15th Sep 2009 10:05
FORM 38.5(a)
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS
WITH RECOGNISED INTERMEDIARY STATUS
DEALING IN A CLIENT-SERVING CAPACITY
(Rule 38.5(a) of the Takeover Code)
1. KEY INFORMATION
|
Name of exempt principal trader |
(GS) GOLDMAN SACHS INTERNATIONAL |
|
Company dealt in |
ANGLO AMERICAN PLC |
|
Class of relevant security to which the dealings being disclosed relate (Note 1) |
0.54945 USD ordinary shares and ADRs |
|
Date of dealing |
14 September 2009 |
2. DEALINGS (Note 2)
(a) Purchases and sales
|
Total number of securities purchased (no. of underlying ords if ADR) |
Highest price paid (Note 3) |
Lowest price paid (Note 3) |
|
376,347 137,800 |
20.71 GBP 34.00 USD |
19.945 GBP 34.00 USD |
|
220 (110) |
16.75 USD |
16.75 USD |
|
Total number of securities sold (no. of underlying ords if ADR) |
Highest price received (Note 3) |
Lowest price received (Note 3) |
|
240,310 2,900 |
20.69 GBP 34.1725 USD |
19.91 GBP 34.1725 USD |
|
220 (110) |
16.75 USD |
16.75 USD |
(b) Derivatives transactions (other than options)
|
Product name, e.g. CFD |
Long/short (Note 4) |
Number of securities (Note 5) |
Price per unit (Note 3) |
|
CFD |
Short |
32,917 |
20.1192 GBP |
|
CFD |
Short |
23,978 |
20.1192 GBP |
|
CFD |
Short |
18,105 |
20.1192 GBP |
|
CFD |
Short |
3,644 |
20.1142 GBP |
|
CFD |
Short |
3,608 |
20.609 GBP |
|
CFD |
Short |
2,014 |
20.0963 GBP |
|
CFD |
Short |
3 |
20.3914 GBP |
|
CFD |
Short |
12,241 |
20.3437 GBP |
|
CFD |
Short |
5,000 |
20.8038 GBP |
|
CFD |
Short |
3,000 |
20.001 GBP |
|
CFD |
Short |
300 |
20.5213 GBP |
|
CFD |
Long |
2,568 |
20.0963 GBP |
|
CFD |
Long |
3,644 |
20.1142 GBP |
|
CFD |
Long |
3,608 |
20.609 GBP |
|
CFD |
Long |
2,602 |
20.7587 GBP |
|
CFD |
Long |
12,241 |
20.3437 GBP |
|
CFD |
Long |
957 |
20.1732 GBP |
|
CFD |
Short |
47,853 |
29.25 USD |
|
CFD |
Short |
8,347 |
29.25 USD |
|
CFD |
Short |
5,260 |
29.25 USD |
|
CFD |
Short |
34,190 |
29.25 USD |
|
CFD |
Short |
5,585 |
29.25 USD |
|
CFD |
Short |
36,565 |
29.25 USD |
|
CFD |
Long |
2,552 |
34.1725 USD |
|
CFD |
Long |
348 |
34.1725 USD |
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
|
Product name, e.g. call option |
Writing, selling, purchasing, varying etc. |
Number of securities to which the option relates (Note 5) |
Exercise price |
Type, e.g. American, European etc. |
Expiry date |
Option money paid/received per unit (Note 3) |
(ii) Exercising
|
Product name, e.g. call option |
Number of securities |
Exercise price per unit (Note 3) |
3. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
|
Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated. |
|
Date of disclosure |
15 September 2009 |
|
Contact name |
Peter Highton |
|
Telephone number |
+44-207-774-1935 |
|
Name of offeree/offeror with which connected |
ANGLO AMERICAN PLC |
|
Nature of connection (Note 6) |
Advisor |
Notes
The Notes on Form 38.5(a) can be viewed on the Takeover Panel's website at www.thetakeoverpanel.org.uk
Related Shares:
Anglo American