28th Nov 2007 10:08
Citigroup GM Australia Pty Ltd28 November 2007 DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS BUT NOT DEALING IN A CLIENT-SERVING CAPACITY (Rule 38.5(b) of the Takeover Code) 1. KEY INFORMATION Name of exempt principal trader Citigroup Global Markets Australia Pty Limited Company dealt in BHP Billiton Ltd Class of relevant security to which the Ord/Equitydealings being disclosed relate (Note 1) Date of dealing 27 November 2007 2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE (a) Interests and short positions (following dealing) in the class ofrelevant security dealt in (Note 2) Long Short Number Number (%) (%) (1) Relevant securities 4,929,980 (0.15%) 5,595,654 (0.17%) (2) Derivatives (other than options) (0.00%) (0.00%) (3) Options and agreements to purchase/sell 57,572,262 (1.71%) 39,181,863 (1.17%) Total 62,502,242 (1.86%) 44,777,517 (1.34%) (b) Interests and short positions in relevant securities of the company,other than the class dealt in (Note 2) Class of relevant security: Long Short Convertible Number Number (%) (%) (1) Relevant securities (0.00%) (0.00%) (2) Derivatives (other than options) (0.00%) (0.00%) (3) Options and agreements to purchase/sell (0.00%) (0.00%) Total (0.00%) (0.00%) (c) Rights to subscribe (Note 2) Class of relevant security: Details 3. DEALINGS (Note 3) (a) Purchases and sales Purchase Number of securities Price per unit (Note 4) AUD (unless stated) 280000 41.33 80000 41.71 75000 41.45 30419 41.95 23105 41.02 22925 41.4 20742 41.15 19506 41.05 19229 41.95 17390 41.95 14937 41.02 12075 41.38 11148 41.38 10880 41.89 10000 41.95 9961 41.73 9899 41.05 9868 41.23 9735 41.8 9011 41.95 8730 41.43 8394 41.38 7955 41.89 7124 41.71 6500 41.26 6277 41.89 5997 41.95 5800 41.02 5703 41.28 5046 41.68 5000 41.04 5000 41.8 5000 41.82 4968 41.02 4947 41.85 4891 41.27 4818 41.5 4684 41.95 4682 41.88 4632 41.23 4305 41.5 4180 41.5 4177 41.8 4094 41.34 4054 41.48 4000 41.15 4000 41.34 4000 41.39 4000 41.89 3789 41.52 3739 41.44 3730 41.5 3652 41.81 3604 41.36 3600 41.42 3579 41.71 3447 41.04 3323 41.79 3318 41.5 3271 41.95 3071 41.51 3000 41.4 3000 41.79 2974 41.77 2974 41.63 2959 41.6 2927 41.41 2921 41.57 2916 41.39 2807 41.67 2591 41.77 2589 41.95 2583 41.4 2304 41.42 2249 41.42 2246 41.77 2076 41.55 2038 41.54 2000 41.55 1990 41.77 1983 41.52 1809 41.41 1764 41.77 1727 41.63 1700 41.42 1700 41.36 1664 41.48 1607 41.71 1600 41.48 1462 41.67 1425 41.5 1315 41.39 1265 41.45 1142 41.54 1111 41.54 1101 41.55 1100 41.02 1100 41.28 1091 41.63 1049 41.8 1048 41.85 1029 41.54 1016 41.57 1011 41.34 1000 41.05 1000 41.43 1000 41.5 1000 41.36 1000 41.74 1000 41.79 1000 41.88 951 41.55 951 41.8 939 41.85 920 41.54 920 41.82 906 41.44 900 41.53 900 41.85 867 41.8 864 41.49 864 41.49 864 41.49 855 41.47 855 41.47 854 41.71 852 41.77 844 41.42 834 41.8 809 41.63 800 41.38 768 41.89 750 41.46 750 41.5 712 41.79 682 41.8 681 41.47 668 41.66 643 41.6 636 41.81 636 41.63 627 41.55 622 41.28 615 41.44 600 41.39 566 41.54 530 41.85 525 41.5 518 41.57 513 41.49 513 41.55 510 41.4 510 41.4 507 41.54 501 41.39 500 41.04 500 41.5 500 41.23 500 41.34 500 41.37 500 41.55 500 41.8 500 41.79 500 41.83 500 41.85 498 41.47 496 41.43 474 41.41 450 41.67 438 41.54 434 41.28 434 41.38 427 41.5 416 41.68 400 41.95 394 41.39 388 41.74 346 41.57 325 41.47 320 41.44 318 41.88 300 41.05 300 41.05 300 41.04 300 41.36 284 41.64 258 41.15 252 41.46 250 41.31 250 41.8 250 41.95 243 41.41 231 41.55 220 41.8 201 41.47 200 41.32 200 41.8 195 41.34 190 41.38 188 41.43 183 41.38 161 41.39 150 41.47 147 41.96 146 41.57 136 41.33 130 41.36 128 41.41 120 41.28 120 41.28 120 41.89 118 41.4 118 41.4 105 41.28 103 41.42 100 41.05 100 41.05 100 41.38 100 41.38 99 41.5 98 41.38 97 41.4 92 41.38 90 41.02 83 41.39 78 41.38 77 41.4 73 41.41 72 41.63 71 41.54 71 41.55 66 41.5 66 41.85 60 41.27 60 41.63 50 41.32 50 41.6 49 41.27 47 41.41 47 41.39 47 41.77 46 41.41 40 41.5 39 41.44 38 41.67 36 41.77 35 41.79 35 41.67 35 41.67 35 41.69 33 41.43 33 41.43 33 41.57 28 41.5 25 41.52 25 41.55 24 41.05 24 41.04 24 41.28 24 41.28 24 41.28 24 41.38 24 41.52 24 41.54 24 41.55 21 41.41 20 41.36 16 41.38 12 41.43 12 41.55 5 41.45 2 41.38 2 41.52 1 41.44 1 41.4 1 41.41 1 41.37 1 41.37 1 41.34 1 41.32 1 41.32 1 41.33 1 41.73 1 41.74 1 41.73 1 41.76 1 41.66Total 1,032,940 Sales Number of securities Price per unit (Note 4) AUD (unless stated) -1 41.43 -1 41.37 -1 41.37 -1 41.33 -1 41.31 -1 41.31 -1 41.31 -1 41.73 -1 41.73 -1 41.74 -1 41.76 -1 41.68 -2 41.38 -2 41.43 -2 41.43 -2 41.86 -4 41.38 -14 41.42 -22 41.42 -26 41.42 -27 41.49 -30 41.66 -31 41.43 -32 41.42 -32 41.66 -33 41.43 -33 41.43 -35 41.82 -35 41.67 -35 41.67 -36 41.84 -44 41.42 -55 41.45 -57 41.43 -63 41.71 -78 41.9 -87 41.71 -96 41.38 -100 41.32 -100 41.42 -100 41.72 -100 41.87 -100 41.95 -107 42.1 -115 41.42 -120 41.42 -120 41.89 -130 41.24 -130 41.9 -135 41.49 -140 41.38 -150 41.87 -150 41.89 -156 41.43 -174 41.88 -177 41.43 -177 41.66 -200 41.66 -200 41.88 -254 41.43 -300 41.97 -300 42.11 -300 42.09 -360 41.22 -386 41.38 -390 41.84 -394 42.11 -400 41.32 -400 42.04 -400 42.11 -400 42.1 -400 42.11 -400 41.95 -524 41.84 -526 41.9 -596 41.9 -643 41.72 -655 42.09 -672 41.97 -720 41.22 -752 41.93 -800 41.64 -800 42.09 -826 41.88 -900 42.1 -940 41.22 -957 41.43 -1000 41.95 -1128 41.43 -1151 42.1 -1258 41.24 -1338 41.49 -1492 41.24 -1600 41.74 -1695 41.97 -2000 41.9 -2297 41.38 -2500 41.43 -2500 41.62 -2589 41.95 -2980 41.22 -3618 41.42 -3628 41.42 -3800 41.49 -4757 41.72 -4954 41.43 -5080 41.42 -5300 41.38 -5833 41.98 -7061 41.62 -7151 42.09 -7179 41.45 -7766 41.45 -8498 41.85 -8500 41.94 -8849 42.1 -10000 41.41 -10000 41.8 -11695 41.99 -12021 42.1 -12075 41.38 -16670 41.95 -17782 41.43 -19911 41.95 -44000 41.4 -49500 41.4 -80000 41.71Total 420,357 (b) Derivatives transactions (other than options) Product name, Long/short (Note 5) Number of securities (Note 6) Price per unit (AUD) (Note 4)e.g. CFD (c) Options transactions in respect of existing securities (i) Writing, selling, purchasing or varying Product name, Writing, Number of Exercise Type, e.g. Expiry Option money selling, securities to American,e.g. call option purchasing, which the option price (AUD) European etc. date paid/received varying etc. relates (Note 6) per unit (AUD) (Note 4) C purchasing 560000 42 A 24-Jan-08 2.53 C purchasing 225000 42 A 28-Feb-08 3.15 C purchasing 200000 42 A 28-Feb-08 3.15 C purchasing 160000 43 E 29-Nov-07 0.03 C purchasing 150000 44 A 20-Dec-07 0.65 C purchasing 80000 46 E 20-Dec-07 0.1 C purchasing 70000 42 A 20-Dec-07 1.38 C purchasing 20000 46 E 27-Mar-08 0.63 P selling 20000 36 A 20-Dec-07 0.22 C purchasing 20000 46 E 20-Dec-07 0.11 P selling 20000 40.5 E 20-Dec-07 0.26 P selling 20000 40.5 E 20-Dec-07 0.26 P selling 20000 40.5 E 20-Dec-07 0.25 C purchasing 20000 41 E 29-Nov-07 0.28 C purchasing 20000 43 E 29-Nov-07 0.03 C purchasing 12000 46 E 20-Dec-07 0.11 C purchasing 12000 43 E 29-Nov-07 0.03 C purchasing 7000 42.5 A 20-Dec-07 1.23 C purchasing 5000 39.5 E 28-Nov-07 1.91 C purchasing 5000 37.5 E 28-Nov-07 4.6 C purchasing 5000 37.5 E 28-Nov-07 4.48 C purchasing 5000 37.5 E 28-Nov-07 4.52 C purchasing 4000 21 A 29-Nov-07 20.73 C purchasing 3000 39.5 E 28-Nov-07 2.14 P selling 3000 42.5 E 19-Dec-07 1.47 C purchasing 2000 43 A 20-Dec-07 0.94 C purchasing 1200 21 A 29-Nov-07 20.88 C purchasing 1000 41.5 A 20-Dec-07 1.58 C purchasing 1000 44 A 20-Dec-07 0.66 C purchasing 900 39.5 E 28-Nov-07 2.77 P purchasing -147 48.5 E 19-Dec-07 6.48 C selling -150 19.66 A 28-Jun-12 24.84 C selling -250 26 A 27-Nov-08 19.11 C selling -500 37.5 E 28-Nov-07 5 C selling -900 39.5 E 28-Nov-07 2.26 C selling -1000 43 A 29-Nov-07 0.14 C selling -1000 26 A 27-Nov-08 19.11 P purchasing -1000 42 A 24-Jan-08 2.29 C selling -1200 26 A 27-Nov-08 18.99 C selling -1600 37.5 E 28-Nov-07 4.55 P purchasing -2000 43 A 24-Jan-08 3.02 P purchasing -2000 41.5 A 20-Dec-07 1.54 C selling -2000 45 A 28-Feb-08 1.86 C selling -2000 39.5 E 28-Nov-07 2.54 C selling -2000 41.5 A 29-Nov-07 0.78 P purchasing -2000 36 A 24-Jan-08 0.5 C selling -2000 41.5 A 24-Jan-08 2.88 C selling -3000 39.5 E 28-Nov-07 2.09 P purchasing -3000 42.5 E 19-Dec-07 1.25 P purchasing -3000 34 A 23-Apr-08 1.02 C selling -3400 37.5 E 28-Nov-07 4.49 P purchasing -4000 43 E 20-Dec-07 0.64 P purchasing -4000 34 A 27-Mar-08 0.86 C selling -4000 26 A 27-Nov-08 18.98 C selling -5000 37.5 E 28-Nov-07 4.55 C selling -5000 37.5 E 28-Nov-07 4.47 C selling -5000 45 A 20-Dec-07 0.48 C selling -5000 37.5 E 28-Nov-07 4.56 P purchasing -5000 42 A 20-Dec-07 1.8 C selling -5000 45 A 20-Dec-07 0.47 P purchasing -10000 41 A 20-Dec-07 1.31 P purchasing -10000 41 A 20-Dec-07 1.32 C selling -10000 46 E 27-Mar-08 0.62 C selling -10000 46 E 27-Mar-08 0.62 C selling -10000 45 A 20-Dec-07 0.49 P purchasing -10000 41 A 29-Nov-07 0.22 C selling -10000 41 A 24-Jan-08 3.11 C selling -20000 46 E 27-Mar-08 0.59 C selling -20000 46 E 27-Mar-08 0.62 C selling -20000 46 E 27-Mar-08 0.63 C selling -20000 46 E 27-Mar-08 0.67 C selling -20000 46 E 27-Mar-08 0.67 P purchasing -20000 40.5 E 20-Dec-07 0.28 C selling -24000 43 A 29-Nov-07 0.14 C selling -25000 43 A 29-Nov-07 0.14 C selling -32000 46 E 20-Dec-07 0.09 C selling -35000 43 A 29-Nov-07 0.13 P purchasing -40000 40.5 E 20-Dec-07 0.27 C selling -56960 46 E 20-Dec-07 0.11 C selling -80000 46 E 20-Dec-07 0.09 C selling -80000 46 E 20-Dec-07 0.12 C selling -100000 43 A 29-Nov-07 0.14 C selling -150000 39 A 20-Dec-07 3.25 C selling -200000 50 A 26-Jun-08 2.13 C selling -200000 41 E 27-Mar-08 1.23 C selling -225000 50 A 26-Jun-08 2.13 C selling -343040 46 E 20-Dec-07 0.11 C selling -400000 46 E 20-Dec-07 0.09 C selling -400000 41 E 27-Mar-08 1.23 P purchasing -560000 42 A 24-Jan-08 2.53 C selling -600000 41 E 27-Mar-08 1.24 (ii) Exercising Product name, e.g. call option Number of securities Exercise price per unit (Note 4) (d) Other dealings (including new securities) (Note 3) Nature of transaction (Note 7) Details Price per unit (if applicable) (Note 4) 4. OTHER INFORMATION Agreements, arrangements or understandings relating to options or derivatives Full details of any agreement, arrangement or understanding between the person disclosing and any other person relatingto the voting rights of any relevant securities under any option referred to on this form or relating to the votingrights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form isreferenced. If none, this should be stated. Is a Supplemental Form 38.5(b) attached? (Note 8) YES Date of disclosure 28 November 2007 Contact name Pavla Trskova Telephone number 02890 409544 Name of offeree/offeror with which connected BHP Billiton plc Nature of connection (Note 9) Corporate Broker/Financial Advisor Notes The Notes on Form 38.5(b) can be viewed on the Takeover Panel's website atwww.thetakeoverpanel.org.uk SUPPLEMENTAL FORM 38.5(b) DETAILS OF OPEN POSITIONS (This form should be attached to Form 38.5(b)) OPEN POSITIONS (Note 1) Product name, Written or Number of Exercise price Type, e.g. Expiry date purchased securities to which (Note 2) American, Europeane.g. call option the option or etc. derivative relates P Option written 29080880 38 E 29-Nov-07 P Option written 2368000 41 E 29-Nov-07 C Option purchased 850000 37 A 25-Sep-08 P Option written 766000 25 A 20-Dec-07 P Option written 749000 46 A 24-Jan-08 C Option purchased 700000 34.5 A 20-Dec-07 P Option written 580000 28 A 20-Dec-07 C Option purchased 540000 42.14 E 28-Feb-08 P Option written 516000 44 A 24-Jan-08 P Option written 500000 38 A 20-Dec-07 P Option written 500000 34.5 A 20-Dec-07 P Option written 485000 44 A 20-Dec-07 C Option purchased 474000 48 A 29-Nov-07 P Option written 449000 38 A 29-Nov-07 C Option purchased 415000 45 A 20-Dec-07 C Option purchased 397000 11.5 A 24-Jul-08 C Option purchased 340000 34.5 A 20-Dec-07 C Option purchased 333000 42 A 28-Feb-08 C Option purchased 327000 48 A 20-Dec-07 P Option written 320000 20 A 20-Dec-07 C Option purchased 300000 42.5 A 20-Dec-07 P Option written 300000 38 A 27-Mar-08 P Option written 300000 29 A 20-Dec-07 C Option purchased 284000 25 A 25-Mar-10 C Option purchased 265000 44 A 20-Dec-07 P Option written 256000 34 A 26-Jun-08 C Option purchased 254000 45 A 20-Dec-07 P Option written 250000 37.5 A 20-Dec-07 P Option written 250000 44 A 24-Jan-08 P Option written 237000 35 A 29-Nov-07 C Option purchased 228000 48 A 20-Dec-07 P Option written 228000 41 A 26-Jun-08 P Option written 212000 36 A 20-Dec-07 P Option written 212000 43 A 20-Dec-07 P Option written 210000 44 A 23-Apr-08 C Option purchased 200000 48 A 26-Jun-08 C Option purchased 200000 48 A 26-Jun-08 C Option purchased 200000 48 A 18-Dec-08 C Option purchased 200000 47 A 29-Nov-07 C Option purchased 200000 46 A 27-Mar-08 C Option purchased 200000 55 A 26-Mar-09 C Option purchased 200000 44 A 26-Jun-08 C Option purchased 200000 42 A 28-Feb-08 C Option purchased 200000 37 A 29-Nov-07 C Option purchased 200000 48 A 27-Mar-08 P Option written 200000 40 A 20-Dec-07 P Option written 200000 30 A 20-Dec-07 P Option written 200000 31 A 20-Dec-07 P Option written 182000 27.5 A 24-Jul-08 P Option written 180000 43 A 20-Dec-07 P Option written 169000 26.5 A 27-Mar-08 P Option written 157000 37 A 20-Dec-07 C Option purchased 155000 40 A 20-Dec-07 P Option written 155000 45 A 26-Jun-08 P Option written 154000 34 A 20-Dec-07 P Option written 152000 35 A 26-Jun-08 C Option purchased 150000 43 A 20-Dec-07 C Option purchased 150000 43 A 20-Dec-07 P Option written 150000 20.35 A 18-Oct-10 P Option written 150000 20.35 A 20-Oct-10 C Option purchased 145000 37 A 20-Dec-07 P Option written 143000 27 A 24-Jul-08 C Option purchased 141000 39 A 27-Mar-08 C Option purchased 140000 45 A 20-Dec-07 C Option purchased 136000 44 A 29-Nov-07 C Option purchased 135000 43 A 24-Jan-08 C Option purchased 131000 37 A 27-Mar-08 P Option written 131000 38 A 20-Dec-07 P Option written 128000 16.5 A 24-Jul-08 C Option purchased 126000 47 A 29-Nov-07 P Option written 125000 43 A 26-Mar-09 P Option written 125000 20.41 A 11-Oct-10 C Option purchased 124000 44 A 20-Dec-07 P Option written 122000 42 A 20-Dec-07 C Option purchased 120000 25.5 A 25-Mar-10 C Option purchased 113000 46 A 29-Nov-07 C Option purchased 111000 41 A 29-Nov-07 P Option written 110000 26 A 20-Dec-07 P Option written 104000 34.5 A 20-Dec-07 P Option written 101000 46 A 29-Nov-07 C Option purchased 100000 43.68 E 18-Dec-08 C Option purchased 100000 49 A 24-Jan-08 C Option purchased 100000 40 A 27-Mar-08 C Option purchased 100000 40 A 26-Jun-08 C Option purchased 100000 31 A 24-Jan-08 P Option written 100000 31 A 29-Nov-07 P Option written 100000 46 A 24-Jan-08 P Option written 100000 46 A 24-Jan-08 P Option written 100000 18.15 E 5-Jul-10 P Option written 100000 27.25 E 29-Jan-08 P Option written 97000 46 A 24-Jan-08 P Option written 97000 30 A 20-Dec-07 C Option purchased 96000 45 A 24-Jul-08 P Option written 96000 31 A 24-Jan-08 P Option written 91000 47 A 20-Dec-07 C Option purchased 89000 36 A 27-Mar-08 C Option purchased 86000 44 A 29-Nov-07 P Option written 82000 23 A 24-Jul-08 P Option written 82000 43 A 29-Nov-07 P Option written 80000 43 E 20-Dec-07 P Option written 79000 28 A 26-Jun-08 P Option written 76000 25.5 A 24-Jul-08 C Option purchased 75000 38 A 29-Nov-07 P Option written 75000 18 A 30-Jun-10 P Option written 73000 46 A 27-Mar-08 P Option written 73000 46 A 27-Mar-08 C Option purchased 70000 40 A 29-Nov-07 C Option purchased 68000 38 A 26-Jun-08 P Option written 68000 45 A 29-Nov-07 P Option written 66000 40 A 29-Nov-07 C Option purchased 65000 35 A 27-Mar-08 P Option written 64000 40.5 E 20-Dec-07 C Option purchased 60000 44 A 28-Feb-08 P Option written 60000 37 E 20-Dec-07 C Option purchased 57000 50 A 20-Dec-07 P Option written 55000 30 A 29-Nov-07 P Option written 53000 36 A 29-Nov-07 P Option written 51159 31.68 A 23-Jun-11 C Option purchased 50000 29.5 A 20-Dec-07 C Option purchased 50000 26 A 20-Dec-07 C Option purchased 50000 41 A 20-Dec-07 P Option written 50000 38 A 25-Mar-10 P Option written 50000 36 A 26-Jun-08 P Option written 50000 18 A 30-Jun-10 P Option written 50000 12.5 A 30-Jun-09 P Option written 50000 9.25 E 12-Jun-08 P Option written 46000 38 A 27-Mar-08 P Option written 44000 33 A 24-Jan-08 P Option written 44000 46 A 20-Dec-07 P Option written 42878 33.05 A 28-Jul-11 P Option written 41000 45 A 24-Jan-08 P Option written 41000 42 A 24-Jan-08 C Option purchased 40000 31 A 20-Dec-07 P Option written 40000 48 A 24-Jan-08 P Option written 40000 36 A 27-Mar-08 C Option purchased 38000 47 A 27-Mar-08 C Option purchased 37000 45 A 26-Jun-08 C Option purchased 37000 45 A 29-Nov-07 C Option purchased 37000 41.5 A 20-Dec-07 C Option purchased 35000 42 A 20-Dec-07 P Option written 35000 28 A 29-Nov-07 P Option written 35000 28 A 24-Jul-08 C Option purchased 33000 44 A 26-Jun-08 P Option written 33000 26 A 24-Jul-08 C Option purchased 32000 50 A 24-Jul-08 P Option written 32000 39 A 20-Dec-07 P Option written 32000 44 A 29-Nov-07 P Option written 30000 37 A 29-Nov-07 P Option written 30000 15 A 20-Dec-07 P Option written 30000 22 A 27-Mar-08 P Option written 29000 35 A 24-Jan-08 C Option purchased 28000 46 A 26-Jun-08 P Option written 28000 39 A 28-Feb-08 P Option written 27958 33.19 A 28-Jul-11 C Option purchased 25000 52 A 26-Jun-08 P Option written 25000 31.5 A 20-Dec-07 P Option written 25000 21 A 27-Mar-08 P Option written 25000 27 A 29-Nov-07 C Option purchased 24000 43 A 28-Feb-08 C Option purchased 24000 46 A 28-Feb-08 P Option written 24000 42 A 28-Feb-08 C Option purchased 23000 53 A 25-Sep-08 C Option purchased 23000 32.5 A 20-Dec-07 C Option purchased 23000 35.5 A 20-Dec-07 P Option written 23000 25 A 25-Mar-10 C Option purchased 21000 33 A 29-Nov-07 C Option purchased 21000 36 A 20-Dec-07 P Option written 20367 33.96 A 23-Jun-11 C Option purchased 20000 31 A 26-Jun-08 C Option purchased 20000 25.5 A 24-Jul-08 C Option purchased 20000 29.5 A 20-Dec-07 C Option purchased 20000 35 A 26-Jun-08 C Option purchased 20000 30 A 26-Jun-08 C Option purchased 20000 33 A 27-Mar-08 C Option purchased 20000 33.5 A 29-Nov-07 P Option written 20000 12 A 24-Jul-08 P Option written 20000 31 A 20-Dec-07 P Option written 20000 26.5 A 20-Dec-07 P Option written 20000 47 A 24-Jan-08 P Option written 20000 47 A 23-Apr-08 P Option written 20000 21.5 A 25-Mar-10 P Option written 19330 33.9 A 5-Jul-11 C Option purchased 19000 42 A 24-Jan-08 C Option purchased 19000 43 A 24-Jan-08 P Option written 17345 33.06 A 5-Jul-11 P Option written 17307 28.89 E 30-Jun-09 P Option written 17253 28.98 E 19-Feb-10 P Option written 17000 34 A 23-Apr-08 P Option written 17000 33 A 24-Jul-08 P Option written 16386 32.72 A 24-Jun-11 P Option written 16156 49.74 A 28-Nov-12 C Option purchased 16000 37 A 29-Nov-07 C Option purchased 16000 26.5 A 24-Jul-08 P Option written 16000 25.5 A 20-Dec-07 P Option written 16000 33 A 27-Mar-08 P Option written 15912 33.5 A 27-Mar-12 C Option purchased 15000 25 A 24-Jul-08 C Option purchased 15000 47 A 26-Jun-08 P Option written 15000 22 A 25-Sep-08 P Option written 15000 22.5 A 25-Mar-10 P Option written 15000 50 A 24-Jul-08 P Option written 15000 39 A 26-Jun-08 P Option written 15000 23.5 A 28-Feb-08 P Option written 14000 20 A 24-Jul-08 P Option written 14000 25 A 27-Mar-08 C Option purchased 13000 42.5 A 20-Dec-07 P Option written 12364 42.11 A 11-Jul-12 P Option written 12362 39.26 A 28-Aug-12 P Option written 12313 34.08 A 23-Jun-11 C Option purchased 12000 41 A 27-Mar-08 C Option purchased 12000 43 A 26-Jun-08 C Option purchased 12000 12.5 A 24-Jul-08 P Option written 12000 40 A 20-Dec-07 P Option written 11699 35.88 A 25-Apr-12 P Option written 11418 35.03 E 29-Jun-10 C Option purchased 11000 38 A 27-Mar-08 P Option written 10933 38.41 A 13-Jun-12 C Option purchased 10000 36 A 28-Feb-08 C Option purchased 10000 34 A 27-Mar-08 C Option purchased 10000 32.5 A 27-Mar-08 C Option purchased 10000 21 A 25-Sep-08 C Option purchased 10000 38.5 A 29-Nov-07 P Option written 10000 43 A 25-Mar-10 P Option written 10000 34 A 24-Jan-08 P Option written 10000 33 A 26-Jun-08 P Option written 10000 12.5 A 25-Mar-10 P Option written 10000 27.58 E 23-Jun-09 P Option written 9575 34.81 E 28-Jun-10 C Option purchased 9000 42 A 26-Jun-08 C Option purchased 9000 44 A 27-Mar-08 P Option written 9000 34 A 24-Jul-08 P Option written 9000 18 A 24-Jul-08 P Option written 9000 28.5 A 20-Dec-07 P Option written 9000 32.5 A 20-Dec-07 P Option written 8982 29.48 A 28-Mar-11 P Option written 8949 35.69 A 28-Apr-11 C Option purchased 8000 30 A 25-Sep-08 C Option purchased 8000 40 A 27-Mar-08 P Option written 8000 35.5 A 27-Mar-08 P Option written 8000 19.5 A 24-Jul-08 P Option written 7825 25.81 A 29-Dec-10 P Option written 7000 48 A 26-Jun-08 P Option written 6000 35.5 A 24-Jan-08 P Option written 5741 30.48 E 12-Apr-10 P Option written 5661 33.59 A 2-Aug-11 P Option written 5530 18.08 E 30-Jun-08 C Option purchased 5000 30 A 27-Mar-08 C Option purchased 5000 41 A 24-Jan-08 C Option purchased 5000 42 A 25-Sep-08 C Option purchased 5000 35 A 20-Dec-07 P Option written 5000 29 A 24-Jul-08 P Option written 5000 39 A 27-Mar-08 P Option written 5000 26 E 16-Jun-08 P Option written 4480 29.02 A 28-Feb-11 C Option purchased 4000 30 A 20-Dec-07 C Option purchased 4000 28 A 27-Mar-08 P Option written 4000 36 A 25-Sep-08 P Option written 4000 38.5 A 20-Dec-07 P Option written 4000 24.8 E 19-Jan-10 P Option written 4000 24.32 E 19-Jan-11 P Option written 3658 27.33 E 28-Jun-11 P Option written 3601 30.54 E 20-Apr-09 P Option written 3598 27.79 E 29-Jun-11 P Option written 3564 38.24 A 23-May-11 P Option written 3484 28.7 E 30-Jun-11 P Option written 3448 29 E 30-Jun-09 P Option written 3209 30.62 A 7-Oct-11 C Option purchased 3000 45 A 28-Feb-08 C Option purchased 3000 35 A 29-Nov-07 C Option purchased 3000 39.5 A 20-Dec-07 C Option purchased 3000 41 A 28-Feb-08 C Option purchased 3000 34 A 20-Dec-07 C Option purchased 3000 36 A 29-Nov-07 P Option written 3000 43 A 26-Jun-08 P Option written 3000 38 A 28-Aug-08 P Option written 3000 17.34 E 16-Jun-08 P Option written 2923 34.2 E 27-Jun-12 P Option written 2854 35.03 E 29-Jun-12 P Option written 2765 18.08 E 30-Jun-08 P Option written 2617 18.15 E 30-Jun-08 P Option written 2556 31.32 A 7-Feb-11 P Option written 2552 17.63 E 27-Jun-08 P Option written 2150 34.99 A 26-Jun-08 C Option purchased 2000 16 A 24-Jul-08 C Option purchased 2000 43 A 27-Mar-08 P Option written 2000 35.5 A 20-Dec-07 P Option written 2000 38.5 A 29-Nov-07 P Option written 2000 47 A 26-Jun-08 P Option written 2000 31.5 A 27-Mar-08 P Option written 2000 25.36 E 14-Sep-11 P Option written 2000 34.8 A 30-Jun-08 P Option written 2000 26 E 15-Jun-11 P Option written 1991 36.61 A 15-May-12 P Option written 1959 45.92 A 29-Nov-12 P Option written 1869 21.4 E 18-Nov-08 P Option written 1742 28.7 E 30-Jun-11 P Option written 1713 28.85 A 30-Jun-09 P Option written 1584 44.18 A 29-Nov-12 P Option written 1554 35.38 E 22-Jun-12 P Option written 1439 27.79 E 29-Jun-11 P Option written 1400 29.08 A 16-May-08 P Option written 1379 29 E 30-Jun-09 P Option written 1299 34.2 E 28-Jun-10 P Option written 1245 28.1 E 27-Jun-11 P Option written 1205 24.88 E 18-Jan-10 P Option written 1166 17.15 E 10-Jun-08 P Option written 1164 17.17 E 2-Jun-08 P Option written 1152 21.69 E 15-Dec-08 P Option written 1149 34.81 E 28-Jun-10 P Option written 1141 35.03 E 29-Jun-10 P Option written 1132 53.89 A 11-Oct-12 P Option written 1131 8.84 E 25-Jun-08 P Option written 1124 17.79 E 23-Jun-08 P Option written 1114 42.16 A 29-Nov-12 P Option written 1106 18.08 E 30-Jun-08 P Option written 1106 18.08 E 30-Jun-08 P Option written 1101 18.15 E 30-Jun-10 P Option written 1101 18.15 E 30-Jun-10 P Option written 1040 38.44 E 5-Sep-12 P Option written 1040 38.44 E 5-Sep-12 C Option purchased 1000 40 A 28-Feb-08 C Option purchased 1000 37.5 A 20-Dec-07 C Option purchased 1000 38.5 A 20-Dec-07 C Option purchased 1000 40 A 24-Jan-08 C Option purchased 1000 39 A 24-Jan-08 P Option written 1000 39 A 25-Sep-08 P Option written 1000 44 A 27-Mar-08 P Option written 1000 34 A 29-Nov-07 P Option written 1000 49 A 20-Dec-07 P Option written 1000 35.38 E 22-Jun-10 P Option written 927 17.79 E 23-Jun-08 P Option written 914 27.33 E 29-Jun-09 P Option written 899 27.79 E 29-Jun-11 P Option written 889 28.1 E 29-Jun-09 P Option written 865 28.89 E 30-Jun-09 P Option written 862 29 E 30-Jun-09 P Option written 861 34.81 E 28-Jun-10 P Option written 854 35.09 E 21-Jun-12 P Option written 832 24.01 E 10-Jan-12 P Option written 812 34.2 E 28-Jun-10 P Option written 802 34.89 E 28-Jun-10 P Option written 746 26.8 E 19-Jun-09 P Option written 731 27.33 E 28-Jun-11 P Option written 721 34.58 A 28-Jul-11 P Option written 719 27.79 E 29-Jun-09 P Option written 718 34.81 E 26-Jun-12 P Option written 713 35.03 E 29-Jun-12 P Option written 696 28.7 E 30-Jun-09 P Option written 693 28.85 E 5-Jun-09 P Option written 692 28.89 E 30-Jun-09 P Option written 690 28.98 E 7-Jul-11 P Option written 645 31 E 11-May-12 P Option written 645 31 E 9-May-11 P Option written 634 47.3 A 29-Nov-12 P Option written 629 31.78 E 12-May-11 P Option written 620 40.3 E 20-Nov-12 P Option written 620 40.3 E 20-Nov-12 P Option written 606 33 E 16-Aug-12 P Option written 606 33 E 16-Aug-12 P Option written 600 43 A 29-Nov-07 P Option written 588 34 E 15-Jun-12 P Option written 584 34.2 E 27-Jun-12 P Option written 547 18.26 E 20-Jun-08 P Option written 544 36.7 E 9-Aug-10 P Option written 523 47.82 A 29-Nov-12 P Option written 522 28.7 E 30-Jun-11 P Option written 522 28.7 E 30-Jun-11 P Barrier written 500 44 E 27-Feb-08 P Option written 481 20.76 E 6-Oct-08 P Option written 479 41.7 E 12-Nov-12 P Option written 456 35.03 E 29-Jun-10 P Option written 431 34.79 A 28-Jul-11 P Option written 429 34.94 E 25-Jun-10 P Option written 401 24.93 E 21-Jan-08 P Option written 356 34.66 A 28-Jul-11 P Option written 337 37.06 E 29-Aug-12 P Option written 337 37.06 E 29-Aug-12 P Option written 329 34.66 A 28-Jul-11 P Option written 287 34.81 E 27-Jun-11 P Option written 285 35.03 E 29-Jun-11 P Barrier written 195 48.5 E 19-Dec-07 P Option purchased -337 37.06 E 29-Aug-12 P Option purchased -600 43 A 29-Nov-07 P Option purchased -606 33 E 16-Aug-12 P Option purchased -620 40.3 E 20-Nov-12 P Option purchased -1000 33.5 A 27-Mar-08 P Option purchased -1000 45 A 20-Dec-07 P Option purchased -1000 36 A 24-Jan-08 P Option purchased -1000 30.5 A 29-Nov-07 P Option purchased -1000 42 A 23-Apr-08 C Option written -1000 33 A 20-Dec-07 P Option purchased -1040 38.44 E 5-Sep-12 P Option purchased -2000 50 A 29-Nov-07 P Option purchased -2000 34 A 23-Dec-10 P Option purchased -2000 40 A 24-Jul-08 C Option written -2000 11 A 24-Jul-08 C Option written -2000 48 A 24-Jan-08 C Option written -2000 48 A 27-Mar-08 C Option written -2000 32 A 24-Jul-08 C Barrier written -2000 39.5 E 28-Nov-07 C Option written -3000 15.5 A 24-Jul-08 C Option written -3000 48 A 18-Dec-08 C Option written -4000 26 A 23-Dec-10 C Option written -4000 47 A 20-Dec-07 C Option written -4000 36 A 26-Jun-08 C Option written -4000 36 E 27-Dec-07 P Option purchased -5000 22 A 25-Mar-10 P Option purchased -5000 29 A 25-Mar-10 P Option purchased -5000 35 A 24-Jul-08 C Option written -5000 27 A 24-Jul-08 P Option purchased -6000 35 A 27-Mar-08 C Option written -6000 48 A 28-Feb-08 C Option written -6000 47 A 28-Feb-08 P Option purchased -7000 47 A 29-Nov-07 P Option purchased -7000 34 A 28-Feb-08 C Option written -7000 45 A 27-Mar-08 C Option written -7000 56 A 25-Sep-08 C Option written -7000 10.5 A 24-Jul-08 C Option written -7000 45 A 24-Jan-08 P Option purchased -8000 16 A 24-Jul-08 P Option purchased -8000 20 A 25-Mar-10 P Option purchased -9000 29.5 A 27-Mar-08 P Option purchased -9000 37.5 A 20-Dec-07 P Option purchased -9000 41.5 A 20-Dec-07 C IWarrant written -9780 34 A 29-Nov-07 P Option purchased -10000 35 A 29-Jan-09 P Option purchased -10000 43 A 29-Nov-07 P Option purchased -10000 32 A 24-Jan-08 C Option written -10000 50 A 18-Dec-08 C Option written -10000 49 A 28-Feb-08 C Option written -10000 51 A 20-Dec-07 C Option written -10000 35 A 24-Jul-08 C Barrier written -10000 36.5 E 27-Feb-08 C Option written -11000 48 A 26-Jun-08 C Option written -11000 40 A 25-Sep-08 P Option purchased -12000 38 A 28-Feb-08 P Option purchased -12000 22 A 24-Jul-08 C Option written -12000 42 A 27-Mar-08 P Option purchased -13000 29 A 27-Mar-08 C Option written -13000 20 A 24-Jul-08 C Option written -13000 19 A 24-Jul-08 C Option written -13000 14 A 24-Jul-08 P Option purchased -14000 18 A 25-Mar-10 C SFIWarrant written -14076 19.66 A 28-Jun-12 C IWarrant written -14500 33 A 20-Dec-07 P Option purchased -15000 41.5 A 29-Nov-07 P Option purchased -15000 35 A 25-Mar-10 P Option purchased -15000 30.5 A 27-Mar-08 P Option purchased -15000 32 A 25-Mar-10 P Option purchased -15000 37 A 24-Jan-08 C Option written -15000 27 A 20-Dec-07 P Option purchased -16000 42 A 27-Mar-08 P Option purchased -17000 38 A 24-Jan-08 P Option purchased -17000 39.5 A 20-Dec-07 P Option purchased -17000 48 A 20-Dec-07 C Option written -17000 34 A 29-Nov-07 C IWarrant written -17000 44 A 27-Mar-08 P Option purchased -18000 22 A 23-Dec-10 P Option purchased -19000 36 A 28-Feb-08 P Option purchased -19000 41 A 20-Dec-07 P Option purchased -19000 27.5 A 20-Dec-07 P Option purchased -20000 29 A 29-Nov-07 P Option purchased -20000 40 A 27-Mar-08 P Option purchased -20000 24 A 25-Mar-10 P Option purchased -20000 34 A 25-Sep-08 P Option purchased -20000 26 A 27-Mar-08 P Option purchased -20000 19 A 25-Mar-10 P Option purchased -20000 42 A 26-Jun-08 P Option purchased -20000 21 A 24-Jul-08 P Option purchased -20000 23 A 20-Dec-07 C Option written -20000 46 A 24-Jan-08 C Option written -20000 26 A 24-Jul-08 C Option written -20000 54 A 20-Dec-07 C Option written -20000 41 E 29-Nov-07 C Option written -20000 42 E 20-Dec-07 C Option written -21000 41.5 A 29-Nov-07 C Option written -21000 16.5 A 24-Jul-08 P Option purchased -22000 23.5 A 24-Jul-08 P Option purchased -22000 40 A 28-Feb-08 C Barrier written -22500 37.5 E 28-Nov-07 P Option purchased -23000 33 A 20-Dec-07 C Option written -23000 44 A 24-Jan-08 P Option purchased -24000 32 A 27-Mar-08 P Option purchased -24000 36.5 A 20-Dec-07 P Option purchased -25000 32 A 26-Jun-08 P Option purchased -25000 37 A 23-Apr-08 P Option purchased -25000 27.5 A 29-Nov-07 P Option purchased -25000 39 A 22-Dec-11 C Option written -25000 37 A 26-Jun-08 C Option written -25000 48 A 29-Nov-07 C Option written -25000 24 A 24-Jul-08 P Option purchased -27000 34 A 27-Mar-08 P Option purchased -28000 32 A 20-Dec-07 P Option purchased -29000 31 A 27-Mar-08 P Option purchased -29000 37 A 27-Mar-08 P Option purchased -30000 19.5 A 20-Dec-07 C Option written -30000 43 A 20-Dec-07 C Option written -30000 23 A 24-Jul-08 P Option purchased -31000 35.5 A 29-Nov-07 P Option purchased -31000 41 A 27-Mar-08 P Option purchased -31000 48 A 29-Nov-07 C Option written -31000 60 A 27-Mar-08 P Option purchased -32000 41 A 29-Nov-07 C Option written -33000 36.5 A 20-Dec-07 C IWarrant written -33570 21 A 23-Apr-08 P Option purchased -34000 25 A 24-Jul-08 P Option purchased -35000 27 A 25-Mar-10 P Option purchased -35000 35 A 25-Sep-08 C IWarrant written -36415 21.5 A 19-Jun-09 P Option purchased -37000 45 A 20-Dec-07 C Option written -37000 38 A 20-Dec-07 C Option written -38000 46 A 20-Dec-07 P Option purchased -40000 37 A 28-Jun-12 P Option purchased -40000 42 A 22-Dec-11 P Option purchased -40000 34.5 A 29-Nov-07 C IWarrant written -41531 21 A 29-Nov-07 P Option purchased -43000 35 A 28-Feb-08 P Option purchased -45000 41 A 24-Jan-08 P Option purchased -47000 32.5 A 29-Nov-07 C Option written -47000 50 A 27-Mar-08 P Option purchased -48000 30 A 22-Dec-11 P Option purchased -49000 40 A 24-Jan-08 P Option purchased -50000 25.5 A 27-Mar-08 P Option purchased -50000 24 A 25-Mar-10 P Option purchased -50000 30 A 25-Sep-08 P Option purchased -50000 42 A 29-Nov-07 C Option written -50000 44 A 28-Feb-08 P Option purchased -52000 33 A 25-Mar-10 C IWarrant written -52350 25 A 27-Mar-08 P Option purchased -53000 43 A 24-Jan-08 C Option written -54000 47 A 24-Jan-08 P Option purchased -55000 28.5 A 29-Nov-07 P Option purchased -60000 33 A 29-Nov-07 P Option purchased -61000 26 A 25-Mar-10 C Option written -61000 49 A 29-Nov-07 P Option purchased -65000 32 A 29-Nov-07 C IWarrant written -66059 25 A 23-Jul-08 P Option purchased -68000 31 A 23-Dec-10 C Option written -69000 39 A 29-Nov-07 P Option purchased -78000 41 A 28-Feb-08 C Option written -78000 28 A 24-Jul-08 P Option purchased -79000 31 A 29-Nov-07 P Option purchased -80000 37 A 20-Dec-07 C IWarrant written -83520 40 A 26-Jun-08 C Option written -87000 41 A 26-Jun-08 C IWarrant written -88087 16 A 23-Jun-08 P Option purchased -98000 30 A 26-Jun-08 P Option purchased -100000 46 A 24-Jan-08 P Option purchased -100000 40 A 27-Mar-08 C Option written -100000 50 A 24-Jan-08 C Option written -100000 60 A 26-Mar-09 P Option purchased -101000 30 A 27-Mar-08 C Option written -104000 43 A 20-Dec-07 P Option purchased -110000 31.5 A 29-Nov-07 C Option written -110000 49 A 20-Dec-07 C Option written -113000 18 A 24-Jul-08 P Option purchased -119000 38 A 26-Jun-08 C Option written -121000 50 A 29-Nov-07 C Option written -124000 52 E 27-Mar-08 P Option purchased -125000 34.5 A 20-Dec-07 C Option written -127000 42 A 29-Nov-07 C Option written -128000 42 E 29-Nov-07 P Option purchased -130000 43 A 27-Mar-08 C Option written -130000 46 A 27-Mar-08 C IWarrant written -133784 26 A 27-Nov-08 C Option written -135000 41 A 29-Nov-07 P Option purchased -141000 27 A 27-Mar-08 P Option purchased -146000 40 A 26-Jun-08 P Option purchased -148000 33.5 A 20-Dec-07 C Option written -148000 39 A 20-Dec-07 P Option purchased -149000 39 A 29-Nov-07 P Option purchased -150000 45 A 29-Nov-07 P Option purchased -150000 39 A 24-Jan-08 C Option written -150000 21 A 24-Jul-08 C Option written -150000 50 A 23-Apr-08 C Option written -150000 43 A 20-Dec-07 P Option purchased -162000 27 A 22-Dec-11 P Option purchased -170000 37 A 26-Jun-08 P Option purchased -172000 39 A 27-Mar-08 C Option written -173000 12 A 24-Jul-08 P Option purchased -175000 44 A 20-Dec-07 C Option written -175000 29 A 20-Dec-07 C Barrier written -180300 38.5 E 27-Feb-08 P Option purchased -188000 30.5 A 20-Dec-07 P Option purchased -190000 35 A 20-Dec-07 P Option purchased -200000 41 A 20-Dec-07 P Option purchased -200000 36.5 A 20-Dec-07 C Option written -200000 52 A 20-Dec-07 C Option written -200000 40 A 20-Dec-07 C Option written -200000 55 A 23-Dec-10 C Option written -200000 50 A 26-Jun-08 C Option written -200000 44 E 20-Dec-07 C Option written -200000 48 A 26-Jun-08 C Option written -200000 48 A 18-Dec-08 C Option written -200000 48 A 18-Dec-08 C Option written -218000 50 A 26-Jun-08 P Option purchased -245000 27.5 A 27-Mar-08 C Option written -250000 35 A 20-Dec-07 C Option written -250000 28 A 20-Dec-07 P Option purchased -259000 37 A 20-Dec-07 P Option purchased -264000 37.5 A 20-Dec-07 C Option written -264000 37.5 A 20-Dec-07 P Option purchased -267000 42 A 29-Nov-07 P Option purchased -270000 39 A 20-Dec-07 C Option written -271000 43 A 29-Nov-07 P Option purchased -274000 32 A 22-Dec-11 C Option written -276000 47 A 20-Dec-07 P Option purchased -288000 26 A 23-Dec-10 P Option purchased -300000 37 A 29-Nov-07 P Option purchased -300000 46 A 29-Nov-07 P Option purchased -320000 24 A 20-Dec-07 P Option purchased -340000 29 A 22-Dec-11 P Option purchased -350000 36 A 29-Nov-07 P Option purchased -353000 39 A 29-Nov-07 C Option written -400000 39 A 27-Mar-08 C Option written -400000 49 A 20-Dec-07 C Option written -405200 46 E 27-Mar-08 C Option written -413600 43 E 27-Mar-08 C Option written -480000 45 E 29-Nov-07 P Option purchased -500000 34.5 A 20-Dec-07 C Option written -506000 50 E 20-Dec-07 C Option written -540000 42.14 E 28-Feb-08 C Option written -540000 42.14 E 28-Feb-08 P Option purchased -550000 44 A 29-Nov-07 P Option purchased -560000 42 A 24-Jan-08 P Option purchased -624000 42 A 20-Dec-07 P Option purchased -635000 41 A 29-Nov-07 C Option written -650000 31 A 20-Dec-07 P Option purchased -700000 37 A 25-Sep-08 P Option purchased -700000 34.5 A 20-Dec-07 C Option written -720188 38 E 27-Dec-07 C Option written -750000 30 A 20-Dec-07 P Option purchased -874000 43 A 29-Nov-07 P Option purchased -1235000 38 A 29-Nov-07 C Option written -1240000 41 E 27-Mar-08 C Option written -1514800 43 E 29-Nov-07 C Option written -1794400 46 E 20-Dec-07 C Option written -2000000 0.01 E 20-Dec-07 C Option written -3720000 48 E 20-Dec-07 Notes 1. Where there are open option positions or open derivative positions (exceptfor CFDs), full details should be given. Full details of any existingagreements to purchase or to sell should also be given on this form. 2. For all prices and other monetary amounts, the currency must be stated. For details of the Code's dealing disclosure requirements, see Rules 8 and 38.5and their Notes which can be viewed on the Takeover Panel's website atwww.thetakeoverpanel.org.uk This information is provided by RNS The company news service from the London Stock ExchangeRelated Shares:
BHP Group