|
FORM 38.5 (b)
|
|
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS
|
|
WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS
|
|
BUT NOT DEALING IN A CLIENT-SERVING CAPACITY
|
|
(Rule 38.5(b) of the Takeover Code)
|
|
1. KEY INFORMATION
|
|
Name of exempt principal trader
|
Credit Suisse Equities (Australia) Limited
|
|
Company dealt in
|
BHP Billiton Limited
|
|
Class of relevant security to which the dealings being disclosed relate (Note 1)
|
Ordinary Shares
|
|
Date of dealing
|
30-05-2008
|
|
|
|
|
|
2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE
|
|
(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 2)
|
|
|
Long
|
Short
|
|
|
Number
|
(%)
|
Number
|
(%)
|
|
(1) Relevant securities
|
76,539
|
0.002
|
8,208,351
|
0.244
|
|
(2) Derivatives (other than options)
|
|
|
|
|
|
(3) Options and agreements to purchase/sell
|
|
|
|
|
|
Total
|
76,539
|
0.002
|
8,208,351
|
0.244
|
|
|
|
|
|
(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 2)
|
|
Class Of Relevant Security
|
Long
|
Short
|
|
(1) Relevant Securities
|
|
|
|
(2) Derivatives (other than options)
|
|
|
|
(3) Options and agreements to purchasesell
|
|
|
|
Total
|
|
|
|
|
|
|
|
(c) Rights to subscribe (Note 2)
|
|
Class of relevant security:
|
Details
|
|
|
|
|
|
|
|
|
3. DEALINGS (Note 3)
|
|
(a) Purchases and sales
|
|
Purchase/sale
|
Number of securities
|
Price per unit (Note 4) (AUD)
|
|
Sale
|
-649
|
44.50
|
|
Sale
|
-93
|
44.51
|
|
Sale
|
-258
|
44.51
|
|
Sale
|
-5,000
|
44.88
|
|
Sale
|
-3,460
|
44.88
|
|
Sale
|
-1,540
|
44.88
|
|
Sale
|
-222
|
44.80
|
|
|
|
|
|
|
|
TOTAL BUYS:10
TOTAL SELLS:11222
|
|
(b) Derivatives transactions (other than options)
|
|
Product name, e.g. CFD
|
Long/short (Note 5)
|
Number of securities (Note 6)
|
Price per unit (Note 4)
|
|
|
|
|
|
|
|
|
|
|
(c) Options transactions in respect of existing securities
|
|
(i) Writing, selling, purchasing or varying
|
|
Product name,e.g. call option
|
Writing, selling, purchasing, varying etc.
|
Number of securities to which the option relates (Note 6)
|
Exercise price
|
Type, e.g. American, European etc.
|
Expiry date
|
Option money paid/received per unit (Note 4)
|
|
|
|
|
|
|
|
|
|
|
|
|
|
(ii) Exercising
|
|
Product name, e.g. call option
|
Number of securities
|
Exercise price per unit (Note 4)
|
|
|
|
|
|
|
|
|
|
(d) Other dealings (including new securities) (Note 3)
|
|
Nature of transaction (Note 7)
|
Details
|
Price per unit (if applicable) (Note 4)
|
|
|
|
|
|
|
|
|
|
4. OTHER INFORMATION :
|
|
Agreements, arrangements or understandings relating to options or derivatives
|
|
|
|
|
|
Is a Supplemental Form 38.5(b) attached? (Note 8) NO
|
|
|
|
Date of disclosure
|
02-06-2008
|
|
Contact name
|
Carolyn Collins
|
|
Telephone number
|
44 20 7883 4577
|
|
Name of offeree/offeror with which connected
|
Rio Tinto Plc
|
|
Nature of connection (Note 9)
|
ADVISOR
|
|
|
|
Notes
The Notes on Form 38.5(b) can be viewed on the Takeover Panel's website at http://www.thetakeoverpanel.org.uk/.
|
|
|
