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FORM 38.5 (b)
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DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS
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WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS
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BUT NOT DEALING IN A CLIENT-SERVING CAPACITY
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(Rule 38.5(b) of the Takeover Code)
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1. KEY INFORMATION
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Name of exempt principal trader
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Credit Suisse Equities (Australia) Limited
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Company dealt in
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Rio Tinto Limited
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Class of relevant security to which the dealings being disclosed relate (Note 1)
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Ordinary Shares
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Date of dealing
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24-Jun-2008
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2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE
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(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 2)
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Long
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Short
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Number
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(%)
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Number
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(%)
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(1) Relevant securities
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60832
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0.013
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1068961
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0.234
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(2) Derivatives (other than options)
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(3) Options and agreements to purchase/sell
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Total
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60832
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0.013
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1068961
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0.234
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(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 2)
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Class Of Relevant Security : Ordinary Shares
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Long
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Short
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(1) Relevant Securities
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(2) Derivatives (other than options)
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(3) Options and agreements to purchasesell
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Total
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(c) Rights to subscribe (Note 2)
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Class of relevant security:
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Details
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3. DEALINGS (Note 3)
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(a) Purchases and sales
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Purchase/sale
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Number of securities
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Price per unit (Note 4)
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Purchase
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44
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141.75
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Purchase
|
159
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139.33
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Purchase
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2
|
139.33
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Purchase
|
1
|
139.33
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Purchase
|
65
|
139.33
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|
Purchase
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38
|
139.33
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Purchase
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327
|
139.32
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Purchase
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326
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139.32
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Purchase
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67
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139.32
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Purchase
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15
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139.32
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Purchase
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945
|
139.05
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Purchase
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1,000
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139.05
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Purchase
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55
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139.00
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Purchase
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899
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138.92
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Purchase
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1
|
138.92
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Purchase
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32
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138.92
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Purchase
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68
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138.92
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Purchase
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82
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138.89
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Purchase
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995
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139.33
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Purchase
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5
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139.33
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Purchase
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537
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139.32
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Purchase
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433
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139.32
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Purchase
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19
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139.32
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Purchase
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11
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139.30
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Purchase
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106
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139.03
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Purchase
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1,000
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139.00
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Purchase
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26
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138.95
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Purchase
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75
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138.95
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Purchase
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7
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138.95
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Purchase
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7
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138.94
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Purchase
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542
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138.94
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Purchase
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59
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138.94
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Purchase
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20
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138.93
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Purchase
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76
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138.92
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Purchase
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158
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139.08
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Purchase
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1
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139.08
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Purchase
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144
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139.08
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Purchase
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9
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139.08
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Purchase
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15
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139.08
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Purchase
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673
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139.08
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Purchase
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48
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139.09
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Purchase
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952
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139.09
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Purchase
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1,998
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139.00
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Purchase
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2
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138.97
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Purchase
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490
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138.86
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Purchase
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33
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138.86
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Purchase
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31
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138.86
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Purchase
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337
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138.86
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Purchase
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2
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138.85
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Purchase
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18
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138.82
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Purchase
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2
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138.82
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Purchase
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87
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138.82
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Purchase
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24
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138.87
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Purchase
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73
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138.87
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Purchase
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38
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138.87
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Purchase
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47
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138.87
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Purchase
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65
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138.87
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Purchase
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25
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138.86
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Purchase
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32
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138.86
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Purchase
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53
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138.86
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Purchase
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3
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138.86
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Purchase
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675
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138.80
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Purchase
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116
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138.45
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Purchase
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25
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138.45
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Purchase
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1
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138.60
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Purchase
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1
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139.02
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Purchase
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1
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139.04
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Purchase
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128
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139.05
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Purchase
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100
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139.05
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Purchase
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81
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139.05
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Purchase
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10
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139.05
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Purchase
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121
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139.05
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Purchase
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16
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139.05
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Purchase
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13
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139.00
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Purchase
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157
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139.00
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Purchase
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819
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139.00
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Purchase
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7
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139.00
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Purchase
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3
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139.00
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Purchase
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60
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139.00
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Purchase
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102
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139.00
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Purchase
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9
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139.00
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Purchase
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1
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138.86
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Purchase
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1
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138.82
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Purchase
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1
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138.83
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Purchase
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1
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138.71
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Purchase
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160
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138.75
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Purchase
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103
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138.75
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Purchase
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18
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138.75
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Purchase
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65
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138.75
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Purchase
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654
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138.75
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Purchase
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500
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138.73
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Purchase
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500
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138.73
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Purchase
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1
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138.64
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Purchase
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1
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138.27
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Purchase
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916
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138.07
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Purchase
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14
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138.07
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Purchase
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10
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138.07
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Purchase
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10
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138.07
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Purchase
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4
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138.07
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Purchase
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26
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138.07
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Purchase
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20
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138.06
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Purchase
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49
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138.08
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Purchase
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251
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138.08
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Purchase
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206
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137.50
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Purchase
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294
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137.50
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Purchase
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477
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137.25
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Purchase
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7
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137.24
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Purchase
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16
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137.24
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Purchase
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76
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137.00
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Purchase
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1
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137.00
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Purchase
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61
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137.00
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Purchase
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7
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136.97
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Purchase
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9
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136.65
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Purchase
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844
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136.51
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Purchase
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99
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136.50
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Purchase
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529
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136.51
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Purchase
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46
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136.51
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Purchase
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3
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136.50
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Purchase
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100
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136.49
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Purchase
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360
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136.57
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Purchase
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134
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136.57
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Purchase
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4
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136.57
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Purchase
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2
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136.57
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Purchase
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322
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136.50
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Sale
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-21,400
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138.90
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Sale
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-8
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139.49
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Sale
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-8
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139.67
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Sale
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-1
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138.90
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Sale
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-1
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139.01
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Sale
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-1
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139.01
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Sale
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-1
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138.86
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Sale
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-1
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138.86
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Sale
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-1
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138.81
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Sale
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-1
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138.80
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Sale
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-1
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138.59
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Sale
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-1
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138.48
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Sale
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-1
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138.02
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Sale
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-1
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137.76
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Sale
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-1
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136.71
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Sale
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-1
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136.71
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TOTAL BUY: 22752
TOTAL SELL:21429
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(b) Derivatives transactions (other than options)
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Product name, e.g. CFD
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Long/short (Note 5)
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Number of securities (Note 6)
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Price per unit (Note 4)
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(c) Options transactions in respect of existing securities
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(i) Writing, selling, purchasing or varying
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Product name,e.g. call option
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Writing, selling, purchasing, varying etc.
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Number of securities to which the option relates (Note 6)
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Exercise price
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Type, e.g. American, European etc.
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Expiry date
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Option money paid/received per unit (Note 4)
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(ii) Exercising
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Product name, e.g. call option
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Number of securities
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Exercise price per unit (Note 4)
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(d) Other dealings (including new securities) (Note 3)
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Nature of transaction (Note 7)
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Details
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Price per unit (if applicable) (Note 4)
|
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4. OTHER INFORMATION
|
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Agreements, arrangements or understandings relating to options or derivatives
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Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.
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Is a Supplemental Form 38.5(b) attached? (Note 8) No
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Date of disclosure
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25-06-2008
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Contact name
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Crawley, Simon Paul
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Telephone number
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44 20 7888 5416
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Name of offeree/offeror with which connected
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Rio Tinto Plc
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Nature of connection (Note 9)
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ADVISOR
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Notes
The Notes on Form 38.5(b) can be viewed on the Takeover Panel's website at www.thetakeoverpanel.org.uk.
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