21st Apr 2008 11:32
Macquarie Group Limited21 April 2008 DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS BUT NOT DEALING IN A CLIENT-SERVING CAPACITY (Rule 38.5(b) of the Takeover Code) Part 3 of 3 1. KEY INFORMATION Name of exempt principal trader Macquarie Bank LimitedCompany dealt in BHP Billiton LimitedClass of relevant security to which the Ordinary shares ISIN: AU000000BHP4dealings being disclosed relate (Note 1) Date of dealing 18 April 2008 2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE (a) Interests and short positions (following dealing) in the class ofrelevant security dealt in (Note 2) Long Short Number Number (%) (%) (1) Relevant securities 5,905,402 0.17% (2) Derivatives (other than options) 129,979 0.00% (3) Options and agreements to purchase/sell 5,794,372 0.17% Total 11,829,753 0.35% (c) Interests and short positions in relevant securities of the company,other than the class dealt in (Note 2) Class of relevant security: Long Short Number Number (%) (%) (1) Relevant securities (2) Derivatives (other than options) (3) Options and agreements to purchase/sell Total (d) Rights to subscribe (Note 2) Class of relevant security: Details 3. DEALINGS (Note 3) (e) Purchases and sales Purchase/sale Number of securities Price per unit (Note 4) See Part 2 - Annexure A (b) Derivatives transactions (other than options) Product name, Long/short (Note 5) Number of securities (Note 6) Price per unit (Note 4) e.g. CFDSee Part 2 - Annexure B I Options transactions in respect of existing securities (i) Writing, selling, purchasing or varying Product name, Writing, Number of securities Exercise Type, e.g. Expiry Option money selling, to which the option American,e.g. call option purchasing, relates (Note 6) price European etc. date paid/received varying etc. per unit (Note 4)See Part 2 - Annexure C (f) Exercising Product name, e.g. call option Number of securities Exercise price per unit (Note 4) (g) Other dealings (including new securities) (Note 3) Nature of Transaction Quantity Price Per Unit (if applicable)Loan of securities 686,000 N/ALoan of securities Returns 482,200 N/ACollateral Delivered 160,000 N/AReturnsBorrow securities 236,000 N/A 4. OTHER INFORMATION Agreements, arrangements or understandings relating to options or derivatives Full details of any agreement, arrangement or understanding between the person disclosing and any other person relatingto the voting rights of any relevant securities under any option referred to on this form or relating to the votingrights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form isreferenced. If none, this should be stated. Is a Supplemental Form 38.5(b) attached? (Note 8) YES Date of disclosure 21 April 2008 Contact name Johanna Uy Telephone number +44 (0) 2030374339 Name of offeree/offeror with which connected Rio Tinto PlcNature of connection (Note 9) Connected principal trader Annexure A Buy Sell Exec Quantity Exec Price BUY 2000.00 42.24 BUY 3000.00 42.34 BUY 2000.00 42.34 BUY 127.00 42.35 BUY 309.00 42.35 BUY 4564.00 42.35 BUY 4000.00 42.35 BUY 2000.00 42.34 BUY 309.00 42.32 BUY 1691.00 42.32 BUY 3000.00 42.34 BUY 1757.00 42.34 BUY 243.00 42.34 BUY 2000.00 42.35 BUY 300.00 42.29 BUY 800.00 42.29 BUY 900.00 42.29 BUY 84.00 42.28 BUY 174.00 42.28 BUY 1742.00 42.28 BUY 245.00 42.25 BUY 540.00 42.29 BUY 1755.00 42.25 BUY 2000.00 42.28 BUY 03.00 42.29 BUY 200.00 42.29 BUY 1257.00 42.29 BUY 1844.00 42.35 BUY 1124.00 42.35 BUY 32.00 42.35 BUY 1052.00 42.26 BUY 2000.00 42.26 BUY 2948.00 42.26 BUY 10233.00 42.72 BUY 2730.00 43.07 BUY 08.00 43.07 BUY 228.00 42.90 BUY 910.00 42.91 BUY 90.00 42.91 BUY 582.00 42.91 BUY 230.00 42.91 BUY 08.00 42.91 BUY 683.00 42.90 BUY 359.00 42.77 BUY 550.00 42.78 BUY 14.00 42.66 BUY 23.00 42.66 BUY 77.00 42.66 BUY 07.00 42.66 BUY 17.00 42.66 BUY 07.00 42.66 BUY 1655.00 42.66 BUY 199.00 42.29 BUY 2250.00 42.21 BUY 450.00 42.22 BUY 433.00 42.13 BUY 498.00 42.13 BUY 12.00 42.13 BUY 29.00 42.38 BUY 884.00 42.42 BUY 06.00 42.42 BUY 1120.00 42.43 BUY 1757.00 42.31 BUY 399.00 42.31 BUY 310.00 42.31 BUY 1097.00 42.31 BUY 1228.00 42.32 BUY 245.00 42.43 BUY 42.00 42.43 BUY 622.00 42.43 BUY 601.00 42.50 BUY 398.00 42.50 BUY 762.00 42.50 BUY 237.00 42.50 BUY 24.00 42.38 BUY 200.00 42.38 BUY 486.00 42.38 BUY 84.00 42.38 BUY 124.00 42.24 BUY 239.00 42.24 BUY 989.00 42.23 BUY 359.00 42.30 BUY 290.00 43.04 BUY 158.00 43.04 BUY 52.00 43.04 BUY 300.00 43.17 BUY 1700.00 43.17 BUY 100.00 43.02 BUY 300.00 42.88 BUY 350.00 42.50 BUY 400.00 42.35 BUY 1567.00 42.22 BUY 20.00 42.22 BUY 230.00 42.22 BUY 683.00 42.22 BUY 250.00 42.20 BUY 3000.00 42.43 BUY 341.00 42.26 BUY 52.00 42.26 BUY 107.00 42.26 BUY 36.00 42.95 BUY 1064.00 42.95 BUY 1100.00 42.95 BUY 11.00 42.37 BUY 35.00 42.37 BUY 233.00 42.37 BUY 4325.00 79.76 BUY 12975.00 80.49 BUY 100.00 78.86 BUY 100.00 78.85 BUY 100.00 78.85 BUY 100.00 78.85 BUY 100.00 78.85 BUY 100.00 78.85 BUY 100.00 78.83 BUY 300.00 78.83 BUY 1800.00 78.85 BUY 100.00 78.85 BUY 200.00 78.84 BUY 200.00 78.85 BUY 200.00 78.83 BUY 1600.00 78.80 BUY 700.00 78.80 BUY 200.00 78.80 BUY 1000.00 78.80 BUY 1000.00 78.80 BUY 100.00 78.80 BUY 200.00 78.80 BUY 200.00 78.80 BUY 100.00 79.55 BUY 300.00 79.55 BUY 200.00 79.56 BUY 100.00 79.55 BUY 100.00 79.56 BUY 100.00 79.56 BUY 600.00 79.56 BUY 500.00 79.56 BUY 100.00 79.56 BUY 500.00 79.56 BUY 2400.00 79.56 BUY 7500.00 77.85 SELL -06.00 42.96 SELL -300.00 42.96 SELL -400.00 42.96 SELL -800.00 42.96 SELL -300.00 42.96 SELL -185.00 42.95 SELL -09.00 42.95 SELL -1084.00 42.98 SELL -916.00 42.98 SELL -09.00 43.01 SELL -181.00 43.01 SELL -310.00 43.00 SELL -1443.00 43.00 SELL -57.00 43.00 SELL -466.00 42.98 SELL -534.00 42.98 SELL -2000.00 42.97 SELL -441.00 42.73 SELL -1000.00 42.72 SELL -71.00 42.72 SELL -250.00 42.71 SELL -250.00 42.60 SELL -854.00 42.61 SELL -14.00 42.61 SELL -132.00 42.61 SELL -318.00 42.27 SELL -270.00 42.27 SELL -118.00 42.27 SELL -1619.00 42.27 SELL -633.00 42.30 SELL -1253.00 42.30 SELL -1212.00 42.46 SELL -677.00 42.39 SELL -270.00 42.37 SELL -2000.00 42.36 SELL -105.00 42.36 SELL -728.00 42.36 SELL -325.00 42.36 SELL -884.00 42.35 SELL -18.00 42.35 SELL -933.00 42.35 SELL -497.00 42.37 SELL -76.00 42.37 SELL -538.00 42.37 SELL -1351.00 42.70 SELL -150.00 42.70 SELL -499.00 42.70 SELL -201.00 42.28 SELL -1505.00 42.28 SELL -350.00 43.10 SELL -37.00 42.95 SELL -100.00 42.95 SELL -1863.00 42.95 SELL -1000.00 42.90 SELL -2500.00 42.88 SELL -1500.00 43.00 SELL -794.00 42.87 SELL -206.00 42.87 SELL -230.00 42.77 SELL -296.00 42.78 SELL -409.00 42.78 SELL -96.00 42.78 SELL -347.00 42.75 SELL -600.00 42.75 SELL -318.00 42.74 SELL -06.00 42.73 SELL -470.00 42.73 SELL -1524.00 42.73 SELL -100.00 42.60 SELL -300.00 42.43 SELL -200.00 42.44 SELL -50.00 42.27 SELL -200.00 42.27 SELL -3000.00 42.36 SELL -300.00 42.44 SELL -3486.00 42.72 SELL -233.00 42.72 SELL -219.00 42.78 SELL -581.00 42.77 SELL -3685.00 42.37 SELL -56000.00 79.34 SELL -20000.00 78.91 SELL -1000.00 79.06 SELL -12975.00 80.67 SELL -100.00 79.44 SELL -180.00 79.39 SELL -100.00 79.38 SELL -100.00 79.55 SELL -100.00 79.54 SELL -100.00 79.40 SELL -200.00 79.40 SELL -100.00 79.40 SELL -1600.00 79.40 SELL -100.00 79.44 SELL -200.00 79.44 SELL -100.00 79.44 SELL -100.00 79.44 SELL -100.00 79.44 SELL -100.00 79.43 SELL -200.00 79.43 SELL -100.00 79.43 SELL -200.00 79.43 SELL -200.00 79.43 SELL -200.00 79.43 SELL -100.00 79.38 SELL -100.00 79.38 SELL -100.00 79.38 SELL -100.00 79.38 SELL -80.00 79.38 SELL -100.00 79.38 SELL -51.00 79.38 SELL -100.00 79.39 SELL -100.00 79.39 SELL -100.00 79.39 SELL -180.00 79.39 SELL -100.00 79.39 SELL -100.00 79.39 SELL -180.00 79.39 SELL -100.00 79.39 SELL -180.00 79.39 SELL -100.00 79.39 SELL -180.00 79.39 SELL -100.00 79.39 SELL -180.00 79.39 SELL -100.00 79.38 SELL -100.00 79.38 SELL -100.00 79.38 SELL -100.00 79.38 SELL -100.00 79.38 SELL -100.00 79.38 SELL -58.00 79.38 SELL -100.00 79.38 SELL -100.00 79.38 SELL -100.00 79.38 SELL -100.00 79.38 SELL -31.00 79.38 SELL -100.00 79.38 SELL -80.00 79.38 SELL -100.00 79.39 SELL -120.00 79.39 SELL -100.00 79.42 SELL -100.00 79.42 SELL -100.00 79.45 SELL -200.00 79.45 SELL -100.00 79.43 SELL -100.00 79.43 SELL -100.00 79.43 SELL -100.00 79.43 SELL -100.00 79.43 SELL -100.00 79.43 SELL -100.00 79.43 SELL -100.00 79.45 SELL -100.00 79.45 SELL -100.00 79.44 SELL -100.00 79.43 SELL -100.00 79.45 SELL -100.00 79.45 SELL -100.00 79.45 SELL -100.00 79.43 SELL -100.00 79.43 SELL -100.00 79.44 SELL -100.00 79.43 SELL -100.00 79.45 SELL -100.00 79.45 SELL -100.00 79.25 SELL -100.00 79.25 SELL -100.00 79.25 SELL -100.00 79.25 SELL -100.00 79.25 SELL -100.00 79.25 SELL -100.00 79.25 SELL -100.00 79.25 SELL -100.00 79.25 SELL -100.00 79.20 SELL -100.00 79.20 SELL -100.00 79.20 SELL -100.00 79.20 SELL -100.00 79.20 SELL -100.00 79.20 SELL -70.00 79.20 SELL -100.00 79.20 SELL -100.00 79.20 SELL -330.00 79.20 SELL -100.00 79.20 SELL -600.00 79.20 SELL -100.00 79.20 SELL -100.00 79.20 SELL -7500.00 77.85 -10227.00 OTC sale to custodian at market. Total Buy 120,947 Total Sell 164,167 Annexure B Type BuySell Exec Quantity Exec Price CFDS BUY 350.00 43.10 CFDS BUY 37.00 42.95 CFDS BUY 1863.00 42.95 CFDS BUY 100.00 42.95 CFDS BUY 1000.00 42.90 CFDS BUY 2500.00 42.88 CFDS BUY 1500.00 43.00 CFDS BUY 600.00 42.75 CFDS BUY 96.00 42.78 CFDS BUY 1524.00 42.73 CFDS BUY 06.00 42.73 CFDS BUY 318.00 42.74 CFDS BUY 409.00 42.78 CFDS BUY 206.00 42.87 CFDS BUY 794.00 42.87 CFDS BUY 470.00 42.73 CFDS BUY 296.00 42.78 CFDS BUY 230.00 42.77 CFDS BUY 347.00 42.75 CFDS BUY 100.00 42.60 CFDS BUY 300.00 42.43 CFDS BUY 200.00 42.44 CFDS BUY 50.00 42.27 CFDS BUY 200.00 42.27 CFDS BUY 3000.00 42.36 CFDS BUY 300.00 42.44 CFDS SELL -290.00 43.04 CFDS SELL -158.00 43.04 CFDS SELL -52.00 43.04 CFDS SELL -300.00 43.17 CFDS SELL -1700.00 43.17 CFDS SELL -100.00 43.02 CFDS SELL -300.00 42.88 CFDS SELL -350.00 42.50 CFDS SELL -400.00 42.35 CFDS SELL -20.00 42.22 CFDS SELL -230.00 42.22 CFDS SELL -683.00 42.22 CFDS SELL -1567.00 42.22 CFDS SELL -250.00 42.20 CFDS SELL -3000.00 42.43 CFDS SELL -341.00 42.26 CFDS SELL -52.00 42.26 CFDS SELL -107.00 42.26 Total Buy 16,796 Total Sell 9,900 Annexure C Call/Put Buy Sell Exec Quantity Exec Price Strike Amer/Euro Expiry Call Option BUY 02.00 01.06 45.00 American 20080529 Call Option BUY 2242.00 36.95 36.95 European 20080418 Put Option BUY 82830.69 00.01 46.16 European 20080418 Call Option BUY 2500.00 01.11 40.00 European 20080529 Call Option BUY 9000.00 00.23 43.00 European 20080423 Call Option BUY 20000.00 00.19 43.00 European 20080423 Call Option BUY 20000.00 00.19 43.00 European 20080423 Call Option BUY 10000.00 00.19 43.00 European 20080423 Call Option BUY 10000.00 00.84 39.00 European 20080423 Call Option BUY 10000.00 01.57 38.00 American 20080626 Put Option BUY 1710.00 27.19 17.16 European 29/06/2012 Put Option BUY 2500.00 03.77 37.00 European 30/10/2007 Put Option BUY 2000.00 25.55 17.58 European 30/06/2008 Put Option BUY 2000.00 18.32 25.00 European 19/05/2016 Put Option BUY 2000.00 18.34 25.00 European 19/05/2016 Put Option BUY 500.00 18.36 25.00 European 19/05/2016 Put Option BUY 1500.00 18.36 25.00 European 19/05/2016 Put Option BUY 1000.00 18.35 25.00 European 19/05/2016 Put Option BUY 2000.00 18.34 25.00 European 19/05/2016 Put Option BUY 750.00 18.14 25.00 European 19/05/2016 Put Option BUY 250.00 18.08 25.00 European 19/05/2016 Put Option BUY 250.00 17.97 25.00 European 19/05/2016 Put Option BUY 1000.00 17.97 25.00 European 19/05/2016 Put Option BUY 750.00 13.82 32.00 European 17/11/2016 Call Option SELL -10.00 00.15 45.00 American 20080423 Call Option SELL -10.00 00.15 45.00 American 20080423 Call Option SELL -05.00 00.10 45.00 American 20080423 Put Option SELL -02.00 02.20 42.00 American 20080626 Call Option SELL -01.00 01.34 41.50 American 20080423 Call Option SELL -01.00 00.61 43.00 American 20080423 Put Option SELL -05.00 00.10 40.00 American 20080423 Put Option SELL -20.00 00.27 41.00 American 20080423 Put Option SELL -82830.69 00.01 45.16 European 20080418 Put Option SELL -20000.00 00.36 38.00 European 20080626 Call Option SELL -2000.00 00.53 46.00 American 20080626 Call Option SELL -10000.00 00.36 45.00 American 20080529 Call Option SELL -10000.00 00.36 45.00 American 20080529 Put Option SELL -235.00 09.38 42.42 American 20120426 Put Option SELL -932.00 05.73 42.89 American 20090430 Put Option SELL -291.00 10.00 42.89 American 20130425 SELL -10233.00 00.01 Put Option SELL -2500.00 03.82 37.00 European 30/10/2007 Put Option SELL -1000.00 16.25 26.93 European 30/06/2008 Put Option SELL -1000.00 16.25 26.93 European 30/06/2008 Put Option SELL -1000.00 18.46 European Put Option SELL -3000.00 14.40 32.00 European 17/11/2016 Put Option SELL -250.00 14.27 32.00 European 17/11/2016 Put Option SELL -1000.00 14.27 32.00 European 17/11/2016 Put Option SELL -1000.00 14.27 32.00 European 17/11/2016 Put Option SELL -750.00 14.27 32.00 European 17/11/2016 Put Option SELL -1000.00 14.20 32.00 European 17/11/2016 Put Option SELL -750.00 14.05 32.00 European 17/11/2016 Put Option SELL -1000.00 14.05 32.00 European 17/11/2016 Put Option SELL -1000.00 14.05 32.00 European 17/11/2016 Put Option SELL -250.00 14.05 32.00 European 17/11/2016 Put Option SELL -2500.00 13.68 32.00 European 17/11/2016 Put Option SELL -500.00 13.68 32.00 European 17/11/2016 Put Option SELL -944.00 26.48 20.00 European 28/06/2013 Put Option SELL -378.00 26.51 20.00 European 28/06/2013 Put Option SELL -373.00 26.77 20.00 European 28/06/2013 Put Option SELL -2750.00 08.20 32.00 European 27/09/2007 Put Option SELL -2250.00 08.20 32.00 European 27/09/2007 Put Option SELL -1000.00 12.93 30.21 European 30/06/2008 Total Buy 184,784.7 Total Sell 162,771 This information is provided by RNS The company news service from the London Stock ExchangeRelated Shares:
BHP Group