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FORM 38.5 (b)
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DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS
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WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS
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BUT NOT DEALING IN A CLIENT-SERVING CAPACITY
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(Rule 38.5(b) of the Takeover Code)
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1. KEY INFORMATION
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Name of exempt principal trader
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Credit Suisse Securities (Europe) Limited
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Company dealt in
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Friends Provident Group Plc
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Class of relevant security to which the dealings being disclosed relate (Note 1)
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Ordinary Shares
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Date of dealing
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13-Oct-2009
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2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE
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(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 2)
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Long
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Short
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Number
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(%)
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Number
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(%)
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(1) Relevant securities
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654880
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0.028
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(2) Derivatives (other than options)
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(3) Options and agreements to purchase/sell
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Total
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654880
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0.028
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(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 2)
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Class Of Relevant Security :
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Long
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Short
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(1) Relevant Securities
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(2) Derivatives (other than options)
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(3) Options and agreements to purchase\sell
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Total
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(c) Rights to subscribe (Note 2)
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Class of relevant security:
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Details
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3. DEALINGS (Note 3)
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(a) Purchases and sales
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Purchase/sale
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Number of securities
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Price per unit (Note 4)
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Buy
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19598
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0.8295 (GBP)
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Buy
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10754
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0.829 (GBP)
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Buy
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10537
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0.8225 (GBP)
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Buy
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8678
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0.825 (GBP)
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Buy
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8673
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0.832 (GBP)
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Buy
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8069
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0.8225 (GBP)
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Buy
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8030
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0.823 (GBP)
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Buy
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7347
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0.8295 (GBP)
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Buy
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6670
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0.8245 (GBP)
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Buy
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6057
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0.823 (GBP)
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Buy
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5733
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0.829 (GBP)
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Buy
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5000
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0.8235 (GBP)
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Buy
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4683
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0.8315 (GBP)
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Buy
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4304
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0.8305 (GBP)
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Buy
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4047
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0.8235 (GBP)
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Buy
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3692
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0.8235 (GBP)
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Buy
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3598
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0.8215 (GBP)
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Buy
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3566
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0.8285 (GBP)
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Buy
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3452
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0.8235 (GBP)
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Buy
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3338
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0.8245 (GBP)
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Buy
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3151
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0.8295 (GBP)
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Buy
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2980
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0.8245 (GBP)
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Buy
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2558
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0.8235 (GBP)
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Buy
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2543
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0.8235 (GBP)
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Buy
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2452
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0.834 (GBP)
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Buy
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2264
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0.8245 (GBP)
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Buy
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2260
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0.8295 (GBP)
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Buy
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2193
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0.824 (GBP)
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Buy
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2163
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0.8265 (GBP)
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Buy
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1437
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0.8275 (GBP)
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Buy
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1325
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0.8295 (GBP)
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Buy
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1200
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0.829 (GBP)
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Buy
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1016
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0.828 (GBP)
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Buy
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344
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0.8235 (GBP)
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Buy
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200
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0.8285 (GBP)
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Sell
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15815
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0.827 (GBP)
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Sell
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13886
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0.833 (GBP)
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Sell
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8901
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0.827 (GBP)
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Sell
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8749
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0.8275 (GBP)
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Sell
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7867
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0.82 (GBP)
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Sell
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7500
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0.822 (GBP)
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Sell
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7500
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0.821 (GBP)
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Sell
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7139
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0.822 (GBP)
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Sell
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6354
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0.8245 (GBP)
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Sell
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6201
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0.82 (GBP)
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Sell
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6177
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0.821 (GBP)
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Sell
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6146
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0.822 (GBP)
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Sell
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6100
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0.833 (GBP)
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Sell
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5956
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0.82 (GBP)
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Sell
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5216
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0.8215 (GBP)
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Sell
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5182
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0.821 (GBP)
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Sell
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4548
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0.8165 (GBP)
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Sell
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4047
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0.827 (GBP)
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Sell
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4047
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0.822 (GBP)
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Sell
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3688
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0.8215 (GBP)
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Sell
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3608
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0.822 (GBP)
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Sell
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3163
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0.823 (GBP)
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Sell
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3006
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0.822 (GBP)
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Sell
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2543
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0.8215 (GBP)
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Sell
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2450
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0.816 (GBP)
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Sell
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2450
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0.816 (GBP)
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Sell
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2450
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0.816 (GBP)
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Sell
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2450
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0.816 (GBP)
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Sell
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2449
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0.8165 (GBP)
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Sell
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2449
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0.8165 (GBP)
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Sell
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2449
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0.8165 (GBP)
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Sell
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2449
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0.8165 (GBP)
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Sell
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2446
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0.8175 (GBP)
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Sell
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2446
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0.8175 (GBP)
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Sell
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2443
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0.8185 (GBP)
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Sell
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2443
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0.8185 (GBP)
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Sell
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2400
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0.817 (GBP)
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Sell
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2079
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0.8225 (GBP)
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Sell
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1970
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0.8275 (GBP)
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Sell
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1500
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0.82 (GBP)
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Sell
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1348
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0.8215 (GBP)
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Sell
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1200
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0.826 (GBP)
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Sell
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953
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0.827 (GBP)
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Sell
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807
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0.82 (GBP)
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Sell
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749
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0.82 (GBP)
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Sell
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742
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0.826 (GBP)
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Sell
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711
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0.82 (GBP)
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Sell
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600
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0.826 (GBP)
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Sell
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500
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0.8215 (GBP)
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Sell
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500
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0.821 (GBP)
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Sell
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500
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0.822 (GBP)
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Sell
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461
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0.82 (GBP)
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Sell
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401
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0.8275 (GBP)
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Sell
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100
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0.8215 (GBP)
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Sell
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47
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0.817 (GBP)
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Total Buys: 163912
Total Sells: 200281
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(b) Derivatives transactions (other than options)
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Product name, e.g. CFD
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Long/short (Note 5)
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Number of securities (Note 6)
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Price per unit (Note 4)
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(c) Options transactions in respect of existing securities
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(i) Writing, selling, purchasing or varying
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Product name,e.g. call option
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Writing, selling, purchasing, varying etc.
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Number of securities to which the option relates (Note 6)
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Exercise price
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Type, e.g. American, European etc.
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Expiry date
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Option money paid/received per unit (Note 4)
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(ii) Exercising
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Product name, e.g. call option
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Number of securities
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Exercise price per unit (Note 4)
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(d) Other dealings (including new securities) (Note 3)
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Nature of transaction (Note 7)
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Details
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Price per unit (if applicable) (Note 4)
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4. OTHER INFORMATION
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Agreements, arrangements or understandings relating to options or derivatives
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Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.
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Is a Supplemental Form 38.5(b) attached? (Note 8) No
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Date of disclosure
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14-Oct-2009 08:18:41
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Contact name
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Eliades,Vassilis D/Carolyn Collins
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Telephone number
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44 20 7888 6659
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Name of offeree/offeror with which connected
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Resolution Limited
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Nature of connection (Note 9)
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BROKER
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Notes
The Notes on Form 38.5(b) can be viewed on the Takeover Panel's website at www.thetakeoverpanel.org.uk.
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