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EPT Disclosure

22nd May 2008 11:41

RNS Number : 0705V
UBS AG (EPT)
22 May 2008
 



FORM 38.5(b)

DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS 

WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS

BUT NOT DEALING IN A CLIENT-SERVING CAPACITY

(Rule 38.5(b) of the Takeover Code)

 

 

1. KEY INFORMATION

 

Name of exempt principal trader

UBS AG London Branch

Company dealt in

BHP Billiton Limited

Class of relevant security to which the dealings being disclosed relate (Note 1)

Ordinary

Date of dealing

21 MAY 2008

 

 

2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE

 

(a) Interests and short positions (following dealing) in the class of 

relevant security dealt in (Note 2)

 

 

Long

 

Short

 

 

Number

(%)

Number 

(%)

(1) Relevant securities 

0

0.00%

1,624

0.00%

(2) Derivatives (other than options)

(3) Options and agreements to purchase/sell

Total

0

0.00%

1,624

0.00%

(b) Interests and short positions in relevant securities of

the company, other than the class dealt in (Note 2)

 

Class of relevant security:

Long

 

Short

 

 

Number 

(%)

Number

(%)

(1) Relevant securities 

(2) Derivatives (other than options)

(3) Options and agreements to purchase/sell

Total

 

Rights to subscribe (Note 2)

Class of relevant security:

Details

3. DEALINGS (Note 3)

 (a) Purchases and sales

Purchase/sale

Number of securities

Price per unit (Note 4)

PURCHASE

105

4660 AUD Cents

PURCHASE

349

4660

PURCHASE

80

4661

PURCHASE

94

4661

PURCHASE

135

4661

PURCHASE

226

4661

PURCHASE

229

4661

PURCHASE

488

4661

PURCHASE

587

4661

PURCHASE

852

4661

PURCHASE

1469

4663

PURCHASE

10

4665

SALE

888

4666

SALE

240

4666

PURCHASE

10

4666

PURCHASE

170

4667

PURCHASE

195

4667

PURCHASE

209

4667

PURCHASE

692

4667

PURCHASE

1200

4667

PURCHASE

1714

4667

SALE

2871

4668

SALE

1463

4668

SALE

248

4668

SALE

125

4668

SALE

50

4668

SALE

5

4668

SALE

2

4668

SALE

1

4668

PURCHASE

53

4668

PURCHASE

120

4668

PURCHASE

170

4668

PURCHASE

362

4668

PURCHASE

1019

4668

PURCHASE

1519

4668

SALE

1000

4669

SALE

445

4669

SALE

202

4669

SALE

94

4669

SALE

30

4669

SALE

8

4669

PURCHASE

16

4670

PURCHASE

30

4670

PURCHASE

68

4670

PURCHASE

165

4670

PURCHASE

201

4670

PURCHASE

273

4670

PURCHASE

328

4670

PURCHASE

1500

4670

PURCHASE

1955

4670

PURCHASE

2000

4670

PURCHASE

21

4671

PURCHASE

43

4671

PURCHASE

90

4671

PURCHASE

91

4671

PURCHASE

99

4671

PURCHASE

175

4671

PURCHASE

203

4671

PURCHASE

218

4671

PURCHASE

396

4671

PURCHASE

425

4671

PURCHASE

618

4671

PURCHASE

881

4671

PURCHASE

1200

4671

PURCHASE

1653

4671

SALE

5000

4672

SALE

1589

4672

SALE

82

4672

SALE

33

4672

PURCHASE

13

4672

PURCHASE

54

4672

PURCHASE

56

4672

PURCHASE

100

4672

PURCHASE

153

4672

PURCHASE

167

4672

PURCHASE

200

4672

PURCHASE

262

4672

PURCHASE

350

4672

PURCHASE

430

4672

PURCHASE

452

4672

PURCHASE

667

4672

PURCHASE

698

4672

PURCHASE

847

4672

PURCHASE

1000

4672

PURCHASE

1110

4672

SALE

2156

4673

SALE

1817

4673

SALE

800

4673

SALE

675

4673

SALE

347

4673

SALE

331

4673

SALE

300

4673

SALE

300

4673

SALE

300

4673

SALE

100

4673

SALE

100

4673

SALE

8

4673

PURCHASE

21

4673

PURCHASE

38

4673

PURCHASE

57

4673

PURCHASE

60

4673

PURCHASE

60

4673

PURCHASE

68

4673

PURCHASE

111

4673

PURCHASE

159

4673

PURCHASE

200

4673

PURCHASE

227

4673

PURCHASE

296

4673

PURCHASE

338

4673

PURCHASE

355

4673

PURCHASE

600

4673

PURCHASE

2855

4673

PURCHASE

3000

4673

SALE

1496

4674

SALE

1107

4674

SALE

721

4674

SALE

637

4674

SALE

600

4674

SALE

520

4674

SALE

300

4674

SALE

287

4674

SALE

258

4674

SALE

226

4674

SALE

203

4674

SALE

113

4674

SALE

100

4674

SALE

100

4674

SALE

84

4674

SALE

64

4674

SALE

61

4674

SALE

50

4674

SALE

21

4674

SALE

17

4674

PURCHASE

1

4674

PURCHASE

5

4674

PURCHASE

19

4674

PURCHASE

26

4674

PURCHASE

65

4674

PURCHASE

99

4674

PURCHASE

107

4674

PURCHASE

128

4674

PURCHASE

130

4674

PURCHASE

130

4674

PURCHASE

133

4674

PURCHASE

414

4674

PURCHASE

460

4674

PURCHASE

962

4674

PURCHASE

1885

4674

PURCHASE

2197

4674

PURCHASE

2273

4674

SALE

1233

4675

SALE

1000

4675

SALE

629

4675

SALE

549

4675

SALE

474

4675

SALE

300

4675

SALE

300

4675

SALE

222

4675

SALE

201

4675

SALE

187

4675

SALE

105

4675

SALE

100

4675

SALE

100

4675

SALE

95

4675

SALE

82

4675

SALE

9

4675

SALE

6

4675

SALE

4

4675

SALE

2

4675

SALE

1

4675

PURCHASE

274

4675

PURCHASE

1227

4675

SALE

1819

4676

SALE

1000

4676

SALE

510

4676

SALE

214

4676

SALE

200

4676

SALE

81

4676

SALE

3661

4677

SALE

2498

4677

SALE

1000

4677

SALE

962

4677

SALE

178

4677

SALE

93

4677

SALE

2186

4678

SALE

1191

4678

SALE

536

4678

SALE

400

4678

SALE

339

4678

SALE

273

4678

SALE

231

4678

SALE

230

4678

SALE

202

4678

SALE

200

4678

SALE

144

4678

SALE

116

4678

SALE

100

4678

SALE

100

4678

SALE

95

4678

SALE

53

4678

SALE

50

4678

SALE

5

4678

PURCHASE

7

4678

PURCHASE

48

4678

PURCHASE

67

4678

PURCHASE

153

4678

PURCHASE

170

4678

PURCHASE

680

4678

SALE

558

4679

SALE

2609

4680

PURCHASE

25

4681

PURCHASE

633

4681

PURCHASE

1200

4681

PURCHASE

1252

4681

SALE

2280

4682

SALE

1804

4682

SALE

400

4682

PURCHASE

624

4682

SALE

866

4683

SALE

800

4683

SALE

500

4683

SALE

412

4683

SALE

300

4683

SALE

249

4683

SALE

222

4683

SALE

200

4683

SALE

78

4683

SALE

54

4683

SALE

48

4683

SALE

30

4683

SALE

5

4683

PURCHASE

1

4683

PURCHASE

894

4683

SALE

513

4684

PURCHASE

67

4685

PURCHASE

94

4685

PURCHASE

94

4685

PURCHASE

210

4685

PURCHASE

262

4685

PURCHASE

1150

4685

PURCHASE

1260

4685

SALE

1236

4686

SALE

199

4686

PURCHASE

658

4686

PURCHASE

1155

4686

PURCHASE

107

4689

PURCHASE

147

4689

PURCHASE

286

4689

PURCHASE

1000

4689

SALE

141183

4689.266923

PURCHASE

141183

4689.266923

SALE

991

4690

SALE

529

4690

SALE

354

4690

SALE

200

4690

SALE

177

4690

PURCHASE

49

4690

PURCHASE

117

4690

PURCHASE

133

4690

PURCHASE

192

4690

PURCHASE

449

4690

PURCHASE

500

4690

PURCHASE

804

4690

PURCHASE

1180

4690

SALE

147053

4690.758992

PURCHASE

147053

4690.758992

PURCHASE

6

4691

PURCHASE

88

4691

PURCHASE

354

4691

PURCHASE

536

4691

PURCHASE

637

4691

PURCHASE

643

4691

SALE

750

4692

SALE

21

4692

SALE

6

4692

PURCHASE

1

4692

PURCHASE

4

4692

PURCHASE

12

4692

PURCHASE

13

4692

PURCHASE

78

4692

PURCHASE

85

4692

PURCHASE

92

4692

PURCHASE

120

4692

PURCHASE

123

4692

PURCHASE

141

4692

PURCHASE

158

4692

PURCHASE

165

4692

PURCHASE

215

4692

PURCHASE

370

4692

PURCHASE

607

4692

PURCHASE

1168

4692

PURCHASE

3865

4692

SALE

1843

4694

SALE

855

4694

PURCHASE

4

4694

PURCHASE

40

4694

PURCHASE

60

4694

PURCHASE

69

4694

PURCHASE

80

4694

PURCHASE

223

4694

PURCHASE

391

4694

PURCHASE

4854

4694

SALE

558

4695

SALE

440

4695

SALE

260

4695

SALE

66

4695

SALE

46

4695

SALE

44

4695

SALE

27

4695

PURCHASE

500

4695

PURCHASE

1200

4695

SALE

2878

4696

SALE

1929

4696

SALE

1750

4696

SALE

1168

4696

SALE

463

4696

SALE

380

4696

SALE

256

4696

SALE

139

4696

SALE

100

4696

SALE

95

4696

SALE

50

4696

SALE

8

4696

PURCHASE

11

4696

PURCHASE

68

4696

PURCHASE

208

4696

PURCHASE

535

4696

PURCHASE

799

4696

PURCHASE

2500

4696

SALE

2500

4697

SALE

1482

4697

SALE

400

4697

SALE

330

4697

SALE

329

4697

SALE

255

4697

SALE

240

4697

SALE

95

4697

SALE

94

4697

SALE

93

4697

SALE

64

4697

SALE

55

4697

SALE

12

4697

PURCHASE

3

4697

PURCHASE

12

4697

PURCHASE

50

4697

PURCHASE

100

4697

PURCHASE

135

4697

PURCHASE

201

4697

PURCHASE

273

4697

PURCHASE

335

4697

PURCHASE

810

4697

PURCHASE

3457

4697

SALE

2669

4698

SALE

1000

4698

SALE

900

4698

SALE

500

4698

SALE

480

4698

SALE

300

4698

SALE

300

4698

SALE

300

4698

SALE

298

4698

SALE

250

4698

SALE

200

4698

SALE

182

4698

SALE

170

4698

SALE

154

4698

SALE

100

4698

SALE

100

4698

SALE

95

4698

SALE

95

4698

SALE

64

4698

SALE

51

4698

SALE

39

4698

SALE

1

4698

SALE

1938

4699

SALE

637

4699

SALE

578

4699

SALE

61

4699

SALE

3551

4700

SALE

1584

4700

SALE

1337

4700

SALE

1249

4700

SALE

1000

4700

SALE

312

4700

SALE

306

4700

SALE

300

4700

SALE

218

4700

SALE

192

4700

SALE

87

4700

SALE

32

4700

SALE

1

4700

PURCHASE

73

4700

PURCHASE

200

4700

PURCHASE

300

4700

PURCHASE

560

4700

PURCHASE

669

4700

PURCHASE

865

4700

PURCHASE

1285

4700

PURCHASE

2000

4700

PURCHASE

2589

4700

SALE

548

4701

SALE

299

4701

SALE

267

4701

SALE

143

4701

SALE

123

4701

SALE

98

4701

SALE

76

4701

SALE

54

4701

SALE

43

4701

SALE

18

4701

PURCHASE

24

4701

PURCHASE

46

4701

PURCHASE

51

4701

PURCHASE

327

4701

PURCHASE

1775

4701

SALE

600

4702

SALE

199

4702

SALE

84

4702

SALE

20

4702

PURCHASE

1

4702

PURCHASE

4

4702

PURCHASE

14

4702

PURCHASE

37

4702

PURCHASE

42

4702

PURCHASE

49

4702

PURCHASE

87

4702

PURCHASE

92

4702

PURCHASE

106

4702

PURCHASE

111

4702

PURCHASE

111

4702

PURCHASE

127

4702

PURCHASE

150

4702

PURCHASE

200

4702

PURCHASE

250

4702

PURCHASE

322

4702

PURCHASE

480

4702

PURCHASE

494

4702

PURCHASE

551

4702

PURCHASE

700

4702

PURCHASE

1000

4702

PURCHASE

2459

4702

SALE

466

4703

PURCHASE

43

4703

PURCHASE

49

4703

PURCHASE

51

4703

PURCHASE

72

4703

PURCHASE

78

4703

PURCHASE

83

4703

PURCHASE

85

4703

PURCHASE

86

4703

PURCHASE

245

4703

PURCHASE

675

4703

PURCHASE

950

4703

SALE

3713

4704

SALE

200

4704

PURCHASE

1

4704

PURCHASE

9

4704

PURCHASE

27

4704

PURCHASE

43

4704

PURCHASE

53

4704

PURCHASE

76

4704

PURCHASE

151

4704

PURCHASE

236

4704

PURCHASE

825

4704

SALE

382

4705

SALE

310

4705

SALE

89

4705

SALE

42

4705

SALE

1

4705

PURCHASE

9

4705

SALE

579

4706

PURCHASE

6

4706

PURCHASE

13

4706

PURCHASE

21

4706

PURCHASE

51

4706

PURCHASE

55

4706

PURCHASE

159

4706

PURCHASE

235

4706

PURCHASE

235

4706

PURCHASE

262

4706

PURCHASE

325

4706

PURCHASE

383

4706

PURCHASE

1069

4706

SALE

2308

4707

SALE

2000

4707

SALE

1482

4707

SALE

1330

4707

SALE

402

4707

SALE

400

4707

SALE

312

4707

SALE

195

4707

SALE

94

4707

SALE

52

4707

SALE

38

4707

SALE

17

4707

SALE

1

4707

PURCHASE

606

4708

SALE

1527

4709

SALE

1004

4709

SALE

100

4709

PURCHASE

3

4709

PURCHASE

5

4709

PURCHASE

16

4709

PURCHASE

25

4709

PURCHASE

63

4709

PURCHASE

69

4709

PURCHASE

93

4709

PURCHASE

200

4709

PURCHASE

406

4709

PURCHASE

430

4709

PURCHASE

530

4709

PURCHASE

754

4709

PURCHASE

1975

4709

SALE

2000

4710

SALE

500

4710

PURCHASE

2

4710

PURCHASE

12

4710

PURCHASE

100

4710

PURCHASE

174

4710

PURCHASE

372

4710

PURCHASE

5307

4710

PURCHASE

1

4711

PURCHASE

2

4711

PURCHASE

303

4711

PURCHASE

470

4711

SALE

600

4712

SALE

340

4712

SALE

31

4712

PURCHASE

1

4712

PURCHASE

7

4712

PURCHASE

19

4712

PURCHASE

19

4712

PURCHASE

44

4712

PURCHASE

45

4712

PURCHASE

58

4712

PURCHASE

63

4712

PURCHASE

67

4712

PURCHASE

100

4712

PURCHASE

112

4712

PURCHASE

183

4712

PURCHASE

500

4712

SALE

1258

4713

PURCHASE

111

4713

PURCHASE

304

4713

PURCHASE

1232

4713

PURCHASE

5304

4713

SALE

754

4714

SALE

1817

4716

SALE

1000

4716

SALE

450

4716

SALE

319

4716

SALE

300

4716

SALE

1000

4717

SALE

201

4717

SALE

40

4717

SALE

4

4717

SALE

2000

4718

SALE

1000

4718

SALE

1000

4718

SALE

152

4718

SALE

105

4718

SALE

10

4718

SALE

7

4718

SALE

1153

4719

SALE

873

4719

SALE

356

4719

PURCHASE

321

4721

PURCHASE

968

4721

PURCHASE

2683

4721

TOTAL PURCHASES

429,419

TOTAL SALES

435,289

 (b) Derivatives transactions (other than options)

Product name, e.g CFD

Long/short (Note 5)

Number of securities (Note 6)

Price per unit (Note 4)

 

(c) Options transactions in respect of existing securities

(i) Writing, selling, purchasing or varying

 

Product name,e.g. call option

Writing, selling, purchasing, varying etc

Number of securities to which the option relates (Note 6)

Exercise price 

Type, e.g. American, European etc.

Expiry date

Option money paid/received per unit (Note 4)

 

(ii) Exercising

 

Product name, e.g. call option

Number of securities 

Exercise price per unit (Note 4)

 

(d) Other dealings (including new securities) (Note 3)

 

Nature of transaction(Note 7)

Details

Price per unit (if applicable)

 

4. OTHER INFORMATION

 

Agreements, arrangements or understandings relating to options or derivatives

 

 

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

 

……………………………………………………………………

 

……………………………………………………………………

 

Is a Supplemental Form 38.5(b) attached? (Note 8) NO

 

Date of disclosure

22 MAY 2008

Contact name

LOUISE ROBINSON

Telephone number

020 7567 8762

Name of offeree/offeror with which connected

BHP Billiton PLC

BHP Billiton LTD

Nature of connection (Note 9)

CONNECTED ADVISER

Notes

The Notes on Form 38.5(b) can be viewed on the Takeover Panel's website at www.thetakeoverpanel.org.uk

This information is provided by RNS
The company news service from the London Stock Exchange
 
END
 
 
EMMBGGDUSXDGGID

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