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4FORM 38.5 (b)
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DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS
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WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS
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BUT NOT DEALING IN A CLIENT-SERVING CAPACITY
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(Rule 38.5(b) of the Takeover Code)
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1. KEY INFORMATION
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Name of exempt principal trader
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Credit Suisse Equities (Australia) Limited
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Company dealt in
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BHP Billiton Limited
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Class of relevant security to which the dealings being disclosed relate (Note 1)
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Ordinary Shares
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Date of dealing
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03-11-2008
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2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE
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(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 2)
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Long
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Short
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Number
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(%)
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Number
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(%)
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(1) Relevant securities
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12119351
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0.361
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(2) Derivatives (other than options)
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(3) Options and agreements to purchase/sell
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Total
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12119351
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0.361
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(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 2)
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Class Of Relevant Security : Ordinary Shares
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Long
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Short
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(1) Relevant Securities
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(2) Derivatives (other than options)
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(3) Options and agreements to purchasesell
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Total
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(c) Rights to subscribe (Note 2)
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Class of relevant security:
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Details
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3. DEALINGS (Note 3)
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(a) Purchases and sales
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Purchase/sale
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Number of securities
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Price per unit (Note 4)
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Purchase
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2,841
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29.90
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Purchase
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1,000
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29.90
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Purchase
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10,000
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29.90
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Purchase
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80
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29.90
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Purchase
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1,000
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29.90
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Purchase
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2,606
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29.90
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Purchase
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16,000
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29.90
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Purchase
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77
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29.90
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Purchase
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7,641
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29.90
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Purchase
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2,359
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29.90
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Purchase
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300
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29.90
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Purchase
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125
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29.90
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Purchase
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360
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29.90
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|
Purchase
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151
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29.90
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Purchase
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200
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29.90
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Purchase
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4,000
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29.90
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Purchase
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400
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29.90
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Purchase
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400
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29.90
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Purchase
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2,000
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29.90
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Purchase
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316
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29.90
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Purchase
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1,915
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29.90
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Purchase
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100
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29.90
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Purchase
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2,000
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29.90
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Purchase
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800
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29.90
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Purchase
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1,909
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29.90
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Purchase
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3,000
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29.90
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Purchase
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10,000
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29.90
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Purchase
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1,905
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29.90
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Purchase
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1
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29.90
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Purchase
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300
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29.90
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Purchase
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155
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29.90
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Purchase
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150
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29.90
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Purchase
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1,905
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29.90
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Purchase
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6,494
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29.90
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Purchase
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23,506
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29.90
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Purchase
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80
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29.90
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Purchase
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1,161
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29.90
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Purchase
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30,998
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29.90
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Purchase
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437
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29.90
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Purchase
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9,809
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29.90
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Purchase
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200
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29.26
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Purchase
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13
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29.10
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Purchase
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4,080
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29.10
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Purchase
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3,532
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29.08
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Purchase
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2
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29.08
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Purchase
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559
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29.08
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Purchase
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200
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28.95
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Purchase
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8,728
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28.80
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Purchase
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2,544
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28.83
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Purchase
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2,456
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28.83
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Purchase
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1,272
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28.85
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Purchase
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9,191
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28.93
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Purchase
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1,266
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28.89
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Purchase
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897
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28.89
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Purchase
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88
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28.89
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Purchase
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809
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28.89
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Purchase
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1,579
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28.89
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Purchase
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2,112
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28.89
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Purchase
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2,500
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28.85
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Purchase
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1,228
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28.85
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Purchase
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10
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28.90
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Purchase
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10
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29.00
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Sale
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-14,049
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29.90
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Sale
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-91
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29.32
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Sale
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-2,000
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29.90
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Sale
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-1,003
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29.90
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Sale
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-880
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29.90
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Sale
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-1,500
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29.90
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Sale
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-1,500
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29.90
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Sale
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-2,300
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29.90
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Sale
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-100
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29.90
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Sale
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-584
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29.90
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Sale
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-10,000
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29.90
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Sale
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-2,000
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29.90
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Sale
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-6,893
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29.90
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Sale
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-557
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29.90
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Sale
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-1,846
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29.90
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Sale
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-7,552
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29.90
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Sale
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-239
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29.90
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Sale
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-109
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29.32
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Sale
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-447
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28.88
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Sale
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-245
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28.88
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Sale
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-35
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28.88
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Sale
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-1,000
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28.88
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Sale
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-1,000
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28.88
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Sale
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-1,228
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28.88
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Sale
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-702
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28.88
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Sale
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-5,000
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28.86
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Sale
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-35
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28.88
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Sale
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-308
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28.88
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Sale
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-140
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28.86
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Sale
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-294
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28.86
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Sale
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-4,394
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28.86
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Sale
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-172
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28.86
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Sale
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-670
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28.95
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Sale
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-6,799
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28.84
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Sale
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-140
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28.84
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Sale
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-2,000
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28.84
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Sale
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-200
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28.84
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Sale
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-3,000
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28.84
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Sale
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-345
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28.84
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Sale
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-200
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28.84
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Sale
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-2,000
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28.84
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Sale
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-1,000
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28.84
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Sale
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-500
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28.84
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Sale
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-2,816
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28.84
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Sale
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-406
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29.00
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Sale
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-1,500
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26.29
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TOTAL BUYS:191757
TOTAL SELLS:89779
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(b) Derivatives transactions (other than options)
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Product name, e.g. CFD
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Long/short (Note 5)
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Number of securities (Note 6)
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Price per unit (Note 4)
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(c) Options transactions in respect of existing securities
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(i) Writing, selling, purchasing or varying
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Product name,e.g. call option
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Writing, selling, purchasing, varying etc.
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Number of securities to which the option relates (Note 6)
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Exercise price
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Type, e.g. American, European etc.
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Expiry date
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Option money paid/received per unit (Note 4)
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(ii) Exercising
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Product name, e.g. call option
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Number of securities
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Exercise price per unit (Note 4)
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(d) Other dealings (including new securities) (Note 3)
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Nature of transaction (Note 7)
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Details
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Price per unit (if applicable) (Note 4)
|
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4. OTHER INFORMATION
|
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Agreements, arrangements or understandings relating to options or derivatives
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Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.
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Is a Supplemental Form 38.5(b) attached? (Note 8) No
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|
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Date of disclosure
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04-11-2008
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Contact name
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Simon Crawley/Carolyn Collins
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Telephone number
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44 20 7888 0241
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Name of offeree/offeror with which connected
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Rio Tinto Plc
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Nature of connection (Note 9)
|
ADVISOR
|
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Notes
The Notes on Form 38.5(b) can be viewed on the Takeover Panel's website at www.thetakeoverpanel.org.uk.
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