28th Feb 2008 11:11
Credit Suisse Sydney Branch28 February 2008 FORM 38.5 (b) DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS BUT NOT DEALING IN A CLIENT-SERVING CAPACITY (Rule 38.5(b) of the Takeover Code) 1. KEY INFORMATIONName of exempt principal trader Credit Suisse Sydney branchCompany dealt in BHP Billiton LimitedClass of relevant security to which the dealings being Ordinary Sharesdisclosed relate (Note 1)Date of dealing 27-Feb-2007 2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 2) Long Short Number (%) Number (%) (1) Relevant securities 2,647,393 0.078 20,414,684 0.608(2) Derivatives (other than options)(3) Options and agreements to purchase/sell 6,517,000 0.194 4,492,000 0.133Total 9,164,393 0.273 24,906,684 0.742 (b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 2) Class Of Relevant Security Long Short(1) Relevant Securities(2) Derivatives (other than options)(3) Options and agreements to purchase/sellTotal (c) Rights to subscribe (Note 2)Class of relevant security: Details 3. DEALINGS (Note 3)(a) Purchases and salesPurchase/sale Number of securities Price per unit (Note 4)Purchase 2,000 47.00Sale -4,051 39.85Sale -37,993 39.85Sale -4,381 39.71Sale -500 39.71Sale -160 39.71Sale -10,000 39.90Sale -91 39.87Sale -10 39.87Sale -6,897 39.87Sale -2,961 39.87Sale -41 39.88Sale -907 39.48Sale -8,178 39.48Sale -915 39.48Total Buys:2000 Total Sells:77085 (b) Derivatives transactions (other than options)Product name, e.g. CFD Long/short (Note 5) Number of securities (Note 6) Price per unit (Note 4) (c) Options transactions in respect of existing securities(i) Writing, selling, purchasing or varyingProduct Writing, selling, Number of securities to Exercise Type, e.g. Expiry Option money paid/name,e.g. call purchasing, varying which the option relates price American, date received per unitoption etc. (Note 6) European etc. (Note 4) (ii) ExercisingProduct name, e.g. call option Number of securities Exercise price per unit (Note 4) (d) Other dealings (including new securities) (Note 3)Nature of transaction (Note 7) Details Price per unit (if applicable) (Note 4) 4. OTHER INFORMATIONAgreements, arrangements or understandings relating to options or derivativesNONE Is a Supplemental Form 38.5(b) attached? (Note 8) yes Date of disclosure 28-02-2008Contact name Collins, CarolynTelephone number 44 20 7888 0241Name of offeree/offeror with which Rio Tinto PlcconnectedNature of connection (Note 9) ADVISOR DETAILS OF OPEN POSITIONSProduct Description Written/Purchased No. of Securities Exercise Price Type Expiry DateCall Option SOLD 1,284,000 0.01 American Jun 26 2008Call Option SOLD 2,000 34.00 American Mar 27 2008Call Option SOLD 25,000 35.00 American Apr 23 2008Call Option SOLD 15,000 37.00 American Apr 23 2008Call Option SOLD 80,000 37.00 American Jun 26 2008Call Option SOLD 1,000 37.00 American Mar 27 2008Call Option SOLD 200,000 37.00 American Sep 25 2008Call Option SOLD 11,000 38.00 American Feb 28 2008Call Option SOLD 200,000 38.00 American Jun 26 2008Call Option SOLD 167,000 38.00 American Mar 27 2008Call Option SOLD 12,000 39.00 American Feb 28 2008Call Option SOLD 150,000 39.00 American Mar 27 2008Call Option SOLD 150,000 40.00 American Jun 26 2008Call Option SOLD 7,000 41.00 American Feb 28 2008Call Option SOLD 50,000 44.00 American Jun 26 2008Call Option SOLD 98,000 47.00 American Mar 27 2008Call Option SOLD 100,000 50.00 American Dec 18 2008Call Option SOLD 300,000 50.00 American Jun 25 2009Call Option PURCHASED 50,000 18.00 American Jul 24 2008Call Option PURCHASED 550,000 31.00 American Jun 26 2008Call Option PURCHASED 200,000 32.00 American Jan 29 2009Call Option PURCHASED 100,000 32.00 American Jul 24 2008Call Option PURCHASED 18,000 36.00 American Apr 23 2008Call Option PURCHASED 30,000 37.00 American Mar 27 2008Call Option PURCHASED 48,000 38.00 American Mar 27 2008Call Option PURCHASED 12,000 39.00 American Apr 23 2008Call Option PURCHASED 60,000 39.00 American Mar 27 2008Call Option PURCHASED 87,000 40.00 American Feb 28 2008Call Option PURCHASED 272,000 40.00 American Mar 27 2008Call Option PURCHASED 91,000 41.00 American Jun 26 2008Call Option PURCHASED 141,000 41.00 American Mar 27 2008Call Option PURCHASED 2,000 41.00 American Sep 25 2008Call Option PURCHASED 25,000 42.00 American Apr 23 2008Call Option PURCHASED 47,000 42.00 American Feb 28 2008Call Option PURCHASED 160,000 42.00 American Jun 26 2008Call Option PURCHASED 858,000 42.00 American Mar 27 2008Call Option PURCHASED 1,000 43.00 American Apr 23 2008Call Option PURCHASED 60,000 43.00 American Feb 28 2008Call Option PURCHASED 198,000 44.00 American Feb 28 2008Call Option PURCHASED 200,000 44.00 American Mar 25 2010Call Option PURCHASED 81,000 44.00 American Mar 27 2008Call Option PURCHASED 90,000 45.00 American Mar 27 2008Call Option PURCHASED 3,000 46.00 American Mar 27 2008Call Option PURCHASED 12,000 47.00 American Feb 28 2008Call Option PURCHASED 100,000 47.00 American Mar 27 2008Call Option PURCHASED 88,000 48.00 American Feb 28 2008Call Option PURCHASED 20,000 55.00 American Mar 27 2008Call Option PURCHASED 50,000 56.00 American Sep 25 2008Call Option PURCHASED 50,000 60.00 American Jun 26 2008Call Option PURCHASED 10,000 39.50 American Feb 28 2008Call Option PURCHASED 3,000 40.50 American Feb 28 2008Call Option PURCHASED 10,000 40.50 American Mar 27 2008Call Option PURCHASED 2,000 41.50 American Mar 27 2008Put Option SOLD 200,000 24.00 American Jul 24 2008Put Option SOLD 150,000 28.00 American Mar 27 2008Put Option SOLD 250,000 30.00 American Jun 26 2008Put Option SOLD 4,000 31.00 American Jun 26 2008Put Option SOLD 25,000 33.00 American Apr 23 2008Put Option SOLD 3,000 33.00 American Mar 27 2008Put Option SOLD 25,000 34.00 American Apr 23 2008Put Option SOLD 3,000 34.00 American Mar 27 2008Put Option SOLD 30,000 34.50 American Mar 27 2008Put Option SOLD 20,000 35.00 American Apr 23 2008Put Option SOLD 15,000 35.00 American Feb 28 2008Put Option SOLD 303,000 35.00 American Jun 26 2008Put Option SOLD 249,000 35.00 American Mar 27 2008Put Option SOLD 20,000 36.00 American Apr 23 2008Put Option SOLD 52,000 36.00 American Feb 28 2008Put Option SOLD 250,000 36.00 American Jun 26 2008Put Option SOLD 453,000 36.00 American Mar 27 2008Put Option SOLD 25,000 37.00 American Feb 28 2008Put Option SOLD 50,000 37.00 American Jun 26 2008Put Option SOLD 200,000 37.00 American Sep 25 2008Put Option SOLD 50,000 38.00 American Feb 28 2008Put Option SOLD 150,000 38.00 American Jun 26 2008Put Option SOLD 44,000 40.00 American Feb 28 2008Put Option SOLD 1,000 41.00 American Feb 28 2008Put Option SOLD 60,000 42.00 American Mar 27 2008Put Option SOLD 225,000 45.00 American Mar 27 2008Put Option SOLD 79,000 47.00 American Mar 27 2008Put Option SOLD 10,000 33.50 American Feb 28 2008Put Option SOLD 95,000 33.50 American Mar 27 2008Put Option SOLD 8,000 38.50 American Feb 28 2008Put Option PURCHASED 75,000 18.00 American Jul 24 2008Put Option PURCHASED 250,000 19.50 American Jul 24 2008Put Option PURCHASED 150,000 22.00 American Jul 24 2008Put Option PURCHASED 200,000 27.50 American Mar 27 2008Put Option PURCHASED 20,000 28.00 American Mar 27 2008Put Option PURCHASED 100,000 29.00 American Mar 27 2008Put Option PURCHASED 50,000 29.50 American Mar 27 2008Put Option PURCHASED 50,000 30.00 American Mar 27 2008Put Option PURCHASED 1,000 30.00 American Sep 25 2008Put Option PURCHASED 19,000 34.00 American Feb 28 2008Put Option PURCHASED 50,000 34.00 American Sep 25 2008Put Option PURCHASED 30,000 36.00 American Mar 27 2008Put Option PURCHASED 106,000 37.00 American Mar 27 2008Put Option PURCHASED 7,000 38.00 American Apr 23 2008Put Option PURCHASED 419,000 38.00 American Mar 27 2008Put Option PURCHASED 5,000 39.00 American Feb 28 2008Put Option PURCHASED 1,000 39.00 American Mar 27 2008Put Option PURCHASED 300,000 40.00 American Mar 27 2008Put Option PURCHASED 3,000 41.00 American Feb 28 2008Put Option PURCHASED 30,000 41.00 American Mar 27 2008Put Option PURCHASED 30,000 42.00 American Feb 28 2008Put Option PURCHASED 5,000 42.00 American Mar 27 2008Put Option PURCHASED 2,000 43.00 American Mar 27 2008 This information is provided by RNS The company news service from the London Stock ExchangeRelated Shares:
BHP Group