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EPT Disclosure

11th Nov 2008 10:35

RNS Number : 8965H
Deutsche Bank AG
11 November 2008
 



DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS 

WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS

BUT NOT DEALING IN A CLIENT-SERVING CAPACITY

(Rule 38.5(b) of the Takeover Code)

1. KEY INFORMATION

Name of exempt principal trader

Deutsche Securities Australia Limited

Company dealt in

Rio Tinto Limited

Class of relevant security to which the dealings being disclosed relate (Note 1)

Ordinary

Date of dealing

10/11/2008

2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 2)

Long

Short

Number  (%)

Number  (%)

(1) Relevant securities 

2,916,001

0.64

-752,136

-0.16

(2) Derivatives (other than options)

724,136

0.16

-1,808,653

-0.40

(3) Options and agreements to purchase/sell

700,000

0.15

-983,100

-0.22

Total

4,340,137

0.95

-3,543,889

-0.78

 

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 2)

Class of relevant security:

Long

Short

Number  (%)

Number  (%)

(1) Relevant securities 

(2) Derivatives (other than options)

(3) Options and agreements to purchase/sell

Total

 

(c) Rights to subscribe (Note 2)

Class of relevant security:

Details

3. DEALINGS (Note 3)

(a) Purchases and sales

Purchase/sale

Number of securities

Price per unit (Note 4) 

AUD $

Purchase

205

72.27

Purchase

34

74.80

Purchase

516

74.81

Purchase

1450

74.83

Purchase

577

75.00

Purchase

1423

75.01

Purchase

116

75.33

Purchase

110

75.68

Purchase

90

75.78

Purchase

1174

75.83

Purchase

1178

75.90

Purchase

1740

75.94

Purchase

1482

75.95

Purchase

1294

75.96

Purchase

100

75.97

Purchase

1319

75.98

Purchase

2456

75.99

Purchase

1397

76.00

Purchase

904

76.01

Purchase

3322

76.02

Purchase

170

76.03

Purchase

2039

76.07

Purchase

2930

76.08

Purchase

2000

76.09

Purchase

3052

76.15

Purchase

1570

76.18

Purchase

2000

76.19

Purchase

1631

76.20

Purchase

5089

76.23

Purchase

10

76.25

Purchase

1294

76.38

Purchase

360

76.40

Purchase

50

76.44

Purchase

454

76.47

Purchase

1151

76.49

Purchase

2711

76.50

Purchase

391

76.54

Purchase

142

76.59

Purchase

714

76.67

Purchase

10

76.71

Purchase

106

76.72

Purchase

19

76.79

Purchase

73

76.81

Purchase

147

76.82

Purchase

1479

76.83

Purchase

1981

76.84

Purchase

500

76.86

Purchase

619

76.88

Purchase

500

76.89

Purchase

726

76.90

Purchase

190

76.91

Purchase

1576

76.96

Purchase

3929

76.97

Purchase

1580

76.97

Purchase

1123

76.98

Purchase

827

76.99

Purchase

6637

77.00

Purchase

1675

77.01

Purchase

265

77.03

Purchase

363

77.04

Purchase

1341

77.07

Purchase

2

77.09

Purchase

726

77.10

Purchase

1019

77.13

Purchase

1347

77.15

Purchase

157

77.16

Purchase

81

77.17

Purchase

2000

77.18

Purchase

1314

77.20

Purchase

992

77.21

Purchase

90

77.22

Purchase

2169

77.24

Purchase

3425

77.25

Purchase

3137

77.26

Purchase

389

77.27

Purchase

1120

77.28

Purchase

363

77.29

Purchase

6159

77.30

Purchase

725

77.31

Purchase

1520

77.32

Purchase

740

77.33

Purchase

726

77.35

Purchase

1493

77.36

Purchase

1746

77.37

Purchase

262

77.38

Purchase

4300

77.38

Purchase

100

77.39

Purchase

1769

77.40

Purchase

1436

77.41

Purchase

3419

77.42

Purchase

363

77.43

Purchase

3265

77.44

Purchase

273

77.45

Purchase

5

77.48

Purchase

1086

77.50

Purchase

847

77.51

Purchase

400

77.53

Purchase

1718

77.54

Purchase

1203

77.56

Purchase

661

77.57

Purchase

720

77.59

Purchase

164

77.60

Purchase

1781

77.62

Purchase

1396

77.66

Purchase

148

77.67

Purchase

1911

77.68

Purchase

12

77.73

Purchase

3563

77.75

Purchase

3863

77.78

Purchase

100

77.80

Purchase

186

77.82

Purchase

1110

77.83

Purchase

62

77.84

Purchase

2811

77.85

Purchase

1842

77.87

Purchase

1465

77.88

Purchase

629

77.89

Purchase

2300

77.90

Purchase

1630

77.91

Purchase

52

77.92

Purchase

1447

77.94

Purchase

1609

77.95

Purchase

812

77.96

Purchase

1379

77.97

Purchase

60

77.98

Purchase

363

77.99

Purchase

19709

78.00

Purchase

2881

78.01

Purchase

3369

78.02

Purchase

345

78.03

Purchase

1066

78.04

Purchase

119

78.05

Purchase

494

78.06

Purchase

1072

78.07

Purchase

1006

78.08

Purchase

363

78.09

Purchase

425

78.10

Purchase

262

78.11

Purchase

3629

78.12

Purchase

140

78.13

Purchase

119

78.14

Purchase

2218

78.15

Purchase

412

78.16

Purchase

113

78.17

Purchase

781

78.18

Purchase

113

78.19

Purchase

3383

78.20

Purchase

2414

78.21

Purchase

599

78.22

Purchase

346

78.23

Purchase

732

78.24

Purchase

722

78.25

Purchase

1949

78.26

Purchase

737

78.27

Purchase

363

78.28

Purchase

1241

78.30

Purchase

74

78.31

Purchase

90

78.32

Purchase

425

78.34

Purchase

1081

78.36

Purchase

590

78.46

Purchase

673

78.48

Purchase

295

78.52

Purchase

2195

78.60

Purchase

74

78.61

Purchase

363

78.65

Total Purchases

215,255

Sale

205

72.27

Sale

250

75.80

Sale

31

75.83

Sale

144

75.84

Sale

31

75.85

Sale

389

75.89

Sale

55

75.90

Sale

909

75.91

Sale

62

75.92

Sale

356

75.94

Sale

369

75.95

Sale

562

75.96

Sale

365

75.97

Sale

1105

75.98

Sale

3461

75.99

Sale

20964

76.00

Sale

4137

76.01

Sale

1725

76.02

Sale

62

76.03

Sale

142

76.04

Sale

31

76.05

Sale

570

76.06

Sale

628

76.07

Sale

3116

76.08

Sale

2371

76.09

Sale

90

76.10

Sale

214

76.11

Sale

418

76.12

Sale

49

76.13

Sale

540

76.15

Sale

758

76.16

Sale

155

76.18

Sale

62

76.19

Sale

398

76.20

Sale

93

76.23

Sale

31

76.25

Sale

263

76.35

Sale

62

76.38

Sale

31

76.39

Sale

31

76.41

Sale

28

76.42

Sale

252

76.44

Sale

122

76.45

Sale

31

76.48

Sale

1494

76.49

Sale

919

76.50

Sale

141

76.51

Sale

171

76.53

Sale

534

76.54

Sale

37

76.56

Sale

223

76.58

Sale

536

76.59

Sale

128

76.60

Sale

557

76.63

Sale

206

76.64

Sale

183

76.65

Sale

222

76.66

Sale

28

76.67

Sale

333

76.68

Sale

247

76.69

Sale

413

76.70

Sale

55

76.71

Sale

28

76.72

Sale

258

76.73

Sale

274

76.75

Sale

271

76.76

Sale

227

76.77

Sale

242

76.78

Sale

136

76.79

Sale

100

76.80

Sale

739

76.81

Sale

1

76.82

Sale

114

76.83

Sale

493

76.84

Sale

1233

76.85

Sale

856

76.86

Sale

385

76.87

Sale

383

76.88

Sale

84

76.89

Sale

1161

76.90

Sale

874

76.91

Sale

458

76.92

Sale

31

76.93

Sale

299

76.94

Sale

1530

76.95

Sale

326

76.96

Sale

244

76.97

Sale

1499

76.98

Sale

1706

76.99

Sale

1321

77.00

Sale

246

77.01

Sale

10

77.02

Sale

416

77.04

Sale

93

77.05

Sale

1

77.06

Sale

31

77.07

Sale

117

77.08

Sale

504

77.09

Sale

452

77.10

Sale

51

77.11

Sale

97

77.12

Sale

2

77.13

Sale

4

77.14

Sale

2085

77.15

Sale

1

77.16

Sale

881

77.17

Sale

8159

77.18

Sale

1

77.19

Sale

368

77.20

Sale

536

77.21

Sale

496

77.22

Sale

217

77.23

Sale

1835

77.24

Sale

4551

77.25

Sale

1303

77.26

Sale

1370

77.27

Sale

2345

77.28

Sale

1374

77.29

Sale

6138

77.30

Sale

780

77.31

Sale

327

77.32

Sale

1120

77.33

Sale

1365

77.34

Sale

2123

77.35

Sale

2734

77.36

Sale

1419

77.37

Sale

1208

77.38

Sale

2414

77.39

Sale

2274

77.40

Sale

2092

77.41

Sale

965

77.42

Sale

2105

77.43

Sale

891

77.44

Sale

1601

77.45

Sale

2335

77.46

Sale

1354

77.47

Sale

882

77.48

Sale

977

77.49

Sale

1717

77.50

Sale

1540

77.51

Sale

116

77.52

Sale

5269

77.53

Sale

456

77.54

Sale

508

77.55

Sale

64

77.56

Sale

501

77.57

Sale

491

77.58

Sale

1023

77.59

Sale

1694

77.60

Sale

124

77.61

Sale

350

77.62

Sale

510

77.63

Sale

1744

77.65

Sale

689

77.66

Sale

628

77.67

Sale

981

77.68

Sale

2994

77.69

Sale

160

77.69

Sale

376

77.70

Sale

125

77.71

Sale

64

77.72

Sale

9

77.73

Sale

540

77.74

Sale

4715

77.75

Sale

4774

77.76

Sale

265

77.76

Sale

5411

77.77

Sale

243

77.78

Sale

18

77.80

Sale

772

77.81

Sale

342

77.82

Sale

841

77.83

Sale

182

77.84

Sale

771

77.85

Sale

1423

77.86

Sale

2041

77.87

Sale

347

77.88

Sale

700

77.89

Sale

133

77.90

Sale

364

77.91

Sale

59

77.92

Sale

817

77.93

Sale

2383

77.94

Sale

2303

77.95

Sale

1248

77.96

Sale

1033

77.97

Sale

1397

77.98

Sale

735

77.99

Sale

9199

78.00

Sale

1394

78.01

Sale

2439

78.02

Sale

740

78.03

Sale

4

78.04

Sale

473

78.05

Sale

256

78.06

Sale

525

78.07

Sale

519

78.08

Sale

734

78.09

Sale

868

78.10

Sale

489

78.11

Sale

1600

78.12

Sale

849

78.13

Sale

1176

78.14

Sale

549

78.15

Sale

1245

78.16

Sale

850

78.17

Sale

533

78.18

Sale

4208

78.19

Sale

1569

78.20

Sale

658

78.21

Sale

274

78.22

Sale

1630

78.23

Sale

2041

78.24

Sale

3603

78.25

Sale

1844

78.26

Sale

126

78.27

Sale

885

78.28

Sale

152

78.29

Sale

423

78.30

Sale

132

78.31

Sale

520

78.32

Sale

868

78.33

Sale

798

78.34

Sale

411

78.35

Sale

99

78.36

Sale

97

78.37

Sale

634

78.46

Sale

1196

78.48

Sale

1312

78.49

Sale

310

78.50

Sale

19

78.55

Sale

1922

78.56

Sale

267

78.57

Sale

1714

78.59

Sale

210

78.60

Sale

30

78.61

Total Sales

238,402

(b) Derivatives transactions (other than options)

Product name, 

e.g. CFD

Long/short (Note 5)

Number of securities (Note 6)

Price per unit (Note 4) 

AUD $

CFD

Long

205

72.27

CFD

Long

250

75.80

CFD

Long

389

75.89

CFD

Long

878

75.91

CFD

Long

2000

75.99

CFD

Long

427

76.00

CFD

Long

500

76.07

CFD

Long

481

76.59

CFD

Long

503

76.63

CFD

Long

220

76.66

CFD

Long

331

76.70

CFD

Long

240

76.76

CFD

Long

196

76.77

CFD

Long

136

76.79

CFD

Long

458

76.81

CFD

Long

950

76.85

CFD

Long

500

76.86

CFD

Long

796

76.90

CFD

Long

667

76.91

CFD

Long

1500

76.95

CFD

Long

782

76.98

CFD

Long

410

77.00

CFD

Long

1847

77.15

CFD

Long

881

77.17

CFD

Long

8159

77.18

CFD

Long

1000

77.25

CFD

Long

119

77.27

CFD

Long

743

77.28

CFD

Long

500

77.29

CFD

Long

4701

77.30

CFD

Long

71

77.34

CFD

Long

1330

77.35

CFD

Long

785

77.36

CFD

Long

996

77.37

CFD

Long

982

77.40

CFD

Long

429

77.41

CFD

Long

250

77.42

CFD

Long

843

77.43

CFD

Long

1

77.45

CFD

Long

2094

77.46

CFD

Long

235

77.47

CFD

Long

384

77.48

CFD

Long

447

77.49

CFD

Long

513

77.50

CFD

Long

726

77.51

CFD

Long

100

77.52

CFD

Long

5269

77.53

CFD

Long

195

77.54

CFD

Long

118

77.55

CFD

Long

2

77.56

CFD

Long

1183

77.65

CFD

Long

88

77.66

CFD

Long

600

77.67

CFD

Long

613

77.68

CFD

Long

2994

77.69

CFD

Long

4350

77.75

CFD

Long

4344

77.76

CFD

Long

265

77.76

CFD

Long

699

77.81

CFD

Long

361

77.83

CFD

Long

1351

77.98

CFD

Long

500

78.00

CFD

Long

660

78.03

CFD

Long

152

78.08

CFD

Long

1154

78.12

CFD

Long

419

78.24

CFD

Long

500

78.25

CFD

Short

205

72.27

CFD

Short

500

75.95

CFD

Short

215

76.01

CFD

Short

1200

76.02

CFD

Short

81

76.20

CFD

Short

4919

76.23

CFD

Short

10

76.25

CFD

Short

50

76.44

CFD

Short

73

76.81

CFD

Short

500

76.89

CFD

Short

3929

76.97

CFD

Short

89

77.21

CFD

Short

90

77.22

CFD

Short

389

77.27

CFD

Short

67

77.28

CFD

Short

199

77.30

CFD

Short

699

77.31

CFD

Short

4300

77.38

CFD

Short

100

77.39

CFD

Short

400

77.40

CFD

Short

106

77.41

CFD

Short

364

77.54

CFD

Short

12

77.73

CFD

Short

67

77.78

CFD

Short

186

77.82

CFD

Short

62

77.84

CFD

Short

45

77.88

CFD

Short

1000

77.90

CFD

Short

116

77.91

CFD

Short

51

77.92

CFD

Short

40

77.94

CFD

Short

60

77.98

CFD

Short

38

78.00

CFD

Short

138

78.01

CFD

Short

79

78.02

CFD

Short

13

78.04

CFD

Short

149

78.06

CFD

Short

109

78.07

CFD

Short

78

78.08

CFD

Short

211

78.10

CFD

Short

261

78.11

CFD

Short

911

78.12

CFD

Short

104

78.13

CFD

Short

85

78.14

CFD

Short

31

78.15

CFD

Short

6

78.16

CFD

Short

113

78.17

CFD

Short

106

78.18

CFD

Short

88

78.19

CFD

Short

116

78.20

CFD

Short

244

78.21

CFD

Short

599

78.22

CFD

Short

346

78.23

CFD

Short

101

78.24

CFD

Short

196

78.25

CFD

Short

99

78.26

CFD

Short

23

78.27

CFD

Short

43

78.30

CFD

Short

74

78.31

CFD

Short

90

78.32

CFD

Short

61

78.34

CFD

Short

114

78.36

CFD

Short

554

78.48

(c) Options transactions in respect of existing securities

(i) Writing, selling, purchasing or varying

Product name,

e.g. call option

Writing, selling, purchasing, varying etc.

Number of securities to which the option relates (Note 6)

Exercise

price 

Type, e.g. American, European etc.

Expiry 

date

Option money

paid/received per unit (Note 4) 

(ii) Exercising

Product name, e.g. call option

Number of securities 

Exercise price per unit (Note 4)

(d) Other dealings (including new securities) (Note 3)

Nature of transaction (Note 7)

Details

Price per unit (if applicable) (Note 4)

4. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

Is a Supplemental Form 38.5(b) attached? (Note 8) NO

Date of disclosure

11/11/2008

Contact name

Artie Movsesian

Telephone number

020 7545 7804

Name of offeree/offeror with which connected

Rio Tinto plc

Nature of connection (Note 9)

Connected Advisor to Offeree

Notes

The Notes on Form 38.5(b) can be viewed on the Takeover Panel's website at www.thetakeoverpanel.org.uk

This information is provided by RNS
The company news service from the London Stock Exchange
 
END
 
 
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Related Shares:

Rio Tinto
FTSE 100 Latest
Value8,742.65
Change-43.81