24th Nov 2008 11:24
FORM 38.5(b)
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS
WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS
BUT NOT DEALING IN A CLIENT-SERVING CAPACITY
(Rule 38.5(b) of the Takeover Code)
1. KEY INFORMATION
|
Name of exempt principal trader |
UBS AG London Branch |
|
Company dealt in |
Rio Tinto Limited |
|
Class of relevant security to which the dealings being disclosed relate (Note 1) |
Ordinary |
|
Date of dealing |
21 NOVEMBER 2008 |
2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE
(a) Interests and short positions (following dealing) in the class of
relevant security dealt in (Note 2)
|
|
Long |
|
Short |
|
|
|
Number |
(%) |
Number |
(%) |
|
(1) Relevant securities |
23,360 |
0.01% |
0 |
0.00% |
|
(2) Derivatives (other than options) |
||||
|
(3) Options and agreements to purchase/sell |
||||
|
Total |
23,360 |
0.01% |
0 |
0.00% |
(b) Interests and short positions in relevant securities of
the company, other than the class dealt in (Note 2)
|
Class of relevant security: |
Long |
|
Short |
|
|
|
Number |
(%) |
Number |
(%) |
|
(1) Relevant securities |
||||
|
(2) Derivatives (other than options) |
||||
|
(3) Options and agreements to purchase/sell |
||||
|
Total |
Rights to subscribe (Note 2)
|
Class of relevant security: |
Details |
3. DEALINGS (Note 3)
(a) Purchases and sales
|
Purchase/sale |
Number of securities |
Price per unit (Note 4) |
|
PURCHASE |
25 |
5510 pence |
|
PURCHASE |
17 |
5510 |
|
PURCHASE |
151 |
5511 |
|
PURCHASE |
60 |
5520 |
|
PURCHASE |
459 |
5493 |
|
PURCHASE |
387 |
5487 |
|
PURCHASE |
586 |
5495 |
|
PURCHASE |
102 |
5495 |
|
PURCHASE |
657 |
5493 |
|
PURCHASE |
1384 |
5500 |
|
PURCHASE |
200 |
5500 |
|
PURCHASE |
510 |
5509 |
|
SALE |
1498 |
5499 |
|
SALE |
200 |
5499 |
|
SALE |
201 |
5499 |
|
PURCHASE |
1535 |
5472 |
|
PURCHASE |
394 |
5472 |
|
SALE |
204 |
5467 |
|
SALE |
1358 |
5467 |
|
SALE |
500 |
5461 |
|
SALE |
457 |
5461 |
|
SALE |
150 |
5461 |
|
SALE |
2413 |
5456 |
|
SALE |
214 |
5456 |
|
SALE |
100 |
5426 |
|
SALE |
424 |
5422 |
|
SALE |
1000 |
5421 |
|
PURCHASE |
475 |
5415 |
|
PURCHASE |
12 |
5412 |
|
PURCHASE |
400 |
5412 |
|
PURCHASE |
620 |
5410 |
|
PURCHASE |
2764 |
5410 |
|
PURCHASE |
3 |
5410 |
|
SALE |
572 |
5450 |
|
SALE |
79 |
5447 |
|
SALE |
22 |
5431 |
|
SALE |
478 |
5430 |
|
SALE |
954 |
5427 |
|
PURCHASE |
69 |
5422 |
|
PURCHASE |
300 |
5420 |
|
PURCHASE |
3590 |
5420 |
|
SALE |
186 |
5460 |
|
SALE |
100 |
5456 |
|
SALE |
38 |
5456 |
|
SALE |
62 |
5456 |
|
PURCHASE |
702 |
5450 |
|
PURCHASE |
322 |
5464 |
|
PURCHASE |
61 |
5464 |
|
SALE |
128 |
5478 |
|
SALE |
200 |
5470 |
|
SALE |
214 |
5470 |
|
SALE |
441 |
5466 |
|
SALE |
36 |
5466 |
|
SALE |
32 |
5466 |
|
SALE |
4574 |
5465 |
|
SALE |
743 |
5477 |
|
SALE |
130 |
5478 |
|
SALE |
759 |
5478 |
|
PURCHASE |
728 |
5480 |
|
PURCHASE |
6 |
5480 |
|
PURCHASE |
3 |
5480 |
|
PURCHASE |
48 |
5480 |
|
SALE |
675 |
5475 |
|
SALE |
422 |
5474 |
|
PURCHASE |
395 |
5469 |
|
SALE |
585 |
5470 |
|
SALE |
83 |
5476 |
|
PURCHASE |
276 |
5463 |
|
PURCHASE |
900 |
5450 |
|
SALE |
230 |
5452 |
|
PURCHASE |
412 |
5459 |
|
PURCHASE |
494 |
5461 |
|
PURCHASE |
798 |
5461 |
|
PURCHASE |
3 |
5461 |
|
PURCHASE |
201 |
5462 |
|
SALE |
314 |
5460 |
|
PURCHASE |
400 |
5463 |
|
PURCHASE |
192 |
5464 |
|
PURCHASE |
1332 |
5464 |
|
PURCHASE |
579 |
5459 |
|
SALE |
41 |
5473 |
|
SALE |
210 |
5473 |
|
SALE |
700 |
5465 |
|
SALE |
500 |
5460 |
|
PURCHASE |
398 |
5439 |
|
PURCHASE |
87 |
5439 |
|
PURCHASE |
25 |
5439 |
|
PURCHASE |
1000 |
5438 |
|
PURCHASE |
507 |
5435 |
|
PURCHASE |
28 |
5435 |
|
PURCHASE |
3 |
5435 |
|
PURCHASE |
2231 |
5430 |
|
SALE |
1008 |
5449 |
|
PURCHASE |
320 |
5450 |
|
SALE |
40 |
5458 |
|
SALE |
237 |
5458 |
|
SALE |
298 |
5457 |
|
SALE |
230 |
5464 |
|
SALE |
1 |
5464 |
|
SALE |
1382 |
5462 |
|
SALE |
4575 |
5464 |
|
SALE |
338 |
5458 |
|
SALE |
200 |
5458 |
|
SALE |
1132 |
5465 |
|
PURCHASE |
409 |
5435 |
|
SALE |
165 |
5449 |
|
PURCHASE |
294 |
5440 |
|
PURCHASE |
955 |
5435 |
|
SALE |
206 |
5454 |
|
SALE |
35 |
5455 |
|
SALE |
11 |
5455 |
|
SALE |
217 |
5455 |
|
SALE |
4 |
5454 |
|
SALE |
67 |
5454 |
|
SALE |
99 |
5454 |
|
SALE |
236 |
5453 |
|
SALE |
305 |
5455 |
|
SALE |
334 |
5455 |
|
PURCHASE |
1000 |
5480 |
|
PURCHASE |
3 |
5480 |
|
PURCHASE |
200 |
5480 |
|
PURCHASE |
450 |
5478 |
|
PURCHASE |
976 |
5480 |
|
PURCHASE |
200 |
5480 |
|
PURCHASE |
9 |
5480 |
|
PURCHASE |
99 |
5480 |
|
PURCHASE |
500 |
5478 |
|
PURCHASE |
3 |
5478 |
|
PURCHASE |
52 |
5478 |
|
PURCHASE |
852 |
5476 |
|
SALE |
542 |
5476 |
|
SALE |
177 |
5476 |
|
SALE |
444 |
5478 |
|
SALE |
104 |
5478 |
|
SALE |
10 |
5478 |
|
SALE |
262 |
5483 |
|
SALE |
48 |
5466 |
|
SALE |
206 |
5466 |
|
SALE |
345 |
5462 |
|
SALE |
900 |
5460 |
|
PURCHASE |
1456 |
5464 |
|
PURCHASE |
707 |
5475 |
|
PURCHASE |
18 |
5475 |
|
SALE |
482 |
5470 |
|
SALE |
12 |
5470 |
|
SALE |
826 |
5465 |
|
PURCHASE |
140 |
5455 |
|
PURCHASE |
1692 |
5457 |
|
PURCHASE |
6 |
5457 |
|
PURCHASE |
54 |
5457 |
|
PURCHASE |
82 |
5461 |
|
PURCHASE |
9 |
5461 |
|
PURCHASE |
638 |
5461 |
|
PURCHASE |
987 |
5465 |
|
PURCHASE |
12 |
5465 |
|
PURCHASE |
300 |
5465 |
|
PURCHASE |
3 |
5465 |
|
PURCHASE |
166 |
5463 |
|
SALE |
436 |
5471 |
|
SALE |
229 |
5471 |
|
SALE |
6 |
5471 |
|
PURCHASE |
552 |
5475 |
|
PURCHASE |
6 |
5475 |
|
PURCHASE |
53 |
5475 |
|
PURCHASE |
96 |
5475 |
|
PURCHASE |
256 |
5482 |
|
PURCHASE |
1400 |
5482 |
|
SALE |
355 |
5472 |
|
SALE |
4571 |
5469 |
|
PURCHASE |
994 |
5467 |
|
PURCHASE |
177 |
5468 |
|
PURCHASE |
53 |
5468 |
|
PURCHASE |
960 |
5475 |
|
SALE |
1418 |
5485 |
|
SALE |
400 |
5485 |
|
SALE |
100 |
5485 |
|
SALE |
223 |
5485 |
|
PURCHASE |
377 |
5486 |
|
SALE |
609 |
5489 |
|
PURCHASE |
636 |
5485 |
|
PURCHASE |
500 |
5469 |
|
PURCHASE |
98 |
5469 |
|
PURCHASE |
1 |
5466 |
|
PURCHASE |
1000 |
5466 |
|
PURCHASE |
685 |
5466 |
|
PURCHASE |
3 |
5466 |
|
SALE |
11 |
5470 |
|
SALE |
234 |
5470 |
|
SALE |
1000 |
5468 |
|
SALE |
78 |
5450 |
|
SALE |
50 |
5450 |
|
SALE |
100 |
5450 |
|
SALE |
2000 |
5450 |
|
SALE |
100 |
5450 |
|
SALE |
10 |
5450 |
|
SALE |
150 |
5450 |
|
SALE |
27 |
5450 |
|
SALE |
54 |
5450 |
|
SALE |
200 |
5450 |
|
SALE |
55 |
5450 |
|
SALE |
200 |
5450 |
|
SALE |
500 |
5452 |
|
SALE |
500 |
5450 |
|
PURCHASE |
513 |
5449 |
|
PURCHASE |
291 |
5452 |
|
PURCHASE |
460 |
5452 |
|
PURCHASE |
3 |
5452 |
|
PURCHASE |
3 |
5452 |
|
PURCHASE |
408 |
5458 |
|
PURCHASE |
261 |
5458 |
|
PURCHASE |
871 |
5460 |
|
PURCHASE |
3 |
5460 |
|
SALE |
327 |
5463 |
|
PURCHASE |
744 |
5460 |
|
SALE |
119 |
5470 |
|
SALE |
300 |
5470 |
|
SALE |
607 |
5481 |
|
SALE |
18 |
5481 |
|
SALE |
16 |
5481 |
|
SALE |
248 |
5478 |
|
PURCHASE |
809 |
5480 |
|
PURCHASE |
3 |
5480 |
|
PURCHASE |
97 |
5480 |
|
SALE |
620 |
5479 |
|
SALE |
1053 |
5478 |
|
SALE |
992 |
5478 |
|
SALE |
634 |
5478 |
|
PURCHASE |
455 |
5493 |
|
SALE |
445 |
5490 |
|
PURCHASE |
881 |
5490 |
|
PURCHASE |
338 |
5489 |
|
PURCHASE |
9 |
5490 |
|
PURCHASE |
338 |
5490 |
|
PURCHASE |
96 |
5491 |
|
PURCHASE |
1248 |
5491 |
|
SALE |
1550 |
5492 |
|
SALE |
1362 |
5488 |
|
PURCHASE |
1 |
5476 |
|
PURCHASE |
1 |
5476 |
|
PURCHASE |
405 |
5476 |
|
SALE |
346 |
5497 |
|
PURCHASE |
536 |
5500 |
|
PURCHASE |
450 |
5507 |
|
SALE |
1034 |
5503 |
|
PURCHASE |
539 |
5480 |
|
PURCHASE |
99 |
5480 |
|
PURCHASE |
119 |
5480 |
|
PURCHASE |
3 |
5480 |
|
PURCHASE |
955 |
5479 |
|
PURCHASE |
223 |
5474 |
|
PURCHASE |
2 |
5478 |
|
PURCHASE |
31 |
5478 |
|
PURCHASE |
100 |
5478 |
|
PURCHASE |
314 |
5481 |
|
PURCHASE |
3 |
5481 |
|
SALE |
360 |
5498 |
|
SALE |
378 |
5491 |
|
SALE |
38 |
5490 |
|
SALE |
1311 |
5490 |
|
SALE |
125 |
5498 |
|
PURCHASE |
303 |
5499 |
|
SALE |
34 |
5488 |
|
SALE |
458 |
5488 |
|
PURCHASE |
2479 |
5490 |
|
PURCHASE |
2074 |
5490 |
|
SALE |
125 |
5497 |
|
SALE |
96 |
5496 |
|
SALE |
247 |
5498 |
|
SALE |
291 |
5499 |
|
SALE |
10 |
5495 |
|
SALE |
363 |
5495 |
|
SALE |
2470 |
5486 |
|
SALE |
486 |
5484 |
|
SALE |
2 |
5484 |
|
SALE |
200 |
5483 |
|
SALE |
20 |
5483 |
|
PURCHASE |
900 |
5483 |
|
PURCHASE |
113 |
5477 |
|
PURCHASE |
20 |
5476 |
|
PURCHASE |
100 |
5476 |
|
PURCHASE |
1131 |
5476 |
|
SALE |
185 |
5472 |
|
SALE |
190 |
5466 |
|
SALE |
121 |
5469 |
|
SALE |
171 |
5469 |
|
SALE |
2 |
5470 |
|
SALE |
18 |
5470 |
|
SALE |
9 |
5470 |
|
SALE |
450 |
5470 |
|
PURCHASE |
1150 |
5462 |
|
SALE |
1436 |
5470 |
|
PURCHASE |
852 |
5460 |
|
PURCHASE |
359 |
5459 |
|
PURCHASE |
169 |
5463 |
|
PURCHASE |
94 |
5463 |
|
PURCHASE |
1743 |
5453 |
|
PURCHASE |
770 |
5460 |
|
PURCHASE |
273 |
5459 |
|
SALE |
688 |
5472 |
|
SALE |
468 |
5472 |
|
SALE |
100 |
5471 |
|
SALE |
250 |
5471 |
|
SALE |
250 |
5472 |
|
SALE |
331 |
5475 |
|
SALE |
210 |
5475 |
|
SALE |
209 |
5465 |
|
SALE |
30 |
5465 |
|
SALE |
100 |
5465 |
|
SALE |
208 |
5471 |
|
SALE |
533 |
5471 |
|
PURCHASE |
1220 |
5463 |
|
PURCHASE |
636 |
5464 |
|
PURCHASE |
1992 |
5456 |
|
PURCHASE |
270 |
5454 |
|
SALE |
100 |
5465 |
|
SALE |
11 |
5465 |
|
SALE |
683 |
5465 |
|
SALE |
6 |
5465 |
|
PURCHASE |
452 |
5456 |
|
SALE |
263 |
5456 |
|
SALE |
4582 |
5455 |
|
SALE |
1 |
5465 |
|
SALE |
230 |
5465 |
|
SALE |
339 |
5469 |
|
SALE |
328 |
5469 |
|
PURCHASE |
505 |
5466 |
|
PURCHASE |
199 |
5466 |
|
SALE |
432 |
5469 |
|
SALE |
90 |
5469 |
|
PURCHASE |
9 |
5470 |
|
SALE |
183 |
5479 |
|
PURCHASE |
219 |
5484 |
|
PURCHASE |
320 |
5484 |
|
PURCHASE |
646 |
5485 |
|
PURCHASE |
6 |
5485 |
|
PURCHASE |
27 |
5485 |
|
PURCHASE |
485 |
5485 |
|
PURCHASE |
7 |
5485 |
|
SALE |
612 |
5491 |
|
SALE |
293 |
5491 |
|
SALE |
200 |
5491 |
|
SALE |
592 |
5495 |
|
PURCHASE |
135 |
5490 |
|
PURCHASE |
206 |
5490 |
|
PURCHASE |
650 |
5487 |
|
PURCHASE |
41 |
5487 |
|
PURCHASE |
169 |
5496 |
|
PURCHASE |
331 |
5496 |
|
PURCHASE |
282 |
5497 |
|
PURCHASE |
445 |
5497 |
|
PURCHASE |
99 |
5497 |
|
PURCHASE |
330 |
5497 |
|
PURCHASE |
500 |
5503 |
|
PURCHASE |
164 |
5517 |
|
PURCHASE |
3 |
5517 |
|
PURCHASE |
45 |
5525 |
|
PURCHASE |
500 |
5530 |
|
PURCHASE |
316 |
5520 |
|
PURCHASE |
6 |
5520 |
|
PURCHASE |
231 |
5531 |
|
PURCHASE |
181 |
5531 |
|
PURCHASE |
250 |
5531 |
|
PURCHASE |
1457 |
5523 |
|
PURCHASE |
1124 |
5521 |
|
PURCHASE |
874 |
5521 |
|
PURCHASE |
19 |
5510 |
|
PURCHASE |
3 |
5510 |
|
PURCHASE |
49 |
5510 |
|
PURCHASE |
360 |
5510 |
|
PURCHASE |
280 |
5500 |
|
SALE |
953 |
5498 |
|
SALE |
558 |
5490 |
|
SALE |
5 |
5490 |
|
SALE |
5 |
5490 |
|
SALE |
240 |
5490 |
|
SALE |
366 |
5480 |
|
SALE |
16 |
5480 |
|
SALE |
50 |
5490 |
|
SALE |
1851 |
5490 |
|
SALE |
650 |
5490 |
|
SALE |
339 |
5490 |
|
PURCHASE |
400 |
5491 |
|
PURCHASE |
442 |
5491 |
|
PURCHASE |
2000 |
5499 |
|
PURCHASE |
3 |
5499 |
|
PURCHASE |
406 |
5499 |
|
PURCHASE |
112 |
5499 |
|
PURCHASE |
514 |
5501 |
|
PURCHASE |
419 |
5515 |
|
SALE |
267 |
5534 |
|
SALE |
367 |
5520 |
|
SALE |
2 |
5520 |
|
PURCHASE |
98 |
5509 |
|
PURCHASE |
12 |
5509 |
|
PURCHASE |
50 |
5509 |
|
PURCHASE |
3 |
5509 |
|
PURCHASE |
282 |
5509 |
|
PURCHASE |
3 |
5509 |
|
PURCHASE |
100 |
5509 |
|
PURCHASE |
46 |
5512 |
|
PURCHASE |
141 |
5512 |
|
PURCHASE |
131 |
5514 |
|
PURCHASE |
497 |
5512 |
|
SALE |
1000 |
5523 |
|
PURCHASE |
200 |
5522 |
|
PURCHASE |
651 |
5520 |
|
SALE |
31 |
5533 |
|
SALE |
563 |
5533 |
|
SALE |
359 |
5538 |
|
SALE |
2 |
5538 |
|
SALE |
697 |
5538 |
|
SALE |
2 |
5538 |
|
SALE |
500 |
5538 |
|
SALE |
344 |
5535 |
|
SALE |
2 |
5535 |
|
SALE |
2 |
5535 |
|
SALE |
40 |
5531 |
|
SALE |
1000 |
5531 |
|
SALE |
2 |
5531 |
|
SALE |
347 |
5534 |
|
PURCHASE |
2157 |
5540 |
|
PURCHASE |
657 |
5540 |
|
PURCHASE |
10 |
5540 |
|
SALE |
64 |
5539 |
|
SALE |
112 |
5539 |
|
SALE |
2 |
5539 |
|
SALE |
14 |
5539 |
|
SALE |
201 |
5535 |
|
SALE |
8 |
5535 |
|
SALE |
429 |
5535 |
|
SALE |
4 |
5535 |
|
PURCHASE |
1875 |
5540 |
|
PURCHASE |
3 |
5540 |
|
PURCHASE |
148 |
5542 |
|
SALE |
1000 |
5546 |
|
SALE |
2000 |
5546 |
|
SALE |
2 |
5546 |
|
SALE |
807 |
5546 |
|
SALE |
698 |
5546 |
|
SALE |
531 |
5542 |
|
SALE |
2 |
5542 |
|
SALE |
594 |
5539 |
|
SALE |
956 |
5541 |
|
PURCHASE |
421 |
5533 |
|
PURCHASE |
200 |
5529 |
|
PURCHASE |
9 |
5529 |
|
PURCHASE |
100 |
5529 |
|
PURCHASE |
1675 |
5530 |
|
PURCHASE |
3 |
5530 |
|
PURCHASE |
3 |
5530 |
|
PURCHASE |
1000 |
5530 |
|
PURCHASE |
108 |
5533 |
|
PURCHASE |
1645 |
5550 |
|
PURCHASE |
1412 |
5559 |
|
SALE |
130 |
5560 |
|
SALE |
77 |
5566 |
|
SALE |
750 |
5561 |
|
SALE |
218 |
5558 |
|
SALE |
1 |
5552 |
|
SALE |
355 |
5552 |
|
SALE |
4 |
5550 |
|
SALE |
385 |
5550 |
|
PURCHASE |
606 |
5555 |
|
PURCHASE |
3 |
5555 |
|
PURCHASE |
1015 |
5570 |
|
PURCHASE |
17 |
5600 |
|
PURCHASE |
209 |
5600 |
|
PURCHASE |
37 |
5600 |
|
SALE |
338 |
5606 |
|
SALE |
2 |
5606 |
|
PURCHASE |
341 |
5598 |
|
SALE |
570 |
5590 |
|
SALE |
500 |
5562 |
|
SALE |
209 |
5558 |
|
SALE |
9 |
5557 |
|
SALE |
1725 |
5557 |
|
SALE |
1428 |
5565 |
|
SALE |
699 |
5565 |
|
SALE |
8 |
5565 |
|
SALE |
97 |
5565 |
|
PURCHASE |
532 |
5567 |
|
PURCHASE |
6 |
5567 |
|
PURCHASE |
500 |
5575 |
|
PURCHASE |
23 |
5575 |
|
SALE |
511 |
5589 |
|
SALE |
137 |
5588 |
|
SALE |
137 |
5588 |
|
SALE |
11 |
5588 |
|
SALE |
27 |
5590 |
|
SALE |
137 |
5590 |
|
PURCHASE |
297 |
5610 |
|
PURCHASE |
394 |
5612 |
|
PURCHASE |
251 |
5620 |
|
SALE |
350 |
5610 |
|
SALE |
189 |
5615 |
|
SALE |
2 |
5615 |
|
SALE |
86 |
5615 |
|
SALE |
361 |
5615 |
|
SALE |
2 |
5615 |
|
SALE |
659 |
5620 |
|
SALE |
40 |
5621 |
|
SALE |
84 |
5621 |
|
PURCHASE |
209 |
5626 |
|
PURCHASE |
1000 |
5627 |
|
PURCHASE |
200 |
5640 |
|
PURCHASE |
596 |
5648 |
|
PURCHASE |
3 |
5648 |
|
PURCHASE |
286 |
5654 |
|
SALE |
90 |
5664 |
|
SALE |
35 |
5664 |
|
SALE |
100 |
5664 |
|
SALE |
1 |
5685 |
|
SALE |
1213 |
5685 |
|
SALE |
268 |
5686 |
|
SALE |
100 |
5689 |
|
PURCHASE |
3 |
5680 |
|
PURCHASE |
20 |
5700 |
|
PURCHASE |
150 |
5700 |
|
PURCHASE |
150 |
5700 |
|
PURCHASE |
3 |
5700 |
|
SALE |
334 |
5709 |
|
SALE |
485 |
5700 |
|
SALE |
368 |
5700 |
|
PURCHASE |
1627 |
5701 |
|
PURCHASE |
3 |
5701 |
|
SALE |
491 |
5711 |
|
SALE |
35 |
5716 |
|
SALE |
750 |
5716 |
|
SALE |
301 |
5720 |
|
SALE |
347 |
5722 |
|
PURCHASE |
943 |
5703 |
|
PURCHASE |
139 |
5715 |
|
SALE |
147 |
5705 |
|
SALE |
175 |
5699 |
|
PURCHASE |
900 |
5699 |
|
PURCHASE |
79 |
5692 |
|
PURCHASE |
137 |
5692 |
|
SALE |
744 |
5691 |
|
PURCHASE |
135 |
5679 |
|
PURCHASE |
137 |
5679 |
|
SALE |
100 |
5678 |
|
PURCHASE |
281 |
5684 |
|
PURCHASE |
1653 |
5678 |
|
SALE |
377 |
5704 |
|
PURCHASE |
512 |
5694 |
|
SALE |
80 |
5711 |
|
SALE |
100 |
5711 |
|
SALE |
100 |
5717 |
|
SALE |
100 |
5715 |
|
SALE |
91 |
5715 |
|
PURCHASE |
856 |
5705 |
|
SALE |
1218 |
5700 |
|
SALE |
30 |
5700 |
|
SALE |
22 |
5700 |
|
SALE |
209 |
5681 |
|
SALE |
938 |
5690 |
|
SALE |
8 |
5685 |
|
SALE |
4 |
5685 |
|
SALE |
678 |
5690 |
|
SALE |
10 |
5688 |
|
SALE |
834 |
5688 |
|
SALE |
100 |
5676 |
|
SALE |
209 |
5676 |
|
SALE |
700 |
5670 |
|
SALE |
209 |
5668 |
|
PURCHASE |
1000 |
5675 |
|
PURCHASE |
200 |
5683 |
|
PURCHASE |
124 |
5683 |
|
PURCHASE |
3 |
5683 |
|
PURCHASE |
633 |
5685 |
|
PURCHASE |
500 |
5700 |
|
PURCHASE |
15 |
5700 |
|
PURCHASE |
10 |
5700 |
|
PURCHASE |
100 |
5710 |
|
PURCHASE |
1316 |
5715 |
|
PURCHASE |
1621 |
5725 |
|
PURCHASE |
50 |
5725 |
|
PURCHASE |
300 |
5753 |
|
PURCHASE |
1063 |
5740 |
|
SALE |
1558 |
5767 |
|
SALE |
541 |
5774 |
|
SALE |
226 |
5774 |
|
SALE |
791 |
5778 |
|
SALE |
2 |
5778 |
|
SALE |
80 |
5781 |
|
SALE |
26 |
5781 |
|
SALE |
149 |
5778 |
|
SALE |
175 |
5793 |
|
SALE |
661 |
5796 |
|
SALE |
100 |
5796 |
|
SALE |
695 |
5796 |
|
SALE |
100 |
5796 |
|
SALE |
4 |
5796 |
|
SALE |
401 |
5795 |
|
SALE |
2000 |
5795 |
|
SALE |
31 |
5786 |
|
SALE |
4 |
5786 |
|
SALE |
16 |
5786 |
|
SALE |
66 |
5784 |
|
PURCHASE |
2770 |
5800 |
|
PURCHASE |
6 |
5800 |
|
PURCHASE |
3 |
5800 |
|
SALE |
818 |
5819 |
|
SALE |
409 |
5791 |
|
SALE |
600 |
5789 |
|
SALE |
2 |
5789 |
|
PURCHASE |
869 |
5792 |
|
SALE |
200 |
5790 |
|
SALE |
500 |
5790 |
|
SALE |
98 |
5793 |
|
SALE |
38 |
5782 |
|
SALE |
49 |
5782 |
|
SALE |
359 |
5770 |
|
SALE |
385 |
5771 |
|
SALE |
207 |
5761 |
|
PURCHASE |
212 |
5744 |
|
SALE |
228 |
5740 |
|
PURCHASE |
989 |
5760 |
|
PURCHASE |
3 |
5760 |
|
SALE |
475 |
5791 |
|
PURCHASE |
191 |
5771 |
|
PURCHASE |
3 |
5768 |
|
PURCHASE |
2000 |
5768 |
|
PURCHASE |
100 |
5768 |
|
PURCHASE |
308 |
5769 |
|
SALE |
555 |
5767 |
|
SALE |
100 |
5758 |
|
SALE |
562 |
5758 |
|
SALE |
400 |
5756 |
|
SALE |
358 |
5755 |
|
SALE |
100 |
5755 |
|
SALE |
647 |
5756 |
|
PURCHASE |
500 |
5746 |
|
SALE |
404 |
5766 |
|
PURCHASE |
1134 |
5750 |
|
PURCHASE |
548 |
5775 |
|
PURCHASE |
124 |
5775 |
|
SALE |
302 |
5796 |
|
SALE |
408 |
5798 |
|
SALE |
255 |
5796 |
|
PURCHASE |
1500 |
5803 |
|
PURCHASE |
500 |
5800 |
|
PURCHASE |
230 |
5800 |
|
PURCHASE |
6 |
5800 |
|
PURCHASE |
1 |
5800 |
|
SALE |
129 |
5814 |
|
SALE |
34 |
5815 |
|
SALE |
96 |
5815 |
|
SALE |
137 |
5814 |
|
PURCHASE |
378 |
5820 |
|
PURCHASE |
3 |
5820 |
|
SALE |
357 |
5838 |
|
SALE |
4 |
5838 |
|
SALE |
100 |
5838 |
|
PURCHASE |
79 |
5835 |
|
PURCHASE |
596 |
5841 |
|
PURCHASE |
234 |
5845 |
|
PURCHASE |
200 |
5850 |
|
PURCHASE |
500 |
5850 |
|
PURCHASE |
1500 |
5850 |
|
PURCHASE |
3 |
5850 |
|
SALE |
65 |
5861 |
|
SALE |
36 |
5862 |
|
SALE |
4 |
5862 |
|
SALE |
467 |
5862 |
|
SALE |
744 |
5871 |
|
SALE |
246 |
5869 |
|
SALE |
100 |
5869 |
|
PURCHASE |
370 |
5871 |
|
SALE |
581 |
5893 |
|
PURCHASE |
458 |
5900 |
|
PURCHASE |
100 |
5900 |
|
PURCHASE |
180 |
5900 |
|
PURCHASE |
300 |
5900 |
|
PURCHASE |
200 |
5900 |
|
PURCHASE |
100 |
5900 |
|
PURCHASE |
2000 |
5900 |
|
PURCHASE |
3 |
5900 |
|
PURCHASE |
500 |
5910 |
|
SALE |
400 |
5905 |
|
SALE |
220 |
5902 |
|
SALE |
1312 |
5898 |
|
PURCHASE |
589 |
5902 |
|
SALE |
505 |
5913 |
|
SALE |
2 |
5899 |
|
SALE |
1798 |
5899 |
|
SALE |
1368 |
5889 |
|
SALE |
2 |
5889 |
|
SALE |
2 |
5889 |
|
PURCHASE |
500 |
5881 |
|
SALE |
451 |
5865 |
|
SALE |
282 |
5865 |
|
SALE |
174 |
5856 |
|
SALE |
674 |
5850 |
|
SALE |
4 |
5850 |
|
SALE |
209 |
5841 |
|
SALE |
209 |
5841 |
|
SALE |
208 |
5841 |
|
SALE |
467 |
5832 |
|
SALE |
209 |
5833 |
|
SALE |
694 |
5839 |
|
PURCHASE |
986 |
5844 |
|
SALE |
4 |
5839 |
|
SALE |
209 |
5839 |
|
SALE |
209 |
5839 |
|
PURCHASE |
176 |
5844 |
|
PURCHASE |
165 |
5844 |
|
SALE |
250 |
5845 |
|
SALE |
19 |
5845 |
|
SALE |
2 |
5845 |
|
SALE |
56 |
5843 |
|
SALE |
20 |
5843 |
|
SALE |
4 |
5843 |
|
SALE |
210 |
5843 |
|
SALE |
342 |
5843 |
|
PURCHASE |
1469 |
5842 |
|
SALE |
254 |
5848 |
|
PURCHASE |
527 |
5844 |
|
SALE |
575 |
5855 |
|
SALE |
346 |
5839 |
|
SALE |
26 |
5839 |
|
SALE |
797 |
5839 |
|
PURCHASE |
400 |
5834 |
|
PURCHASE |
133 |
5850 |
|
PURCHASE |
1634 |
5859 |
|
PURCHASE |
3 |
5859 |
|
PURCHASE |
1186 |
5865 |
|
PURCHASE |
300 |
5878 |
|
SALE |
362 |
5886 |
|
SALE |
735 |
5885 |
|
PURCHASE |
568 |
5869 |
|
SALE |
787 |
5867 |
|
SALE |
613 |
5862 |
|
SALE |
350 |
5861 |
|
SALE |
500 |
5860 |
|
SALE |
20 |
5860 |
|
SALE |
63 |
5858 |
|
SALE |
2 |
5858 |
|
SALE |
221 |
5858 |
|
SALE |
131 |
5858 |
|
PURCHASE |
1398 |
5861 |
|
PURCHASE |
2500 |
5865 |
|
PURCHASE |
500 |
5865 |
|
PURCHASE |
549 |
5865 |
|
PURCHASE |
457 |
5873 |
|
PURCHASE |
23 |
5873 |
|
PURCHASE |
19 |
5873 |
|
SALE |
658 |
5873 |
|
SALE |
1148 |
5873 |
|
SALE |
2 |
5873 |
|
PURCHASE |
539 |
5878 |
|
PURCHASE |
209 |
5878 |
|
PURCHASE |
655 |
5879 |
|
PURCHASE |
3 |
5879 |
|
PURCHASE |
3 |
5879 |
|
PURCHASE |
500 |
5885 |
|
PURCHASE |
3 |
5885 |
|
PURCHASE |
209 |
5885 |
|
SALE |
1375 |
5879 |
|
SALE |
4 |
5879 |
|
SALE |
2 |
5879 |
|
SALE |
436 |
5890 |
|
SALE |
100 |
5889 |
|
SALE |
2 |
5887 |
|
SALE |
100 |
5887 |
|
SALE |
1082 |
5898 |
|
SALE |
4 |
5898 |
|
SALE |
316 |
5895 |
|
SALE |
4 |
5895 |
|
SALE |
11 |
5895 |
|
PURCHASE |
41 |
5896 |
|
PURCHASE |
86 |
5896 |
|
PURCHASE |
142 |
5896 |
|
SALE |
807 |
5881 |
|
SALE |
922 |
5850 |
|
SALE |
6 |
5850 |
|
SALE |
209 |
5850 |
|
SALE |
1081 |
5850 |
|
PURCHASE |
100 |
5831 |
|
PURCHASE |
998 |
5834 |
|
PURCHASE |
2281 |
5834 |
|
PURCHASE |
3 |
5834 |
|
PURCHASE |
150 |
5833 |
|
PURCHASE |
1496 |
5836 |
|
PURCHASE |
274 |
5839 |
|
PURCHASE |
80 |
5840 |
|
PURCHASE |
423 |
5840 |
|
SALE |
1526 |
5830 |
|
SALE |
500 |
5830 |
|
SALE |
85 |
5830 |
|
SALE |
394 |
5825 |
|
SALE |
2 |
5825 |
|
PURCHASE |
695 |
5831 |
|
PURCHASE |
589 |
5839 |
|
PURCHASE |
699 |
5853 |
|
PURCHASE |
2022 |
5845 |
|
SALE |
206 |
5859 |
|
SALE |
346 |
5859 |
|
PURCHASE |
919 |
5870 |
|
SALE |
338 |
5884 |
|
SALE |
100 |
5906 |
|
SALE |
2 |
5899 |
|
SALE |
2000 |
5899 |
|
SALE |
230 |
5896 |
|
SALE |
524 |
5897 |
|
SALE |
41 |
5895 |
|
SALE |
500 |
5895 |
|
PURCHASE |
108 |
5895 |
|
PURCHASE |
149 |
5895 |
|
PURCHASE |
3 |
5895 |
|
PURCHASE |
1069 |
5900 |
|
SALE |
276 |
5904 |
|
SALE |
59 |
5904 |
|
PURCHASE |
1200 |
5906 |
|
SALE |
13 |
5905 |
|
SALE |
1000 |
5905 |
|
SALE |
300 |
5906 |
|
SALE |
348 |
5905 |
|
PURCHASE |
863 |
5913 |
|
PURCHASE |
3 |
5913 |
|
SALE |
805 |
5898 |
|
SALE |
2 |
5898 |
|
SALE |
458 |
5900 |
|
PURCHASE |
100 |
5889 |
|
PURCHASE |
314 |
5890 |
|
PURCHASE |
36 |
5890 |
|
PURCHASE |
65 |
5890 |
|
PURCHASE |
100 |
5890 |
|
PURCHASE |
535 |
5894 |
|
PURCHASE |
111 |
5884 |
|
PURCHASE |
6 |
5884 |
|
PURCHASE |
23 |
5884 |
|
PURCHASE |
746 |
5884 |
|
PURCHASE |
92 |
5893 |
|
PURCHASE |
57 |
5894 |
|
PURCHASE |
78 |
5894 |
|
PURCHASE |
334 |
5899 |
|
PURCHASE |
9 |
5899 |
|
PURCHASE |
300 |
5900 |
|
PURCHASE |
70 |
5900 |
|
PURCHASE |
24 |
5900 |
|
PURCHASE |
3 |
5900 |
|
PURCHASE |
100 |
5900 |
|
PURCHASE |
180 |
5899 |
|
PURCHASE |
226 |
5900 |
|
SALE |
616 |
5895 |
|
SALE |
1000 |
5895 |
|
SALE |
100 |
5895 |
|
SALE |
4 |
5895 |
|
SALE |
10 |
5895 |
|
SALE |
225 |
5891 |
|
SALE |
2 |
5891 |
|
SALE |
2000 |
5891 |
|
SALE |
591 |
5886 |
|
SALE |
2 |
5886 |
|
SALE |
5 |
5886 |
|
SALE |
654 |
5883 |
|
PURCHASE |
945 |
5890 |
|
PURCHASE |
180 |
5900 |
|
PURCHASE |
100 |
5900 |
|
PURCHASE |
100 |
5935 |
|
PURCHASE |
209 |
5947 |
|
PURCHASE |
120 |
5948 |
|
PURCHASE |
212 |
5947 |
|
PURCHASE |
356 |
5947 |
|
PURCHASE |
209 |
5959 |
|
PURCHASE |
471 |
5958 |
|
PURCHASE |
228 |
5958 |
|
PURCHASE |
1 |
5958 |
|
PURCHASE |
300 |
5952 |
|
PURCHASE |
620 |
5956 |
|
PURCHASE |
177 |
5960 |
|
PURCHASE |
3 |
5960 |
|
PURCHASE |
1638 |
5955 |
|
SALE |
395 |
5977 |
|
SALE |
336 |
5978 |
|
SALE |
1477 |
5979 |
|
SALE |
371 |
6001 |
|
SALE |
500 |
6001 |
|
SALE |
927 |
6001 |
|
SALE |
186254 |
5621.662 |
|
PURCHASE |
186254 |
5621.662 |
|
PURCHASE |
186254 |
5626.618 |
|
SALE |
186254 |
5626.618 |
|
TOTAL PURCHASES |
558,762 |
|
|
TOTAL SALES |
558,762 |
(b) Derivatives transactions (other than options)
|
Product name, e.g CFD |
Long/short (Note 5) |
Number of securities (Note 6) |
Price per unit (Note 4) |
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
|
Product name,e.g. call option |
Writing, selling, purchasing, varying etc |
Number of securities to which the option relates (Note 6) |
Exercise price |
Type, e.g. American, European etc. |
Expiry date |
Option money paid/received per unit (Note 4) |
(ii) Exercising
|
Product name, e.g. call option |
Number of securities |
Exercise price per unit (Note 4) |
(d) Other dealings (including new securities) (Note 3)
|
Nature of transaction(Note 7) |
Details |
Price per unit (if applicable) |
4. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.
……………………………………………………………………
……………………………………………………………………
Is a Supplemental Form 38.5(b) attached? (Note 8) NO
|
Date of disclosure |
24 NOVEMBER 2008 |
|
Contact name |
NIMISHA SACHDEV |
|
Telephone number |
020 7567 8762 |
|
Name of offeree/offeror with which connected |
BHP Billiton PLC BHP Billiton LTD |
|
Nature of connection (Note 9) |
CONNECTED ADVISER |
Notes
The Notes on Form 38.5(b) can be viewed on the Takeover Panel's website at www.thetakeoverpanel.org.uk
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