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EPT Disclosure

28th Jul 2008 11:40

RNS Number : 0004A
Deutsche Bank AG
28 July 2008
 



DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS 

WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS

BUT NOT DEALING IN A CLIENT-SERVING CAPACITY

(Rule 38.5(b) of the Takeover Code)

1. KEY INFORMATION

Name of exempt principal trader

Deutsche Securities Australia Limited

Company dealt in

Rio Tinto Limited

Class of relevant security to which the dealings being disclosed relate (Note 1)

Ordinary

Date of dealing

25/07/2008

2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 2)

Long

Short

Number  (%)

Number (%)

(1) Relevant securities 

785,933  0.17%

-1,214,065   -0.27

(2) Derivatives (other than options)

972,797  0.21%

-985,933  -0.22

(3) Options and agreements to purchase/sell

1,158,000 0.25%

-832,000     -0.18

Total

2,916,730 0.63% 

-3,031,998 -0.67

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 2)

Class of relevant security:

Long

Short

Number (%)

Number  (%)

(1) Relevant securities 

(2) Derivatives (other than options)

(3) Options and agreements to purchase/sell

Total

Rights to subscribe (Note 2)

Class of relevant security:

Details

3. DEALINGS (Note 3)

(a) Purchases and sales

Purchase/sale

Number of securities

Price per unit (Note 4) 

AUD $

Purchase

246

112.54

Purchase

246

112.60

Purchase

246

112.61

Purchase

115

112.80

Purchase

13

112.81

Purchase

5

112.86

Purchase

703

112.90

Purchase

396

112.93

Purchase

661

112.94

Purchase

1078

112.95

Purchase

738

112.97

Purchase

556

112.99

Purchase

2486

113.00

Purchase

100

113.01

Purchase

5

113.03

Purchase

5

113.10

Purchase

262

113.13

Purchase

178

113.14

Purchase

40

113.15

Purchase

5

113.16

Purchase

497

113.17

Purchase

355

113.18

Purchase

9

113.19

Purchase

792

113.20

Purchase

5

113.31

Purchase

2301

113.32

Purchase

703

113.33

Purchase

2087

113.35

Purchase

248

113.37

Purchase

756

113.39

Purchase

357

113.40

Purchase

679

113.47

Purchase

356

113.49

Purchase

15193

113.50

Purchase

220

113.64

Purchase

393

113.65

Purchase

262

113.67

Purchase

240

113.68

Purchase

357

113.69

Purchase

154

113.70

Purchase

8

113.71

Purchase

552

113.72

Purchase

1300

113.73

Purchase

356

113.74

Purchase

688

113.75

Purchase

838

113.76

Purchase

941

113.77

Purchase

19

113.78

Purchase

367

113.79

Purchase

4301

113.80

Purchase

158

113.81

Purchase

31

113.82

Purchase

1407

113.84

Purchase

1987

113.85

Purchase

561

113.86

Purchase

1242

113.87

Purchase

2173

113.88

Purchase

1173

113.89

Purchase

1056

113.90

Purchase

1594

113.91

Purchase

800

113.92

Purchase

2312

113.93

Purchase

1298

113.94

Purchase

1572

113.95

Purchase

1779

113.96

Purchase

2121

113.97

Purchase

2013

113.98

Purchase

3267

113.99

Purchase

5768

114.00

Purchase

1286

114.01

Purchase

1066

114.02

Purchase

1992

114.03

Purchase

1042

114.04

Purchase

465

114.05

Purchase

2462

114.06

Purchase

75

114.08

Purchase

791

114.09

Purchase

355

114.10

Purchase

212

114.11

Purchase

88

114.13

Purchase

101

114.14

Purchase

776

114.15

Purchase

458

114.16

Purchase

433

114.17

Purchase

696

114.18

Purchase

336

114.19

Purchase

1096

114.20

Purchase

2

114.21

Purchase

426

114.22

Purchase

24

114.23

Purchase

314

114.24

Purchase

921

114.25

Purchase

583

114.26

Purchase

178

114.27

Purchase

41

114.28

Purchase

276

114.29

Purchase

1098

114.30

Purchase

335

114.31

Purchase

676

114.32

Purchase

287

114.34

Purchase

500

114.35

Purchase

1077

114.39

Purchase

2784

114.40

Purchase

839

114.41

Purchase

140

114.42

Purchase

468

114.43

Purchase

31

114.44

Purchase

220

114.45

Purchase

336

114.46

Purchase

1312

114.47

Purchase

23835

114.48

Purchase

401

114.49

Purchase

625

114.50

Purchase

567

114.51

Purchase

1427

114.52

Purchase

1237

114.53

Purchase

477

114.54

Purchase

254

114.55

Purchase

290

114.56

Purchase

1019

114.57

Purchase

233

114.58

Purchase

1241

114.59

Purchase

655

114.60

Purchase

137

114.61

Purchase

1455

114.62

Purchase

369

114.63

Purchase

56

114.65

Purchase

130

114.66

Purchase

36

114.68

Purchase

366

114.69

Purchase

1400

114.69

Purchase

1156

114.70

Purchase

233

114.73

Purchase

615

114.75

Purchase

263

114.76

Purchase

348

114.77

Purchase

122

114.78

Purchase

355

114.82

Purchase

189

114.85

Purchase

697

114.88

Purchase

838

114.90

Purchase

714

114.91

Purchase

294

114.92

Purchase

123

114.96

Purchase

259

114.97

Purchase

317

114.98

Purchase

898

114.99

Purchase

90

115.01

Purchase

23

115.05

Purchase

2000

115.20

Purchase

200

115.28

Purchase

2087

115.31

Purchase

2000

115.33

Purchase

563

115.34

Purchase

506

115.35

Purchase

270

115.38

Purchase

2000

115.42

Purchase

7500

116.00

Purchase

21000

116.78

Purchase

25000

117.06

TOTAL PURCHASE

209,198

Sale

123

112.54

Sale

123

112.60

Sale

123

112.61

Sale

76

112.77

Sale

31

112.78

Sale

34

112.79

Sale

548

112.86

Sale

62

112.93

Sale

189

112.94

Sale

104

112.95

Sale

1418

112.96

Sale

157

112.97

Sale

351

112.99

Sale

100

113.11

Sale

108

113.13

Sale

20

113.17

Sale

29

113.18

Sale

40

113.19

Sale

275

113.34

Sale

39

113.35

Sale

3

113.36

Sale

42

113.37

Sale

278

113.38

Sale

471

113.39

Sale

39

113.40

Sale

107

113.44

Sale

212

113.49

Sale

77

113.51

Sale

844

113.61

Sale

260

113.62

Sale

18

113.63

Sale

840

113.64

Sale

11

113.65

Sale

422

113.66

Sale

362

113.67

Sale

1518

113.68

Sale

1041

113.69

Sale

58

113.70

Sale

1

113.71

Sale

584

113.72

Sale

215

113.73

Sale

623

113.74

Sale

1975

113.75

Sale

1588

113.75

Sale

556

113.76

Sale

1621

113.77

Sale

1809

113.78

Sale

396

113.79

Sale

11505

113.80

Sale

1164

113.81

Sale

643

113.82

Sale

1074

113.83

Sale

438

113.84

Sale

1116

113.85

Sale

241

113.86

Sale

1982

113.87

Sale

1602

113.88

Sale

1716

113.89

Sale

641

113.90

Sale

236

113.91

Sale

2

113.92

Sale

1656

113.93

Sale

3643

113.94

Sale

1269

113.95

Sale

2701

113.96

Sale

4620

113.97

Sale

525

113.97

Sale

722

113.98

Sale

2521

113.99

Sale

2725

114.00

Sale

724

114.01

Sale

126

114.02

Sale

89

114.03

Sale

441

114.04

Sale

237

114.05

Sale

205

114.06

Sale

833

114.07

Sale

451

114.08

Sale

2287

114.09

Sale

629

114.10

Sale

457

114.11

Sale

5

114.12

Sale

165

114.13

Sale

313

114.14

Sale

432

114.15

Sale

495

114.16

Sale

1412

114.17

Sale

848

114.18

Sale

387

114.19

Sale

247

114.20

Sale

276

114.21

Sale

680

114.22

Sale

432

114.23

Sale

480

114.24

Sale

782

114.25

Sale

870

114.26

Sale

601

114.27

Sale

1085

114.28

Sale

479

114.29

Sale

12128

114.29

Sale

617

114.30

Sale

1106

114.31

Sale

852

114.32

Sale

330

114.33

Sale

590

114.34

Sale

1293

114.35

Sale

987

114.36

Sale

348

114.37

Sale

36

114.38

Sale

216

114.39

Sale

450

114.40

Sale

396

114.41

Sale

47

114.42

Sale

859

114.43

Sale

44

114.45

Sale

91

114.46

Sale

70

114.47

Sale

1223

114.48

Sale

1773

114.49

Sale

1172

114.50

Sale

605

114.51

Sale

784

114.52

Sale

854

114.53

Sale

493

114.54

Sale

361

114.55

Sale

551

114.56

Sale

2813

114.57

Sale

534

114.58

Sale

2514

114.59

Sale

511

114.60

Sale

241

114.61

Sale

339

114.62

Sale

138

114.63

Sale

561

114.64

Sale

50

114.66

Sale

107

114.67

Sale

904

114.68

Sale

209

114.69

Sale

268

114.70

Sale

706

114.71

Sale

39

114.72

Sale

201

114.73

Sale

251

114.74

Sale

33

114.75

Sale

103

114.76

Sale

1111

114.77

Sale

259

114.78

Sale

42

114.79

Sale

1

114.80

Sale

38

114.82

Sale

1543

114.83

Sale

24

114.84

Sale

23

114.85

Sale

384

114.88

Sale

514

114.89

Sale

23

114.90

Sale

1689

114.94

Sale

57

114.95

Sale

119

114.96

Sale

63

114.97

Sale

1

114.98

Sale

588

114.99

Sale

691

115.00

Sale

45

115.01

Sale

108

115.04

Sale

677

115.07

Sale

275

115.13

Sale

100

115.28

Sale

318

115.29

Sale

217

115.31

Sale

300

115.33

Sale

1

115.34

Sale

182

115.36

Sale

135

115.38

Sale

245

115.39

Sale

498

115.40

Sale

209

115.42

Sale

97

115.43

Sale

84

115.47

Sale

302

115.48

Sale

7500

115.85

Sale

5000

130.00

TOTAL SALES

141,392

(b) Derivatives transactions (other than options)

Product name, 

e.g. CFD

Long/short (Note 5)

Number of securities (Note 6)

Price per unit (Note 4) 

AUD $

CFD

Long

123

112.54

CFD

Long

123

112.60

CFD

Long

123

112.61

CFD

Long

116

112.97

CFD

Long

100

113.11

CFD

Long

844

113.61

CFD

Long

440

113.64

CFD

Long

512

113.68

CFD

Long

666

113.69

CFD

Long

483

113.72

CFD

Long

623

113.74

CFD

Long

1975

113.75

CFD

Long

1167

113.75

CFD

Long

411

113.76

CFD

Long

794

113.77

CFD

Long

352

113.78

CFD

Long

201

113.80

CFD

Long

390

113.81

CFD

Long

539

113.82

CFD

Long

240

113.83

CFD

Long

355

113.84

CFD

Long

323

113.85

CFD

Long

38

113.86

CFD

Long

1351

113.87

CFD

Long

75

113.88

CFD

Long

1103

113.89

CFD

Long

274

113.90

CFD

Long

91

113.91

CFD

Long

443

113.93

CFD

Long

1794

113.94

CFD

Long

97

113.95

CFD

Long

1524

113.96

CFD

Long

4620

113.97

CFD

Long

315

113.97

CFD

Long

40

113.98

CFD

Long

1297

113.99

CFD

Long

1310

114.00

CFD

Long

377

114.01

CFD

Long

92

114.04

CFD

Long

190

114.05

CFD

Long

114

114.06

CFD

Long

347

114.07

CFD

Long

111

114.08

CFD

Long

1012

114.09

CFD

Long

272

114.10

CFD

Long

262

114.11

CFD

Long

420

114.15

CFD

Long

156

114.16

CFD

Long

420

114.17

CFD

Long

562

114.18

CFD

Long

126

114.19

CFD

Long

247

114.20

CFD

Long

1

114.21

CFD

Long

58

114.22

CFD

Long

92

114.23

CFD

Long

46

114.24

CFD

Long

136

114.25

CFD

Long

235

114.26

CFD

Long

352

114.28

CFD

Long

352

114.29

CFD

Long

12128

114.29

CFD

Long

516

114.30

CFD

Long

556

114.31

CFD

Long

722

114.32

CFD

Long

122

114.33

CFD

Long

211

114.34

CFD

Long

352

114.36

CFD

Long

198

114.39

CFD

Long

396

114.41

CFD

Long

303

114.43

CFD

Long

55

114.47

CFD

Long

110

114.49

CFD

Long

570

114.50

CFD

Long

456

114.51

CFD

Long

537

114.52

CFD

Long

331

114.53

CFD

Long

492

114.54

CFD

Long

236

114.55

CFD

Long

228

114.56

CFD

Long

685

114.57

CFD

Long

325

114.58

CFD

Long

753

114.59

CFD

Long

18

114.62

CFD

Long

117

114.63

CFD

Long

67

114.67

CFD

Long

179

114.68

CFD

Long

205

114.71

CFD

Long

913

114.77

CFD

Long

244

114.78

CFD

Long

300

114.88

CFD

Long

33

114.89

CFD

Long

427

114.94

CFD

Long

1

114.98

CFD

Long

278

114.99

CFD

Long

45

115.01

CFD

Long

100

115.28

CFD

Long

300

115.33

CFD

Long

1

115.34

CFD

Long

182

115.36

CFD

Long

135

115.38

CFD

Long

245

115.39

CFD

Long

274

115.48

CFD

Short

246

112.54

CFD

Short

246

112.60

CFD

Short

246

112.61

CFD

Short

115

112.80

CFD

Short

13

112.81

CFD

Short

5

112.86

CFD

Short

276

112.93

CFD

Short

262

112.97

CFD

Short

100

113.01

CFD

Short

5

113.03

CFD

Short

5

113.10

CFD

Short

262

113.13

CFD

Short

40

113.15

CFD

Short

5

113.16

CFD

Short

252

113.17

CFD

Short

5

113.31

CFD

Short

1054

113.32

CFD

Short

1020

113.35

CFD

Short

248

113.37

CFD

Short

220

113.64

CFD

Short

63

113.68

CFD

Short

1

113.69

CFD

Short

52

113.70

CFD

Short

8

113.71

CFD

Short

197

113.72

CFD

Short

1046

113.73

CFD

Short

1

113.74

CFD

Short

200

113.75

CFD

Short

74

113.76

CFD

Short

619

113.77

CFD

Short

281

113.79

CFD

Short

998

113.80

CFD

Short

39

113.81

CFD

Short

128

113.84

CFD

Short

805

113.85

CFD

Short

296

113.86

CFD

Short

58

113.87

CFD

Short

76

113.88

CFD

Short

129

113.89

CFD

Short

161

113.90

CFD

Short

115

113.91

CFD

Short

151

113.92

CFD

Short

418

113.93

CFD

Short

107

113.94

CFD

Short

278

113.95

CFD

Short

583

113.96

CFD

Short

176

113.97

CFD

Short

82

113.98

CFD

Short

578

113.99

CFD

Short

569

114.00

CFD

Short

426

114.01

CFD

Short

46

114.02

CFD

Short

117

114.03

CFD

Short

84

114.04

CFD

Short

1160

114.06

CFD

Short

20

114.09

CFD

Short

23

114.11

CFD

Short

41

114.14

CFD

Short

66

114.15

CFD

Short

204

114.18

CFD

Short

428

114.20

CFD

Short

2

114.21

CFD

Short

216

114.22

CFD

Short

24

114.23

CFD

Short

293

114.24

CFD

Short

331

114.25

CFD

Short

158

114.26

CFD

Short

112

114.27

CFD

Short

108

114.30

CFD

Short

1

114.32

CFD

Short

396

114.39

CFD

Short

1300

114.40

CFD

Short

88

114.41

CFD

Short

128

114.43

CFD

Short

155

114.47

CFD

Short

23578

114.48

CFD

Short

140

114.49

CFD

Short

80

114.52

CFD

Short

1122

114.62

CFD

Short

132

114.63

CFD

Short

130

114.66

CFD

Short

1400

114.69

CFD

Short

120

114.70

CFD

Short

122

114.77

CFD

Short

122

114.78

CFD

Short

2

114.98

CFD

Short

90

115.01

CFD

Short

200

115.28

CFD

Short

2

115.34

CFD

Short

270

115.38

CFD

Short

21000

116.78

CFD

Short

25000

117.06

(c) Options transactions in respect of existing securities

(i) Writing, selling, purchasing or varying

Product name,

e.g. call option

Writing, selling, purchasing, varying etc.

Number of securities to which the option relates (Note 6)

Exercise

price 

Type, e.g. American, European etc.

Expiry 

date

Option money

paid/received per unit (Note 4) 

(ii) Exercising

Product name, e.g. call option

Number of securities 

Exercise price per unit (Note 4)

Put Option

5,000

130.00

(d) Other dealings (including new securities) (Note 3)

Nature of transaction (Note 7)

Details

Price per unit (if applicable) (Note 4)

4. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

Is a Supplemental Form 38.5(b) attached? (Note 8) NO

Date of disclosure

28/07/2008

Contact name

Artie Movsesian

Telephone number

020 7545 8515

Name of offeree/offeror with which connected

Rio Tinto plc

Nature of connection (Note 9)

Connected Advisor to Offeree

Notes

The Notes on Form 38.5(b) can be viewed on the Takeover Panel's website at www.thetakeoverpanel.org.uk

  

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