7th Apr 2008 11:14
UBS AG (EPT)07 April 2008 FORM 38.5(a) DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY (Rule 38.5(a) of the Takeover Code) 1. KEY INFORMATION Name of exempt principal trader UBS AG London BranchCompany dealt in Rio Tinto PLCClass of relevant security to which the Ordinary 10pdealings being disclosed relate (Note 1) Date of dealing 04 APRIL 2008 2. DEALINGS (Note 2) (a) Purchases and sales Total number of securities Highest price paid Lowest price paidpurchased (Note 3) (Note 3) 316,556 56.9343061 GBP 55.21256 GBP Total number of securities Highest price received Lowest price receivedsold (Note 3) (Note 3) 391,922 56.59 GBP 54.80 GBP (b) Derivatives transactions (other than options) Product name, Long/short Number of securities Price per unite.g. CFD (Note 4) (Note 5) (Note 3) CFD LONG 200 55.1047 GBP CFD SHORT 50,000 55.21256 CFD LONG 412 55.5389 CFD LONG 200,000 55.6447 CFD LONG 25,000 55.6884 CFD LONG 25,000 55.7132 CFD SHORT 110,000 55.73448 (c) Options transactions in respect of existing securities (i) Writing, selling, purchasing or varying Product Writing, Number of Exercise Type, e.g. Expiry date Optionname,e.g selling, securities price American, moneypaid/receivedcall purchasing, to which the European etc. per unit (Note 3)option varying etc option relates (Note 5) CALL PURCHASING 1,000 5400 PENCE EUROPEAN 30/06/2008 555 PENCE CALL PURCHASING 1,000 5800 PENCE EUROPEAN 30/04/2008 119 PENCE PUT SELLING 1,000 5200 PENCE EUROPEAN 30/04/2008 80 PENCE (ii) Exercising Product name, e.g. Number of securities Exercise price per unitcall option (Note 3) 3. OTHER INFORMATION Agreements, arrangements or understandings relating to options or derivatives Full details of any agreement, arrangement or understanding between the persondisclosing and any other person relating to the voting rights of any relevantsecurities under any option referred to on this form or relating to the votingrights or future acquisition or disposal of any relevant securities to which anyderivative referred to on this form is referenced. If none, this should bestated. .............................................................................. .............................................................................. Date of disclosure 07 APRIL 2008Contact name NIMISHA SACHDEVTelephone number 020 7568 9289Name of offeree/offeror with which BHP Billiton PLCconnected BHP Billiton LTDNature of connection (Note 6) CONNECTED ADVISER Notes The Notes on Form 38.5(a) can be viewed on the Takeover Panel's website atwww.thetakeoverpanel.org.uk This information is provided by RNS The company news service from the London Stock ExchangeRelated Shares:
Rio Tinto