13th Jan 2010 11:45
|
FORM 38.5(a) |
|
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS |
|
WITH RECOGNISED INTERMEDIARY STATUS |
|
DEALING IN A CLIENT-SERVING CAPACITY |
|
(Rule 38.5(a) of the Takeover Code)) |
|
1. KEY INFORMATION |
|
Name of exempt principal trader |
Merrill Lynch International |
|
Company dealt in |
Shanks Group Plc |
|
Class of relevant security to which the |
Common |
|
dealings being disclosed relate |
|
Date of dealing |
12/01/2010 |
|
2. DEALINGS |
|
(a) Purchases and sales |
|
Total number of securities |
Highest price paid |
Lowest price paid |
|
purchased |
|
16,187 |
GBP 1.26 |
GBP 1.25 |
|
Total number of securities sold |
Highest price received |
Lowest price received |
|
28,085 |
GBP 1.28 |
GBP 1.25 |
|
(b) Derivatives transactions (other than options) |
|
Product name, |
Short/Long |
Number of securities |
Price per unit |
|
eg. CFD |
|
Long Swap |
LONG |
2,256 |
GBP 1.26 |
|
Long Swap |
LONG |
3,084 |
GBP 1.26 |
|
Long Swap |
LONG |
3,220 |
GBP 1.26 |
|
Long Swap |
LONG |
5,602 |
GBP 1.25 |
|
Long Swap |
LONG |
2,025 |
GBP 1.25 |
|
Product name, |
Short/Long |
Number of securities |
Price per unit |
|
eg. CFD |
|
Short Swap |
SHORT |
162 |
GBP 1.26 |
|
Short Swap |
SHORT |
6,304 |
GBP 1.25 |
|
Short Swap |
SHORT |
4,347 |
GBP 1.28 |
|
Short Swap |
SHORT |
400 |
GBP 1.25 |
|
Short Swap |
SHORT |
1 |
GBP 1.26 |
|
Short Swap |
SHORT |
42 |
GBP 1.26 |
|
Short Swap |
SHORT |
11 |
GBP 1.26 |
|
Short Swap |
SHORT |
3 |
GBP 1.26 |
|
Short Swap |
SHORT |
3 |
GBP 1.26 |
|
Short Swap |
SHORT |
1 |
GBP 1.26 |
|
Short Swap |
SHORT |
1 |
GBP 1.26 |
|
Short Swap |
SHORT |
856 |
GBP 1.25 |
|
(c) Options transactions in respect of existing securities |
|
Product name |
Writing, |
Number of |
Exercise |
Type, e.g. |
Expiry |
Option |
|
selling, |
securities under |
price |
American, |
date |
money |
|
eg call option |
purchasing, |
option |
European etc |
paid/received |
|
varying etc. |
per unit |
|
(ii) Exercising |
|
Product name |
Number of securities under |
Exercise price |
|
eg call option |
option |
|
3. OTHER INFORMATION |
|
Agreements, arrangements or understandings relating to options or derivatives |
|
Full details of any agreement, arrangement or understanding between the person disclosing and any |
|
other person relating to the voting rights of any relevant securities under any option referred to on this |
|
form or relating to the voting rights or future acquisition or disposal of any relevant securities to which |
|
any derivative referred to on this form is referenced. If none, this should be stated. |
|
NONE |
|
Date of disclosure |
13/01/2010 |
|
Contact name |
Bhavika Mistry |
|
Telephone number |
+44 207 995 4747 |
|
Name of offeree/offeror with whom connected |
Carlyle Europe Partners III Participations Sarl |
|
Nature of connection # |
Advisor |
|
FORM 38.5(a) |
|
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS |
|
WITH RECOGNISED INTERMEDIARY STATUS |
|
DEALING IN A CLIENT-SERVING CAPACITY |
|
(Rule 38.5(a) of the Takeover Code)) |
|
1. KEY INFORMATION |
|
Name of exempt principal trader |
Merrill Lynch International |
|
Company dealt in |
Mouchel Group Plc |
|
Class of relevant security to which the |
Common |
|
dealings being disclosed relate |
|
Date of dealing |
12/01/2010 |
|
2. DEALINGS |
|
(a) Purchases and sales |
|
Total number of securities |
Highest price paid |
Lowest price paid |
|
purchased |
|
4,771 |
GBP 2.50 |
GBP 2.49 |
|
Total number of securities sold |
Highest price received |
Lowest price received |
|
5,099 |
GBP 2.50 |
GBP 2.49 |
|
(b) Derivatives transactions (other than options) |
|
Product name, |
Short/Long |
Number of securities |
Price per unit |
|
eg. CFD |
|
Long Swap |
LONG |
2,636 |
GBP 2.49 |
|
Long Swap |
LONG |
1,400 |
GBP 2.49 |
|
Long Swap |
LONG |
595 |
GBP 2.50 |
|
Long Swap |
LONG |
140 |
GBP 2.49 |
|
Product name, |
Short/Long |
Number of securities |
Price per unit |
|
eg. CFD |
|
Short Swap |
SHORT |
68 |
GBP 2.49 |
|
Short Swap |
SHORT |
112 |
GBP 2.49 |
|
Short Swap |
SHORT |
595 |
GBP 2.50 |
|
Short Swap |
SHORT |
931 |
GBP 2.50 |
|
Short Swap |
SHORT |
3,393 |
GBP 2.50 |
|
(c) Options transactions in respect of existing securities |
|
Product name |
Writing, |
Number of |
Exercise |
Type, e.g. |
Expiry |
Option |
|
selling, |
securities under |
price |
American, |
date |
money |
|
eg call option |
purchasing, |
option |
European etc |
paid/received |
|
varying etc. |
per unit |
|
(ii) Exercising |
|
Product name |
Number of securities under |
Exercise price |
|
eg call option |
option |
|
3. OTHER INFORMATION |
|
Agreements, arrangements or understandings relating to options or derivatives |
|
Full details of any agreement, arrangement or understanding between the person disclosing and any |
|
other person relating to the voting rights of any relevant securities under any option referred to on this |
|
form or relating to the voting rights or future acquisition or disposal of any relevant securities to which |
|
any derivative referred to on this form is referenced. If none, this should be stated. |
|
NONE |
|
Date of disclosure |
13/01/2010 |
|
Contact name |
Bhavika Mistry |
|
Telephone number |
+44 207 995 4747 |
|
Name of offeree/offeror with whom connected |
VT Group Plc |
|
Nature of connection # |
Advisor |
|
FORM 38.5(a) |
|
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS |
|
WITH RECOGNISED INTERMEDIARY STATUS |
|
DEALING IN A CLIENT-SERVING CAPACITY |
|
(Rule 38.5(a) of the Takeover Code)) |
|
1. KEY INFORMATION |
|
Name of exempt principal trader |
Merrill Lynch International |
|
Company dealt in |
VT Group Plc |
|
Class of relevant security to which the |
Common |
|
dealings being disclosed relate |
|
Date of dealing |
12/01/2010 |
|
2. DEALINGS |
|
(a) Purchases and sales |
|
Total number of securities |
Highest price paid |
Lowest price paid |
|
purchased |
|
44,860 |
GBP 5.19 |
GBP 5.10 |
|
Total number of securities sold |
Highest price received |
Lowest price received |
|
46,036 |
GBP 5.14 |
GBP 5.10 |
|
(b) Derivatives transactions (other than options) |
|
Product name, |
Short/Long |
Number of securities |
Price per unit |
|
eg. CFD |
|
Long Swap |
LONG |
7,247 |
GBP 5.13 |
|
Long Swap |
LONG |
2,899 |
GBP 5.12 |
|
Long Swap |
LONG |
2,611 |
GBP 5.12 |
|
Long Swap |
LONG |
2,398 |
GBP 5.15 |
|
Long Swap |
LONG |
1,823 |
GBP 5.11 |
|
Long Swap |
LONG |
787 |
GBP 5.19 |
|
Long Swap |
LONG |
432 |
GBP 5.12 |
|
Long Swap |
LONG |
259 |
GBP 5.15 |
|
Long Swap |
LONG |
250 |
GBP 5.15 |
|
Long Swap |
LONG |
50 |
GBP 5.11 |
|
Product name, |
Short/Long |
Number of securities |
Price per unit |
|
eg. CFD |
|
Short Swap |
SHORT |
250 |
GBP 5.11 |
|
Short Swap |
SHORT |
1,823 |
GBP 5.12 |
|
Short Swap |
SHORT |
2,611 |
GBP 5.11 |
|
Short Swap |
SHORT |
7,983 |
GBP 5.12 |
|
(c) Options transactions in respect of existing securities |
|
Product name |
Writing, |
Number of |
Exercise |
Type, e.g. |
Expiry |
Option |
|
selling, |
securities under |
price |
American, |
date |
money |
|
eg call option |
purchasing, |
option |
European etc |
paid/received |
|
varying etc. |
per unit |
|
(ii) Exercising |
|
Product name |
Number of securities under |
Exercise price |
|
eg call option |
option |
|
3. OTHER INFORMATION |
|
Agreements, arrangements or understandings relating to options or derivatives |
|
Full details of any agreement, arrangement or understanding between the person disclosing and any |
|
other person relating to the voting rights of any relevant securities under any option referred to on this |
|
form or relating to the voting rights or future acquisition or disposal of any relevant securities to which |
|
any derivative referred to on this form is referenced. If none, this should be stated. |
|
NONE |
|
Date of disclosure |
13/01/2010 |
|
Contact name |
Bhavika Mistry |
|
Telephone number |
+44 207 995 4747 |
|
Name of offeree/offeror with whom connected |
VT Group Plc |
|
Nature of connection # |
Advisor |
|
FORM 38.5(a) |
|
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS |
|
WITH RECOGNISED INTERMEDIARY STATUS |
|
DEALING IN A CLIENT-SERVING CAPACITY |
|
(Rule 38.5(a) of the Takeover Code)) |
|
1. KEY INFORMATION |
|
Name of exempt principal trader |
Merrill Lynch International |
|
Company dealt in |
Cadbury Plc |
|
Class of relevant security to which the |
Common |
|
dealings being disclosed relate |
|
Date of dealing |
12/01/2010 |
|
2. DEALINGS |
|
(a) Purchases and sales |
|
Total number of securities |
Highest price paid |
Lowest price paid |
|
purchased |
|
16,611,021 |
GBP 7.81 |
GBP 7.74 |
|
Total number of securities sold |
Highest price received |
Lowest price received |
|
1,020,072 |
GBP 7.79 |
GBP 7.74 |
|
(b) Derivatives transactions (other than options) |
|
Product name, |
Short/Long |
Number of securities |
Price per unit |
|
eg. CFD |
|
Long Swap |
LONG |
10,074 |
GBP 7.76 |
|
Long Swap |
LONG |
928 |
GBP 7.77 |
|
Long Swap |
LONG |
5,570,461 |
GBP 7.75 |
|
Long Swap |
LONG |
150,000 |
GBP 7.80 |
|
Long Swap |
LONG |
100,000 |
GBP 7.76 |
|
Long Swap |
LONG |
18,229 |
GBP 7.76 |
|
Long Swap |
LONG |
16,204 |
GBP 7.78 |
|
Long Swap |
LONG |
12,029 |
GBP 7.76 |
|
Long Swap |
LONG |
10,345,141 |
GBP 7.75 |
|
Long Swap |
LONG |
7,911 |
GBP 7.76 |
|
Long Swap |
LONG |
5,156 |
GBP 7.76 |
|
Long Swap |
LONG |
5,100 |
GBP 7.76 |
|
Long Swap |
LONG |
4,636 |
GBP 7.75 |
|
Long Swap |
LONG |
2,193 |
GBP 7.77 |
|
Long Swap |
LONG |
2,039 |
GBP 7.77 |
|
Long Swap |
LONG |
2,000 |
GBP 7.77 |
|
Long Swap |
LONG |
13,086 |
GBP 7.79 |
|
Product name, |
Short/Long |
Number of securities |
Price per unit |
|
eg. CFD |
|
Short Swap |
SHORT |
71,294 |
GBP 7.79 |
|
Short Swap |
SHORT |
22,477 |
GBP 7.74 |
|
Short Swap |
SHORT |
1,508 |
GBP 7.79 |
|
Short Swap |
SHORT |
2,039 |
GBP 7.76 |
|
Short Swap |
SHORT |
5,100 |
GBP 7.76 |
|
Short Swap |
SHORT |
5,620 |
GBP 7.74 |
|
Short Swap |
SHORT |
7,911 |
GBP 7.79 |
|
Short Swap |
SHORT |
9,633 |
GBP 7.79 |
|
Short Swap |
SHORT |
276,442 |
GBP 7.79 |
|
Short Swap |
SHORT |
20,000 |
GBP 7.76 |
|
Short Swap |
SHORT |
667 |
GBP 7.77 |
|
Short Swap |
SHORT |
26,737 |
GBP 7.74 |
|
Short Swap |
SHORT |
29,052 |
GBP 7.78 |
|
Short Swap |
SHORT |
32,572 |
GBP 7.79 |
|
Short Swap |
SHORT |
33,263 |
GBP 7.74 |
|
Short Swap |
SHORT |
35,551 |
GBP 7.77 |
|
Short Swap |
SHORT |
36,143 |
GBP 7.78 |
|
Short Swap |
SHORT |
40,000 |
GBP 7.79 |
|
Short Swap |
SHORT |
18,229 |
GBP 7.77 |
|
(c) Options transactions in respect of existing securities |
|
Product name |
Writing, |
Number of |
Exercise |
Type, e.g. |
Expiry |
Option |
|
selling, |
securities under |
price |
American, |
date |
money |
|
eg call option |
purchasing, |
option |
European etc |
paid/received |
|
varying etc. |
per unit |
|
(ii) Exercising |
|
Product name |
Number of securities under |
Exercise price |
|
eg call option |
option |
|
3. OTHER INFORMATION |
|
Agreements, arrangements or understandings relating to options or derivatives |
|
Full details of any agreement, arrangement or understanding between the person disclosing and any |
|
other person relating to the voting rights of any relevant securities under any option referred to on this |
|
form or relating to the voting rights or future acquisition or disposal of any relevant securities to which |
|
any derivative referred to on this form is referenced. If none, this should be stated. |
|
NONE |
|
Date of disclosure |
13/01/2010 |
|
Contact name |
Bhavika Mistry |
|
Telephone number |
+44 207 995 4747 |
|
Name of offeree/offeror with whom connected |
Hershey Trust Company |
|
Nature of connection # |
Advisor |
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