHORT |
3,705 |
GBP 9.94 |
|
Short Swap |
SHORT |
4,197 |
GBP 9.86 |
|
Short Swap |
SHORT |
26,685 |
GBP 9.90 |
|
(c) Options transactions in respect of existing securities |
|
Product name |
Writing, |
Number of |
Exercise |
Type, e.g. |
Expiry |
Option |
|
selling, |
securities under |
price |
American, |
date |
money |
|
eg call option |
purchasing, |
option |
European etc |
paid/received |
|
varying etc. |
per unit |
|
(ii) Exercising |
|
Product name |
Number of securities under |
Exercise price |
|
eg call option |
option |
|
3. OTHER INFORMATION |
|
Agreements, arrangements or understandings relating to options or derivatives |
|
Full details of any agreement, arrangement or understanding between the person disclosing and any |
|
other person relating to the voting rights of any relevant securities under any option referred to on this |
|
form or relating to the voting rights or future acquisition or disposal of any relevant securities to which |
|
any derivative referred to on this form is referenced. If none, this should be stated. |
|
NONE |
|
Date of disclosure |
16/12/2008 |
|
Contact name |
Bhavika Mistry |
|
Telephone number |
+44 207 995 4747 |
|
Name of offeree/offeror with whom connected |
Imperial Energy Corporation Plc |
|
Nature of connection # |
Advisor |
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