|
FORM 38.5 (b)
|
|
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS
|
|
WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS
|
|
BUT NOT DEALING IN A CLIENT-SERVING CAPACITY
|
|
(Rule 38.5(b) of the Takeover Code)
|
|
1. KEY INFORMATION
|
|
Name of exempt principal trader
|
Credit Suisse Securities (Europe) Limited
|
|
Company dealt in
|
Rio Tinto Plc
|
|
Class of relevant security to which the dealings being disclosed relate (Note 1)
|
Ordinary Shares
|
|
Date of dealing
|
22-Sep-2008
|
|
|
|
|
|
2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE
|
|
(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 2)
|
|
|
Long
|
Short
|
|
|
Number
|
(%)
|
Number
|
(%)
|
|
(1) Relevant securities
|
|
|
773799
|
0.078
|
|
(2) Derivatives (other than options)
|
|
|
|
|
|
(3) Options and agreements to purchase/sell
|
|
|
|
|
|
Total
|
|
|
773799
|
0.078
|
|
|
|
|
|
(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 2)
|
|
Class Of Relevant Security :
|
Long
|
Short
|
|
(1) Relevant Securities
|
|
|
|
(2) Derivatives (other than options)
|
|
|
|
(3) Options and agreements to purchasesell
|
|
|
|
Total
|
|
|
|
|
|
|
|
(c) Rights to subscribe (Note 2)
|
|
Class of relevant security:
|
Details
|
|
|
|
|
|
|
|
|
3. DEALINGS (Note 3)
|
|
(a) Purchases and sales
|
|
Purchase/sale
|
Number of securities
|
Price per unit (Note 4)
|
|
Buy
|
4686
|
43.2 (GBP)
|
|
Buy
|
4200
|
43.58 (GBP)
|
|
Buy
|
3465
|
42.86 (GBP)
|
|
Buy
|
3465
|
42.86 (GBP)
|
|
Buy
|
1073
|
42.69 (GBP)
|
|
Buy
|
1073
|
42.69 (GBP)
|
|
Buy
|
1073
|
42.69 (GBP)
|
|
Buy
|
1073
|
42.69 (GBP)
|
|
Buy
|
1073
|
42.69 (GBP)
|
|
Buy
|
1042
|
42.86 (GBP)
|
|
Buy
|
1003
|
43.05 (GBP)
|
|
Buy
|
1000
|
43.2 (GBP)
|
|
Buy
|
1000
|
43.2 (GBP)
|
|
Buy
|
900
|
43.92 (GBP)
|
|
Buy
|
873
|
42.69 (GBP)
|
|
Buy
|
836
|
42.54 (GBP)
|
|
Buy
|
800
|
43.92 (GBP)
|
|
Buy
|
662
|
43.2 (GBP)
|
|
Buy
|
624
|
43.2 (GBP)
|
|
Buy
|
471
|
42.44 (GBP)
|
|
Buy
|
468
|
42.67 (GBP)
|
|
Buy
|
465
|
43 (GBP)
|
|
Buy
|
463
|
43.16 (GBP)
|
|
Buy
|
462
|
43.2 (GBP)
|
|
Buy
|
459
|
43.56 (GBP)
|
|
Buy
|
457
|
43.7 (GBP)
|
|
Buy
|
457
|
43.73 (GBP)
|
|
Buy
|
456
|
43.85 (GBP)
|
|
Buy
|
453
|
43.79 (GBP)
|
|
Buy
|
450
|
42.8 (GBP)
|
|
Buy
|
425
|
42.9 (GBP)
|
|
Buy
|
419
|
42.68 (GBP)
|
|
Buy
|
402
|
42.5 (GBP)
|
|
Buy
|
400
|
42.11 (GBP)
|
|
Buy
|
400
|
42.4 (GBP)
|
|
Buy
|
400
|
43.67 (GBP)
|
|
Buy
|
400
|
43.89 (GBP)
|
|
Buy
|
400
|
43.56 (GBP)
|
|
Buy
|
400
|
43.84 (GBP)
|
|
Buy
|
400
|
43.86 (GBP)
|
|
Buy
|
400
|
42.47 (GBP)
|
|
Buy
|
398
|
42.9 (GBP)
|
|
Buy
|
392
|
42.41 (GBP)
|
|
Buy
|
371
|
42.6 (GBP)
|
|
Buy
|
364
|
43.78 (GBP)
|
|
Buy
|
356
|
43.84 (GBP)
|
|
Buy
|
354
|
43.34 (GBP)
|
|
Buy
|
343
|
42.7 (GBP)
|
|
Buy
|
341
|
43.14 (GBP)
|
|
Buy
|
337
|
42.6 (GBP)
|
|
Buy
|
328
|
42.65 (GBP)
|
|
Buy
|
312
|
43.04 (GBP)
|
|
Buy
|
300
|
42.61 (GBP)
|
|
Buy
|
300
|
42.77 (GBP)
|
|
Buy
|
300
|
42.71 (GBP)
|
|
Buy
|
300
|
43.48 (GBP)
|
|
Buy
|
300
|
43.32 (GBP)
|
|
Buy
|
300
|
43.77 (GBP)
|
|
Buy
|
300
|
42.86 (GBP)
|
|
Buy
|
300
|
43.85 (GBP)
|
|
Buy
|
300
|
43.85 (GBP)
|
|
Buy
|
300
|
43.89 (GBP)
|
|
Buy
|
300
|
43.83 (GBP)
|
|
Buy
|
300
|
43.23 (GBP)
|
|
Buy
|
300
|
43.86 (GBP)
|
|
Buy
|
296
|
42.53 (GBP)
|
|
Buy
|
295
|
42.06 (GBP)
|
|
Buy
|
295
|
42.61 (GBP)
|
|
Buy
|
294
|
42.75 (GBP)
|
|
Buy
|
293
|
43.58 (GBP)
|
|
Buy
|
292
|
42.91 (GBP)
|
|
Buy
|
290
|
42.54 (GBP)
|
|
Buy
|
279
|
42.35 (GBP)
|
|
Buy
|
279
|
43.26 (GBP)
|
|
Buy
|
277
|
43.32 (GBP)
|
|
Buy
|
274
|
42.57 (GBP)
|
|
Buy
|
273
|
42.65 (GBP)
|
|
Buy
|
268
|
42.95 (GBP)
|
|
Buy
|
263
|
43.31 (GBP)
|
|
Buy
|
262
|
43.31 (GBP)
|
|
Buy
|
256
|
43.92 (GBP)
|
|
Buy
|
252
|
43.08 (GBP)
|
|
Buy
|
241
|
42.52 (GBP)
|
|
Buy
|
240
|
43.81 (GBP)
|
|
Buy
|
234
|
42.57 (GBP)
|
|
Buy
|
226
|
43.8 (GBP)
|
|
Buy
|
224
|
43.58 (GBP)
|
|
Buy
|
208
|
43.48 (GBP)
|
|
Buy
|
204
|
42.62 (GBP)
|
|
Buy
|
200
|
43.83 (GBP)
|
|
Buy
|
200
|
42.97 (GBP)
|
|
Buy
|
200
|
42.97 (GBP)
|
|
Buy
|
200
|
43.91 (GBP)
|
|
Buy
|
200
|
43.91 (GBP)
|
|
Buy
|
200
|
42.69 (GBP)
|
|
Buy
|
200
|
42.11 (GBP)
|
|
Buy
|
200
|
42.66 (GBP)
|
|
Buy
|
200
|
42.65 (GBP)
|
|
Buy
|
200
|
42.47 (GBP)
|
|
Buy
|
200
|
42.44 (GBP)
|
|
Buy
|
200
|
42.44 (GBP)
|
|
Buy
|
200
|
42.63 (GBP)
|
|
Buy
|
200
|
42.64 (GBP)
|
|
Buy
|
200
|
42.63 (GBP)
|
|
Buy
|
200
|
43.06 (GBP)
|
|
Buy
|
200
|
43.81 (GBP)
|
|
Buy
|
200
|
43.73 (GBP)
|
|
Buy
|
200
|
43.73 (GBP)
|
|
Buy
|
200
|
43.81 (GBP)
|
|
Buy
|
200
|
43.28 (GBP)
|
|
Buy
|
200
|
43.28 (GBP)
|
|
Buy
|
200
|
43.79 (GBP)
|
|
Buy
|
200
|
43.06 (GBP)
|
|
Buy
|
200
|
43.73 (GBP)
|
|
Buy
|
198
|
43.31 (GBP)
|
|
Buy
|
195
|
42.65 (GBP)
|
|
Buy
|
193
|
43.92 (GBP)
|
|
Buy
|
191
|
43.13 (GBP)
|
|
Buy
|
191
|
42.75 (GBP)
|
|
Buy
|
191
|
42.69 (GBP)
|
|
Buy
|
190
|
43.78 (GBP)
|
|
Buy
|
182
|
43.58 (GBP)
|
|
Buy
|
180
|
43.295 (GBP)
|
|
Buy
|
177
|
42.06 (GBP)
|
|
Buy
|
174
|
42.61 (GBP)
|
|
Buy
|
171
|
43.48 (GBP)
|
|
Buy
|
169
|
42.61 (GBP)
|
|
Buy
|
166
|
42.69 (GBP)
|
|
Buy
|
159
|
43.48 (GBP)
|
|
Buy
|
156
|
43.85 (GBP)
|
|
Buy
|
156
|
43.83 (GBP)
|
|
Buy
|
155
|
43.81 (GBP)
|
|
Buy
|
153
|
42.63 (GBP)
|
|
Buy
|
147
|
42.63 (GBP)
|
|
Buy
|
144
|
43.69 (GBP)
|
|
Buy
|
140
|
42.985 (GBP)
|
|
Buy
|
136
|
42.75 (GBP)
|
|
Buy
|
134
|
43.4 (GBP)
|
|
Buy
|
134
|
42.9 (GBP)
|
|
Buy
|
132
|
43.08 (GBP)
|
|
Buy
|
129
|
43.16 (GBP)
|
|
Buy
|
126
|
42.61 (GBP)
|
|
Buy
|
125
|
42.14 (GBP)
|
|
Buy
|
124
|
43.05 (GBP)
|
|
Buy
|
124
|
43.035 (GBP)
|
|
Buy
|
122
|
43.34 (GBP)
|
|
Buy
|
122
|
42.915 (GBP)
|
|
Buy
|
122
|
42.89 (GBP)
|
|
Buy
|
122
|
43.14 (GBP)
|
|
Buy
|
122
|
43.47 (GBP)
|
|
Buy
|
120
|
43.34 (GBP)
|
|
Buy
|
119
|
43.355 (GBP)
|
|
Buy
|
118
|
42.735 (GBP)
|
|
Buy
|
116
|
43.67 (GBP)
|
|
Buy
|
115
|
42.81 (GBP)
|
|
Buy
|
114
|
42.995 (GBP)
|
|
Buy
|
114
|
43.27 (GBP)
|
|
Buy
|
113
|
43.04 (GBP)
|
|
Buy
|
113
|
42.975 (GBP)
|
|
Buy
|
112
|
42.91 (GBP)
|
|
Buy
|
112
|
43.02 (GBP)
|
|
Buy
|
112
|
43.89 (GBP)
|
|
Buy
|
112
|
43.83 (GBP)
|
|
Buy
|
110
|
43.88 (GBP)
|
|
Buy
|
106
|
43.34 (GBP)
|
|
Buy
|
104
|
42.54 (GBP)
|
|
Buy
|
103
|
43.37 (GBP)
|
|
Buy
|
103
|
42.88 (GBP)
|
|
Buy
|
100
|
43.05 (GBP)
|
|
Buy
|
100
|
42.62 (GBP)
|
|
Buy
|
100
|
43.05 (GBP)
|
|
Buy
|
100
|
43.84 (GBP)
|
|
Buy
|
100
|
42.99 (GBP)
|
|
Buy
|
99
|
42.93 (GBP)
|
|
Buy
|
98
|
42.6 (GBP)
|
|
Buy
|
94
|
42.35 (GBP)
|
|
Buy
|
94
|
43.84 (GBP)
|
|
Buy
|
93
|
43.26 (GBP)
|
|
Buy
|
92
|
43.17 (GBP)
|
|
Buy
|
90
|
43.36 (GBP)
|
|
Buy
|
87
|
42.4 (GBP)
|
|
Buy
|
85
|
43.71 (GBP)
|
|
Buy
|
82
|
43.305 (GBP)
|
|
Buy
|
80
|
43.08 (GBP)
|
|
Buy
|
78
|
43.89 (GBP)
|
|
Buy
|
77
|
43.79 (GBP)
|
|
Buy
|
76
|
43.06 (GBP)
|
|
Buy
|
75
|
43.05 (GBP)
|
|
Buy
|
74
|
42.11 (GBP)
|
|
Buy
|
73
|
42.7 (GBP)
|
|
Buy
|
67
|
43.31 (GBP)
|
|
Buy
|
66
|
42.9 (GBP)
|
|
Buy
|
66
|
43.1 (GBP)
|
|
Buy
|
65
|
43.4 (GBP)
|
|
Buy
|
65
|
43.3 (GBP)
|
|
Buy
|
64
|
42.82 (GBP)
|
|
Buy
|
64
|
42.81 (GBP)
|
|
Buy
|
64
|
43.04 (GBP)
|
|
Buy
|
63
|
43.79 (GBP)
|
|
Buy
|
63
|
43.37 (GBP)
|
|
Buy
|
62
|
43.04 (GBP)
|
|
Buy
|
62
|
42.905 (GBP)
|
|
Buy
|
62
|
43.22 (GBP)
|
|
Buy
|
62
|
42.87 (GBP)
|
|
Buy
|
61
|
43.78 (GBP)
|
|
Buy
|
58
|
42.61 (GBP)
|
|
Buy
|
58
|
43.03 (GBP)
|
|
Buy
|
58
|
43 (GBP)
|
|
Buy
|
58
|
43.87 (GBP)
|
|
Buy
|
58
|
44.09 (GBP)
|
|
Buy
|
57
|
42.815 (GBP)
|
|
Buy
|
57
|
43.31 (GBP)
|
|
Buy
|
56
|
43.05 (GBP)
|
|
Buy
|
56
|
43.6 (GBP)
|
|
Buy
|
55
|
43.85 (GBP)
|
|
Buy
|
55
|
42.85 (GBP)
|
|
Buy
|
55
|
44.03 (GBP)
|
|
Buy
|
54
|
42.86 (GBP)
|
|
Buy
|
54
|
43.97 (GBP)
|
|
Buy
|
52
|
43.87 (GBP)
|
|
Buy
|
52
|
42.99 (GBP)
|
|
Buy
|
51
|
43.06 (GBP)
|
|
Buy
|
50
|
43.4 (GBP)
|
|
Buy
|
50
|
42.4 (GBP)
|
|
Buy
|
50
|
42.71 (GBP)
|
|
Buy
|
49
|
43.87 (GBP)
|
|
Buy
|
49
|
43.58 (GBP)
|
|
Buy
|
48
|
44.04 (GBP)
|
|
Buy
|
48
|
43.1 (GBP)
|
|
Buy
|
47
|
43.025 (GBP)
|
|
Buy
|
46
|
42.9 (GBP)
|
|
Buy
|
46
|
43.65 (GBP)
|
|
Buy
|
45
|
43.96 (GBP)
|
|
Buy
|
45
|
43.65 (GBP)
|
|
Buy
|
45
|
42.87 (GBP)
|
|
Buy
|
44
|
43.96 (GBP)
|
|
Buy
|
44
|
43.92 (GBP)
|
|
Buy
|
44
|
43.92 (GBP)
|
|
Buy
|
43
|
43.04 (GBP)
|
|
Buy
|
43
|
43.87 (GBP)
|
|
Buy
|
42
|
43.79 (GBP)
|
|
Buy
|
41
|
42.9 (GBP)
|
|
Buy
|
41
|
43.22 (GBP)
|
|
Buy
|
41
|
43.6 (GBP)
|
|
Buy
|
40
|
42.9 (GBP)
|
|
Buy
|
40
|
42.63 (GBP)
|
|
Buy
|
39
|
42.85 (GBP)
|
|
Buy
|
39
|
43.86 (GBP)
|
|
Buy
|
39
|
43.02 (GBP)
|
|
Buy
|
39
|
43.65 (GBP)
|
|
Buy
|
39
|
44.09 (GBP)
|
|
Buy
|
39
|
44.04 (GBP)
|
|
Buy
|
38
|
42.86 (GBP)
|
|
Buy
|
38
|
43.03 (GBP)
|
|
Buy
|
38
|
43.97 (GBP)
|
|
Buy
|
37
|
43.87 (GBP)
|
|
Buy
|
37
|
43.305 (GBP)
|
|
Buy
|
36
|
42.5 (GBP)
|
|
Buy
|
35
|
42.79 (GBP)
|
|
Buy
|
34
|
43.87 (GBP)
|
|
Buy
|
32
|
44.04 (GBP)
|
|
Buy
|
31
|
43.78 (GBP)
|
|
Buy
|
31
|
42.91 (GBP)
|
|
Buy
|
26
|
43.01 (GBP)
|
|
Buy
|
25
|
43.13 (GBP)
|
|
Buy
|
22
|
43.04 (GBP)
|
|
Buy
|
22
|
42.79 (GBP)
|
|
Buy
|
21
|
43.22 (GBP)
|
|
Buy
|
21
|
43.79 (GBP)
|
|
Buy
|
20
|
44.09 (GBP)
|
|
Buy
|
20
|
43.37 (GBP)
|
|
Buy
|
19
|
42.5 (GBP)
|
|
Buy
|
19
|
43.03 (GBP)
|
|
Buy
|
19
|
43 (GBP)
|
|
Buy
|
18
|
43.055 (GBP)
|
|
Buy
|
18
|
43.1 (GBP)
|
|
Buy
|
17
|
42.8 (GBP)
|
|
Buy
|
17
|
42.87 (GBP)
|
|
Buy
|
16
|
42.86 (GBP)
|
|
Buy
|
16
|
44.04 (GBP)
|
|
Buy
|
16
|
42.69 (GBP)
|
|
Buy
|
16
|
42.85 (GBP)
|
|
Buy
|
15
|
43.97 (GBP)
|
|
Buy
|
15
|
44.04 (GBP)
|
|
Buy
|
15
|
43.86 (GBP)
|
|
Buy
|
15
|
43.6 (GBP)
|
|
Buy
|
15
|
43.87 (GBP)
|
|
Buy
|
15
|
43.87 (GBP)
|
|
Buy
|
13
|
42.5 (GBP)
|
|
Buy
|
11
|
43.665 (GBP)
|
|
Buy
|
10
|
42.99 (GBP)
|
|
Buy
|
9
|
43.305 (GBP)
|
|
Buy
|
8
|
42.14 (GBP)
|
|
Buy
|
6
|
43.4 (GBP)
|
|
Buy
|
4
|
42.86 (GBP)
|
|
Buy
|
3
|
42.86 (GBP)
|
|
Buy
|
3
|
43.79 (GBP)
|
|
Buy
|
3
|
42.06 (GBP)
|
|
Sell
|
67000
|
42.97176 (GBP)
|
|
Sell
|
2932
|
42.95 (GBP)
|
|
Sell
|
2555
|
43.82 (GBP)
|
|
Sell
|
1768
|
42.4 (GBP)
|
|
Sell
|
1332
|
43.84 (GBP)
|
|
Sell
|
1283
|
42.85 (GBP)
|
|
Sell
|
1256
|
42.33 (GBP)
|
|
Sell
|
1254
|
42.81 (GBP)
|
|
Sell
|
1205
|
42.67 (GBP)
|
|
Sell
|
1158
|
42.67 (GBP)
|
|
Sell
|
880
|
42.33 (GBP)
|
|
Sell
|
840
|
43.31 (GBP)
|
|
Sell
|
822
|
42.67 (GBP)
|
|
Sell
|
690
|
43.82 (GBP)
|
|
Sell
|
660
|
43.82 (GBP)
|
|
Sell
|
650
|
43.84 (GBP)
|
|
Sell
|
591
|
43.4 (GBP)
|
|
Sell
|
520
|
43.87 (GBP)
|
|
Sell
|
500
|
42.67 (GBP)
|
|
Sell
|
480
|
43.31 (GBP)
|
|
Sell
|
474
|
43.97 (GBP)
|
|
Sell
|
471
|
43.32 (GBP)
|
|
Sell
|
471
|
42.43 (GBP)
|
|
Sell
|
470
|
42.52 (GBP)
|
|
Sell
|
469
|
42.59 (GBP)
|
|
Sell
|
467
|
42.76 (GBP)
|
|
Sell
|
461
|
43.34 (GBP)
|
|
Sell
|
461
|
43.34 (GBP)
|
|
Sell
|
460
|
43.4 (GBP)
|
|
Sell
|
457
|
43.75 (GBP)
|
|
Sell
|
455
|
43.89 (GBP)
|
|
Sell
|
450
|
42.81 (GBP)
|
|
Sell
|
440
|
42.62 (GBP)
|
|
Sell
|
439
|
42.61 (GBP)
|
|
Sell
|
428
|
42.71 (GBP)
|
|
Sell
|
423
|
42.44 (GBP)
|
|
Sell
|
416
|
43.95 (GBP)
|
|
Sell
|
415
|
42.95 (GBP)
|
|
Sell
|
411
|
42.94 (GBP)
|
|
Sell
|
404
|
43.32 (GBP)
|
|
Sell
|
402
|
43.97 (GBP)
|
|
Sell
|
402
|
43.8 (GBP)
|
|
Sell
|
400
|
42.29 (GBP)
|
|
Sell
|
400
|
43.62 (GBP)
|
|
Sell
|
400
|
43.62 (GBP)
|
|
Sell
|
400
|
43.62 (GBP)
|
|
Sell
|
400
|
43.62 (GBP)
|
|
Sell
|
400
|
43.62 (GBP)
|
|
Sell
|
400
|
43.62 (GBP)
|
|
Sell
|
400
|
43.62 (GBP)
|
|
Sell
|
400
|
43.62 (GBP)
|
|
Sell
|
400
|
43.62 (GBP)
|
|
Sell
|
400
|
43.62 (GBP)
|
|
Sell
|
400
|
43.62 (GBP)
|
|
Sell
|
400
|
43.62 (GBP)
|
|
Sell
|
400
|
43.9 (GBP)
|
|
Sell
|
400
|
43.81 (GBP)
|
|
Sell
|
400
|
43.49 (GBP)
|
|
Sell
|
400
|
43.35 (GBP)
|
|
Sell
|
400
|
43.91 (GBP)
|
|
Sell
|
400
|
43.13 (GBP)
|
|
Sell
|
400
|
43.67 (GBP)
|
|
Sell
|
400
|
43.79 (GBP)
|
|
Sell
|
400
|
43.71 (GBP)
|
|
Sell
|
400
|
43.83 (GBP)
|
|
Sell
|
400
|
42.62 (GBP)
|
|
Sell
|
397
|
43.8 (GBP)
|
|
Sell
|
383
|
42.86 (GBP)
|
|
Sell
|
374
|
42.97 (GBP)
|
|
Sell
|
370
|
43.25 (GBP)
|
|
Sell
|
365
|
42.82 (GBP)
|
|
Sell
|
363
|
43.13 (GBP)
|
|
Sell
|
362
|
43.71 (GBP)
|
|
Sell
|
360
|
43.26 (GBP)
|
|
Sell
|
360
|
43.22 (GBP)
|
|
Sell
|
360
|
43.9 (GBP)
|
|
Sell
|
356
|
43.94 (GBP)
|
|
Sell
|
355
|
43.82 (GBP)
|
|
Sell
|
347
|
42.25 (GBP)
|
|
Sell
|
343
|
42.68 (GBP)
|
|
Sell
|
327
|
42.4 (GBP)
|
|
Sell
|
327
|
43.12 (GBP)
|
|
Sell
|
326
|
42.6 (GBP)
|
|
Sell
|
315
|
42.29 (GBP)
|
|
Sell
|
314
|
43.84 (GBP)
|
|
Sell
|
308
|
43.89 (GBP)
|
|
Sell
|
307
|
42.33 (GBP)
|
|
Sell
|
306
|
43.88 (GBP)
|
|
Sell
|
300
|
42.98 (GBP)
|
|
Sell
|
300
|
42.91 (GBP)
|
|
Sell
|
300
|
42.33 (GBP)
|
|
Sell
|
300
|
43.37 (GBP)
|
|
Sell
|
300
|
43.79 (GBP)
|
|
Sell
|
300
|
43.25 (GBP)
|
|
Sell
|
300
|
43.25 (GBP)
|
|
Sell
|
300
|
42.38 (GBP)
|
|
Sell
|
300
|
42.67 (GBP)
|
|
Sell
|
300
|
43.28 (GBP)
|
|
Sell
|
300
|
42.63 (GBP)
|
|
Sell
|
299
|
43.78 (GBP)
|
|
Sell
|
293
|
43.38 (GBP)
|
|
Sell
|
287
|
43.29 (GBP)
|
|
Sell
|
285
|
43.42 (GBP)
|
|
Sell
|
278
|
42.92 (GBP)
|
|
Sell
|
273
|
43.95 (GBP)
|
|
Sell
|
273
|
43.95 (GBP)
|
|
Sell
|
271
|
42.41 (GBP)
|
|
Sell
|
269
|
43.61 (GBP)
|
|
Sell
|
267
|
43.35 (GBP)
|
|
Sell
|
266
|
42.79 (GBP)
|
|
Sell
|
266
|
42.85 (GBP)
|
|
Sell
|
265
|
43.53 (GBP)
|
|
Sell
|
264
|
42.72 (GBP)
|
|
Sell
|
263
|
42.72 (GBP)
|
|
Sell
|
248
|
42.66 (GBP)
|
|
Sell
|
245
|
43.88 (GBP)
|
|
Sell
|
245
|
42.33 (GBP)
|
|
Sell
|
243
|
43.3 (GBP)
|
|
Sell
|
241
|
42.56 (GBP)
|
|
Sell
|
240
|
42.76 (GBP)
|
|
Sell
|
240
|
43.73 (GBP)
|
|
Sell
|
240
|
43.88 (GBP)
|
|
Sell
|
236
|
42.8 (GBP)
|
|
Sell
|
235
|
43.44 (GBP)
|
|
Sell
|
225
|
43.91 (GBP)
|
|
Sell
|
224
|
43.4 (GBP)
|
|
Sell
|
220
|
42.72 (GBP)
|
|
Sell
|
219
|
43.82 (GBP)
|
|
Sell
|
218
|
43.32 (GBP)
|
|
Sell
|
216
|
42.99 (GBP)
|
|
Sell
|
215
|
43.78 (GBP)
|
|
Sell
|
211
|
43.03 (GBP)
|
|
Sell
|
210
|
43.42 (GBP)
|
|
Sell
|
207
|
42.29 (GBP)
|
|
Sell
|
205
|
42.92 (GBP)
|
|
Sell
|
205
|
42.72 (GBP)
|
|
Sell
|
203
|
42.72 (GBP)
|
|
Sell
|
203
|
42.51 (GBP)
|
|
Sell
|
202
|
43.83 (GBP)
|
|
Sell
|
200
|
43.41 (GBP)
|
|
Sell
|
200
|
43.88 (GBP)
|
|
Sell
|
200
|
43.88 (GBP)
|
|
Sell
|
200
|
43.84 (GBP)
|
|
Sell
|
200
|
43.84 (GBP)
|
|
Sell
|
200
|
42.48 (GBP)
|
|
Sell
|
200
|
42.42 (GBP)
|
|
Sell
|
200
|
42.43 (GBP)
|
|
Sell
|
200
|
43.88 (GBP)
|
|
Sell
|
200
|
43.89 (GBP)
|
|
Sell
|
200
|
43.86 (GBP)
|
|
Sell
|
200
|
43.9 (GBP)
|
|
Sell
|
200
|
43.84 (GBP)
|
|
Sell
|
200
|
43.55 (GBP)
|
|
Sell
|
200
|
43.55 (GBP)
|
|
Sell
|
200
|
42.96 (GBP)
|
|
Sell
|
200
|
42.95 (GBP)
|
|
Sell
|
200
|
42.08 (GBP)
|
|
Sell
|
200
|
42.14 (GBP)
|
|
Sell
|
200
|
42.71 (GBP)
|
|
Sell
|
200
|
42.79 (GBP)
|
|
Sell
|
200
|
42.64 (GBP)
|
|
Sell
|
200
|
42.9 (GBP)
|
|
Sell
|
200
|
43.32 (GBP)
|
|
Sell
|
200
|
43.35 (GBP)
|
|
Sell
|
200
|
42.66 (GBP)
|
|
Sell
|
200
|
42.41 (GBP)
|
|
Sell
|
200
|
42.85 (GBP)
|
|
Sell
|
200
|
43.91 (GBP)
|
|
Sell
|
200
|
43.92 (GBP)
|
|
Sell
|
200
|
43.79 (GBP)
|
|
Sell
|
200
|
43.88 (GBP)
|
|
Sell
|
200
|
43.88 (GBP)
|
|
Sell
|
199
|
43.83 (GBP)
|
|
Sell
|
198
|
42.62 (GBP)
|
|
Sell
|
197
|
43.82 (GBP)
|
|
Sell
|
195
|
42.66 (GBP)
|
|
Sell
|
193
|
42.44 (GBP)
|
|
Sell
|
178
|
42.13 (GBP)
|
|
Sell
|
176
|
42.33 (GBP)
|
|
Sell
|
174
|
43.95 (GBP)
|
|
Sell
|
173
|
42.77 (GBP)
|
|
Sell
|
172
|
43.87 (GBP)
|
|
Sell
|
171
|
43.44 (GBP)
|
|
Sell
|
169
|
42.63 (GBP)
|
|
Sell
|
168
|
43.82 (GBP)
|
|
Sell
|
168
|
42.67 (GBP)
|
|
Sell
|
167
|
43.78 (GBP)
|
|
Sell
|
165
|
42.33 (GBP)
|
|
Sell
|
158
|
42.89 (GBP)
|
|
Sell
|
156
|
42.66 (GBP)
|
|
Sell
|
156
|
43.79 (GBP)
|
|
Sell
|
153
|
42.91 (GBP)
|
|
Sell
|
153
|
42.66 (GBP)
|
|
Sell
|
153
|
43.11 (GBP)
|
|
Sell
|
150
|
43.32 (GBP)
|
|
Sell
|
147
|
43.8 (GBP)
|
|
Sell
|
147
|
43.87 (GBP)
|
|
Sell
|
145
|
43.8 (GBP)
|
|
Sell
|
144
|
43.16 (GBP)
|
|
Sell
|
144
|
43.79 (GBP)
|
|
Sell
|
144
|
43.74 (GBP)
|
|
Sell
|
142
|
42.29 (GBP)
|
|
Sell
|
142
|
43.84 (GBP)
|
|
Sell
|
140
|
43.545 (GBP)
|
|
Sell
|
137
|
43.245 (GBP)
|
|
Sell
|
133
|
42.56 (GBP)
|
|
Sell
|
133
|
43.35 (GBP)
|
|
Sell
|
127
|
43.34 (GBP)
|
|
Sell
|
127
|
43.115 (GBP)
|
|
Sell
|
127
|
42.72 (GBP)
|
|
Sell
|
125
|
42.61 (GBP)
|
|
Sell
|
125
|
43.87 (GBP)
|
|
Sell
|
123
|
43.43 (GBP)
|
|
Sell
|
119
|
42.33 (GBP)
|
|
Sell
|
118
|
43.38 (GBP)
|
|
Sell
|
118
|
42.945 (GBP)
|
|
Sell
|
117
|
42.66 (GBP)
|
|
Sell
|
115
|
42.76 (GBP)
|
|
Sell
|
114
|
43.68 (GBP)
|
|
Sell
|
114
|
43.54 (GBP)
|
|
Sell
|
111
|
43.3 (GBP)
|
|
Sell
|
110
|
43.74 (GBP)
|
|
Sell
|
109
|
42.72 (GBP)
|
|
Sell
|
109
|
43.11 (GBP)
|
|
Sell
|
108
|
43.63 (GBP)
|
|
Sell
|
107
|
42.52 (GBP)
|
|
Sell
|
102
|
42.84 (GBP)
|
|
Sell
|
102
|
42.82 (GBP)
|
|
Sell
|
102
|
43.79 (GBP)
|
|
Sell
|
101
|
43.37 (GBP)
|
|
Sell
|
100
|
43.13 (GBP)
|
|
Sell
|
97
|
42.13 (GBP)
|
|
Sell
|
97
|
43.62 (GBP)
|
|
Sell
|
95
|
42.72 (GBP)
|
|
Sell
|
93
|
43.62 (GBP)
|
|
Sell
|
92
|
42.51 (GBP)
|
|
Sell
|
89
|
42.91 (GBP)
|
|
Sell
|
89
|
43.82 (GBP)
|
|
Sell
|
87
|
42.8 (GBP)
|
|
Sell
|
86
|
43.34 (GBP)
|
|
Sell
|
84
|
42.65 (GBP)
|
|
Sell
|
83
|
43.44 (GBP)
|
|
Sell
|
83
|
42.86 (GBP)
|
|
Sell
|
80
|
44.05 (GBP)
|
|
Sell
|
76
|
43.88 (GBP)
|
|
Sell
|
75
|
43.25 (GBP)
|
|
Sell
|
73
|
42.33 (GBP)
|
|
Sell
|
72
|
42.91 (GBP)
|
|
Sell
|
72
|
42.29 (GBP)
|
|
Sell
|
69
|
43.71 (GBP)
|
|
Sell
|
68
|
43.95 (GBP)
|
|
Sell
|
68
|
43.95 (GBP)
|
|
Sell
|
67
|
43.92 (GBP)
|
|
Sell
|
66
|
43.79 (GBP)
|
|
Sell
|
66
|
43.79 (GBP)
|
|
Sell
|
64
|
42.62 (GBP)
|
|
Sell
|
63
|
43.13 (GBP)
|
|
Sell
|
63
|
42.92 (GBP)
|
|
Sell
|
61
|
43.45 (GBP)
|
|
Sell
|
61
|
43.56 (GBP)
|
|
Sell
|
60
|
42.8 (GBP)
|
|
Sell
|
60
|
43.97 (GBP)
|
|
Sell
|
60
|
43.34 (GBP)
|
|
Sell
|
59
|
43.71 (GBP)
|
|
Sell
|
59
|
43.8 (GBP)
|
|
Sell
|
59
|
43.45 (GBP)
|
|
Sell
|
59
|
43.71 (GBP)
|
|
Sell
|
58
|
43.79 (GBP)
|
|
Sell
|
58
|
43.11 (GBP)
|
|
Sell
|
58
|
43.03 (GBP)
|
|
Sell
|
58
|
43.71 (GBP)
|
|
Sell
|
57
|
43.3 (GBP)
|
|
Sell
|
57
|
43.32 (GBP)
|
|
Sell
|
56
|
43.84 (GBP)
|
|
Sell
|
56
|
42.875 (GBP)
|
|
Sell
|
55
|
43.42 (GBP)
|
|
Sell
|
55
|
43.76 (GBP)
|
|
Sell
|
54
|
43.83 (GBP)
|
|
Sell
|
54
|
43.83 (GBP)
|
|
Sell
|
54
|
42.94 (GBP)
|
|
Sell
|
54
|
43.44 (GBP)
|
|
Sell
|
54
|
43.51 (GBP)
|
|
Sell
|
53
|
42.26 (GBP)
|
|
Sell
|
52
|
42.92 (GBP)
|
|
Sell
|
49
|
43.49 (GBP)
|
|
Sell
|
49
|
43.92 (GBP)
|
|
Sell
|
48
|
42.6 (GBP)
|
|
Sell
|
48
|
43.49 (GBP)
|
|
Sell
|
48
|
43.03 (GBP)
|
|
Sell
|
47
|
43.09 (GBP)
|
|
Sell
|
47
|
42.61 (GBP)
|
|
Sell
|
46
|
43.97 (GBP)
|
|
Sell
|
44
|
43.42 (GBP)
|
|
Sell
|
44
|
43.56 (GBP)
|
|
Sell
|
43
|
43.95 (GBP)
|
|
Sell
|
43
|
43.71 (GBP)
|
|
Sell
|
42
|
43.62 (GBP)
|
|
Sell
|
42
|
43.79 (GBP)
|
|
Sell
|
41
|
43.02 (GBP)
|
|
Sell
|
40
|
42.71 (GBP)
|
|
Sell
|
39
|
43.95 (GBP)
|
|
Sell
|
39
|
43.76 (GBP)
|
|
Sell
|
38
|
42.89 (GBP)
|
|
Sell
|
38
|
43.79 (GBP)
|
|
Sell
|
38
|
43.97 (GBP)
|
|
Sell
|
38
|
43.03 (GBP)
|
|
Sell
|
37
|
42.33 (GBP)
|
|
Sell
|
37
|
43.88 (GBP)
|
|
Sell
|
37
|
42.89 (GBP)
|
|
Sell
|
37
|
42.84 (GBP)
|
|
Sell
|
36
|
43.77 (GBP)
|
|
Sell
|
33
|
43.03 (GBP)
|
|
Sell
|
32
|
42.29 (GBP)
|
|
Sell
|
31
|
43.73 (GBP)
|
|
Sell
|
30
|
43.97 (GBP)
|
|
Sell
|
30
|
42.61 (GBP)
|
|
Sell
|
27
|
42.33 (GBP)
|
|
Sell
|
24
|
43.03 (GBP)
|
|
Sell
|
22
|
42.13 (GBP)
|
|
Sell
|
20
|
42.76 (GBP)
|
|
Sell
|
20
|
42.81 (GBP)
|
|
Sell
|
20
|
43.56 (GBP)
|
|
Sell
|
20
|
42.6 (GBP)
|
|
Sell
|
18
|
43.515 (GBP)
|
|
Sell
|
18
|
43.92 (GBP)
|
|
Sell
|
16
|
43.56 (GBP)
|
|
Sell
|
16
|
43.79 (GBP)
|
|
Sell
|
16
|
43.71 (GBP)
|
|
Sell
|
16
|
42.4 (GBP)
|
|
Sell
|
16
|
42.72 (GBP)
|
|
Sell
|
16
|
42.4 (GBP)
|
|
Sell
|
16
|
43.45 (GBP)
|
|
Sell
|
15
|
43.76 (GBP)
|
|
Sell
|
14
|
43.02 (GBP)
|
|
Sell
|
12
|
43.82 (GBP)
|
|
Sell
|
11
|
43.87 (GBP)
|
|
Sell
|
11
|
42.77 (GBP)
|
|
Sell
|
9
|
43.4 (GBP)
|
|
Sell
|
7
|
42.61 (GBP)
|
|
|
|
TOTAL BUYS:72184
TOTAL SELLS:148601
|
|
(b) Derivatives transactions (other than options)
|
|
Product name, e.g. CFD
|
Long/short (Note 5)
|
Number of securities (Note 6)
|
Price per unit (Note 4)
|
|
|
|
|
|
|
|
|
|
|
(c) Options transactions in respect of existing securities
|
|
(i) Writing, selling, purchasing or varying
|
|
Product name,e.g. call option
|
Writing, selling, purchasing, varying etc.
|
Number of securities to which the option relates (Note 6)
|
Exercise price
|
Type, e.g. American, European etc.
|
Expiry date
|
Option money paid/received per unit (Note 4)
|
|
|
|
|
|
|
|
|
|
|
|
|
|
(ii) Exercising
|
|
Product name, e.g. call option
|
Number of securities
|
Exercise price per unit (Note 4)
|
|
|
|
|
|
|
|
|
|
(d) Other dealings (including new securities) (Note 3)
|
|
Nature of transaction (Note 7)
|
Details
|
Price per unit (if applicable) (Note 4)
|
|
|
|
|
|
|
|
|
|
4. OTHER INFORMATION
|
|
Agreements, arrangements or understandings relating to options or derivatives
|
|
Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.
|
|
|
|
|
|
|
|
Is a Supplemental Form 38.5(b) attached? (Note 8) No
|
|
|
|
Date of disclosure
|
23-Sep-2008
|
|
Contact name
|
Collins,Carolyn/ Crawley, Simon
|
|
Telephone number
|
44 20 7888 0241
|
|
Name of offeree/offeror with which connected
|
Rio Tinto Plc
|
|
Nature of connection (Note 9)
|
ADVISOR
|
|
|
|
|
|
Notes
The Notes on Form 38.5(b) can be viewed on the Takeover Panel's website at www.thetakeoverpanel.org.uk.
|
|
|
