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FORM 38.5 (b)
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DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS
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WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS
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BUT NOT DEALING IN A CLIENT-SERVING CAPACITY
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(Rule 38.5(b) of the Takeover Code)
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1. KEY INFORMATION
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Name of exempt principal trader
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Credit Suisse Equities (Australia) Limited
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Company dealt in
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Rio Tinto Limited
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Class of relevant security to which the dealings being disclosed relate (Note 1)
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Ordinary Shares
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Date of dealing
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05-09-2008
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2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE
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(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 2)
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Long
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Short
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Number
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(%)
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Number
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(%)
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(1) Relevant securities
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500164
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0.109
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(2) Derivatives (other than options)
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(3) Options and agreements to purchase/sell
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Total
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500164
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0.109
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(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 2)
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Class Of Relevant Security : Ordinary Shares
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Long
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Short
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(1) Relevant Securities
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(2) Derivatives (other than options)
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(3) Options and agreements to purchasesell
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Total
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(c) Rights to subscribe (Note 2)
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Class of relevant security:
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Details
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3. DEALINGS (Note 3)
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(a) Purchases and sales
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Purchase/sale
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Number of securities
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Price per unit (Note 4)
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Purchase
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21
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110.08
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Purchase
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60
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110.41
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Purchase
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341
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109.95
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Purchase
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10
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109.98
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Purchase
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7
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110.07
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Purchase
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7
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110.10
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Purchase
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6
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109.98
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Purchase
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5
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109.69
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Purchase
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4
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109.49
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Purchase
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1
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109.47
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Purchase
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1
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109.47
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Purchase
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6
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109.64
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Purchase
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5
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109.39
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Purchase
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5
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109.42
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Purchase
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5
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109.45
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Purchase
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5
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109.38
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Purchase
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5
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109.46
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Purchase
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500
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109.27
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Purchase
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1,000
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109.27
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Purchase
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1,500
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109.38
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Purchase
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407
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109.39
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Purchase
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244
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109.39
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Purchase
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1,039
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109.39
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Purchase
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835
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109.39
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Purchase
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296
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109.39
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Purchase
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100
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109.39
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Purchase
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6
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109.39
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Purchase
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6
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109.39
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Purchase
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100
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109.39
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Purchase
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100
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109.39
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Purchase
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26
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109.36
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Purchase
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29
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109.36
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Purchase
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2
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109.35
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Purchase
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5
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109.40
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Purchase
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1,174
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109.70
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Purchase
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500
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109.70
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Purchase
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80
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109.70
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Purchase
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242
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109.69
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Purchase
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504
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109.69
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Purchase
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310
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109.49
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Purchase
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4
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109.61
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Purchase
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4
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109.61
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Purchase
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3
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109.66
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Purchase
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3
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109.90
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Purchase
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3
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111.01
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Purchase
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3
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111.03
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Purchase
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3
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111.13
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Purchase
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5
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110.69
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Purchase
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5
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110.22
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Purchase
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4
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110.21
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Purchase
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5
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109.55
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Purchase
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6
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109.90
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Purchase
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5
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110.00
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Purchase
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5
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109.25
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Purchase
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6
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109.29
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Purchase
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6
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108.77
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Purchase
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6
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108.73
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Purchase
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9
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108.80
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Purchase
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9
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108.70
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Purchase
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8
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108.62
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Purchase
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9
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109.16
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Purchase
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1
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109.16
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Purchase
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6
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109.36
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Purchase
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8
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109.95
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Purchase
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30,000
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111.10
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Sale
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453
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109.62
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Sale
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-453
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109.62
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Sale
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-5,265
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110.08
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Sale
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-345
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109.36
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Sale
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-4
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109.36
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Sale
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-372
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109.50
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Sale
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-45
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109.50
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Sale
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-8,583
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109.50
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Sale
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-454
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109.62
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Sale
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-49
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110.45
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Sale
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-300
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110.45
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Sale
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-349
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109.60
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Sale
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-1
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109.62
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Sale
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-7
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108.63
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Sale
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-36
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108.78
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Sale
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-88
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108.78
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Sale
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-88
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108.78
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Sale
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-130
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108.78
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Sale
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-813
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108.90
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Sale
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-32
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109.36
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Sale
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-453
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109.62
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TOTAL BUYS: 39625
TOTAL SELLS: 17414
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(b) Derivatives transactions (other than options)
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Product name, e.g. CFD
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Long/short (Note 5)
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Number of securities (Note 6)
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Price per unit (Note 4)
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(c) Options transactions in respect of existing securities
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(i) Writing, selling, purchasing or varying
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Product name,e.g. call option
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Writing, selling, purchasing, varying etc.
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Number of securities to which the option relates (Note 6)
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Exercise price
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Type, e.g. American, European etc.
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Expiry date
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Option money paid/received per unit (Note 4)
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(ii) Exercising
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Product name, e.g. call option
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Number of securities
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Exercise price per unit (Note 4)
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(d) Other dealings (including new securities) (Note 3)
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Nature of transaction (Note 7)
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Details
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Price per unit (if applicable) (Note 4)
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4. OTHER INFORMATION
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Agreements, arrangements or understandings relating to options or derivatives
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Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.
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Is a Supplemental Form 38.5(b) attached? (Note 8) No
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Date of disclosure
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08-09-2008
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Contact name
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Simon Crawley / Carolyn Collins
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Telephone number
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44 20 7888 0241
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Name of offeree/offeror with which connected
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Rio Tinto Plc
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Nature of connection (Note 9)
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ADVISOR
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Notes
The Notes on Form 38.5(b) can be viewed on the Takeover Panel's website at www.thetakeoverpanel.org.uk.
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