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FORM 38.5 (b)
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DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS
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WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS
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BUT NOT DEALING IN A CLIENT-SERVING CAPACITY
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(Rule 38.5(b) of the Takeover Code)
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1. KEY INFORMATION
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Name of exempt principal trader
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Credit Suisse Equities (Australia) Limited
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Company dealt in
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Rio Tinto Limited
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Class of relevant security to which the dealings being disclosed relate (Note 1)
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Ordinary Shares
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Date of dealing
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22-08-2008
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2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE
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(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 2)
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Long
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Short
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Number
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(%)
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Number
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(%)
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(1) Relevant securities
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704947
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0.154
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(2) Derivatives (other than options)
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(3) Options and agreements to purchase/sell
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Total
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704947
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0.154
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(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 2)
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Class Of Relevant Security : Ordinary Shares
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Long
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Short
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(1) Relevant Securities
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(2) Derivatives (other than options)
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(3) Options and agreements to purchasesell
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Total
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(c) Rights to subscribe (Note 2)
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Class of relevant security:
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Details
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3. DEALINGS (Note 3)
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(a) Purchases and sales
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Purchase/sale
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Number of securities
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Price per unit (Note 4)
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Purchase
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2,400
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121.40
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Purchase
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1
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122.17
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Sale
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-81
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121.36
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Sale
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-824
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122.00
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Sale
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-117
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122.09
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Sale
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-66
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123.94
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Sale
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-22,960
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121.00
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Sale
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-50
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121.00
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Sale
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-1,990
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121.00
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Sale
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-5,015
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121.00
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Sale
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-250
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121.00
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Sale
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-9,735
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121.00
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Sale
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-3
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121.15
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Sale
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-64
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121.15
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Sale
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-160
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121.15
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Sale
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-4
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121.15
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Sale
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-171
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121.15
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Sale
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-1,000
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121.15
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Sale
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-14,283
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121.00
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Sale
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-15
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121.00
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Sale
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-30
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121.00
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Sale
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-165
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121.01
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Sale
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-120
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121.06
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Sale
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-5,000
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121.10
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Sale
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-725
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121.19
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Sale
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-2,500
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121.30
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Sale
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-83
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121.31
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Sale
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-950
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121.31
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Sale
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-846
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121.34
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Sale
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-205
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121.36
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Sale
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-78
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121.36
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Sale
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-563
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121.36
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Sale
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-71
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121.36
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Sale
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-61
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121.36
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Sale
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-205
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121.36
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Sale
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-500
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121.36
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Sale
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-560
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121.36
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Sale
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-59
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121.36
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Sale
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-500
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121.36
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Sale
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-1,238
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121.50
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Sale
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-150
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121.51
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Sale
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-394
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121.58
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Sale
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-394
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121.59
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Sale
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-203
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121.60
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Sale
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-5,000
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121.60
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Sale
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-588
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121.61
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Sale
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-183
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121.62
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Sale
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-64
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121.62
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Sale
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-90
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121.62
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Sale
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-715
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121.63
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Sale
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-28
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121.63
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Sale
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-20
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121.70
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Sale
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-102
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121.70
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Sale
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-1,900
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121.70
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Sale
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-100
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121.71
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Sale
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-200
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121.71
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Sale
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-3,500
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121.75
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Sale
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-100
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121.80
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Sale
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-1,000
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121.81
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Sale
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-789
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121.86
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Sale
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-789
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121.87
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Sale
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-80
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121.88
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Sale
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-128
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121.89
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Sale
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-3,000
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122.00
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Sale
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-100
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122.00
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Sale
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-1,021
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122.00
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Sale
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-754
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122.01
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Sale
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-197
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122.07
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Sale
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-50
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122.08
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Sale
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-43
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122.08
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Sale
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-1,000
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122.09
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Sale
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-84
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122.09
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Sale
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-55
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122.09
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Sale
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-266
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122.05
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Sale
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-65
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122.05
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Sale
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-148
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122.05
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Sale
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-21
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122.06
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Sale
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-89
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123.49
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Sale
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-706
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123.49
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Sale
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-1
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123.58
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Sale
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-2
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123.58
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Sale
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-2
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123.58
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Sale
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-434
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123.94
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Sale
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-5
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123.94
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Sale
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-4
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123.94
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Sale
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-1
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123.94
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Sale
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-420
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123.94
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Sale
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-1
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123.94
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Sale
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-87
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123.40
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Sale
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-6
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123.40
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Sale
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-7
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123.40
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Sale
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-700
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123.40
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Sale
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-71
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123.40
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Sale
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-61
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123.40
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Sale
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-8
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123.40
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Sale
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-6
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123.40
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Sale
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-6
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123.40
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Sale
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-129
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123.40
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Sale
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-59
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123.05
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Sale
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-11
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123.05
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Sale
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-6
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123.05
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Sale
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-2
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123.05
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Sale
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-45
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123.05
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Sale
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-400
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123.05
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Sale
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-326
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123.05
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Sale
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-51
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123.05
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Sale
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-100
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123.08
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Sale
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-221
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123.33
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Sale
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-2
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123.33
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Sale
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-1
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123.33
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Sale
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-6
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123.33
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Sale
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-123
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123.33
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Sale
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-123
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123.33
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Sale
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-25
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123.34
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Sale
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-100
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123.35
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Sale
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-96
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123.35
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Sale
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-8
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123.30
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Sale
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-110
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123.30
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Sale
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-325
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123.30
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Sale
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-22
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123.30
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Sale
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-55
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123.30
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Sale
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-7
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123.30
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Sale
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-100
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123.30
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Sale
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-73
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123.30
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Sale
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-300
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123.30
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Sale
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-7
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123.17
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Sale
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-17
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123.17
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Sale
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-319
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123.17
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Sale
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-657
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123.17
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TOTAL BUYS:2401
TOTAL SELLS:101011
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(b) Derivatives transactions (other than options)
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Product name, e.g. CFD
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Long/short (Note 5)
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Number of securities (Note 6)
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Price per unit (Note 4)
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(c) Options transactions in respect of existing securities
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(i) Writing, selling, purchasing or varying
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Product name,e.g. call option
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Writing, selling, purchasing, varying etc.
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Number of securities to which the option relates (Note 6)
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Exercise price
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Type, e.g. American, European etc.
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Expiry date
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Option money paid/received per unit (Note 4)
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(ii) Exercising
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Product name, e.g. call option
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Number of securities
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Exercise price per unit (Note 4)
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(d) Other dealings (including new securities) (Note 3)
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Nature of transaction (Note 7)
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Details
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Price per unit (if applicable) (Note 4)
|
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4. OTHER INFORMATION
|
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Agreements, arrangements or understandings relating to options or derivatives
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Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.
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Is a Supplemental Form 38.5(b) attached? (Note 8) No
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Date of disclosure
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26-08-2008
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Contact name
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Carolyn Collins
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Telephone number
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44 20 7888 0241
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Name of offeree/offeror with which connected
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Rio Tinto Plc
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Nature of connection (Note 9)
|
ADVISOR
|
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Notes
The Notes on Form 38.5(b) can be viewed on the Takeover Panel's website at www.thetakeoverpanel.org.uk.
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