9th Sep 2009 09:46
FORM 38.5(a)
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS
WITH RECOGNISED INTERMEDIARY STATUS
DEALING IN A CLIENT-SERVING CAPACITY
(Rule 38.5(a) of the Takeover Code)
1. KEY INFORMATION
|
Name of exempt principal trader |
(GS) GOLDMAN SACHS INTERNATIONAL |
|
Company dealt in |
ANGLO AMERICAN PLC |
|
Class of relevant security to which the dealings being disclosed relate (Note 1) |
0.54945 USD ordinary shares and ADRs |
|
Date of dealing |
08 September 2009 |
2. DEALINGS (Note 2)
(a) Purchases and sales
|
Total number of securities purchased (no. of underlying ords if ADR) |
Highest price paid (Note 3) |
Lowest price paid (Note 3) |
|
176,874 27,000 |
20.835 GBP 32.90 USD |
20.25 GBP 32.90 USD |
|
142 (71) |
16.89 USD |
16.78 USD |
|
Total number of securities sold (no. of underlying ords if ADR) |
Highest price received (Note 3) |
Lowest price received (Note 3) |
|
77,100 154,225 |
33.702 USD 20.835 GBP |
33.702 USD 20.25 GBP |
|
142 (71) |
16.8071 USD |
16.8071 USD |
(b) Derivatives transactions (other than options)
|
Product name, e.g. CFD |
Long/short (Note 4) |
Number of securities (Note 5) |
Price per unit (Note 3) |
|
CFD |
Long |
4,622 |
20.7143 GBP |
|
CFD |
Long |
89 |
20.3914 GBP |
|
CFD |
Long |
2,690 |
20.2025 GBP |
|
CFD |
Long |
1,190 |
20.1494 GBP |
|
CFD |
Long |
2,491 |
20.4487 GBP |
|
CFD |
Long |
3,670 |
20.3667 GBP |
|
CFD |
Long |
300 |
20.5213 GBP |
|
CFD |
Short |
1,015 |
20.484 GBP |
|
CFD |
Short |
7,785 |
20.5023 GBP |
|
CFD |
Short |
627 |
19.6111 GBP |
|
CFD |
Short |
782 |
20.0496 GBP |
|
CFD |
Short |
3,904 |
20.2072 GBP |
|
CFD |
Short |
4,509 |
20.4881 GBP |
|
CFD |
Short |
752 |
20.2072 GBP |
|
CFD |
Short |
3,251 |
19.1053 GBP |
|
CFD |
Short |
1,217 |
20.6955 GBP |
|
CFD |
Short |
3,683 |
20.4487 GBP |
|
CFD |
Short |
3,670 |
20.3667 GBP |
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
|
Product name, e.g. call option |
Writing, selling, purchasing, varying etc. |
Number of securities to which the option relates (Note 5) |
Exercise price |
Type, e.g. American, European etc. |
Expiry date |
Option money paid/received per unit (Note 3) |
|
Call Option / STOCK (1.00 : 1,000.00) |
S |
50 (50,000) |
20.00 GBP |
AMERICAN |
18/09/2009 |
0.95 GBP |
|
Call Option / STOCK (1.00 : 1,000.00) |
S |
50 (50,000) |
19.00 GBP |
AMERICAN |
18/09/2009 |
1.655 GBP |
|
Call Option / STOCK (1.00 : 1,000.00) |
B |
50 (50,000) |
19.00 GBP |
AMERICAN |
18/09/2009 |
1.655 GBP |
|
Call Option / STOCK (1.00 : 1,000.00) |
B |
50 (50,000) |
20.00 GBP |
AMERICAN |
18/09/2009 |
0.95 GBP |
(ii) Exercising
|
Product name, e.g. call option |
Number of securities |
Exercise price per unit (Note 3) |
3. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
|
Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated. |
|
Date of disclosure |
09 September 2009 |
|
Contact name |
Peter Highton |
|
Telephone number |
+44-207-774-1935 |
|
Name of offeree/offeror with which connected |
ANGLO AMERICAN PLC |
|
Nature of connection (Note 6) |
Advisor |
Notes
The Notes on Form 38.5(a) can be viewed on the Takeover Panel's website at www.thetakeoverpanel.org.uk
Related Shares:
Anglo American