3rd Jul 2009 10:33
FORM 38.5(a)
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS
WITH RECOGNISED INTERMEDIARY STATUS
DEALING IN A CLIENT-SERVING CAPACITY
(Rule 38.5(a) of the Takeover Code)
1. KEY INFORMATION
|
Name of exempt principal trader |
(GS) GOLDMAN SACHS INTERNATIONAL |
|
Company dealt in |
ANGLO AMERICAN PLC |
|
Class of relevant security to which the dealings being disclosed relate (Note 1) |
0.54945 USD ordinary shares and ADRs |
|
Date of dealing |
02 July 2009 |
2. DEALINGS (Note 2)
(a) Purchases and sales
|
Total number of securities purchased (no. of underlying ords if ADR) |
Highest price paid (Note 3) |
Lowest price paid (Note 3) |
|
437,598 |
18.285 GBP |
17.24 GBP |
|
2,150 (1,075) |
14.1997 USD |
14.1932 USD |
|
Total number of securities sold (no. of underlying ords if ADR) |
Highest price received (Note 3) |
Lowest price received (Note 3) |
|
659,244 |
18.3884 GBP |
17.25 GBP |
|
2,150 (1,075) |
14.2022 USD |
14.1923 USD |
(b) Derivatives transactions (other than options)
|
Product name, e.g. CFD |
Long/short (Note 4) |
Number of securities (Note 5) |
Price per unit (Note 3) |
|
CFD |
Long |
1,771 |
17.983 GBP |
|
CFD |
Long |
950 |
17.7071 GBP |
|
CFD |
Long |
328 |
17.5771 GBP |
|
CFD |
Long |
493 |
17.506 GBP |
|
CFD |
Long |
1,871 |
18.2021 GBP |
|
CFD |
Long |
1,180 |
18.0424 GBP |
|
CFD |
Long |
2,486 |
18.1746 GBP |
|
CFD |
Long |
2,120 |
17.2585 GBP |
|
CFD |
Long |
20,775 |
17.7335 GBP |
|
CFD |
Long |
12,500 |
17.3598 GBP |
|
CFD |
Short |
28,145 |
17.562 GBP |
|
CFD |
Short |
328 |
17.6403 GBP |
|
CFD |
Short |
950 |
17.6922 GBP |
|
CFD |
Short |
13,815 |
17.562 GBP |
|
CFD |
Short |
8,040 |
17.562 GBP |
|
CFD |
Short |
622 |
17.8337 GBP |
|
CFD |
Short |
187 |
17.8337 GBP |
|
CFD |
Short |
50,000 |
17.4192 GBP |
|
CFD |
Short |
1,180 |
18.0424 GBP |
|
CFD |
Short |
2,120 |
17.2585 GBP |
|
CFD |
Short |
1,182 |
17.9958 GBP |
|
CFD |
Short |
20,775 |
17.7335 GBP |
|
CFD |
Short |
3,235 |
17.7251 GBP |
|
CFD |
Short |
8,750 |
18.2367 GBP |
|
CFD |
Short |
3,750 |
18.2054 GBP |
|
CFD |
Short |
12,500 |
17.3598 GBP |
|
CFD |
Short |
2,500 |
18.2054 GBP |
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
|
Product name, e.g. call option |
Writing, selling, purchasing, varying etc. |
Number of securities to which the option relates (Note 5) |
Exercise price |
Type, e.g. American, European etc. |
Expiry date |
Option money paid/received per unit (Note 3) |
(ii) Exercising
|
Product name, e.g. call option |
Number of securities |
Exercise price per unit (Note 3) |
3. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
|
Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated. |
|
Date of disclosure |
03 July 2009 |
|
Contact name |
Peter Highton |
|
Telephone number |
+44-207-774-1935 |
|
Name of offeree/offeror with which connected |
ANGLO AMERICAN PLC |
|
Nature of connection (Note 6) |
Advisor |
Notes
The Notes on Form 38.5(a) can be viewed on the Takeover Panel's website at www.thetakeoverpanel.org.uk
Related Shares:
Anglo American