29th Apr 2008 11:24
Deutsche Bank AG29 April 2008 DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS BUT NOT DEALING IN A CLIENT-SERVING CAPACITY (Rule 38.5(b) of the Takeover Code) 1. KEY INFORMATION Name of exempt principal trader Deutsche Securities Australia Limited Company dealt in BHP Billiton Ltd Class of relevant security to which the Ordinarydealings being disclosed relate (Note 1) Date of dealing 28/04/2008 2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE (a) Interests and short positions (following dealing) in the class ofrelevant security dealt in (Note 2) Long Short Number Number (%) (%) (1) Relevant securities 2,165,832 -9,528,689 0.06% -0.28% (2) Derivatives (other than options) 6,257,144 -7,275,832 0.19% -0.22% (3) Options and agreements to purchase/sell 13,699,000 -3,516,000 0.41% -0.10% Total 22,121,976 -20,320,521 0.66% -0.61% (b) Interests and short positions in relevant securities of the company,other than the class dealt in (Note 2) Class of relevant security: Long Short Number Number (%) (%) (1) Relevant securities (2) Derivatives (other than options) (3) Options and agreements to purchase/sell Total (c) Rights to subscribe (Note 2) Class of relevant security: Details 3. DEALINGS (Note 3) (a) Purchases and sales Purchase/sale Number of securities Price per unit (Note 4) AUD $Purchase 330 43.22Purchase 306 43.24Purchase 608 43.25Purchase 5297 43.26Purchase 894 43.27Purchase 5530 43.28Purchase 557 43.29Purchase 438 43.30Purchase 889 43.31Purchase 263 43.32Purchase 284 43.33Purchase 118847 43.34Purchase 230 43.35Purchase 295 43.37Purchase 344 43.38Purchase 242 43.39Purchase 1210 43.40Purchase 205 43.41Purchase 434 43.42Purchase 594 43.43Purchase 15138 43.44Purchase 161113 43.45Purchase 6000 43.46Purchase 337 43.47Purchase 4300 43.48Purchase 6026 43.49Purchase 11908 43.50Purchase 1549 43.51Purchase 398 43.52Purchase 5608 43.53Purchase 483 43.54Purchase 1906 43.55Purchase 6660 43.56Purchase 2046 43.57Purchase 894 43.58Purchase 859 43.59Purchase 289949 43.60Purchase 8833 43.61Purchase 936 43.62Purchase 7169 43.63Purchase 7640 43.64Purchase 5864 43.65Purchase 7292 43.66Purchase 1000 43.67Purchase 12256 43.67Purchase 5371 43.68Purchase 2133 43.69Purchase 10883 43.70Purchase 700 43.71Purchase 597 43.72Purchase 1469 43.73Purchase 53 43.74Purchase 363 43.76Purchase 338 43.77Purchase 246 43.78Purchase 735 43.82Purchase 265 43.83Purchase 421 43.84Purchase 644 43.85Purchase 280 43.86Purchase 583 43.92Purchase 1642 43.93Purchase 43295 43.94Purchase 533 43.95Purchase 878 43.96Purchase 10383 43.97Purchase 50110 43.98Purchase 494 43.99Purchase 288 44.00Purchase 537 44.01Purchase 2100 44.03Purchase 317 44.04Purchase 1466 44.05Purchase 843 44.06Purchase 15500 44.06Purchase 5103 44.07Purchase 349 44.09Purchase 4283 44.10Purchase 7000 44.11Purchase 14583 44.12Purchase 4282 44.13Purchase 1500 44.14Purchase 4283 44.16Purchase 2000 44.17Purchase 989 44.18Purchase 4000 44.19Purchase 8566 44.20Purchase 4603 44.22Purchase 891 44.24Purchase 5243 44.27Purchase 1739 44.30Purchase 2300 44.37Purchase 622 44.44Purchase 1325 44.46Purchase 17233 44.48Purchase 9135 44.49Purchase 26096 44.50Purchase 4283 44.52Purchase 4283 44.53Purchase 4283 44.54Purchase 4283 44.58Purchase 500 44.60Purchase 2132 44.61Purchase 5015 44.90Purchase 100 44.91Purchase 413 44.92Purchase 12591 44.93Purchase 21008 44.94Purchase 1713 45.11Purchase 76820 45.12TOTAL PURCHASE 1,120,977Sale 4283 43.23Sale 4283 43.25Sale 500 43.26Sale 4282 43.27Sale 8566 43.28Sale 17004 43.30Sale 118 43.31Sale 1000 43.32Sale 27951 43.33Sale 4283 43.35Sale 9886 43.36Sale 4515 43.37Sale 7063 43.38Sale 8575 43.39Sale 18565 43.40Sale 5865 43.42Sale 600 43.43Sale 8358 43.44Sale 2701 43.45Sale 8128 43.46Sale 207 43.47Sale 4214 43.48Sale 4351 43.49Sale 80032 43.50Sale 1609 43.51Sale 23255 43.52Sale 8937 43.53Sale 10000 43.54Sale 49478 43.55Sale 24263 43.56Sale 8474 43.57Sale 9859 43.57Sale 4831 43.58Sale 40000 43.58Sale 496453 43.60Sale 1772 43.61Sale 341 43.62Sale 558 43.63Sale 11767 43.64Sale 343 43.65Sale 5337 43.66Sale 9642 43.67Sale 23198 43.68Sale 5000 43.69Sale 27046 43.70Sale 41409 43.70Sale 5000 43.71Sale 504 43.72Sale 17582 43.73Sale 6753 43.74Sale 2485 43.82Sale 220 43.85Sale 555 43.86Sale 343 43.87Sale 1061 43.88Sale 707 43.89Sale 603 43.90Sale 802 43.92Sale 100 43.94Sale 45314 43.95Sale 5563 43.95Sale 395 43.96Sale 11966 43.97Sale 157 43.98Sale 200 44.00Sale 1195 44.01Sale 500 44.02Sale 3942 44.03Sale 1358 44.05Sale 1856 44.08Sale 397 44.10Sale 373 44.11Sale 2358 44.12Sale 1053 44.13Sale 25000 44.14Sale 2812 44.15Sale 250 44.16Sale 658 44.17Sale 972 44.20Sale 207 44.21Sale 327 44.30Sale 970 44.31Sale 400 44.32Sale 1159 44.34Sale 4510 44.38Sale 2935 44.40Sale 2820 44.41Sale 46 44.42Sale 3000 44.43Sale 1296 44.45Sale 3000 44.47Sale 4943 44.48Sale 1180 44.49Sale 1000 44.85Sale 5015 44.90Sale 22374 45.12TOTAL SALES 1,237,118 (b) Derivatives transactions (other than options) Product name, Long/short (Note 5) Number of securities (Note 6) Price per unit (Note 4) e.g. CFD AUD $CFD Long 500 43.26CFD Long 1000 43.32CFD Long 211 43.37CFD Long 2789 43.38CFD Long 600 43.43CFD Long 15750 43.50CFD Long 1609 43.51CFD Long 406 43.52CFD Long 11 43.53CFD Long 5000 43.54CFD Long 15200 43.55CFD Long 122 43.56CFD Long 8474 43.57CFD Long 5429 43.57CFD Long 549 43.58CFD Long 211951 43.60CFD Long 917 43.61CFD Long 341 43.62CFD Long 558 43.63CFD Long 1767 43.64CFD Long 343 43.65CFD Long 1054 43.66CFD Long 10350 43.68CFD Long 5000 43.69CFD Long 27046 43.70CFD Long 4423 43.70CFD Long 5000 43.71CFD Long 504 43.72CFD Long 963 43.73CFD Long 2485 43.82CFD Long 220 43.85CFD Long 555 43.86CFD Long 343 43.87CFD Long 1061 43.88CFD Long 707 43.89CFD Long 603 43.90CFD Long 802 43.92CFD Long 100 43.94CFD Long 45314 43.95CFD Long 5563 43.95CFD Long 395 43.96CFD Long 11966 43.97CFD Long 157 43.98CFD Long 200 44.00CFD Long 1195 44.01CFD Long 500 44.02CFD Long 3942 44.03CFD Long 1358 44.05CFD Long 1856 44.08CFD Long 397 44.10CFD Long 373 44.11CFD Long 2358 44.12CFD Long 1053 44.13CFD Long 2812 44.15CFD Long 250 44.16CFD Long 658 44.17CFD Long 972 44.20CFD Long 207 44.21CFD Long 327 44.30CFD Long 970 44.31CFD Long 400 44.32CFD Long 1159 44.34CFD Long 4510 44.38CFD Long 2935 44.40CFD Long 2820 44.41CFD Long 46 44.42CFD Long 3000 44.43CFD Long 1296 44.45CFD Long 3000 44.47CFD Long 4943 44.48CFD Long 1180 44.49CFD Long 1000 44.85CFD Long 5015 44.90CFD Short 100 43.30CFD Short 100 43.38CFD Short 14000 43.44CFD Short 10000 43.45CFD Short 6000 43.46CFD Short 4300 43.48CFD Short 5500 43.49CFD Short 10140 43.50CFD Short 170 43.51CFD Short 90 43.52CFD Short 5000 43.53CFD Short 90 43.55CFD Short 6000 43.56CFD Short 1173 43.57CFD Short 20 43.58CFD Short 223 43.59CFD Short 186935 43.60CFD Short 5472 43.61CFD Short 399 43.62CFD Short 6086 43.63CFD Short 6863 43.64CFD Short 5000 43.65CFD Short 5900 43.66CFD Short 1000 43.67CFD Short 1535 43.67CFD Short 248 43.68CFD Short 886 43.69CFD Short 196 43.70CFD Short 320 43.71CFD Short 247 43.72CFD Short 911 43.73CFD Short 53 43.74CFD Short 105 43.76CFD Short 338 43.77CFD Short 246 43.78CFD Short 216 43.82CFD Short 150 43.84CFD Short 644 43.85CFD Short 583 43.92CFD Short 1120 43.93CFD Short 43295 43.94CFD Short 187 43.95CFD Short 305 43.96CFD Short 383 43.97CFD Short 50110 43.98CFD Short 207 43.99CFD Short 537 44.01CFD Short 1500 44.03CFD Short 317 44.04CFD Short 1168 44.05CFD Short 541 44.06CFD Short 15500 44.06CFD Short 523 44.07CFD Short 349 44.09CFD Short 2000 44.11CFD Short 1500 44.14CFD Short 2000 44.17CFD Short 989 44.18CFD Short 4000 44.19CFD Short 320 44.22CFD Short 891 44.24CFD Short 961 44.27CFD Short 1739 44.30CFD Short 2300 44.37CFD Short 622 44.44CFD Short 1325 44.46CFD Short 4385 44.48CFD Short 4853 44.49CFD Short 400 44.50CFD Short 500 44.60CFD Short 2132 44.61CFD Short 5015 44.90CFD Short 100 44.91CFD Short 100 44.92 (c) Options transactions in respect of existing securities (i) Writing, selling, purchasing or varying Product name, Writing, selling, Number of securities Exercise Type, e.g. Expiry Option money purchasing, varying to which the option American,e.g. call option etc. relates (Note 6) price European etc. Date paid/received per unit AUD $Call Option Purchasing 75,000 60.00 American 18/12/2008 1.39Call Option Purchasing 25,000 56.00 American 25/09/2008 1.06Call Option Purchasing 188,000 56.00 American 25/09/2008 1.07Call Option Purchasing 19,000 56.00 American 25/09/2008 1.10 (ii) Exercising Product name, e.g. call option Number of securities Exercise price per unit Australian Dollar $ (d) Other dealings (including new securities) (Note 3) Nature of transaction (Note 7) Details Price per unit (if applicable) (Note 4) 4. OTHER INFORMATION Agreements, arrangements or understandings relating to options or derivatives Full details of any agreement, arrangement or understanding between the person disclosing and any other person relatingto the voting rights of any relevant securities under any option referred to on this form or relating to the votingrights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form isreferenced. If none, this should be stated. Is a Supplemental Form 38.5(b) attached? (Note 8) NO Date of disclosure 29/04/2008 Contact name Kelly-Jade Ledwich Telephone number 020 7545 7804 Name of offeree/offeror with which connected Rio Tinto PlcNature of connection (Note 9) Connected Advisor to Offeree This information is provided by RNS The company news service from the London Stock ExchangeRelated Shares:
BHP Group