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EPT Disclosure

2nd Oct 2008 11:49

RNS Number : 9343E
Credit Suisse Equities (Australia)
02 October 2008
 

4FORM 38.5 (b)

DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS 

WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS

BUT NOT DEALING IN A CLIENT-SERVING CAPACITY

(Rule 38.5(b) of the Takeover Code)

1. KEY INFORMATION 

Name of exempt principal trader

Credit Suisse Equities (Australia) Limited

Company dealt in

BHP Billiton Limited

Class of relevant security to which the dealings being disclosed relate (Note 1)

Ordinary Shares

Date of dealing

01-10-2008

2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 2) 

 

Long

Short

 

Number

(%)

Number

(%)

(1) Relevant securities

3296044

0.098

(2) Derivatives (other than options)

(3) Options and agreements to purchase/sell 

Total

3296044

0.098

 

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 2) 

Class Of Relevant Security : Ordinary Shares 

Long

Short

(1) Relevant Securities 

 

 

(2) Derivatives (other than options) 

 

 

(3) Options and agreements to purchasesell 

 

 

Total

(c) Rights to subscribe (Note 2) 

Class of relevant security:

Details

 

 

3. DEALINGS (Note 3)

(a) Purchases and sales 

Purchase/sale

Number of securities

Price per unit (Note 4)

Purchase

10,726

32.75

Purchase

73,056

32.75

Purchase

41,891

32.75

Purchase

340

32.40

Purchase

379

32.77

Purchase

695

32.77

Purchase

3,000

32.77

Purchase

926

32.77

Purchase

20

32.85

Purchase

16

32.83

Purchase

7

32.83

Purchase

14

32.83

Purchase

23

32.82

Purchase

2,950

32.80

Purchase

276

32.80

Purchase

9,774

32.80

Purchase

522

32.77

Purchase

58

32.77

Purchase

10,000

32.77

Purchase

420

32.76

Purchase

100

33.13

Purchase

50

32.86

Purchase

17,384

32.86

Purchase

423

32.86

Purchase

21

32.86

Purchase

12,172

32.86

Purchase

3,249

32.70

Purchase

1,751

32.70

Purchase

2,946

32.80

Purchase

150

32.80

Purchase

10,000

32.80

Purchase

1

32.80

Purchase

2,971

32.80

Purchase

15

32.79

Purchase

917

32.79

Purchase

8,000

32.87

Purchase

3,000

32.87

Purchase

7,903

32.95

Purchase

800

32.95

Purchase

1,000

32.95

Purchase

2,000

32.95

Purchase

300

32.95

Purchase

100

32.95

Purchase

3,000

32.95

Purchase

1,000

32.95

Purchase

400

32.95

Purchase

100

32.95

Purchase

5,000

32.95

Purchase

500

32.95

Purchase

500

32.95

Purchase

320

32.95

Purchase

1,037

32.95

Purchase

650

32.94

Purchase

390

32.93

Purchase

27

32.71

Purchase

13

32.71

Purchase

2,151

32.71

Purchase

27

32.71

Purchase

841

32.71

Purchase

3,000

32.71

Purchase

250

32.70

Purchase

731

32.70

Purchase

20

32.38

Purchase

5

32.52

Purchase

15

32.53

Purchase

20

32.37

Purchase

4,878

32.60

Purchase

365

32.60

Purchase

4,757

32.60

Purchase

4,390

32.64

Purchase

381

32.64

Purchase

5,029

32.64

Purchase

200

32.61

Purchase

416

32.67

Purchase

6,000

32.67

Purchase

3,093

32.67

Purchase

491

32.66

Purchase

1,388

32.67

Purchase

2,000

32.67

Purchase

200

32.67

Purchase

100

32.67

Purchase

400

32.67

Purchase

5,000

32.67

Purchase

336

32.66

Purchase

28

32.66

Purchase

548

32.66

Purchase

341

32.67

Purchase

3

32.67

Purchase

6

32.67

Purchase

4,650

32.67

Purchase

4,830

32.77

Purchase

136

32.77

Purchase

323

32.75

Purchase

9,711

32.75

Purchase

145

32.80

Purchase

1,000

32.80

Purchase

2,000

32.80

Purchase

5,000

32.80

Purchase

1,855

32.80

Purchase

10,227

32.80

Purchase

1,000

32.80

Purchase

500

32.80

Purchase

1,000

32.80

Purchase

309

32.80

Purchase

1,817

32.80

Purchase

147

32.79

Purchase

2,316

32.80

Purchase

2,658

32.80

Purchase

26

32.79

Purchase

2,922

32.78

Purchase

7,000

32.78

Purchase

48

32.78

Purchase

4,581

32.78

Purchase

5,000

32.78

Purchase

217

32.78

Purchase

5,000

32.78

Purchase

198

32.78

Purchase

3,448

32.79

Purchase

24

32.79

Purchase

2,323

32.80

Purchase

6,677

32.80

Purchase

7,000

32.79

Purchase

2,000

32.79

Purchase

100

32.79

Purchase

529

32.79

Purchase

5,000

32.79

Purchase

1,288

32.79

Purchase

5,611

32.78

Purchase

1,034

32.81

Purchase

2,543

32.85

Purchase

280

32.85

Purchase

6,469

32.85

Purchase

1,062

32.85

Purchase

50

32.85

Purchase

4,596

32.85

Purchase

938

32.86

Purchase

3,487

32.86

Purchase

26

32.86

Purchase

1,583

32.85

Purchase

10,000

32.81

Purchase

1,384

32.81

Purchase

100

32.81

Purchase

7

32.81

Purchase

475

32.81

Purchase

822

32.84

Purchase

162

32.84

Purchase

2,086

32.84

Purchase

1,000

32.84

Purchase

3,472

32.84

Purchase

2,000

32.84

Purchase

243

32.84

Purchase

62

32.84

Purchase

753

32.84

Purchase

1,400

32.83

Purchase

6,957

32.92

Purchase

100

32.92

Purchase

10,000

32.92

Purchase

4,600

32.92

Purchase

418

32.91

Purchase

57

32.91

Purchase

2,868

32.91

Purchase

3,861

32.90

Purchase

2,000

32.90

Purchase

300

32.90

Purchase

868

32.90

Purchase

63

32.90

Purchase

29

32.90

Purchase

6,095

32.90

Purchase

6

32.89

Purchase

1,778

32.89

Purchase

951

32.90

Purchase

1,000

32.90

Purchase

3,000

32.90

Purchase

254

32.90

Purchase

315

32.90

Purchase

2,000

32.90

Purchase

620

32.90

Purchase

300

32.90

Purchase

500

32.90

Purchase

500

32.90

Purchase

2,425

32.90

Purchase

60

32.89

Purchase

2,218

32.89

Purchase

48

32.88

Purchase

809

32.88

Purchase

10

32.86

Purchase

3,674

32.86

Purchase

103

32.86

Purchase

58

32.86

Purchase

10,000

32.86

Purchase

244

32.86

Purchase

7,000

32.86

Purchase

168

32.88

Purchase

110

32.88

Purchase

53

32.88

Purchase

9,569

32.88

Purchase

30

32.88

Purchase

19,000

32.89

Purchase

5,715

32.84

Purchase

173

32.84

Purchase

1

32.84

Purchase

500

32.84

Purchase

200

32.84

Purchase

800

32.84

Purchase

1,500

32.84

Purchase

2,855

32.84

Purchase

256

32.84

Purchase

801

32.83

Purchase

2,000

32.83

Purchase

171

32.83

Purchase

2,000

32.83

Purchase

37

32.83

Purchase

2,000

32.83

Purchase

471

32.83

Purchase

2,000

32.83

Purchase

160

32.83

Purchase

575

32.86

Purchase

20,000

32.86

Purchase

299

32.86

Purchase

90

32.85

Purchase

36

32.85

Purchase

4,000

32.83

Purchase

54

32.83

Purchase

306

32.83

Purchase

7,000

32.83

Purchase

2,811

32.74

Purchase

5,056

32.74

Purchase

5,000

32.74

Purchase

340

32.74

Purchase

285

32.74

Purchase

4,319

32.74

Purchase

3,000

32.74

Purchase

4,446

32.77

Purchase

144

32.77

Purchase

410

32.77

Purchase

505

32.86

Purchase

149

32.86

Purchase

33

32.86

Purchase

800

32.86

Purchase

43,513

32.86

Purchase

369

32.64

Purchase

2,000

32.64

Purchase

13

32.64

Purchase

2,042

32.65

Purchase

138

32.65

Purchase

2,000

32.65

Purchase

43

32.65

Purchase

111

32.65

Purchase

223

32.65

Purchase

2,000

32.65

Purchase

54

32.65

Purchase

1

32.65

Purchase

500

32.65

Purchase

2,000

32.65

Purchase

5,888

32.65

Purchase

1,513

32.67

Purchase

68

32.67

Purchase

2,000

32.67

Purchase

103

32.67

Purchase

1,316

32.67

Purchase

16

32.70

Purchase

9,984

32.69

Purchase

4,241

32.60

Purchase

185

32.60

Purchase

2,000

32.60

Purchase

1,000

32.60

Purchase

2

32.60

Purchase

500

32.60

Purchase

622

32.60

Purchase

2

32.60

Purchase

595

32.60

Purchase

5,853

32.60

Purchase

4,818

32.68

Purchase

762

32.70

Purchase

4,148

32.70

Purchase

3

32.70

Purchase

1

32.70

Purchase

2,000

32.70

Purchase

2

32.70

Purchase

1,000

32.70

Purchase

80

32.70

Purchase

4

32.70

Purchase

8,590

32.72

Purchase

800

32.72

Purchase

189

32.72

Purchase

1,378

32.72

Purchase

448

32.71

Purchase

595

32.71

Purchase

100

32.71

Purchase

2,650

32.70

Purchase

2,350

32.70

Purchase

20

32.60

Purchase

200

32.60

Purchase

200

32.60

Purchase

2,000

32.60

Purchase

500

32.60

Purchase

291

32.60

Purchase

1,000

32.60

Purchase

1,000

32.60

Purchase

1,000

32.60

Purchase

500

32.60

Purchase

800

32.60

Purchase

200

32.60

Purchase

600

32.60

Purchase

200

32.60

Purchase

10,000

32.60

Purchase

5,000

32.60

Purchase

300

32.60

Purchase

200

32.60

Purchase

2,000

32.60

Purchase

215

32.59

Purchase

700

32.59

Purchase

2,000

32.59

Purchase

924

32.59

Purchase

2,000

32.59

Purchase

1,000

32.59

Purchase

5,000

32.59

Purchase

1,000

32.59

Purchase

150

32.59

Purchase

1,000

32.59

Purchase

2,738

32.53

Purchase

3

32.53

Purchase

5

32.53

Purchase

2,436

32.53

Purchase

414

32.53

Purchase

150

32.53

Purchase

3,000

32.53

Purchase

2

32.53

Purchase

2

32.53

Purchase

220

32.53

Purchase

2,569

32.53

Purchase

1,700

32.45

Purchase

3,000

32.45

Purchase

300

32.45

Purchase

586

32.49

Purchase

2,000

32.49

Purchase

1,000

32.49

Purchase

1,414

32.49

Purchase

2,724

32.49

Purchase

2,000

32.49

Purchase

276

32.49

Purchase

2,000

32.39

Purchase

3,134

32.40

Purchase

1,866

32.40

Purchase

2,000

32.39

Purchase

250

32.39

Purchase

393

32.39

Purchase

272

32.45

Purchase

3

32.45

Purchase

4,725

32.45

Purchase

7,443

32.45

Purchase

557

32.45

Purchase

1,000

32.45

Purchase

1,831

32.45

Purchase

50

32.45

Purchase

1,045

32.45

Purchase

174

32.45

Purchase

160

32.45

Purchase

1,740

32.45

Purchase

1

32.31

Purchase

653

32.31

Purchase

15

32.31

Purchase

833

32.31

Purchase

138

32.31

Purchase

556

32.31

Purchase

555

32.31

Purchase

5,000

32.31

Purchase

167

32.31

Purchase

6

32.31

Purchase

3,068

32.30

Purchase

1,614

32.33

Purchase

611

32.33

Purchase

555

32.33

Purchase

5,000

32.33

Purchase

1,667

32.33

Purchase

242

32.33

Purchase

556

32.32

Purchase

4,755

32.32

Purchase

11,713

32.33

Purchase

354

32.33

Purchase

1

32.33

Purchase

1,932

32.33

Purchase

3,329

32.50

Purchase

2,058

32.50

Purchase

583

32.50

Purchase

4,000

32.50

Purchase

30

32.50

Purchase

345

32.50

Purchase

1,308

32.50

Purchase

188

32.50

Purchase

1,791

32.50

Purchase

3,970

32.50

Purchase

447

32.50

Purchase

328

32.50

Purchase

1,623

32.50

Purchase

234

32.50

Purchase

234

32.50

Purchase

446

32.50

Purchase

200

32.50

Purchase

2,130

32.50

Purchase

2,750

32.50

Purchase

4,014

32.50

Purchase

898

32.53

Purchase

800

32.53

Purchase

5,000

32.53

Purchase

4,000

32.53

Purchase

500

32.53

Purchase

250

32.53

Purchase

135

32.53

Purchase

4,952

32.52

Purchase

21

32.50

Purchase

2,000

32.50

Purchase

500

32.50

Purchase

2,200

32.50

Purchase

5,000

32.50

Purchase

1,000

32.50

Purchase

1,000

32.50

Purchase

2,000

32.50

Purchase

500

32.50

Purchase

50,000

32.50

Purchase

800

32.50

Purchase

121

32.50

Purchase

480

32.50

Purchase

1,000

32.50

Purchase

50

32.50

Purchase

130

32.50

Purchase

100

32.50

Purchase

320

32.50

Purchase

220

32.50

Purchase

200

32.50

Purchase

800

32.50

Purchase

500

32.50

Purchase

1,000

32.50

Purchase

4,000

32.50

Purchase

300

32.50

Purchase

500

32.50

Purchase

60

32.50

Purchase

20

32.49

Purchase

3,000

32.49

Purchase

21

32.49

Purchase

100

32.49

Purchase

1,000

32.49

Purchase

13,678

32.49

Purchase

3,375

32.45

Purchase

1,000

32.45

Purchase

1,513

32.45

Purchase

8,756

32.45

Purchase

327

32.42

Purchase

2,442

32.45

Purchase

5,000

32.45

Purchase

4,000

32.45

Purchase

2,500

32.45

Purchase

1,700

32.45

Purchase

2,108

32.45

Purchase

2,250

32.44

Purchase

873

32.42

Purchase

2,794

32.30

Purchase

375

32.30

Purchase

1,600

32.30

Purchase

3,000

32.30

Purchase

819

32.30

Purchase

700

32.30

Purchase

10,712

32.30

Purchase

1,528

32.27

Purchase

2,000

32.27

Purchase

6,143

32.26

Purchase

5,329

32.24

Purchase

300

32.30

Purchase

20,929

32.13

Purchase

500

32.13

Purchase

1,500

32.13

Purchase

138

32.13

Purchase

1,000

32.13

Purchase

25,933

32.13

Purchase

2,336,449

34.29

Purchase

2,336,449

34.29

Purchase

2,336,449

34.29

Purchase

9,000

31.52

Sale

-808

32.40

Sale

-337

32.41

Sale

-523

32.41

Sale

-160

32.41

Sale

-31

32.43

Sale

-5,000

32.75

Sale

-421

32.38

Sale

-96

32.38

Sale

-500

32.38

Sale

-419

32.38

Sale

-101

32.38

Sale

-300

32.38

Sale

-100

32.38

Sale

-1,000

32.38

Sale

-1,220

32.38

Sale

-500

32.41

Sale

-200

32.41

Sale

-16

32.41

Sale

-127

32.41

Sale

-934

32.40

Sale

-70

32.40

Sale

-1,246

32.40

Sale

-1,258

32.40

Sale

-620

32.40

Sale

-39

32.40

Sale

-24

32.40

Sale

-117

32.40

Sale

-8

32.40

Sale

-58

32.40

Sale

-2,196

32.43

Sale

-3,023

32.41

Sale

-700

32.41

Sale

-75

32.41

Sale

-308

32.43

Sale

-14

32.43

Sale

-2,000

32.43

Sale

-300

32.43

Sale

-100

32.43

Sale

-50

32.43

Sale

-1

32.43

Sale

-4,338

32.38

Sale

-400

32.38

Sale

-833

32.38

Sale

-1,400

32.38

Sale

-1,000

32.38

Sale

-200

32.38

Sale

-8

32.39

Sale

-354

32.39

Sale

-340

32.40

Sale

-39

32.40

Sale

-8

32.40

Sale

-60

32.45

Sale

-1,139

32.49

Sale

-5,000

32.47

Sale

-500

32.49

Sale

-45

32.49

Sale

-200

32.49

Sale

-107

32.49

Sale

-22

32.54

Sale

-403

32.83

Sale

-5,000

32.83

Sale

-500

32.83

Sale

-55

32.84

Sale

-42

32.84

Sale

-3,687

32.80

Sale

-2,313

32.81

Sale

-1,696

32.81

Sale

-2,500

32.81

Sale

-14

32.72

Sale

-442

32.72

Sale

-4,193

32.72

Sale

-315

32.72

Sale

-5,026

32.69

Sale

-898

32.69

Sale

-1,300

32.70

Sale

-776

32.70

Sale

-6,000

32.69

Sale

-2,000

32.69

Sale

-96

32.79

Sale

-302

32.81

Sale

-2

32.81

Sale

-500

32.81

Sale

-2

32.47

Sale

-1,500

32.49

Sale

-194

32.89

Sale

-2,000

32.73

Sale

-50

32.50

Sale

-3,100

31.97

Sale

-100,000

31.33

Sale

-300,000

31.17

Sale

-1,900,000

31.73

TOTAL BUYS: 816302

TOTAL SELLS: 2385899

(b) Derivatives transactions (other than options) 

Product name, e.g. CFD

Long/short (Note 5)

Number of securities (Note 6)

Price per unit (Note 4)

 

 

 

 

(c) Options transactions in respect of existing securities 

(i) Writing, selling, purchasing or varying 

Product name,e.g. call option

Writing, selling, purchasing, varying etc.

Number of securities to which the option relates (Note 6)

Exercise price

Type, e.g. American, European etc.

Expiry date

Option money paid/received per unit (Note 4)

 

 

 

 

 

 

 

(ii) Exercising 

Product name, e.g. call option

Number of securities

Exercise price per unit (Note 4)

(d) Other dealings (including new securities) (Note 3) 

Nature of transaction (Note 7)

Details

Price per unit (if applicable) (Note 4)

 

 

 

4. OTHER INFORMATION 

Agreements, arrangements or understandings relating to options or derivatives 

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

Is a Supplemental Form 38.5(b) attached? (Note 8)  No

Date of disclosure

02-10-2008

Contact name

Simon Crawley; Philipp Abelbeck

Telephone number

44 20 7888 5416

Name of offeree/offeror with which connected

Rio Tinto Plc

Nature of connection (Note 9)

ADVISOR

Notes  The Notes on Form 38.5(b) can be viewed on the Takeover Panel's website at www.thetakeoverpanel.org.uk

This information is provided by RNS
The company news service from the London Stock Exchange
 
END
 
 
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