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EPT Disclosure

21st Nov 2008 11:30

RNS Number : 6713I
UBS AG (EPT)
21 November 2008
 

FORM 38.5(b)

DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS 

WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS

BUT NOT DEALING IN A CLIENT-SERVING CAPACITY

(Rule 38.5(b) of the Takeover Code)

 

 

1. KEY INFORMATION

 

Name of exempt principal trader

UBS AG London Branch

Company dealt in

Rio Tinto PLC

Class of relevant security to which the dealings being disclosed relate (Note 1)

10p Ordinary

Date of dealing

20 NOVEMBER 2008

 

 

2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE

 

(a) Interests and short positions (following dealing) in the class of 

relevant security dealt in (Note 2)

 

 

Long

 

Short

 

 

Number

(%)

Number 

(%)

(1) Relevant securities 

2,176,770

0.22%

0

0.00%

(2) Derivatives (other than options)

(3) Options and agreements to purchase/sell

Total

2,176,770

0.22%

0

0.00%

Interests and short positions in relevant securities of

the company, other than the class dealt in (Note 2)

 

Class of relevant security:

Long

 

Short

 

 

Number 

(%)

Number

(%)

(1) Relevant securities 

(2) Derivatives (other than options)

(3) Options and agreements to purchase/sell

Total

 

Rights to subscribe (Note 2)

Class of relevant security:

Details

DEALINGS (Note 3)

Purchases and sales

Purchase/sale

Number of securities

Price per unit (Note 4)

SALE

200

1988 PENCE

SALE

390

1990

PURCHASE

137

1993

PURCHASE

100

1995

PURCHASE

230

1996

SALE

387

2000

SALE

828

2001

SALE

19

2001

PURCHASE

350

2001

PURCHASE

400

2001

PURCHASE

400

2001

PURCHASE

400

2001

PURCHASE

400

2001

PURCHASE

467

2001

PURCHASE

20

2002

PURCHASE

88

2002

PURCHASE

116

2002

PURCHASE

400

2002

SALE

100

2003

PURCHASE

100

2003

PURCHASE

200

2003

PURCHASE

525

2003

SALE

415

2004

SALE

400

2004

SALE

100

2004

PURCHASE

200

2004

PURCHASE

400

2004

PURCHASE

560

2004

SALE

100

2005

SALE

944

2007

SALE

707

2007

SALE

399

2008

SALE

390

2008

SALE

200

2008

SALE

190

2008

PURCHASE

418

2008

PURCHASE

800

2008

PURCHASE

96

2009

PURCHASE

130

2009

PURCHASE

181

2011

PURCHASE

400

2011

SALE

266

2012

PURCHASE

100

2012

PURCHASE

100

2012

PURCHASE

187

2012

PURCHASE

187

2012

PURCHASE

200

2012

PURCHASE

470

2012

PURCHASE

891

2012

PURCHASE

200

2013

PURCHASE

317

2013

PURCHASE

400

2013

SALE

1500

2014

SALE

1360

2014

SALE

900

2014

SALE

780

2014

SALE

700

2014

SALE

679

2014

SALE

621

2014

SALE

506

2014

SALE

429

2014

SALE

149

2014

PURCHASE

700

2014

PURCHASE

766

2014

SALE

586

2015

SALE

200

2015

PURCHASE

265

2015

SALE

400

2016

SALE

300

2016

SALE

201

2016

SALE

200

2016

SALE

134

2016

PURCHASE

360

2016

PURCHASE

596

2016

SALE

400

2017

SALE

134

2017

SALE

84

2017

PURCHASE

189

2017

PURCHASE

200

2017

PURCHASE

210

2017

PURCHASE

400

2017

PURCHASE

400

2017

PURCHASE

406

2017

SALE

471

2019

SALE

362

2019

SALE

200

2019

SALE

89

2019

PURCHASE

200

2019

PURCHASE

250

2019

SALE

400

2020

SALE

400

2020

SALE

100

2020

PURCHASE

86

2020

PURCHASE

143

2020

PURCHASE

178

2020

PURCHASE

200

2020

PURCHASE

200

2020

PURCHASE

200

2020

PURCHASE

200

2020

PURCHASE

277

2020

PURCHASE

400

2020

PURCHASE

464

2020

PURCHASE

500

2020

PURCHASE

500

2020

SALE

2000

2021

SALE

2000

2021

SALE

907

2021

SALE

266

2021

PURCHASE

950

2021

SALE

4766

2022

SALE

3367

2022

SALE

932

2022

SALE

200

2022

SALE

152

2022

SALE

60

2022

PURCHASE

350

2022

SALE

596

2023

SALE

400

2023

SALE

400

2023

SALE

300

2023

SALE

200

2023

SALE

200

2023

SALE

100

2023

PURCHASE

200

2023

PURCHASE

300

2023

PURCHASE

350

2023

SALE

400

2024

SALE

150

2024

PURCHASE

135

2024

SALE

1104

2025

SALE

298

2025

SALE

200

2025

SALE

102

2025

SALE

80

2025

PURCHASE

1975

2025

SALE

931

2026

SALE

200

2026

SALE

800

2027

SALE

400

2027

SALE

390

2027

SALE

390

2027

SALE

250

2027

SALE

200

2027

SALE

140

2027

SALE

43

2027

PURCHASE

60

2027

PURCHASE

396

2027

SALE

1598

2028

SALE

250

2028

PURCHASE

29

2028

PURCHASE

58

2028

PURCHASE

1017

2028

SALE

750

2029

SALE

200

2029

PURCHASE

564

2029

PURCHASE

2764

2029

SALE

837

2030

SALE

500

2030

SALE

500

2030

SALE

477

2030

SALE

340

2030

SALE

250

2030

SALE

200

2030

SALE

200

2030

SALE

1

2030

PURCHASE

200

2030

PURCHASE

207

2030

PURCHASE

300

2030

PURCHASE

945

2030

PURCHASE

1079

2030

SALE

1800

2031

SALE

756

2031

SALE

200

2031

SALE

44

2031

SALE

30

2031

SALE

650

2032

SALE

376

2032

SALE

300

2032

SALE

108

2032

PURCHASE

108

2032

PURCHASE

500

2032

SALE

988

2033

SALE

500

2033

SALE

400

2033

PURCHASE

25

2033

PURCHASE

73

2033

PURCHASE

78

2034

PURCHASE

406

2034

PURCHASE

839

2034

SALE

1999

2035

SALE

200

2035

SALE

78

2035

SALE

13

2035

PURCHASE

200

2035

PURCHASE

400

2035

SALE

1272

2036

SALE

1138

2036

SALE

938

2036

SALE

300

2036

PURCHASE

470

2036

SALE

728

2037

PURCHASE

22

2037

PURCHASE

184

2037

PURCHASE

211

2037

PURCHASE

255

2037

PURCHASE

255

2037

PURCHASE

334

2037

PURCHASE

988

2037

PURCHASE

1065

2037

PURCHASE

1945

2037

PURCHASE

3000

2037

PURCHASE

3000

2037

SALE

593

2038

SALE

350

2038

SALE

74

2038

SALE

47

2038

PURCHASE

112

2039

PURCHASE

257

2039

PURCHASE

400

2039

PURCHASE

400

2039

PURCHASE

509

2039

PURCHASE

518

2039

PURCHASE

188

2040

PURCHASE

200

2040

PURCHASE

280

2040

PURCHASE

293

2040

PURCHASE

500

2040

PURCHASE

40

2042

PURCHASE

300

2042

PURCHASE

40

2043

PURCHASE

200

2043

PURCHASE

200

2043

PURCHASE

338

2043

SALE

102

2044

PURCHASE

100

2044

PURCHASE

119

2044

PURCHASE

162

2044

PURCHASE

185

2044

PURCHASE

200

2044

PURCHASE

207

2044

PURCHASE

500

2044

SALE

199

2045

SALE

1

2045

PURCHASE

129

2045

PURCHASE

200

2045

PURCHASE

446

2045

PURCHASE

977

2045

SALE

550

2046

SALE

310

2046

SALE

40

2046

PURCHASE

544

2046

SALE

778

2047

SALE

519

2047

SALE

462

2047

SALE

209

2047

SALE

191

2047

PURCHASE

124

2047

PURCHASE

126

2047

PURCHASE

173

2047

PURCHASE

178

2047

PURCHASE

238

2047

PURCHASE

255

2047

PURCHASE

300

2047

PURCHASE

400

2047

SALE

400

2048

PURCHASE

93

2048

PURCHASE

150

2048

PURCHASE

161

2048

PURCHASE

350

2048

PURCHASE

564

2048

PURCHASE

586

2048

SALE

400

2049

SALE

211

2049

PURCHASE

160

2049

PURCHASE

160

2049

PURCHASE

978

2049

SALE

1950

2050

SALE

880

2050

SALE

409

2050

SALE

100

2050

PURCHASE

3

2050

PURCHASE

66

2050

PURCHASE

76

2050

PURCHASE

200

2050

PURCHASE

250

2050

PURCHASE

400

2050

PURCHASE

400

2050

SALE

350

2051

SALE

300

2051

SALE

264

2051

SALE

200

2051

SALE

75

2051

SALE

40

2051

PURCHASE

37

2051

PURCHASE

101

2051

PURCHASE

101

2051

PURCHASE

104

2051

PURCHASE

200

2051

PURCHASE

202

2051

PURCHASE

259

2051

PURCHASE

400

2051

PURCHASE

484

2051

PURCHASE

723

2051

PURCHASE

969

2051

SALE

5000

2052

SALE

651

2052

SALE

336

2052

SALE

300

2052

SALE

200

2052

SALE

100

2052

SALE

1250

2053

SALE

1163

2053

SALE

723

2053

SALE

400

2053

SALE

300

2053

PURCHASE

294

2053

PURCHASE

400

2053

PURCHASE

406

2053

SALE

1000

2054

SALE

775

2054

SALE

400

2054

PURCHASE

32

2054

PURCHASE

46

2054

PURCHASE

48

2054

PURCHASE

125

2054

PURCHASE

144

2054

PURCHASE

186

2054

PURCHASE

286

2054

PURCHASE

718

2054

PURCHASE

880

2054

SALE

320

2055

SALE

318

2055

SALE

232

2055

SALE

143

2055

SALE

92

2055

SALE

48

2055

PURCHASE

77

2055

PURCHASE

77

2055

PURCHASE

84

2055

PURCHASE

232

2055

PURCHASE

239

2055

PURCHASE

246

2055

PURCHASE

318

2055

PURCHASE

323

2055

PURCHASE

325

2055

PURCHASE

400

2055

SALE

225

2056

SALE

158

2056

SALE

131

2056

PURCHASE

131

2056

PURCHASE

207

2056

SALE

890

2057

SALE

260

2057

PURCHASE

105

2057

PURCHASE

116

2057

PURCHASE

121

2057

PURCHASE

223

2057

PURCHASE

234

2057

PURCHASE

341

2057

PURCHASE

350

2057

PURCHASE

385

2057

PURCHASE

399

2057

PURCHASE

400

2057

PURCHASE

401

2057

PURCHASE

1510

2057

SALE

3802

2058

SALE

1943

2058

SALE

1038

2058

SALE

500

2058

SALE

200

2058

PURCHASE

194

2058

PURCHASE

202

2058

PURCHASE

300

2058

PURCHASE

400

2058

PURCHASE

572

2058

SALE

870

2059

SALE

412

2059

SALE

400

2059

SALE

350

2059

PURCHASE

186

2059

PURCHASE

264

2059

PURCHASE

326

2059

PURCHASE

380

2059

PURCHASE

606

2059

PURCHASE

966

2059

SALE

400

2060

SALE

390

2060

PURCHASE

174

2060

PURCHASE

204

2060

PURCHASE

350

2060

PURCHASE

420

2060

PURCHASE

508

2060

PURCHASE

678

2060

PURCHASE

1068

2060

PURCHASE

1443

2060

SALE

400

2061

SALE

368

2061

SALE

268

2061

SALE

167

2061

SALE

30

2061

PURCHASE

107

2061

PURCHASE

107

2061

PURCHASE

160

2061

PURCHASE

400

2061

PURCHASE

950

2061

SALE

425

2062

SALE

400

2062

SALE

389

2062

SALE

282

2062

SALE

210

2062

SALE

209

2062

SALE

100

2062

PURCHASE

285

2062

PURCHASE

332

2062

PURCHASE

400

2062

PURCHASE

400

2062

PURCHASE

400

2062

PURCHASE

1420

2062

SALE

400

2063

PURCHASE

350

2063

SALE

694

2064

SALE

200

2064

PURCHASE

66

2064

PURCHASE

70

2064

PURCHASE

200

2064

PURCHASE

323

2064

PURCHASE

441

2064

PURCHASE

557

2064

PURCHASE

833

2064

PURCHASE

1174

2064

PURCHASE

2482

2064

SALE

663

2065

SALE

422

2065

SALE

289

2065

SALE

229

2065

SALE

162

2065

PURCHASE

400

2065

SALE

1000

2066

SALE

950

2066

SALE

635

2066

SALE

400

2066

SALE

341

2066

PURCHASE

500

2066

PURCHASE

1041

2066

SALE

476

2067

SALE

300

2067

SALE

200

2067

SALE

200

2067

SALE

200

2067

PURCHASE

93

2067

PURCHASE

100

2067

PURCHASE

180

2067

PURCHASE

200

2067

PURCHASE

200

2067

PURCHASE

300

2067

PURCHASE

400

2067

PURCHASE

589

2067

SALE

390

2068

SALE

387

2068

SALE

213

2068

PURCHASE

90

2068

PURCHASE

2051

2068

SALE

500

2069

SALE

200

2069

SALE

200

2069

SALE

200

2069

SALE

20

2069

PURCHASE

200

2069

PURCHASE

300

2069

SALE

243

2070

PURCHASE

67

2070

PURCHASE

200

2070

PURCHASE

225

2070

PURCHASE

406

2070

SALE

390

2071

SALE

264

2071

SALE

200

2071

SALE

654

2072

SALE

400

2072

SALE

200

2072

SALE

200

2072

PURCHASE

108

2072

PURCHASE

200

2072

PURCHASE

400

2072

PURCHASE

412

2072

SALE

749

2073

SALE

390

2073

SALE

9

2073

PURCHASE

294

2073

PURCHASE

300

2073

PURCHASE

314

2073

SALE

3769

2074

PURCHASE

126

2074

PURCHASE

240

2074

PURCHASE

400

2074

PURCHASE

800

2074

SALE

400

2076

SALE

200

2076

SALE

160

2076

PURCHASE

160

2076

PURCHASE

163

2076

PURCHASE

200

2076

PURCHASE

400

2076

PURCHASE

441

2076

SALE

200

2077

SALE

200

2077

SALE

196

2077

PURCHASE

372

2077

SALE

1400

2078

SALE

1211

2078

SALE

962

2078

SALE

713

2078

SALE

399

2078

SALE

375

2078

SALE

253

2078

SALE

200

2078

SALE

125

2078

PURCHASE

250

2078

PURCHASE

257

2078

PURCHASE

390

2078

PURCHASE

446

2078

PURCHASE

1006

2078

SALE

1132

2079

SALE

846

2079

SALE

413

2079

SALE

400

2079

SALE

400

2079

SALE

363

2079

SALE

316

2079

PURCHASE

57

2079

PURCHASE

90

2079

PURCHASE

107

2079

PURCHASE

209

2079

PURCHASE

267

2079

PURCHASE

469

2079

PURCHASE

86492

2079.19344

SALE

276

2080

PURCHASE

500

2080

SALE

400

2081

PURCHASE

66

2081

PURCHASE

815

2081

SALE

1198

2082

SALE

700

2082

SALE

400

2082

SALE

400

2082

SALE

390

2082

SALE

200

2082

SALE

105

2082

PURCHASE

37

2082

PURCHASE

441

2082

PURCHASE

446

2082

PURCHASE

75

2083

PURCHASE

121

2083

PURCHASE

195

2083

PURCHASE

252

2083

PURCHASE

300

2083

PURCHASE

375

2083

PURCHASE

562

2083

SALE

690

2084

SALE

214

2084

SALE

185

2084

SALE

98

2084

SALE

2200

2085

SALE

400

2085

SALE

400

2085

PURCHASE

163

2085

PURCHASE

216

2085

PURCHASE

510

2085

PURCHASE

750

2085

SALE

375

2086

PURCHASE

58

2086

PURCHASE

178

2086

PURCHASE

200

2086

PURCHASE

252

2086

SALE

436

2087

PURCHASE

390

2087

SALE

1578

2088

SALE

400

2088

SALE

400

2088

SALE

389

2088

SALE

318

2088

SALE

300

2088

SALE

180

2088

SALE

160

2088

PURCHASE

101

2088

PURCHASE

245

2088

PURCHASE

436

2088

SALE

550

2089

SALE

421

2089

SALE

400

2089

SALE

400

2089

SALE

240

2089

SALE

200

2089

PURCHASE

18

2089

PURCHASE

113

2089

PURCHASE

211

2089

PURCHASE

350

2089

PURCHASE

355

2089

PURCHASE

400

2089

SALE

476

2090

SALE

293

2090

SALE

250

2090

SALE

200

2090

SALE

163

2090

PURCHASE

240

2090

PURCHASE

390

2090

PURCHASE

500

2090

PURCHASE

2393

2090

SALE

407

2091

SALE

400

2091

SALE

400

2091

SALE

200

2091

SALE

200

2091

PURCHASE

200

2091

PURCHASE

400

2091

PURCHASE

1084

2091

SALE

603

2092

PURCHASE

163

2092

PURCHASE

444

2092

PURCHASE

200

2093

PURCHASE

1911

2093

SALE

257

2094

SALE

160

2094

PURCHASE

446

2094

SALE

515

2095

PURCHASE

200

2096

PURCHASE

250

2096

PURCHASE

296

2096

PURCHASE

406

2096

SALE

55601

2096.2396

SALE

259

2097

SALE

2

2097

SALE

600

2098

SALE

413

2098

SALE

251

2098

SALE

240

2098

SALE

149

2098

PURCHASE

84

2098

PURCHASE

87

2098

PURCHASE

200

2098

PURCHASE

263

2098

PURCHASE

650

2098

SALE

1905

2099

SALE

636

2099

SALE

500

2099

SALE

300

2099

SALE

200

2099

SALE

24

2099

PURCHASE

102

2099

PURCHASE

480

2099

SALE

3726

2100

SALE

2856

2100

SALE

1752

2100

SALE

475

2100

SALE

300

2100

SALE

300

2100

SALE

273

2100

SALE

95

2100

PURCHASE

150

2100

PURCHASE

390

2100

PURCHASE

413

2100

PURCHASE

530

2100

PURCHASE

200

2101

PURCHASE

215

2101

PURCHASE

292

2101

PURCHASE

400

2101

PURCHASE

429

2101

SALE

100

2102

PURCHASE

179

2102

PURCHASE

200

2102

PURCHASE

200

2102

PURCHASE

372

2102

PURCHASE

556

2102

SALE

763

2103

SALE

750

2103

SALE

300

2103

SALE

293

2103

SALE

200

2103

SALE

101

2103

PURCHASE

200

2103

PURCHASE

1902

2103

SALE

350

2104

SALE

200

2104

SALE

200

2104

SALE

200

2104

SALE

50

2104

PURCHASE

120

2104

PURCHASE

200

2104

PURCHASE

200

2104

PURCHASE

250

2104

PURCHASE

735

2104

PURCHASE

1000

2104

SALE

1899

2105

SALE

1000

2105

SALE

673

2105

SALE

454

2105

SALE

397

2105

SALE

200

2105

SALE

200

2105

SALE

170

2105

PURCHASE

200

2105

PURCHASE

800

2105

PURCHASE

1530

2105

SALE

1019

2106

SALE

200

2106

SALE

300

2107

SALE

200

2107

PURCHASE

135

2107

PURCHASE

200

2107

PURCHASE

283

2107

SALE

1137

2108

SALE

300

2108

PURCHASE

228

2108

PURCHASE

512

2108

SALE

5555

2109

SALE

1896

2109

SALE

843

2109

SALE

374

2109

PURCHASE

450

2109

SALE

945

2110

SALE

721

2110

SALE

456

2110

SALE

238

2110

SALE

148

2110

SALE

75

2110

SALE

63

2110

PURCHASE

450

2110

PURCHASE

1240

2110

PURCHASE

1300

2110

PURCHASE

2536

2110

SALE

1411

2111

PURCHASE

300

2111

PURCHASE

306

2111

PURCHASE

400

2111

PURCHASE

1471

2111

SALE

1760

2112

SALE

817

2112

SALE

709

2112

SALE

436

2112

SALE

400

2112

SALE

187

2112

SALE

850

2113

SALE

644

2113

SALE

406

2113

SALE

400

2113

SALE

399

2113

SALE

367

2113

SALE

252

2113

SALE

220

2113

SALE

214

2113

SALE

204

2113

SALE

200

2113

SALE

200

2113

SALE

150

2113

SALE

150

2113

SALE

135

2113

SALE

126

2113

SALE

111

2113

SALE

108

2113

SALE

84

2113

PURCHASE

250

2113

PURCHASE

410

2113

SALE

1590

2114

SALE

769

2114

SALE

406

2114

SALE

402

2114

SALE

400

2114

SALE

348

2114

SALE

329

2114

SALE

300

2114

SALE

265

2114

SALE

200

2114

SALE

178

2114

PURCHASE

301

2114

PURCHASE

313

2114

PURCHASE

364

2114

SALE

90000

2114.86

SALE

600

2115

SALE

600

2115

SALE

550

2115

SALE

500

2115

SALE

300

2115

SALE

300

2115

SALE

250

2115

SALE

100

2115

SALE

100

2115

SALE

88

2115

SALE

58

2115

SALE

25

2115

PURCHASE

154

2115

PURCHASE

217

2115

PURCHASE

241

2115

PURCHASE

300

2115

PURCHASE

400

2115

PURCHASE

446

2115

SALE

1631

2116

SALE

742

2116

SALE

418

2116

SALE

333

2116

SALE

300

2116

SALE

300

2116

SALE

141

2116

SALE

44

2116

PURCHASE

163

2116

PURCHASE

217

2116

PURCHASE

446

2116

PURCHASE

450

2116

SALE

600

2117

SALE

400

2117

SALE

318

2117

SALE

302

2117

SALE

300

2117

SALE

250

2117

SALE

123

2117

SALE

99

2117

SALE

50

2117

PURCHASE

120

2117

PURCHASE

184

2117

PURCHASE

200

2117

PURCHASE

400

2117

PURCHASE

450

2117

PURCHASE

800

2117

SALE

2126

2118

SALE

947

2118

SALE

599

2118

SALE

488

2118

SALE

320

2118

SALE

300

2118

SALE

200

2118

SALE

200

2118

SALE

200

2118

SALE

78

2118

SALE

72

2118

SALE

48

2118

PURCHASE

35

2118

PURCHASE

91

2118

PURCHASE

110

2118

PURCHASE

122

2118

PURCHASE

161

2118

PURCHASE

166

2118

PURCHASE

200

2118

PURCHASE

200

2118

PURCHASE

300

2118

PURCHASE

346

2118

PURCHASE

350

2118

PURCHASE

369

2118

PURCHASE

400

2118

PURCHASE

400

2118

PURCHASE

400

2118

PURCHASE

446

2118

PURCHASE

778

2118

SALE

543

2119

SALE

450

2119

SALE

417

2119

SALE

392

2119

SALE

350

2119

SALE

300

2119

SALE

300

2119

SALE

240

2119

SALE

200

2119

SALE

177

2119

SALE

120

2119

SALE

110

2119

SALE

91

2119

SALE

91

2119

SALE

90

2119

SALE

34

2119

SALE

1

2119

PURCHASE

66

2119

PURCHASE

90

2119

PURCHASE

91

2119

PURCHASE

100

2119

PURCHASE

100

2119

PURCHASE

104

2119

PURCHASE

120

2119

PURCHASE

127

2119

PURCHASE

145

2119

PURCHASE

202

2119

PURCHASE

236

2119

PURCHASE

239

2119

PURCHASE

247

2119

PURCHASE

300

2119

PURCHASE

375

2119

PURCHASE

540

2119

PURCHASE

551

2119

SALE

1750

2120

SALE

552

2120

SALE

482

2120

SALE

464

2120

SALE

456

2120

SALE

436

2120

SALE

406

2120

SALE

400

2120

SALE

400

2120

SALE

260

2120

SALE

244

2120

SALE

244

2120

SALE

242

2120

SALE

218

2120

SALE

196

2120

SALE

194

2120

SALE

103

2120

SALE

81

2120

SALE

78

2120

SALE

73

2120

SALE

69

2120

SALE

65

2120

SALE

50

2120

SALE

45

2120

SALE

28

2120

PURCHASE

24

2120

PURCHASE

45

2120

PURCHASE

84

2120

PURCHASE

91

2120

PURCHASE

143

2120

PURCHASE

173

2120

PURCHASE

220

2120

PURCHASE

254

2120

PURCHASE

299

2120

PURCHASE

313

2120

PURCHASE

350

2120

PURCHASE

351

2120

PURCHASE

400

2120

PURCHASE

404

2120

PURCHASE

550

2120

PURCHASE

600

2120

PURCHASE

600

2120

PURCHASE

600

2120

PURCHASE

765

2120

PURCHASE

787

2120

PURCHASE

797

2120

PURCHASE

800

2120

PURCHASE

875

2120

PURCHASE

904

2120

PURCHASE

906

2120

PURCHASE

1350

2120

PURCHASE

3279

2120

SALE

650

2121

SALE

446

2121

SALE

400

2121

SALE

314

2121

SALE

300

2121

SALE

240

2121

SALE

196

2121

SALE

188

2121

SALE

91

2121

PURCHASE

72

2121

PURCHASE

172

2121

PURCHASE

205

2121

PURCHASE

300

2121

PURCHASE

300

2121

PURCHASE

314

2121

PURCHASE

400

2121

PURCHASE

406

2121

PURCHASE

624

2121

PURCHASE

801

2121

PURCHASE

867

2121

SALE

451

2122

SALE

400

2122

SALE

400

2122

SALE

300

2122

SALE

300

2122

SALE

284

2122

SALE

277

2122

SALE

266

2122

SALE

240

2122

SALE

206

2122

SALE

185

2122

SALE

158

2122

SALE

120

2122

SALE

113

2122

SALE

100

2122

SALE

72

2122

SALE

59

2122

SALE

23

2122

PURCHASE

60

2122

PURCHASE

142

2122

PURCHASE

318

2122

PURCHASE

800

2122

PURCHASE

854

2122

SALE

540

2123

SALE

424

2123

SALE

300

2123

SALE

250

2123

SALE

195

2123

PURCHASE

58

2123

PURCHASE

142

2123

PURCHASE

250

2123

PURCHASE

250

2123

PURCHASE

400

2123

PURCHASE

446

2123

PURCHASE

800

2123

PURCHASE

861

2123

PURCHASE

988

2123

PURCHASE

1606

2123

SALE

1100

2124

SALE

932

2124

SALE

530

2124

SALE

400

2124

SALE

335

2124

SALE

300

2124

SALE

250

2124

SALE

249

2124

SALE

239

2124

SALE

200

2124

SALE

178

2124

SALE

90

2124

SALE

90

2124

SALE

72

2124

SALE

5

2124

PURCHASE

120

2124

PURCHASE

140

2124

PURCHASE

197

2124

PURCHASE

208

2124

PURCHASE

214

2124

PURCHASE

300

2124

PURCHASE

446

2124

PURCHASE

477

2124

PURCHASE

600

2124

PURCHASE

684

2124

SALE

894

2125

SALE

400

2125

SALE

400

2125

SALE

300

2125

SALE

240

2125

SALE

183

2125

SALE

180

2125

PURCHASE

78

2125

PURCHASE

163

2125

PURCHASE

183

2125

PURCHASE

200

2125

PURCHASE

210

2125

PURCHASE

300

2125

PURCHASE

300

2125

PURCHASE

321

2125

SALE

1551

2126

SALE

527

2126

SALE

527

2126

SALE

479

2126

SALE

400

2126

SALE

400

2126

SALE

400

2126

SALE

357

2126

SALE

334

2126

SALE

250

2126

SALE

183

2126

SALE

108

2126

SALE

100

2126

SALE

80

2126

SALE

71

2126

PURCHASE

197

2126

PURCHASE

600

2126

PURCHASE

889

2126

SALE

1539

2127

SALE

500

2127

SALE

500

2127

SALE

455

2127

SALE

382

2127

SALE

363

2127

SALE

200

2127

SALE

200

2127

SALE

200

2127

SALE

200

2127

SALE

135

2127

SALE

128

2127

SALE

80

2127

PURCHASE

192

2127

SALE

792

2128

SALE

402

2128

SALE

400

2128

SALE

383

2128

SALE

214

2128

SALE

200

2128

SALE

200

2128

SALE

200

2128

SALE

123

2128

SALE

108

2128

SALE

75

2128

SALE

73

2128

PURCHASE

100

2128

PURCHASE

169

2128

PURCHASE

190

2128

PURCHASE

406

2128

PURCHASE

446

2128

PURCHASE

500

2128

PURCHASE

590

2128

PURCHASE

600

2128

PURCHASE

1162

2128

SALE

1079

2129

SALE

900

2129

SALE

406

2129

SALE

369

2129

SALE

269

2129

SALE

185

2129

SALE

183

2129

SALE

118

2129

SALE

83

2129

PURCHASE

200

2129

PURCHASE

200

2129

PURCHASE

200

2129

PURCHASE

400

2129

PURCHASE

406

2129

PURCHASE

446

2129

PURCHASE

446

2129

PURCHASE

500

2129

PURCHASE

673

2129

SALE

1344

2130

SALE

462

2130

SALE

400

2130

SALE

400

2130

SALE

300

2130

SALE

300

2130

SALE

200

2130

SALE

200

2130

SALE

113

2130

SALE

100

2130

SALE

80

2130

SALE

79

2130

PURCHASE

19

2130

PURCHASE

39

2130

PURCHASE

130

2130

PURCHASE

140

2130

PURCHASE

173

2130

PURCHASE

192

2130

PURCHASE

200

2130

PURCHASE

200

2130

PURCHASE

200

2130

PURCHASE

236

2130

PURCHASE

271

2130

PURCHASE

300

2130

PURCHASE

316

2130

PURCHASE

334

2130

PURCHASE

398

2130

PURCHASE

398

2130

PURCHASE

400

2130

PURCHASE

400

2130

PURCHASE

446

2130

PURCHASE

446

2130

PURCHASE

556

2130

PURCHASE

561

2130

PURCHASE

603

2130

PURCHASE

606

2130

PURCHASE

648

2130

PURCHASE

802

2130

PURCHASE

830

2130

PURCHASE

916

2130

PURCHASE

1000

2130

PURCHASE

1000

2130

PURCHASE

1048

2130

PURCHASE

1122

2130

PURCHASE

1178

2130

PURCHASE

1299

2130

PURCHASE

1318

2130

PURCHASE

1335

2130

PURCHASE

1900

2130

SALE

1063

2131

SALE

973

2131

SALE

872

2131

SALE

858

2131

SALE

493

2131

SALE

444

2131

SALE

400

2131

SALE

240

2131

SALE

220

2131

SALE

200

2131

SALE

189

2131

SALE

131

2131

SALE

118

2131

SALE

17

2131

PURCHASE

60

2131

PURCHASE

100

2131

PURCHASE

131

2131

PURCHASE

142

2131

PURCHASE

162

2131

PURCHASE

200

2131

PURCHASE

200

2131

PURCHASE

253

2131

PURCHASE

300

2131

PURCHASE

600

2131

PURCHASE

600

2131

PURCHASE

1306

2131

SALE

578

2132

SALE

453

2132

SALE

446

2132

SALE

400

2132

SALE

200

2132

PURCHASE

47

2132

PURCHASE

59

2132

PURCHASE

71

2132

PURCHASE

85

2132

PURCHASE

89

2132

PURCHASE

91

2132

PURCHASE

100

2132

PURCHASE

140

2132

PURCHASE

148

2132

PURCHASE

160

2132

PURCHASE

181

2132

PURCHASE

200

2132

PURCHASE

211

2132

PURCHASE

225

2132

PURCHASE

281

2132

PURCHASE

289

2132

PURCHASE

291

2132

PURCHASE

300

2132

PURCHASE

315

2132

PURCHASE

375

2132

PURCHASE

446

2132

PURCHASE

450

2132

PURCHASE

500

2132

PURCHASE

593

2132

PURCHASE

616

2132

PURCHASE

983

2132

PURCHASE

1122

2132

PURCHASE

1181

2132

PURCHASE

1308

2132

PURCHASE

2028

2132

SALE

702

2133

SALE

545

2133

SALE

523

2133

SALE

489

2133

SALE

300

2133

SALE

200

2133

SALE

200

2133

SALE

140

2133

SALE

96

2133

SALE

61

2133

PURCHASE

70

2133

PURCHASE

142

2133

PURCHASE

170

2133

PURCHASE

200

2133

PURCHASE

200

2133

PURCHASE

200

2133

PURCHASE

300

2133

PURCHASE

400

2133

PURCHASE

400

2133

PURCHASE

446

2133

PURCHASE

579

2133

SALE

910

2134

SALE

446

2134

SALE

406

2134

SALE

400

2134

SALE

397

2134

SALE

308

2134

SALE

240

2134

SALE

240

2134

SALE

188

2134

SALE

99

2134

SALE

81

2134

SALE

71

2134

SALE

71

2134

PURCHASE

98

2134

PURCHASE

146

2134

PURCHASE

172

2134

PURCHASE

200

2134

PURCHASE

400

2134

PURCHASE

583

2134

PURCHASE

601

2134

PURCHASE

783

2134

PURCHASE

1846

2134

PURCHASE

1908

2134

PURCHASE

3222

2134

SALE

908

2135

SALE

300

2135

SALE

200

2135

SALE

101

2135

SALE

81

2135

PURCHASE

151

2135

PURCHASE

159

2135

PURCHASE

200

2135

PURCHASE

200

2135

PURCHASE

200

2135

PURCHASE

236

2135

PURCHASE

300

2135

PURCHASE

400

2135

PURCHASE

446

2135

SALE

761

2136

SALE

427

2136

SALE

81

2136

SALE

77

2136

PURCHASE

63

2136

PURCHASE

67

2136

PURCHASE

446

2136

PURCHASE

520

2136

PURCHASE

715

2136

PURCHASE

852

2136

PURCHASE

1071

2136

SALE

600

2137

SALE

400

2137

SALE

200

2137

SALE

118

2137

SALE

100

2137

PURCHASE

33

2137

PURCHASE

76

2137

PURCHASE

200

2137

PURCHASE

200

2137

PURCHASE

200

2137

PURCHASE

250

2137

PURCHASE

313

2137

PURCHASE

316

2137

PURCHASE

329

2137

PURCHASE

330

2137

PURCHASE

350

2137

PURCHASE

406

2137

PURCHASE

406

2137

PURCHASE

424

2137

SALE

1104

2138

SALE

500

2138

SALE

460

2138

SALE

200

2138

SALE

71

2138

PURCHASE

81

2138

PURCHASE

200

2138

PURCHASE

322

2138

PURCHASE

328

2138

PURCHASE

641

2138

PURCHASE

1100

2138

SALE

255

2139

SALE

73

2139

PURCHASE

1

2139

PURCHASE

62

2139

PURCHASE

158

2139

PURCHASE

200

2139

PURCHASE

200

2139

PURCHASE

200

2139

PURCHASE

400

2139

PURCHASE

400

2139

PURCHASE

700

2139

PURCHASE

1863

2139

SALE

564

2140

SALE

300

2140

SALE

215

2140

SALE

150

2140

SALE

117

2140

PURCHASE

70

2140

PURCHASE

100

2140

PURCHASE

155

2140

PURCHASE

200

2140

PURCHASE

220

2140

PURCHASE

257

2140

PURCHASE

400

2140

PURCHASE

406

2140

PURCHASE

406

2140

PURCHASE

891

2140

PURCHASE

979

2140

SALE

502

2141

SALE

400

2141

SALE

293

2141

SALE

240

2141

SALE

206

2141

SALE

206

2141

SALE

200

2141

SALE

100

2141

SALE

75

2141

PURCHASE

43

2141

PURCHASE

88

2141

PURCHASE

131

2141

PURCHASE

138

2141

PURCHASE

195

2141

PURCHASE

200

2141

PURCHASE

200

2141

PURCHASE

300

2141

PURCHASE

343

2141

PURCHASE

451

2141

PURCHASE

503

2141

PURCHASE

650

2141

PURCHASE

758

2141

PURCHASE

1285

2141

PURCHASE

1700

2141

SALE

104

2142

SALE

101

2142

SALE

99

2142

SALE

99

2142

PURCHASE

51

2142

PURCHASE

65

2142

PURCHASE

86

2142

PURCHASE

99

2142

PURCHASE

113

2142

PURCHASE

128

2142

PURCHASE

200

2142

PURCHASE

200

2142

PURCHASE

300

2142

PURCHASE

406

2142

PURCHASE

950

2142

SALE

2000

2143

SALE

650

2143

SALE

581

2143

SALE

288

2143

SALE

250

2143

SALE

200

2143

SALE

35

2143

PURCHASE

75

2143

PURCHASE

97

2143

PURCHASE

114

2143

PURCHASE

140

2143

PURCHASE

198

2143

PURCHASE

231

2143

PURCHASE

300

2143

PURCHASE

436

2143

PURCHASE

450

2143

PURCHASE

479

2143

PURCHASE

581

2143

PURCHASE

650

2143

SALE

568

2144

SALE

550

2144

SALE

446

2144

SALE

335

2144

SALE

332

2144

SALE

200

2144

SALE

200

2144

SALE

109

2144

SALE

100

2144

SALE

88

2144

PURCHASE

67

2144

PURCHASE

200

2144

PURCHASE

335

2144

PURCHASE

455

2144

PURCHASE

600

2144

SALE

2359

2145

SALE

1289

2145

SALE

1208

2145

SALE

500

2145

PURCHASE

104

2145

PURCHASE

123

2145

PURCHASE

200

2145

PURCHASE

200

2145

PURCHASE

299

2145

PURCHASE

530

2145

PURCHASE

588

2145

PURCHASE

757

2145

PURCHASE

1159

2145

SALE

300

2146

SALE

200

2146

SALE

113

2146

PURCHASE

106

2146

PURCHASE

200

2146

PURCHASE

300

2146

PURCHASE

377

2146

SALE

940

2147

SALE

638

2147

SALE

235

2147

SALE

85

2147

PURCHASE

235

2147

PURCHASE

406

2147

PURCHASE

1500

2147

SALE

283

2148

SALE

112

2148

SALE

446

2149

SALE

400

2149

SALE

346

2149

SALE

100

2149

SALE

92

2149

SALE

86

2149

PURCHASE

153

2149

PURCHASE

174

2149

PURCHASE

300

2149

PURCHASE

322

2149

PURCHASE

400

2149

PURCHASE

489

2149

PURCHASE

1141

2149

SALE

446

2150

SALE

324

2150

SALE

116

2150

SALE

84

2150

PURCHASE

94

2150

PURCHASE

156

2150

PURCHASE

300

2150

PURCHASE

317

2150

SALE

961

2151

SALE

239

2151

SALE

200

2151

PURCHASE

158

2151

PURCHASE

400

2151

SALE

750

2152

SALE

400

2152

SALE

400

2152

SALE

57

2152

PURCHASE

400

2152

PURCHASE

406

2152

SALE

131

2153

PURCHASE

62

2153

SALE

476

2154

SALE

251

2154

SALE

158

2154

SALE

76

2154

SALE

291

2155

SALE

97

2155

SALE

93

2155

SALE

7

2155

SALE

1

2155

PURCHASE

253

2155

SALE

581

2156

SALE

384

2156

SALE

306

2156

SALE

200

2156

SALE

194

2156

SALE

175

2156

PURCHASE

436

2156

PURCHASE

436

2156

PURCHASE

869

2156

SALE

406

2157

SALE

400

2157

SALE

131

2157

SALE

77

2157

PURCHASE

294

2157

PURCHASE

984

2157

PURCHASE

992

2157

SALE

1160

2158

SALE

200

2158

PURCHASE

406

2158

SALE

1000

2159

PURCHASE

44

2159

PURCHASE

117

2159

SALE

879

2160

SALE

439

2160

SALE

406

2160

SALE

405

2160

SALE

360

2160

SALE

324

2160

SALE

288

2160

SALE

265

2160

SALE

236

2160

SALE

169

2160

SALE

158

2160

PURCHASE

325

2164

PURCHASE

199

2165

PURCHASE

472

2165

SALE

396

2167

PURCHASE

32

2167

PURCHASE

127

2167

PURCHASE

215

2167

PURCHASE

267

2167

PURCHASE

406

2167

PURCHASE

541

2170

PURCHASE

594

2170

SALE

221

2172

SALE

200

2172

PURCHASE

400

2172

SALE

350

2173

SALE

446

2174

SALE

400

2174

SALE

350

2174

PURCHASE

200

2177

SALE

900

2178

TOTAL PURCHASES

407,131

TOTAL SALES

472,131

(b) Derivatives transactions (other than options)

Product name, e.g CFD

Long/short (Note 5)

Number of securities (Note 6)

Price per unit (Note 4)

 

(c) Options transactions in respect of existing securities

(i) Writing, selling, purchasing or varying

 

Product name,e.g. call option

Writing, selling, purchasing, varying etc

Number of securities to which the option relates (Note 6)

Exercise price 

Type, e.g. American, European etc.

Expiry date

Option money paid/received per unit (Note 4)

 

(ii) Exercising

 

Product name, e.g. call option

Number of securities 

Exercise price per unit (Note 4)

 

(d) Other dealings (including new securities) (Note 3)

 

Nature of transaction(Note 7)

Details

Price per unit (if applicable)

 

4. OTHER INFORMATION

 

Agreements, arrangements or understandings relating to options or derivatives

 

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

 

……………………………………………………………………

 

……………………………………………………………………

 

Is a Supplemental Form 38.5(b) attached? (Note 8) NO

 

Date of disclosure

21 NOVEMBER 2008

Contact name

LOUISE ROBINSON

Telephone number

020 7567 8762

Name of offeree/offeror with which connected

BHP Billiton PLC

BHP Billiton LTD

Nature of connection (Note 9)

CONNECTED ADVISER

Notes

The Notes on Form 38.5(b) can be viewed on the Takeover Panel's website at www.thetakeoverpanel.org.uk

This information is provided by RNS
The company news service from the London Stock Exchange
 
END
 
 
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