28th Jan 2010 10:39
|
FORM 38.5(a) |
|
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS |
|
WITH RECOGNISED INTERMEDIARY STATUS |
|
DEALING IN A CLIENT-SERVING CAPACITY |
|
(Rule 38.5(a) of the Takeover Code)) |
|
1. KEY INFORMATION |
|
Name of exempt principal trader |
Merrill Lynch International |
|
Company dealt in |
Shanks Group Plc |
|
Class of relevant security to which the |
Common |
|
dealings being disclosed relate |
|
Date of dealing |
27/01/2010 |
|
2. DEALINGS |
|
(a) Purchases and sales |
|
Total number of securities |
Highest price paid |
Lowest price paid |
|
purchased |
|
41,571 |
GBP 1.20 |
GBP 1.20 |
|
Total number of securities sold |
Highest price received |
Lowest price received |
|
40,533 |
GBP 1.22 |
GBP 1.20 |
|
(b) Derivatives transactions (other than options) |
|
Product name, |
Short/Long |
Number of securities |
Price per unit |
|
eg. CFD |
|
Long Swap |
LONG |
16,848 |
GBP 1.20 |
|
Long Swap |
LONG |
876 |
GBP 1.20 |
|
Long Swap |
LONG |
1,154 |
GBP 1.20 |
|
Long Swap |
LONG |
1,604 |
GBP 1.21 |
|
Long Swap |
LONG |
3,005 |
GBP 1.20 |
|
Long Swap |
LONG |
3,152 |
GBP 1.20 |
|
Long Swap |
LONG |
11,189 |
GBP 1.20 |
|
Long Swap |
LONG |
596 |
GBP 1.21 |
|
Product name, |
Short/Long |
Number of securities |
Price per unit |
|
eg. CFD |
|
Short Swap |
SHORT |
4,890 |
GBP 1.21 |
|
Short Swap |
SHORT |
1,154 |
GBP 1.22 |
|
Short Swap |
SHORT |
4,438 |
GBP 1.21 |
|
Short Swap |
SHORT |
3,592 |
GBP 1.21 |
|
Short Swap |
SHORT |
3,005 |
GBP 1.21 |
|
Short Swap |
SHORT |
2,972 |
GBP 1.22 |
|
Short Swap |
SHORT |
2,480 |
GBP 1.22 |
|
Short Swap |
SHORT |
2,286 |
GBP 1.21 |
|
Short Swap |
SHORT |
1,380 |
GBP 1.21 |
|
Short Swap |
SHORT |
11,189 |
GBP 1.21 |
|
(c) Options transactions in respect of existing securities |
|
Product name |
Writing, |
Number of |
Exercise |
Type, e.g. |
Expiry |
Option |
|
selling, |
securities under |
price |
American, |
date |
money |
|
eg call option |
purchasing, |
option |
European etc |
paid/received |
|
varying etc. |
per unit |
|
(ii) Exercising |
|
Product name |
Number of securities under |
Exercise price |
|
eg call option |
option |
|
3. OTHER INFORMATION |
|
Agreements, arrangements or understandings relating to options or derivatives |
|
Full details of any agreement, arrangement or understanding between the person disclosing and any |
|
other person relating to the voting rights of any relevant securities under any option referred to on this |
|
form or relating to the voting rights or future acquisition or disposal of any relevant securities to which |
|
any derivative referred to on this form is referenced. If none, this should be stated. |
|
NONE |
|
Date of disclosure |
28/01/2010 |
|
Contact name |
Bhavika Mistry |
|
Telephone number |
+44 207 995 4747 |
|
Name of offeree/offeror with whom connected |
Carlyle Europe Partners III Participations Sarl |
|
Nature of connection # |
Advisor |
|
FORM 38.5(a) |
|
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS |
|
WITH RECOGNISED INTERMEDIARY STATUS |
|
DEALING IN A CLIENT-SERVING CAPACITY |
|
(Rule 38.5(a) of the Takeover Code)) |
|
1. KEY INFORMATION |
|
Name of exempt principal trader |
Merrill Lynch International |
|
Company dealt in |
Mouchel Group Plc |
|
Class of relevant security to which the |
Common |
|
dealings being disclosed relate |
|
Date of dealing |
27/01/2010 |
|
2. DEALINGS |
|
(a) Purchases and sales |
|
Total number of securities |
Highest price paid |
Lowest price paid |
|
purchased |
|
12,013 |
GBP 2.55 |
GBP 2.55 |
|
Total number of securities sold |
Highest price received |
Lowest price received |
|
14,722 |
GBP 2.56 |
GBP 2.55 |
|
(b) Derivatives transactions (other than options) |
|
Product name, |
Short/Long |
Number of securities |
Price per unit |
|
eg. CFD |
|
Long Swap |
LONG |
4,220 |
GBP 2.55 |
|
Long Swap |
LONG |
3,345 |
GBP 2.55 |
|
Long Swap |
LONG |
2,228 |
GBP 2.55 |
|
Long Swap |
LONG |
2,080 |
GBP 2.55 |
|
Long Swap |
LONG |
120 |
GBP 2.53 |
|
Long Swap |
LONG |
20 |
GBP 2.53 |
|
Product name, |
Short/Long |
Number of securities |
Price per unit |
|
eg. CFD |
|
Short Swap |
SHORT |
934 |
GBP 2.55 |
|
Short Swap |
SHORT |
1,053 |
GBP 2.55 |
|
Short Swap |
SHORT |
1,175 |
GBP 2.55 |
|
Short Swap |
SHORT |
1,530 |
GBP 2.57 |
|
Short Swap |
SHORT |
1,576 |
GBP 2.54 |
|
Short Swap |
SHORT |
2,080 |
GBP 2.54 |
|
Short Swap |
SHORT |
2,574 |
GBP 2.56 |
|
Short Swap |
SHORT |
3,800 |
GBP 2.55 |
|
(c) Options transactions in respect of existing securities |
|
Product name |
Writing, |
Number of |
Exercise |
Type, e.g. |
Expiry |
Option |
|
selling, |
securities under |
price |
American, |
date |
money |
|
eg call option |
purchasing, |
option |
European etc |
paid/received |
|
varying etc. |
per unit |
|
(ii) Exercising |
|
Product name |
Number of securities under |
Exercise price |
|
eg call option |
option |
|
3. OTHER INFORMATION |
|
Agreements, arrangements or understandings relating to options or derivatives |
|
Full details of any agreement, arrangement or understanding between the person disclosing and any |
|
other person relating to the voting rights of any relevant securities under any option referred to on this |
|
form or relating to the voting rights or future acquisition or disposal of any relevant securities to which |
|
any derivative referred to on this form is referenced. If none, this should be stated. |
|
NONE |
|
Date of disclosure |
28/01/2010 |
|
Contact name |
Bhavika Mistry |
|
Telephone number |
+44 207 995 4747 |
|
Name of offeree/offeror with whom connected |
VT Group Plc |
|
Nature of connection # |
Advisor |
|
FORM 38.5(a) |
|
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS |
|
WITH RECOGNISED INTERMEDIARY STATUS |
|
DEALING IN A CLIENT-SERVING CAPACITY |
|
(Rule 38.5(a) of the Takeover Code)) |
|
1. KEY INFORMATION |
|
Name of exempt principal trader |
Merrill Lynch International |
|
Company dealt in |
VT Group Plc |
|
Class of relevant security to which the |
Common |
|
dealings being disclosed relate |
|
Date of dealing |
27/01/2010 |
|
2. DEALINGS |
|
(a) Purchases and sales |
|
Total number of securities |
Highest price paid |
Lowest price paid |
|
purchased |
|
2,706 |
GBP 5.45 |
GBP 5.39 |
|
Total number of securities sold |
Highest price received |
Lowest price received |
|
11,634 |
GBP 5.46 |
GBP 5.39 |
|
(b) Derivatives transactions (other than options) |
|
Product name, |
Short/Long |
Number of securities |
Price per unit |
|
eg. CFD |
|
Long Swap |
LONG |
310 |
GBP 5.45 |
|
Long Swap |
LONG |
133 |
GBP 5.45 |
|
Long Swap |
LONG |
56 |
GBP 5.45 |
|
Product name, |
Short/Long |
Number of securities |
Price per unit |
|
eg. CFD |
|
Short Swap |
SHORT |
399 |
GBP 5.45 |
|
Short Swap |
SHORT |
1,693 |
GBP 5.43 |
|
Short Swap |
SHORT |
2,219 |
GBP 5.43 |
|
Short Swap |
SHORT |
5,116 |
GBP 5.44 |
|
(c) Options transactions in respect of existing securities |
|
Product name |
Writing, |
Number of |
Exercise |
Type, e.g. |
Expiry |
Option |
|
selling, |
securities under |
price |
American, |
date |
money |
|
eg call option |
purchasing, |
option |
European etc |
paid/received |
|
varying etc. |
per unit |
|
(ii) Exercising |
|
Product name |
Number of securities under |
Exercise price |
|
eg call option |
option |
|
3. OTHER INFORMATION |
|
Agreements, arrangements or understandings relating to options or derivatives |
|
Full details of any agreement, arrangement or understanding between the person disclosing and any |
|
other person relating to the voting rights of any relevant securities under any option referred to on this |
|
form or relating to the voting rights or future acquisition or disposal of any relevant securities to which |
|
any derivative referred to on this form is referenced. If none, this should be stated. |
|
NONE |
|
Date of disclosure |
28/01/2010 |
|
Contact name |
Bhavika Mistry |
|
Telephone number |
+44 207 995 4747 |
|
Name of offeree/offeror with whom connected |
Vt Group Plc |
|
Nature of connection # |
Advisor |
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