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EPT Disclosure

23rd Jun 2008 11:54

RNS Number : 2884X
Deutsche Bank AG
23 June 2008
 



DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS 

WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS

BUT NOT DEALING IN A CLIENT-SERVING CAPACITY

(Rule 38.5(b) of the Takeover Code)

1. KEY INFORMATION

Name of exempt principal trader

Deutsche Securities Australia Limited

Company dealt in

Rio Tinto Limited

Class of relevant security to which the dealings being disclosed relate (Note 1)

Ordinary

Date of dealing

20/06/2008

2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 2)

Long

Short

Number  (%)

Number (%)

(1) Relevant securities 

450,503  0.10%

-2,268,867   -0.50

(2) Derivatives (other than options)

1,033,122  0.23%

-606,538  -0.13

(3) Options and agreements to purchase/sell

1,388,000 0.30%

-1,420,000   -0.31

Total

2,871,625 0.63% 

-4,295,405   -0.94

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 2)

Class of relevant security:

Long

Short

Number (%)

Number  (%)

(1) Relevant securities 

(2) Derivatives (other than options)

(3) Options and agreements to purchase/sell

Total

Rights to subscribe (Note 2)

Class of relevant security:

Details

3. DEALINGS (Note 3)

(a) Purchases and sales

Purchase/sale

Number of securities

Price per unit (Note 4) 

AUD $

Purchase

30000

137.61

Purchase

200

137.90

Purchase

361

138.07

Purchase

722

138.08

Purchase

362

138.09

Purchase

361

138.10

Purchase

1445

138.11

Purchase

723

138.12

Purchase

1976

138.13

Purchase

913

138.15

Purchase

1446

138.16

Purchase

361

138.17

Purchase

1446

138.19

Purchase

1084

138.20

Purchase

77

138.21

Purchase

1729

138.22

Purchase

722

138.24

Purchase

1084

138.25

Purchase

723

138.26

Purchase

361

138.27

Purchase

722

138.28

Purchase

440

138.29

Purchase

1085

138.30

Purchase

1084

138.31

Purchase

1387

138.33

Purchase

1084

138.34

Purchase

723

138.35

Purchase

362

138.36

Purchase

723

138.37

Purchase

361

138.38

Purchase

76

138.44

Purchase

361

138.46

Purchase

723

138.48

Purchase

362

138.49

Purchase

722

138.50

Purchase

362

138.51

Purchase

722

138.59

Purchase

17311

138.60

Purchase

1

138.62

Purchase

361

138.66

Purchase

361

138.68

Purchase

362

138.70

Purchase

341

138.73

Purchase

362

138.75

Purchase

381

138.76

Purchase

722

138.77

Purchase

223

138.79

Purchase

1584

138.80

Purchase

644

138.84

Purchase

2050

138.85

Purchase

440

138.86

Purchase

361

139.13

Purchase

186

139.19

Purchase

250

139.29

Purchase

200

139.55

TOTAL PURCHASE

83,535

Sale

124

137.88

Sale

347

137.91

Sale

800

137.93

Sale

5000

138.03

Sale

4183

138.05

Sale

252

138.13

Sale

432

138.15

Sale

786

138.18

Sale

250

138.20

Sale

1253

138.22

Sale

200

138.28

Sale

49

138.30

Sale

201

138.33

Sale

1100

138.51

Sale

250

138.55

Sale

845

138.61

Sale

1400

138.62

Sale

161

138.63

Sale

200

138.69

Sale

513

138.70

Sale

84

138.71

Sale

800

138.72

Sale

2043

138.74

Sale

1122

138.77

Sale

674

138.78

Sale

2191

138.80

Sale

531

138.82

Sale

334

138.87

Sale

10

138.94

Sale

92

138.99

Sale

3276

139.00

Sale

2348

139.01

Sale

393

139.02

Sale

171

139.03

Sale

5812

139.04

Sale

1859

139.05

Sale

1026

139.06

Sale

574

139.07

Sale

1153

139.08

Sale

903

139.09

Sale

1000

139.11

Sale

1044

139.12

Sale

37

139.18

Sale

1773

139.20

Sale

38

139.28

Sale

68

139.31

Sale

10

139.38

Sale

20000

139.42

Sale

10

139.48

TOTAL SALES

67,722

(b) Derivatives transactions (other than options)

Product name, 

e.g. CFD

Long/short (Note 5)

Number of securities (Note 6)

Price per unit (Note 4) 

AUD $

CFD

Long

124

137.88

CFD

Long

347

137.91

CFD

Long

800

137.93

CFD

Long

5000

138.03

CFD

Long

4183

138.05

CFD

Long

252

138.13

CFD

Long

432

138.15

CFD

Long

36

138.18

CFD

Long

1253

138.22

CFD

Long

200

138.28

CFD

Long

49

138.30

CFD

Long

201

138.33

CFD

Long

1100

138.51

CFD

Long

250

138.55

CFD

Long

845

138.61

CFD

Long

1400

138.62

CFD

Long

161

138.63

CFD

Long

200

138.69

CFD

Long

513

138.70

CFD

Long

84

138.71

CFD

Long

800

138.72

CFD

Long

2043

138.74

CFD

Long

1122

138.77

CFD

Long

674

138.78

CFD

Long

2191

138.80

CFD

Long

531

138.82

CFD

Long

334

138.87

CFD

Long

10

138.94

CFD

Long

92

138.99

CFD

Long

3276

139.00

CFD

Long

2348

139.01

CFD

Long

393

139.02

CFD

Long

171

139.03

CFD

Long

5812

139.04

CFD

Long

1859

139.05

CFD

Long

1026

139.06

CFD

Long

574

139.07

CFD

Long

1153

139.08

CFD

Long

903

139.09

CFD

Long

1000

139.11

CFD

Long

1044

139.12

CFD

Long

37

139.18

CFD

Long

1773

139.20

CFD

Long

38

139.28

CFD

Long

68

139.31

CFD

Long

10

139.38

CFD

Long

20000

139.42

CFD

Long

10

139.48

CFD

Short

30000

137.61

CFD

Short

200

137.90

CFD

Short

10431

138.60

CFD

Short

2050

138.85

CFD

Short

250

139.29

CFD

Short

200

139.55

(c) Options transactions in respect of existing securities

(i) Writing, selling, purchasing or varying

Product name,

e.g. call option

Writing, selling, purchasing, varying etc.

Number of securities to which the option relates (Note 6)

Exercise

price 

Type, e.g. American, European etc.

Expiry 

date

Option money

paid/received per unit (Note 4) 

(ii) Exercising

Product name, e.g. call option

Number of securities 

Exercise price per unit (Note 4)

(d) Other dealings (including new securities) (Note 3)

Nature of transaction (Note 7)

Details

Price per unit (if applicable) (Note 4)

4. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

Is a Supplemental Form 38.5(b) attached? (Note 8) NO

Date of disclosure

23/06/2008

Contact name

Artie Movsesian

Telephone number

020 7545 7804

Name of offeree/offeror with which connected

Rio Tinto plc

Nature of connection (Note 9)

Connected Advisor to Offeree

Notes

The Notes on Form 38.5(b) can be viewed on the Takeover Panel's website at www.thetakeoverpanel.org.uk

  

This information is provided by RNS
The company news service from the London Stock Exchange
 
END
 
 
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