19th Nov 2007 11:34
UBS AG (EPT)19 November 2007 FORM 38.5(b) DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS BUT NOT DEALING IN A CLIENT-SERVING CAPACITY (Rule 38.5(b) of the Takeover Code) 1. KEY INFORMATION Name of exempt principal trader UBS AG London BranchCompany dealt in Close Brothers Group PlcClass of relevant security to which the Ord 25pdealings being disclosed relate (Note 1)Date of dealing 16 NOVEMBER 2007 2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE (a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 2) Long Short Number (%) Number (%)(1) Relevant securities 17,100 0.01% 1,000 0.00%(2) Derivatives (other thanoptions)(3) Options and agreements topurchase/sellTotal 17,100 0.01% 1,000 0.00% (b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 2) Class of relevant security: Long Short Number (%) Number (%)(1) Relevant securities(2) Derivatives (other thanoptions)(3) Options and agreements topurchase/sellTotal (c) Rights to subscribe (Note 2)Class of relevant security: Details 3. DEALINGS (Note 3) (a) Purchases and sales Purchase/sale Number of securities Price per unit (Note 4) PURCHASE 74 917.5 pence PURCHASE 620 918 SALE 1000 919 SALE 492 919 SALE 3177 919 SALE 9884 920 SALE 8561 920 PURCHASE 818 920 PURCHASE 100 920 PURCHASE 1120 920 PURCHASE 1330 920 PURCHASE 1300 920 PURCHASE 2471 920 PURCHASE 496 920 PURCHASE 479 920 PURCHASE 2128 920.5 PURCHASE 508 920.5 PURCHASE 410 920.5 PURCHASE 849 920.5 PURCHASE 583 920.5 PURCHASE 535 920.5 PURCHASE 337 921 PURCHASE 1142 921 PURCHASE 619 921 SALE 603 921.5 SALE 616 921.5 SALE 1000 921.5 SALE 498 921.5 PURCHASE 250 922.5 PURCHASE 289 922.5 PURCHASE 306 922.5 PURCHASE 796 922.5 PURCHASE 117 922.5 SALE 239 922.5 SALE 1000 922.5 SALE 642 922.5 SALE 1283 923 PURCHASE 1196 923.5 PURCHASE 370 923.5 PURCHASE 148 923.5 SALE 845 924 SALE 10 924 PURCHASE 612 924 SALE 1427 925 SALE 4016 925 SALE 2144 925 PURCHASE 1200 925 PURCHASE 1463 925 SALE 4615 925 SALE 524 925 PURCHASE 3884 925 SALE 159 925.5 SALE 1000 925.5 PURCHASE 422 925.5 PURCHASE 637 925.5 PURCHASE 906 925.5 PURCHASE 279 925.5 PURCHASE 1270 925.5 PURCHASE 1583 925.5 PURCHASE 794 925.5 PURCHASE 161 925.5 PURCHASE 1274 925.5 PURCHASE 927 925.5 PURCHASE 1268 925.5 PURCHASE 1283 925.5 PURCHASE 1108 925.5 PURCHASE 120 925.5 PURCHASE 796 925.5 PURCHASE 337 925.5 PURCHASE 934 927 PURCHASE 308 927 PURCHASE 351 927 PURCHASE 857 928 PURCHASE 250 928 PURCHASE 185 930.5 SALE 1000 931 SALE 800 931 PURCHASE 400 931.5 PURCHASE 2535 931.5 TOTAL PURCHASES 45,535 TOTAL SALES 45,535 (b) Derivatives transactions (other than options)Product name, e.g Long/short (Note 5) Number of securities Price per unitCFD (Note 6) (Note 4) (c) Options transactions in respect of existing securities (i) Writing, selling, purchasing or varying Product Writing, Number of Exercise Type, e.g. Expiry Optionname,e.g. selling, securities price American, date money paid/call purchasing, to which the European received peroption varying etc option etc. unit (Note relates 4) (Note 6) (ii) Exercising Product name, e.g. call Number of securities Exercise price per unitoption (Note 4) (d) Other dealings (including new securities) (Note 3) Nature of transaction Details Price per unit (if applicable)(Note 7) 4. OTHER INFORMATION Agreements, arrangements or understandings relating to options or derivatives Full details of any agreement, arrangement or understanding between the persondisclosing and any other person relating to the voting rights of any relevantsecurities under any option referred to on this form or relating to the votingrights or future acquisition or disposal of any relevant securities to which anyderivative referred to on this form is referenced. If none, this should bestated. .............................................................................. .............................................................................. Is a Supplemental Form 38.5(b) attached? (Note 8) NO Date of disclosure 19 NOVEMBER 2007Contact name LOUISE ROBINSONTelephone number 020 7567 8762Name of offeree/offeror with which connected Close Brothers Group PlcNature of connection (Note 9) CONNECTED ADVISER Notes The Notes on Form 38.5(b) can be viewed on the Takeover Panel's website atwww.thetakeoverpanel.org.uk This information is provided by RNS The company news service from the London Stock ExchangeRelated Shares:
Close Bros