26th Aug 2008 11:26
FORM 38.5 (SUMMARY) |
Lodge with Company Announcements Office and the Panel. Use a separate form for each class of |
securities in which dealings have been made. |
CONNECTED EXEMPT PRINCIPLE TRADER: |
DISCLOSURE UNDER RULE 38.5 OF THE CITY CODE ON TAKEOVERS AND |
Name of EPT |
Merrill Lynch International |
Date of disclosure |
26 August 2008 |
Date of dealing |
22 August 2008 |
Telephone number |
020 7996 2121 |
Please see attached disclosure of dealings under Rule 38.5 in the securities of the following |
22 August 2008 |
Taylor Nelson Sofres Plc - Common |
Informa Plc - Common |
BHP Billiton Plc - Common |
Alliance & Leicester Plc - Common |
AMENDMENT |
state which element(s) of previous disclosure was incorrect: |
In the case of option business or dealings in derivatives full details should be given on a separate sheet |
so that the nature of the dealings can be fully understood. For options this should include the number |
of securities under option, the exercise period (or in the case of exercise, the exercise date), the |
exercise price and any option money paid or received. For derivatives this should include, at least, the |
number of reference securities to which they relate (when relevant), the maturity date (or if applicable |
the closing out date) and the reference price. |
For full details of disclosure requirements see Rules 8 and 38 of the Code. If in doubt contact the |
Monitoring Section of the Panel, Tel. No:0207 638 0129 |
FORM 38.5 |
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS |
(Rule 38.5 of The City Code on Takeovers and Mergers) |
1. KEY INFORMATION |
Name of exempt principal trader |
Merrill Lynch International |
Company dealt in |
Alliance & Leicester Plc |
Class of relevant security to which the |
Common |
dealings being disclosed relate |
Date of dealing |
22/08/2008 |
2. DEALINGS |
(a) Purchases and sales |
Total number of securities |
Highest price paid |
Lowest price paid |
purchased |
316,405 |
GBP 3.25 |
GBP 3.13 |
Total number of securities sold |
Highest price received |
Lowest price received |
125,628 |
GBP 3.24 |
GBP 3.15 |
(b) Derivatives transactions (other than options) |
Product name, |
Short/Long |
Number of securities |
Price per unit |
eg. CFD |
Long Swap |
LONG |
200,000 |
GBP 3.22 |
Product name, |
Short/Long |
Number of securities |
Price per unit |
eg. CFD |
Short Swap |
SHORT |
194 |
GBP 3.18 |
Short Swap |
SHORT |
230 |
GBP 3.21 |
Short Swap |
SHORT |
1,215 |
GBP 3.21 |
Short Swap |
SHORT |
1,490 |
GBP 3.21 |
Short Swap |
SHORT |
1,859 |
GBP 3.21 |
Short Swap |
SHORT |
4,670 |
GBP 3.21 |
(c) Options transactions in respect of existing securities |
Product name |
Writing, |
Number of |
Exercise |
Type, e.g. |
Expiry |
Option |
selling, |
securities under |
price |
American, |
date |
money |
eg call option |
purchasing, |
option |
European etc |
paid/received |
varying etc. |
per unit |
(ii) Exercising |
Product name |
Number of securities under |
Exercise price |
eg call option |
option |
3. OTHER INFORMATION |
Agreements, arrangements or understandings relating to options or derivatives |
Full details of any agreement, arrangement or understanding between the person disclosing and any |
other person relating to the voting rights of any relevant securities under any option referred to on this |
form or relating to the voting rights or future acquisition or disposal of any relevant securities to which |
any derivative referred to on this form is referenced. If none, this should be stated. |
NONE |
Date of disclosure |
26/08/2008 |
Contact name |
Louise Howard |
Telephone number |
+44 20 7996 2121 |
Name of offeree/offeror with whom connected |
Banco Santander SA. |
Nature of connection # |
Advisor |
FORM 38.5 |
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS |
(Rule 38.5 of The City Code on Takeovers and Mergers) |
1. KEY INFORMATION |
Name of exempt principal trader |
Merrill Lynch International |
Company dealt in |
BHP Billiton Plc |
Class of relevant security to which the |
Common |
dealings being disclosed relate |
Date of dealing |
22/08/2008 |
2. DEALINGS |
(a) Purchases and sales |
Total number of securities |
Highest price paid |
Lowest price paid |
purchased |
1,226,763 |
GBP 17.05 |
GBP 16.48 |
Total number of securities sold |
Highest price received |
Lowest price received |
1,484,550 |
GBP 17.01 |
GBP 0.00 |
(b) Derivatives transactions (other than options) |
Product name, |
Short/Long |
Number of securities |
Price per unit |
eg. CFD |
Long Swap |
LONG |
1,010 |
GBP 16.74 |
Long Swap |
LONG |
70 |
GBP 16.75 |
Long Swap |
LONG |
333,585 |
GBP 16.81 |
Long Swap |
LONG |
27,720 |
GBP 16.64 |
Long Swap |
LONG |
2,108 |
GBP 16.74 |
Long Swap |
LONG |
1,592 |
GBP 16.75 |
Long Swap |
LONG |
870 |
GBP 16.74 |
Long Swap |
LONG |
790 |
GBP 16.75 |
Long Swap |
LONG |
764 |
GBP 16.74 |
Long Swap |
LONG |
446 |
GBP 16.74 |
Long Swap |
LONG |
312 |
GBP 16.74 |
Long Swap |
LONG |
198 |
GBP 16.75 |
Long Swap |
LONG |
2,000 |
GBP 16.91 |
Product name, |
Short/Long |
Number of securities |
Price per unit |
eg. CFD |
Short Swap |
SHORT |
49,658 |
GBP 16.75 |
Short Swap |
SHORT |
99,315 |
GBP 16.75 |
Short Swap |
SHORT |
333,585 |
GBP 0.00 |
Short Swap |
SHORT |
5,000 |
GBP 0.00 |
Short Swap |
SHORT |
1,600 |
GBP 16.86 |
Short Swap |
SHORT |
1,741 |
GBP 16.75 |
Short Swap |
SHORT |
1,970 |
GBP 16.75 |
Short Swap |
SHORT |
2,000 |
GBP 16.93 |
Short Swap |
SHORT |
2,500 |
GBP 0.00 |
Short Swap |
SHORT |
136,200 |
GBP 16.75 |
Short Swap |
SHORT |
5,000 |
GBP 0.00 |
Short Swap |
SHORT |
30 |
GBP 16.75 |
Short Swap |
SHORT |
5,614 |
GBP 0.00 |
Short Swap |
SHORT |
6,788 |
GBP 16.75 |
Short Swap |
SHORT |
11,300 |
GBP 16.93 |
Short Swap |
SHORT |
28,572 |
GBP 16.98 |
Short Swap |
SHORT |
32,982 |
GBP 0.00 |
Short Swap |
SHORT |
35,566 |
GBP 16.85 |
Short Swap |
SHORT |
3,336 |
GBP 16.75 |
(c) Options transactions in respect of existing securities |
Product name |
Writing, |
Number of |
Exercise |
Type, e.g. |
Expiry |
Option |
selling, |
securities under |
price |
American, |
date |
money |
eg call option |
purchasing, |
option |
European etc |
paid/received |
varying etc. |
per unit |
(ii) Exercising |
Product name |
Number of securities under |
Exercise price |
eg call option |
option |
3. OTHER INFORMATION |
Agreements, arrangements or understandings relating to options or derivatives |
Full details of any agreement, arrangement or understanding between the person disclosing and any |
other person relating to the voting rights of any relevant securities under any option referred to on this |
form or relating to the voting rights or future acquisition or disposal of any relevant securities to which |
any derivative referred to on this form is referenced. If none, this should be stated. |
NONE |
Date of disclosure |
26/08/2008 |
Contact name |
Louise Howard |
Telephone number |
+44 20 7996 2121 |
Name of offeree/offeror with whom connected |
BHP Billiton Plc |
Nature of connection # |
Advisor |
FORM 38.5(a) |
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS WITH |
RECOGNISED INTERMEDIARY STATUS DEALING IN CLIENT- |
SERVICING CAPACITY |
(Rule 38.5(a) of The City Code on Takeovers and Mergers) |
1. KEY INFORMATION |
Name of exempt principal trader |
Merrill Lynch International |
Company dealt in |
Taylor Nelson Sofres Plc |
Class of relevant security to which the |
Common |
dealings being disclosed relate |
Date of dealing |
22/08/2008 |
2. DEALINGS |
(a) Purchases and sales |
Total number of securities |
Highest price paid |
Lowest price paid |
purchased |
706,186 |
GBP 2.69 |
GBP 2.64 |
Total number of securities sold |
Highest price received |
Lowest price received |
628,777 |
GBP 2.66 |
GBP 2.64 |
(b) Derivatives transactions (other than options) |
Product name, |
Short/Long |
Number of securities |
Price per unit |
eg. CFD |
(c) Options transactions in respect of existing securities |
Product name |
Writing, |
Number of |
Exercise |
Type, e.g. |
Expiry |
Option money |
selling, |
securities under |
price |
American, |
date |
eg call option |
purchasing, |
option |
European etc |
paid/received |
varying etc. |
per unit |
(ii) Exercising |
Product name |
Number of securities under |
Exercise price |
eg call option |
option |
3. OTHER INFORMATION |
Agreements, arrangements or understandings relating to options or derivatives |
Full details of any agreement, arrangement or understanding between the person disclosing and any |
other person relating to the voting rights of any relevant securities under any option referred to on this |
form or relating to the voting rights or future acquisition or disposal of any relevant securities to which |
any derivative referred to on this form is referenced. If none, this should be stated. |
NONE |
Date of disclosure |
26/08/2008 |
Contact name |
Louise Howard |
Telephone number |
+44 20 7996 2121 |
Name of offeree/offeror with whom connected |
WPP Group Plc |
Nature of connection # |
Advisor |
FORM 38.5(a) |
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS WITH |
RECOGNISED INTERMEDIARY STATUS DEALING IN CLIENT- |
SERVICING CAPACITY |
(Rule 38.5(a) of The City Code on Takeovers and Mergers) |
1. KEY INFORMATION |
Name of exempt principal trader |
Merrill Lynch International |
Company dealt in |
Informa Plc |
Class of relevant security to which the |
Common |
dealings being disclosed relate |
Date of dealing |
22/08/2008 |
2. DEALINGS |
(a) Purchases and sales |
Total number of securities |
Highest price paid |
Lowest price paid |
purchased |
50,138 |
GBP 4.30 |
GBP 4.21 |
Total number of securities sold |
Highest price received |
Lowest price received |
137,267 |
GBP 4.27 |
GBP 4.21 |
(b) Derivatives transactions (other than options) |
Product name, |
Short/Long |
Number of securities |
Price per unit |
eg. CFD |
(c) Options transactions in respect of existing securities |
Product name |
Writing, |
Number of |
Exercise |
Type, e.g. |
Expiry |
Option money |
selling, |
securities under |
price |
American, |
date |
eg call option |
purchasing, |
option |
European etc |
paid/received |
varying etc. |
per unit |
(ii) Exercising |
Product name |
Number of securities under |
Exercise price |
eg call option |
option |
3. OTHER INFORMATION |
Agreements, arrangements or understandings relating to options or derivatives |
Full details of any agreement, arrangement or understanding between the person disclosing and any |
other person relating to the voting rights of any relevant securities under any option referred to on this |
form or relating to the voting rights or future acquisition or disposal of any relevant securities to which |
any derivative referred to on this form is referenced. If none, this should be stated. |
NONE |
Date of disclosure |
26/08/2008 |
Contact name |
Louise Howard |
Telephone number |
+44 20 7996 2121 |
Name of offeree/offeror with whom connected |
Informa Plc |
Nature of connection # |
Advisor |
Related Shares:
BHP GroupInforma